Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Anand (SFC:ANX687) | ANX687 | Rep | 2012-02-13 | 2014-11-14 | ||
| 2 | Agarwal, Vishal Kumar | M | AYY895 | Rep | 2012-02-13 | 2014-03-07 | |
| 3 | Aw, Adrian Matthew 胡敬謙 | M | AWY725 | Rep | 2014-01-08 | 2017-12-22 | |
| 4 | Azuma, Yoshihiro | M | APL620 | Rep | 2011-10-31 | 2022-07-04 | |
| 5 | Bajikar, Sundeep Madan | AYB109 | Rep | 2011-09-20 | 2015-10-15 | ||
| 6 | Bolon, Jonathan Quinn | M | ARH276 | Rep | 2011-03-25 | 2012-08-28 | |
| 7 | Bond, Phillip Matthew | M | AWZ057 | Rep | 2011-03-14 | 2011-09-30 | |
| 8 | Bu, Haidong 卜海東 | AVI091 | Rep | 2011-06-01 | 2014-01-31 | ||
| 9 | Chan, Bonnie Chiao Nien 陳翹寧 | F | AOQ884 | Rep | 2014-02-05 | 2015-08-21 | |
| 10 | Chan, Karen Ka Long 陳加朗 | F | BBL855 | Rep | 2013-06-26 | 2015-09-11 | |
| 11 | Chan, Kenneth Kwok Ho 陳國豪 | M | ADT909 | Rep | 2011-08-04 | 2023-06-30 | |
| 12 | Chan, Yat Sing (SFC:ANI726) 陳日昇 | ANI726 | Rep | 2013-02-15 | 2013-05-10 | ||
| 13 | Chataway, James Jonathan | M | AUJ209 | RO | 2010-01-05 | 2010-03-12 | |
| 14 | Chee, Swee Wei 植思輝 | AXS218 | Rep | 2011-07-28 | 2016-10-28 | ||
| 15 | Chellappa, Govindarajan | AUX265 | Rep | 2011-08-22 | 2017-07-31 | ||
| 16 | Chen, Bo Gwang | AYN952 | Rep | 2011-11-29 | 2011-12-22 | ||
| 17 | Chen, Geng (SFC:AOY114) 陳耿 | AOY114 | Rep | 2011-01-27 | 2012-06-08 | ||
| 18 | Chen, Hsin-shu Branden 陳信旭 | AUK172 | Rep | 2011-03-11 | 2012-07-23 | ||
| 19 | Chen, Lijia (SFC:AWW323) 陳麗嘉 | AWW323 | Rep | 2011-02-23 | 2012-08-03 | ||
| 20 | Chen, Wenhan (SFC:APF628) 陳文翰 | APF628 | Rep | 2013-06-24 | 2013-09-16 | ||
| 21 | Chen, Xi (SFC:BCC168) 陳曦 | BCC168 | Rep | 2013-10-22 | 2014-04-01 | ||
| 22 | Cheng, Andre An-Chun (SFC:BAN243) | M | BAN243 | Rep | 2012-11-27 | 2015-03-03 | |
| 23 | Cheng, Charles Chun Yin 鄭俊然 | M | BAA428 | Rep | 2013-03-15 | 2015-07-24 | |
| 24 | Cheng, Edwin Siu Lung 鄭玿璘 | M | AYZ892 | Rep | 2012-02-14 | 2012-09-11 | |
| 25 | Cheng, Tau Cheung 鄭導昌 | AFC185 | Rep | 2011-08-01 | 2012-08-14 | ||
| 26 | Cheung, Miu Chun 張妙珍 | AZL261 | Rep | 2012-05-15 | 2013-05-27 | ||
| 27 | Chiang, Venant (SFC:AIB743) 蔣永甯 | AIB743 | Rep | 2012-05-11 | 2016-06-02 | ||
