Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Abbiss, Justin John |
|
M |
ACR459 |
Rep |
|
2005-03-23 |
| 2 |
Agostini, John Edward Cobcroft |
|
M |
AGN388 |
Rep |
|
2005-03-23 |
| 3 |
Baptista, Michael Peter (SFC:AHE139) |
|
M |
AHE139 |
RO |
|
2009-08-20 |
| 4 |
Blight, Warren Nicholas |
|
M |
ACL103 |
Rep |
|
2005-04-18 |
| 5 |
Boyton, Jamie Phillip |
|
M |
AFC755 |
Rep |
|
2004-08-19 |
| 6 |
Caughey, Nicholas Egerton |
|
M |
AGN387 |
Rep |
|
2005-03-23 |
| 7 |
Chan, Felix Sheung Tat 陳上達 |
|
M |
AGK666 |
Rep |
|
2005-05-18 |
| 8 |
Chan, Matthew Weng Chih |
|
M |
AJG926 |
Rep |
2003-11-25 |
2006-01-20 |
| 9 |
Chan, Pui Ting 陳佩婷 |
|
|
AFH197 |
Rep |
|
2003-07-08 |
| 10 |
Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 |
|
F |
ADU457 |
Rep |
|
2004-07-17 |
| 11 |
Chen, Fei (SFC:ACA503) 陳緋 |
|
|
ACA503 |
Rep |
|
2003-06-03 |
| 12 |
Cheng, Chi Wah (SFC:ABM629) 鄭志華 |
|
|
ABM629 |
Rep |
|
2005-03-23 |
| 13 |
Cross, David Frederick |
|
M |
AAB227 |
RO |
|
2004-09-28 |
| 14 |
Dunbar, David Greig |
|
M |
ADW293 |
Rep |
|
2004-01-01 |
| 15 |
Fan, Cheuk Wan 范卓雲 |
|
|
ACR502 |
Rep |
|
2006-08-26 |
| 16 |
Fung, Adrian Choi Ming 馮載明 |
|
M |
ACO054 |
Rep |
|
2003-12-11 |
| 17 |
Fung, Vicky Wai Kei 馮瑋琪 |
|
F |
AGL486 |
Rep |
|
2012-05-05 |
| 18 |
Gibson, Scott Caseley |
|
M |
AGU943 |
Rep |
|
2004-05-01 |
| 19 |
Godfray, John Verden |
|
M |
ABW773 |
RO |
|
2005-12-15 |
| 20 |
Gordon, Daniel (SFC:AHE138) |
|
M |
AHE138 |
Rep |
|
2003-09-01 |
| 21 |
Ho, Gerwin Cheuk Wing 何卓榮 |
|
M |
AFP611 |
Rep |
|
2004-04-17 |
| 22 |
Ho, Sin Yi 何善儀 |
|
|
ADA785 |
Rep |
|
2004-05-31 |
| 23 |
Huang, Yung-Chao 黃勇超 |
|
|
AHK485 |
Rep |
|
2003-05-20 |
| 24 |
Hwang, Min Seong |
|
|
AJD705 |
Rep |
2003-09-19 |
2004-08-10 |
| 25 |
Ip, Kalina Lai Fan 葉麗芬 |
|
|
AAW090 |
Rep |
|
2003-11-06 |
| 26 |
Johnson, Richard William Cramer |
|
M |
ACC652 |
Rep |
|
2003-06-25 |
| 27 |
Kang, Gyong Hee |
|
F |
AIK892 |
Rep |
|
2005-03-23 |
| 28 |
Kwan, David Yat Tung 關日東 |
|
M |
AGT675 |
Rep |
|
2003-12-10 |
| 29 |
Kwan, Man Ki 關敏琪 |
|
|
AFT708 |
Rep |
|
2005-03-23 |
| 30 |
Kwang, Mang Tak 鄺孟德 |
|
|
ACN932 |
Rep |
|
2006-03-14 |
| 31 |
Lam, Wing Sze (SFC:AGG952) 藍詠詩 |
|
|
AGG952 |
Rep |
|
2006-04-28 |
| 32 |
Lappin, Graham Michael |
|
M |
AGB470 |
Rep |
|
2005-03-23 |
| 33 |
Lau, Airy Tak Chuen 劉德泉 |
38 |
M |
AAI487 |
Rep |
|
2005-03-23 |
| 34 |
Lau, Eddie Kwok Lap 劉國立 |
|
M |
ABH321 |
Rep |
|
2005-10-26 |
| 35 |
Lau, Jimmy Ka Seung 劉嘉相 |
|
M |
AAG055 |
Rep |
|
2004-05-31 |
| 36 |
Law, Wagner Chung Po 羅忠寶 |
|
|
AGJ134 |
Rep |
|
2005-03-23 |
| 37 |
Lee, Alice Wai Yin 李偉賢 |
|
F |
AAH588 |
Rep |
|
2004-05-31 |
| 38 |
Lee, Martin Kin Mann 李健文 |
|
M |
AFE596 |
Rep |
|
2004-05-31 |
| 39 |
Lee, Yu Chuan |
|
|
AGH978 |
Rep |
|
2004-10-06 |
| 40 |
Leeming, Andrew Bernard |
|
M |
AIZ281 |
Rep |
2003-06-30 |
2003-08-29 |
| 41 |
Leventhorpe, Thomas Rooper |
|
M |
ABA264 |
Rep |
|
2005-03-23 |
| 42 |
Li, Jiun-Wei 李君唯 |
|
|
AJE687 |
Rep |
2003-10-07 |
