Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Hui 曾輝 | APR220 | Rep | 2010-07-26 | 2013-06-08 | ||
| 2 | Chang, Shuo-Fong 張碩峯 | AQE954 | Rep | 2008-02-13 | 2009-05-08 | ||
| 3 | Cheng, Charles Yo-chuan 鄭又銓 | M | ALG172 | Rep | 2008-11-14 | 2010-07-01 | |
| 4 | Cheung, Jasmine Lok Hang 張樂恆 | F | AIN696 | Rep | 2003-10-16 | 2004-08-19 | |
| 5 | Chiang, Shih-Wei 江仕偉 | AKS603 | RO | 2004-07-02 | 2005-11-15 | ||
| 6 | Clarke, Daniel Patrick | M | ALB224 | Rep | 2008-12-05 | 2009-10-20 | |
| 7 | Dunham, Christopher Mark | M | ANU648 | Rep | 2009-04-28 | 2009-08-05 | |
| RO | 2009-08-05 | 2012-04-26 | |||||
| 8 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2006-01-26 | 2009-01-19 | |
| 9 | Fu, Hsiang Chuan 傅祥銓 | ALR024 | Rep | 2009-01-08 | 2010-06-02 | ||
| 10 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-10-27 | |||
| 11 | Hsu, Pei 徐培 | AGF149 | Rep | 2003-10-22 | 2004-06-09 | ||
| RO | 2004-06-09 | 2004-11-09 | |||||
| 12 | Hsu, Yi-Ju 徐怡如 | APK835 | Rep | 2009-02-25 | 2009-10-31 | ||
| 13 | Hu, Xiaoyan (SFC:AVK473) 胡小燕 | AVK473 | Rep | 2010-06-25 | 2012-06-29 | ||
| 14 | Kiang, Li Li 姜麗莉 | AMF565 | Rep | 2010-10-20 | 2011-10-29 | ||
| 15 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2005-04-28 | 2008-11-25 | ||
| Rep | 2009-11-23 | 2019-11-21 | |||||
| 16 | Lam, Chi Hsin 林志興 | ALO052 | Rep | 2010-03-05 | 2012-08-16 | ||
| 17 | Lam, Terence Joe Cho Ying 林祖瀛 | 49 | M | ABW710 | RO | 2004-04-28 | |
| 18 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2008-09-12 | 2018-06-27 | |
| 19 | Lehner, Charles Warren Jr | M | AWI800 | Rep | 2010-11-19 | 2011-06-24 | |
| 20 | Li, Chiu Yee 李昭儀 | AJY016 | Rep | 2010-04-27 | 2013-03-07 | ||
| 21 | Liang, William Wei Jen 梁維仁 | M | AGU673 | Rep | 2009-08-03 | 2010-03-05 | |
| RO | 2010-03-05 | 2011-09-30 | |||||
| 22 | Lin, Li Yu (SFC:AHT091) 林麗玉 | AHT091 | Rep | 2004-07-19 | 2008-11-25 | ||
| 23 | Lin, Yen Jie 林彥傑 | ALC987 | Rep | 2004-11-08 | 2005-10-12 | ||
| RO | 2005-10-12 | 2009-02-12 | |||||
| 24 | Liu, Wen-Yu 劉文昱 | ASA033 | Rep | 2009-04-09 | 2009-11-30 | ||
| 25 | Liu, Yu-Chi 劉毓綺 | AJE119 | Rep | 2003-10-27 | 2004-04-27 | ||
| 26 | Lo, Chih-peng 羅志鵬 | ARE530 | Rep | 2008-07-24 | 2009-02-12 | ||
| RO | 2009-02-12 | 2010-02-09 | |||||
| Rep | 2010-02-09 | 2010-04-01 | |||||
| Rep | 2010-06-10 | 2010-11-03 | |||||
| 27 | Ming, Ming-Hsia 明明霞 | ATO860 | Rep | 2009-08-24 | 2011-04-07 | ||
| 28 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2009-09-18 | |||
| 29 | Mui, Kay Boon 梅基本 | AAJ763 | Rep | 2010-11-17 | 2013-06-08 | ||
| 30 | Ng, Ka Fuk 吳嘉福 | ABM509 | Rep | 2009-07-09 | 2011-11-30 | ||
| 31 | Nissen, Charles Peter Alexander | 26 | M | ASI132 | Rep | 2009-02-25 | 2011-10-21 |
| 32 | Poon, Ming Pui 潘明培 | M | AAF320 | Rep | 2009-08-06 | 2009-11-02 | |
| RO | 2009-11-02 | 2011-04-21 | |||||
| 33 | Shek, Winnie Po Wan 石寶雲 | F | ADY724 | Rep | 2009-10-12 | 2010-12-06 | |
| 34 | Shih, Po-Cheng 施伯承 | ARK095 | Rep | 2008-09-04 | 2009-07-17 | ||
| 35 | Tan, Ming Yi 陳銘億 | AVH984 | Rep | 2010-06-09 | 2013-04-10 | ||
| 36 | Tan, Wee Lee (SFC:AQI099) 陳偉利 | AQI099 | Rep | 2010-11-04 | 2011-12-10 | ||
| 37 | Tsai, Chiu Hsun 蔡秋洵 | AQS647 | Rep | 2008-05-05 | 2009-07-16 | ||
| 38 | Tseng Kuo, Jorge | AQW616 | Rep | 2008-05-21 | 2008-11-11 | ||
| 39 | Tseng Kuo, Juan | AJL228 | Rep | 2008-09-26 | 2009-10-20 | ||
| 40 | Wan, David Ngar Yin 溫雅言 | 50 | M | ABH754 | RO | 2004-02-06 | 2010-10-01 |
| 41 | Wan, Joyce Nga Yee 溫雅怡 | F | AOH920 | Rep | 2010-01-25 | 2015-06-14 | |
| 42 | Wen, Hsin Wei 聞歆瑋 | AJK591 | Rep | 2004-03-18 | 2004-09-18 | ||
| 43 | Wertheimer, Richard Miles | M | ACT127 | Rep | 2006-05-03 | 2009-01-07 | |
| RO | 2009-01-07 | 2009-09-30 | |||||
| 44 | Wong, Arthur Chi To 黃志滔 | M | ANK679 | Rep | 2008-09-17 | 2014-04-30 | |
| 45 | Wong, Kwok Wai (SFC:AOY613) 黃國威 | AOY613 | Rep | 2009-09-02 | 2010-04-25 | ||
| 46 | Wong, Siu Wai (SFC:AAY168) 黃瀟慧 | AAY168 | Rep | 2010-07-06 | 2011-09-24 | ||
| 47 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2008-09-16 | 2009-08-11 | ||
| RO | 2009-08-11 | 2012-01-01 | |||||
| 48 | Wun, Duncan Wai Yee 溫偉儀 | 46 | M | AAD933 | Rep | 2009-08-28 | 2010-07-13 |
| RO | 2010-07-13 | 2017-05-27 | |||||
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