| 28 | Chiu, Tun Steven 趙頓 | M | AXV669 | Rep | 2014-04-17 | 2015-10-09 | |
| 29 | Cho, Larry Yui Kwan 曹銳焜 | M | ALQ596 | Rep | 2014-04-29 | 2014-07-31 | |
| 30 | Chong, Louis Siu Kei 莊紹基 | M | AUQ039 | Rep | 2010-01-27 | 2011-04-20 | |
| 31 | Clayton, Andrew Crimmins 藍向明 | M | ATS621 | RO | 2010-01-04 | 2013-03-18 | |
| 32 | Crosbie-Walsh, Gordon Michael | M | ACD934 | Rep | 2013-09-19 | 2015-08-12 | |
| 33 | Dai, Qiang (SFC:AVQ949) 戴強 | AVQ949 | Rep | 2011-12-12 | 2012-12-28 | ||
| RO | 2012-12-28 | 2015-03-27 | |||||
| 34 | Darby, Sean | M | AFD144 | Rep | 2011-09-12 | 2011-12-08 | |
| RO | 2011-12-08 | 2023-03-23 | |||||
| 35 | Ding, Yiming (SFC:AXG896) 丁一鳴 | AXG896 | Rep | 2013-02-15 | 2014-02-28 | ||
| 36 | Du, Yang (SFC:AYY897) 杜洋 | AYY897 | Rep | 2012-02-13 | 2012-04-10 | ||
| 37 | Eng, Shu Ling Amanda | F | AVW617 | Rep | 2011-09-20 | 2012-08-27 | |
| 38 | Fan, Clara Sung Ka 樊崇嘉 | F | AQG580 | Rep | 2012-07-03 | 2015-06-11 | |
| 39 | Fan, Edwin Yu Hin 樊宇軒 | 31 | M | AMU321 | Rep | 2013-01-23 | 2015-03-31 |
| 40 | Feng, Dandan 馮丹丹 | ALO316 | Rep | 2010-11-05 | 2011-09-02 | ||
| 41 | Fong, Joseph J 方仲彬 | M | AUQ951 | Rep | 2011-07-07 | 2016-11-03 | |
| 42 | Gong, Yueyue 龔悅悅 | 35 | M | AVK929 | Rep | 2010-12-30 | 2013-04-17 |
| 43 | Goyal, Atul | APF163 | Rep | 2013-06-21 | |||
| 44 | Griffiths, Oliver Charles | M | AWZ055 | Rep | 2011-03-15 | 2012-11-14 | |
| 45 | Gu, Qiong 顧琼 | BDJ030 | Rep | 2014-04-30 | 2016-07-18 | ||
| 46 | Guan, Wenjie 管文捷 | ASK369 | Rep | 2011-11-02 | 2015-12-17 | ||
| 47 | Guha, Krishna Jyoti | ALF245 | Rep | 2014-06-09 | 2022-11-13 | ||
| 48 | Guo, Qiang (SFC:AYW017) 郭強 | AYW017 | Rep | 2012-01-20 | 2014-06-19 | ||
| 49 | Guo, Yaqin 郭雅琴 | BDJ025 | Rep | 2014-04-28 | 2015-05-18 | ||
| 50 | Guo, Yuantao 郭圓濤 | 41 | F | AFW884 | Rep | 2011-04-20 | 2017-07-12 |
| 51 | Hao, Rui (SFC:AYJ242) 郝瑞 | AYJ242 | Rep | 2011-11-17 | 2013-04-12 | ||
| 52 | He, Zhaoqiang 賀照強 | BAQ188 | Rep | 2014-02-27 | 2015-12-17 | ||
| 53 | Hong, Siu Chung 康兆忠 | BDJ726 | Rep | 2014-05-07 | 2016-01-16 | ||
| 54 | Howsley, Jonathan Charles (SFC:AZF710) | M | AZF710 | Rep | 2012-03-29 | 2016-05-18 | |
| 55 | Hu, Rong (SFC:AXW316) 胡蓉 | AXW316 | Rep | 2013-06-24 | 2015-06-05 | ||