2004-07-20 |
| 43 |
Li, Shuk Fat 李淑法 |
|
|
ACY281 |
Rep |
|
2003-06-03 |
| 44 |
Liang, Terran Hua-Wen 梁華文 |
|
|
AIC504 |
Rep |
|
2003-05-20 |
| 45 |
Lim, Corrina Doris Chwee Suan |
|
F |
AFP852 |
Rep |
|
2005-11-01 |
| 46 |
Liu, Kate Kit Yee 廖潔儀 |
|
F |
ACY139 |
Rep |
|
2003-04-17 |
| 47 |
Lo, Thebes Lai Kwan 羅麗群 |
|
|
ACT431 |
Rep |
|
2004-08-12 |
| 48 |
Locke, Joseph Neal Geoffrey |
|
M |
AEV226 |
Rep |
|
2003-08-04 |
| 49 |
Lui, James Ngai Him 雷毅謙 |
|
M |
ABH139 |
Rep |
|
2004-04-28 |
| 50 |
Lung, Alice Man Han 龍敏嫻 |
|
F |
AAV895 |
Rep |
|
2005-03-23 |
| 51 |
Mak, Carol Michele Kar Wai 麥嘉慧 |
|
F |
ABX294 |
Rep |
|
2004-08-27 |
| 52 |
Man, Howard (SFC:AJF011) |
|
M |
AJF011 |
Rep |
2003-10-20 |
2006-05-26 |
| 53 |
Man, Kam Chiu 文錦超 |
|
|
AAX339 |
Rep |
|
2004-05-31 |
| 54 |
Marconato, Diego L. |
|
M |
AHD221 |
Rep |
|
2004-06-19 |
| 55 |
Nallamala, Mayur Raoul |
|
M |
AGL487 |
Rep |
|
2005-05-19 |
| 56 |
Ng, Pauline Po Yuen 吳溥潤 |
|
F |
AAE985 |
Rep |
|
2005-03-23 |
| 57 |
Parry, Giles Hubert (SFC:AHN533) |
|
M |
AHN533 |
Rep |
|
2005-03-23 |
| 58 |
Peard, Andrew Davis Lozada |
|
M |
AHA360 |
Rep |
|
2003-05-29 |
| 59 |
Petch, Jolyon Robert |
|
M |
AAA878 |
Rep |
|
2003-06-20 |
| 60 |
Poon, Ben Shu Fai 潘樹輝 |
|
M |
AAE969 |
Rep |
|
2004-06-01 |
| 61 |
Poon, Chun Pong (SFC:AAD084) 潘振邦 |
|
|
AAD084 |
Rep |
|
2005-03-23 |
| 62 |
Poon, Kai Chung 潘繼宗 |
|
|
ADV914 |
Rep |
|
2003-05-20 |
| 63 |
Royds, Thomas Alexander |
|
M |
AFY848 |
RO |
|
2004-09-24 |
| 64 |
Rudd, Benjamin Jeremy Kenneth |
29 |
M |
AIC878 |
Rep |
|
2005-08-01 |
| 65 |
Ryan, Jonathan David (SFC:AGX020) |
|
M |
AGX020 |
Rep |
|
2003-09-01 |
| 66 |
So, Suet Fun 蘇雪芬 |
|
|
AHU522 |
Rep |
|
2006-08-05 |
| 67 |
Stevenson, Andrew Mark Bryce |
40 |
M |
AGA310 |
Rep |
|
2004-05-22 |
| 68 |
Sutch, Jeremy Rupert Peter |
|
M |
ADB510 |
Rep |
|
2004-03-27 |
| 69 |
Tan, Alvin Sabino Sy |
|
M |
AHC682 |
Rep |
|
2004-12-17 |
| 70 |
Tan, Andrew Too Boon |
|
M |
AIU534 |
Rep |
2003-05-06 |
2006-07-03 |
| 71 |
Tan, Wee Kiat (SFC:AJC408) |
|
|
AJC408 |
Rep |
2003-08-04 |
2007-03-27 |
| 72 |
Tang, Tsz Kit 鄧子傑 |
|
|
ACR548 |
Rep |
|
2013-06-18 |
| 73 |
Thony, Suwandy |
|
|
AFA326 |
Rep |
|
2007-01-25 |
| 74 |
Wang, Feili 王斐麗 |
|
|
AIR147 |
Rep |
|
2010-08-21 |
| 75 |
Wong, Chun Wah (SFC:AAA213) 王俊華 |
|
|
AAA213 |
Rep |
|
2004-05-31 |
| 76 |
Wong, Eddie Yiu 黃耀 |
|
M |
ABZ481 |
Rep |
|
2005-08-29 |
| 77 |
Wong, Mei Tseun 王美純 |
|
|
ABM893 |
Rep |
|
2004-06-01 |
| 78 |
Wong, Yim (SFC:AFU666) 王艷 |
|
|
AFU666 |
Rep |
|
2003-05-20 |
| 79 |
Woodrow, John Thomas |
|
M |
AGB942 |
Rep |
|
2004-03-15 |
| 80 |
Yee, Ho Ming (SFC:AGH180) 余浩銘 |
|
|
AGH180 |
Rep |
|
2007-03-21 |
| 81 |
Yetman, Mark Stephen |
|
M |
ACT009 |
Rep |
|
2003-05-20 |
| 82 |
Yiong, Hoi San 楊海山 |
|
|
AGT132 |
Rep |
|
2003-05-31 |
| 83 |
Yu, Hiu To 余曉濤 |
|
|
AGM902 |
Rep |
2003-12-05 |
2004-09-14 |
| 84 |
Zhu, Helen Yue 朱悅 |
|
F |
AFK424 |
Rep |
|
2006-03-14 |
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