| 56 | Huang, Jiaqi (SFC:BDQ027) 黃嘉琪 | BDQ027 | Rep | 2014-06-26 | 2015-11-13 | ||
| 57 | Huang, Naikang 黃乃康 | BAT756 | Rep | 2013-01-21 | 2013-05-13 | ||
| 58 | Huang, Wan (SFC:AMO369) 黃婉 | AMO369 | Rep | 2011-11-28 | 2012-08-07 | ||
| RO | 2012-08-07 | 2015-07-24 | |||||
| 59 | Hui, Chi Keung (SFC:ALZ728) 許志強 | ALZ728 | Rep | 2012-06-27 | 2016-08-22 | ||
| 60 | Jasani, Nilesh Surendra Rai | M | AFJ460 | Rep | 2011-10-28 | 2021-08-18 | |
| 61 | Joo, Chang Han | BDH641 | Rep | 2014-04-15 | 2017-12-08 | ||
| 62 | Ju, Yansu Christie 居燕蘇 | ALI339 | Rep | 2010-11-10 | 2011-09-15 | ||
| RO | 2011-09-15 | 2015-09-29 | |||||
| 63 | Kakulavarapu, Rajasa | BEJ729 | Rep | 2014-10-24 | 2016-03-04 | ||
| 64 | Karfa, Nilanjan | BBD023 | Rep | 2013-04-12 | 2020-03-16 | ||
| 65 | Krake, Paul Edward | M | ADT713 | Rep | 2011-03-28 | 2011-09-21 | |
| 66 | Kumagai, Yukihiro | BAY165 | Rep | 2013-03-06 | 2015-06-10 | ||
| 67 | Lam, Brian Jing Hei 林政熹 | M | AXQ385 | Rep | 2013-01-09 | 2015-02-13 | |
| 68 | Lam, Kit Man (SFC:BDP644) 林潔雯 | BDP644 | Rep | 2014-06-23 | 2014-10-03 | ||
| 69 | Lau, Henry Hang 劉恆 | M | AWJ860 | Rep | 2013-03-01 | 2014-04-05 | |
| 70 | Lau, Howard Ho-Bong 劉浩邦 | M | BCD638 | Rep | 2013-11-04 | 2017-11-29 | |
| 71 | Lea, Robert Michael | M | ATL432 | Rep | 2011-07-07 | 2012-08-14 | |
| 72 | Lee, Dennis Pui Yan 李沛欣 | M | AOS008 | Rep | 2013-02-15 | 2013-04-11 | |
| 73 | Leung, Johnson Man 梁民 | M | AUI268 | Rep | 2011-03-14 | 2015-12-16 | |
| 74 | Leung, Yuen Ha (SFC:ACI635) 梁婉霞 | ACI635 | Rep | 2011-03-10 | 2012-11-14 | ||
| 75 | Li, Chenkan 李辰侃 | AWI078 | Rep | 2013-02-15 | 2015-07-31 | ||
| 76 | Li, Jessica Y 李穎 | F | AWV098 | Rep | 2013-10-09 | 2015-04-14 | |
| 77 | Li, Lei (SFC:AUA255) 李蕾 | AUA255 | Rep | 2013-01-21 | 2014-02-24 | ||
| 78 | Li, Rong (SFC:ARM918) 李嶸 | ARM918 | Rep | 2010-11-05 | 2014-01-31 | ||
| 79 | Li, Yilu 李伊呂 | ATN888 | Rep | 2014-01-14 | 2015-12-18 | ||
| 80 | Li, Zhifa 李志法 | AGL136 | Rep | 2013-10-17 | 2014-11-28 | ||
| 81 | Liao, Shifan 廖世凡 | AWO654 | Rep | 2010-12-30 | 2015-12-17 | ||
| 82 | Lipacis, Mark John | M | BDW927 | Rep | 2014-07-29 | 2023-12-15 | |
| 83 | Liu, Bingnan 劉冰楠 | AYJ282 | Rep | 2011-11-01 | 2013-05-10 | ||
| 84 | Liu, Boyong 劉博雍 | AWO657 | Rep | 2010-12-30 | 2015-10-16 | ||
| 85 | Liu, Dongheng 劉東恒 | AYT455 | Rep | 2013-06-17 | 2015-12-17 | ||
| 86 | Liu, Kezhi 劉克之 | BDV939 | Rep | 2014-07-23 | 2015-12-17 | ||
| 87 | Liu, Liu (SFC:BAY471) 劉流 | BAY471 | Rep | 2013-03-05 | 2014-12-18 | ||
| 88 | Liu, Sherry Xiaoyu 劉肖俞 | F | AHA564 | Rep | 2012-10-29 | 2014-03-20 | |
| RO | 2014-03-20 | 2015-12-17 | |||||
| 89 | Liu, Shimeng 劉詩萌 | BDF099 | Rep | 2014-04-03 | 2015-12-17 | ||
| 90 | Lo, Michelle Chi Lok 盧子樂 | F | ARU443 | Rep | 2012-07-09 | 2012-07-23 | |
| 91 | Lu, Hongliang (SFC:AWO608) 呂洪良 | AWO608 | Rep | 2010-12-30 | 2015-06-12 | ||
| 92 | Lu, Xiaohao (SFC:AZF711) 呂皛皓 | AZF711 | Rep | 2012-03-29 | 2014-09-12 | ||
| 93 | Lui, Connie Ngan 呂雁 | F | AOO869 | Rep | 2010-12-20 | 2011-01-24 | |
| 94 | Luo, Yixin 羅藝鑫 | AWJ276 | Rep | 2011-05-26 | 2012-08-14 | ||
| 95 | Ma, Yunpeng 馬云鵬 | AUR465 | Rep | 2014-10-17 | 2015-09-02 | ||
| 96 | Maeda, Yuki | BEC377 | Rep | 2014-09-03 | 2015-06-25 | ||
| 97 | Meng, Cynthia Jinhong 孟晉紅 | 45 | F | ANU548 | Rep | 2011-01-31 | 2016-06-01 |
| 98 | Misek, Peter (SFC:AYB106) | M | AYB106 | Rep | 2011-09-20 | 2014-07-15 | |
| 99 | Na, Mufu 那木夫 | AXR364 | Rep | 2014-12-08 | 2015-07-17 | ||
| 100 | Nahar, Piyush | BBL066 | Rep | 2013-06-21 | 2020-07-31 | ||
| 101 | Nakanishi, Takaki | M | BAU421 | Rep | 2013-12-06 | 2023-08-31 | |
| 102 | Naruse, Shinya (SFC:BDV235) | BDV235 | Rep | 2014-08-01 | 2016-03-24 | ||
| 103 | Nie, Shengshen 聶晟申 | AVL824 | Rep | 2012-05-02 | 2016-11-03 | ||
| 104 | Ning, Qing 寧清清 | F | AZS063 | Rep | 2012-06-22 | 2013-07-18 | |
| 105 | Nolan Iv, William Joseph (SFC:BCT488) | M | BCT488 | Rep | 2014-01-21 | 2015-03-27 | |
| 106 | Oiwa, Ken | M | AYW019 | Rep | 2014-08-15 | 2016-07-07 | |
| 107 | Pham, Thanh Ha | AYY900 | Rep | 2012-02-10 | |||
| 108 | Poon, Ada Ho Yan 潘可欣 | F | AFQ511 | Rep | 2011-04-29 | 2012-11-14 | |
| 109 | Poon, Iris Ho Yee 潘灝儀 | F | BAY472 | Rep | 2013-03-04 | 2014-10-31 | |
| 110 | Putterill, Adam Thomas James | M | ABG123 | Rep | 2011-02-01 | 2012-11-14 | |
| 111 | Quadros, Lavina Saira | AYM833 | Rep | 2011-11-24 | |||
| 112 | Rider, Thomas Peter Baty | M | AZZ305 | Rep | 2012-08-06 | 2013-06-27 | |
| 113 | Rosenfeld, Seth Robert | M | AYZ307 | Rep | 2012-02-09 | 2019-02-11 | |
| 114 | Salman, Makarim Adel | ATD287 | Rep | 2011-08-16 | 2016-10-27 | ||
| 115 | Sato, Hiroko | BDJ024 | Rep | 2014-04-29 | |||
| 116 | Sen, Arya | BAF500 | Rep | 2012-09-24 | 2020-05-18 | ||
| 117 | Shan, Shan (SFC:AYM834) 單珊 | AYM834 | Rep | 2011-11-21 | 2013-05-10 | ||
| 118 | Sheng, Wei-Ting 盛薇庭 | AJL418 | RO | 2010-01-04 | 2012-11-15 | ||
| 119 | Shi, Feng (SFC:AWI080) 石峰 | AWI080 | Rep | 2013-06-10 | 2014-03-07 | ||
| 120 | Shi, Yangtian 施陽天 | BDW546 | Rep | 2014-07-29 | 2015-05-18 | ||
| 121 | Sohn, Bill Eun-Seok | M | AHN695 | Rep | 2013-07-23 | 2013-09-25 | |
| RO | 2013-09-25 | 2016-06-02 | |||||
| 122 | Su, Wei (SFC:AGN518) 蘇緯 | AGN518 | Rep | 2013-09-05 | 2013-11-08 | ||
| RO | 2013-11-08 | 2019-02-15 | |||||
| 123 | Sugito, Timur Tzu Lung | BCE461 | Rep | 2013-11-18 | 2015-06-15 | ||
| 124 | Sun, Kam Ming 辛鑑明 | AUT130 | Rep | 2014-03-27 | 2015-07-17 | ||
| 125 | Sun, Lijun (SFC:AWO659) 孫李軍 | AWO659 | Rep | 2010-12-30 | 2012-05-31 | ||
| 126 | Tai, Germaine Wai See 戴慧詩 | F | AMC821 | Rep | 2012-06-13 | 2012-12-31 | |
| 127 | Tam, Man Hong (SFC:AFY709) 譚文康 | 38 | M | AFY709 | Rep | 2011-12-12 | 2012-03-20 |
| RO | 2012-03-20 | 2015-07-17 | |||||
| 128 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2012-04-18 | 2014-12-31 | ||
| 129 | Wakasugi, Masahiro | AXY740 | Rep | 2011-08-26 | 2013-06-17 | ||
| 130 | Wan, Lingyan 萬玲豔 | BCL741 | Rep | 2014-01-02 | 2015-02-27 | ||
| 131 | Wang, Benjamin (SFC:AUP570) 王秉遠 | M | AUP570 | Rep | 2011-10-26 | 2014-03-05 | |
| 132 | Wang, Chen (SFC:BBL390) 王晨 | BBL390 | Rep | 2013-06-24 | 2014-10-31 | ||
| 133 | Wang, Jin (SFC:AVY040) 王瑾 | AVY040 | Rep | 2012-05-21 | 2014-11-15 | ||
| 134 | Wang, Kuan Jan 王冠然 | AXK690 | Rep | 2012-12-17 | 2013-02-21 | ||
| 135 | Wang, Qin (SFC:BEC606) 王沁 | BEC606 | Rep | 2014-10-16 | 2015-06-05 | ||
| 136 | Wang, Ren (SFC:AIB127) 汪韌 | 42 | M | AIB127 | Rep | 2011-12-19 | 2012-03-20 |
| RO | 2012-03-20 | 2015-12-17 | |||||
| 137 | Wang, Ruxian 王汝先 | AXG897 | Rep | 2011-05-12 | 2011-06-30 | ||
| 138 | Wei, Po 魏柏修 | AVH892 | Rep | 2012-06-08 | 2016-11-30 | ||
| 139 | Wisbeck, Ana Cristina | AXC642 | Rep | 2011-04-01 | 2012-08-16 | ||
| 140 | Wong, Janet Hoi Ching 黃凱靖 | F | AQU590 | Rep | 2013-11-29 | 2015-12-17 | |
| 141 | Wong, Johnny Kin Man 黃建文 | M | ACI033 | Rep | 2014-10-22 | 2019-08-23 | |
| 142 | Wu, Chenyao 吳陳堯 | AWW321 | Rep | 2011-02-23 | 2011-09-20 | ||
| 143 | Wu, Xiaolin (SFC:AVV216) 吳曉琳 | AVV216 | Rep | 2013-03-26 | 2017-06-16 | ||
| 144 | Wu, Zhiyang 吳之洋 | AYC708 | Rep | 2013-01-18 | 2014-02-28 | ||
| 145 | Yang, Buyun 楊佈云 | BDQ418 | Rep | 2014-06-26 | 2015-05-18 | ||
| 146 | Yang, Chung-chih 楊重志 | AVD352 | Rep | 2010-05-07 | 2011-02-16 | ||
| 147 | Yang, Rui (SFC:ALG051) 楊瑞 | M | ALG051 | Rep | 2012-08-08 | 2015-03-27 | |
| 148 | Yao, Yao (SFC:ALK994) 姚嶢 | ALK994 | Rep | 2010-11-05 | 2011-11-30 | ||
| 149 | Ye, Nayun 叶拏云 | AWG076 | Rep | 2013-07-09 | 2015-02-02 | ||
| 150 | Yeo, Zhi Aik | AVN113 | Rep | 2011-06-30 | 2016-10-31 | ||
| 151 | Yin, Jianbo 銀建博 | BDM666 | Rep | 2014-06-03 | 2017-03-23 | ||
| 152 | Yokoi, Naomi | F | ATI152 | Rep | 2011-08-29 | 2015-09-16 | |
| 153 | Yu, Lei (SFC:APF652) | APF652 | Rep | 2011-03-11 | 2016-03-21 | ||
| 154 | Yu, Lijie (SFC:AUX358) 俞勵頡 | AUX358 | Rep | 2014-07-22 | 2014-08-14 | ||
| 155 | Zeng, Zhan 曾展 | BCZ088 | Rep | 2014-02-24 | 2015-06-12 | ||
| 156 | Zhang, Fuyang 張扶陽 | AXP987 | Rep | 2012-05-28 | 2013-03-21 | ||
| 157 | Zhang, Yuanfu 張元夫 | BAC429 | Rep | 2012-09-03 | 2013-12-20 | ||
| 158 | Zheng, Dan (SFC:BBN687) 鄭丹 | BBN687 | Rep | 2013-07-09 | 2015-12-17 | ||
| 159 | Zheng, Yingying (SFC:AVK954) 鄭盈盈 | AVK954 | Rep | 2011-07-15 | 2012-08-14 | ||
| 160 | Zheng, Yuanyuan (SFC:AZO877) 鄭圓圓 | AZO877 | Rep | 2012-06-12 | 2016-02-01 | ||
| 161 | Zhi, Yu 職宇 | AFQ326 | Rep | 2013-01-03 | 2015-03-27 | ||
| 162 | Zhou, Nan (SFC:BBU594) 周楠 | 29 | F | BBU594 | Rep | 2014-08-27 | 2015-12-17 |
| 163 | Zhou, Xiao (SFC:AYC139) 周曉 | AYC139 | Rep | 2012-09-26 | 2015-12-17 | ||
| 164 | Zhu, Qing (SFC:ADZ874) 朱慶 | ADZ874 | Rep | 2012-11-28 | 2013-06-28 | ||
| 165 | Zhu, Shaoqing 朱劭卿 | BEC581 | Rep | 2014-10-15 | 2015-05-18 | ||
| 166 | Zhu, Yifan (SFC:BCA260) 朱一帆 | BCA260 | Rep | 2013-10-21 | 2015-10-16 | ||
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