CLSA LIMITED 中信里昂證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
Role From Until
1 Ang, Kok Thye Ian 汪國泰 Rep 2006-06-01 2019-10-18
2 Baars, Andrew Paul M Rep 2010-09-07 2013-06-04
3 Bairstow, Hayden Peter M Rep 2010-04-07 2013-04-17
4 Baker, Maureen Lee F Rep 2010-05-12 2016-04-06
5 Balanco, Laurence M Rep 2009-02-16
6 Bao, Wenjun 包文駿 Rep 2011-04-12 2012-08-01
7 Beddard, Henry Terence M Rep 2007-03-07 2015-06-05
8 Bhuralal, Sheinal Amratlal Rep 2010-10-04 2016-05-28
9 Bird, John David (SFC:AKY461) M RO 2005-02-01 2012-02-27
10 Biswas, Swagatam Rep 2009-09-17 2022-03-14
11 Blanquet, Ludovic Marcel Michel M Rep 2010-09-06 2012-06-30
12 Boyd, Geoffrey Cameron M Rep 2006-03-30 2017-10-14
13 Bradley, Edmund Hugh M RO 2019-04-16
14 Brinker, Anthony Ambrose M Rep 2009-04-24 2012-01-17
15 Browne, Daniel Joseph M Rep 2011-07-25 2016-11-15
16 Buckle, Karen Jane F Rep 2014-01-24
17 Byun, Ralph Yong Hoon M Rep 2010-05-20 2014-12-15
18 Campbell, Oliver Martin (SFC:AOO985) M Rep 2007-02-21 2014-03-01
19 Caruso, Richard Blaise M Rep 2004-10-19 2012-11-28
20 Chambers, Michael Edmund Carrick M Rep 2008-09-17 2014-02-01
21 Chan, George Lung Cheung 陳龍翔 M Rep 2004-07-12 2012-06-13
22 Chan, Sze Chung (SFC:AWQ116) 陳思聰 Rep 2011-01-13 2012-06-13
23 Chan, Vonnie Lai Yin 陳麗妍 Rep 2006-09-07 2019-12-11
24 Charlton-Jones, John Murray M Rep 2009-09-10 2015-06-04
25 Chen, Cheng Kai (SFC:AVV704) 陳振凱 Rep 2010-09-07 2012-06-19
26 Chen, I-Hen Rep 2011-09-07 2013-09-12
27 Chen, Kuan-Chun Rep 2011-09-07 2012-09-20
28 Chen, Qian (SFC:AYH384) 陳前 Rep 2011-10-21 2014-06-25
29 Chen, Shun Pin 陳舜萍 Rep 2008-09-18 2013-10-03
30 Chen, Tzung-Chi 陳宗岐 Rep 2010-09-07 2013-09-12
31 Cheng, Chun Pong (SFC:AQH613) 鄭振邦 Rep 2008-01-15 2012-08-18
32 Cheng, Eric Ning Hin 鄭寧軒 M Rep 2010-07-19 2016-06-03
33 Cheng, Ming-Kai 鄭名凱 Rep 2009-07-02 2013-08-05
34 Cheuk, Alexander Siu Bun 卓兆斌 M Rep 2014-07-30
35 Chiais, GianClaudio Rep 2008-09-18 2013-01-31
36 Chong, Carmen Yu 莊瑜 F Rep 2009-05-13
37 Chong, Jack Chung-Taek M Rep 2010-04-08 2019-07-11
38 Choo, Shan Rep 2007-07-03 2015-03-23
39 Chow, Wing Hong (SFC:ACI634) 周永康 Rep 2007-01-25 2012-12-01
40 Chugh, Saurabh (SFC:AQN361) Rep 2008-02-28 2015-09-30
41 Chung, Eugene Bob 鍾易彤 M Rep 2008-09-11 2013-09-01
42 Citaku, Shpendi Norman M Rep 2011-08-31 2024-01-18
43 Cooper, Richard David (SFC:AVU997) M Rep 2010-09-03 2017-05-11
44 Cotterchio, David Maurice M Rep 2006-07-04 2016-03-18
45 Da Cruz, Antonia Maria 告崇 F Rep 2010-08-27 2012-12-01
46 Daniel, Thomas Jude M Rep 2009-11-16 2015-08-21
47 Dauz, Alexander Ludwig Lim M Rep 2008-09-18 2018-09-15
48 De Dios, Maria Martha Araullo F Rep 2007-06-25
49 Del Papa, Massimiliano Rep 2006-02-20
50 Dharia, Akash Rep 2011-12-13 2012-06-13
51 Doshi, Mihir Vinod M Rep 2008-09-25 2020-02-18
52 Downes, Dianne Michelle F Rep 2009-10-15 2012-01-16
53 Eng, Karen Jane 伍倚华 F Rep 2004-08-03 2020-10-16
54 Enticknap, David (SFC:AMS233) M Rep 2005-11-11 2013-07-04
55 Evans, Michael John (SFC:AWA046) M Rep 2010-10-06 2012-01-17
56 Everaert, Veronique M. C. G. Rep 2009-09-04 2015-06-04
57 Fan, Lei (SFC:AXL810) 樊磊 Rep 2011-07-08 2012-06-14
58 Fan, Lin (SFC:AUD641) 樊林 Rep 2011-09-01 2013-05-07
59 Feng, Dawei (SFC:AQO276) 馮大為 Rep 2008-02-22 2018-01-20
60 Feng, Lingtian 馮令天 Rep 2011-12-13 2015-01-30
61 Fisher, Kirstie Jane F Rep 2006-09-18 2015-10-05
62 Fishwick, Eric James M Rep
63 Fong, Serena F Rep 2010-12-17 2012-01-20
64 Forsyth, Ian Robert M Rep 2008-09-18 2015-01-21
65 Foxall, Christopher Michael (SFC:AVW184) M Rep 2010-09-10 2012-06-02
66 Frankish, Ian Peter M Rep 2010-06-29 2012-01-17
67 Frost, Michael (SFC:AHQ485) M Rep 2010-03-23
68 Galligan, Jonathan Philip M Rep 2008-02-14 2019-09-02
69 Gan, Tanya Li Phing F Rep 2007-02-21 2021-08-23
70 Gandhi, Vivek Subhash M Rep 2008-02-18 2018-07-27
71 Giese, Jason Andrew M Rep 2009-01-19 2012-01-17
72 Gilmour, Digby Neil M Rep 2010-04-19 2012-01-17
73 Goh, Andrew Thian Beng M Rep 2010-08-27 2013-08-08
74 Gopalaswamy, Chitra Narasimha Rep 2011-04-20 2013-12-30
75 Goyal, Atul Rep 2011-08-22 2012-11-30
76 Guidera, Nicholas James M Rep 2010-07-19 2012-01-17
77 Gundu, Mohan Krishna Rep 2008-09-22 2014-08-09
78 Gupta, Manish (SFC:AVU992) Rep 2010-09-03 2015-04-27
79 Han, Yuanping 韓元平 Rep 2008-09-18 2015-01-21
80 Hansom, George Ian M Rep 2008-09-18 2015-06-04
81 Henning, Edmund Anthony Biddulph M Rep 2009-05-14 2012-01-17
82 Ho Lam, Emily Tim Yi 何林恬兒 27 F Rep 2010-11-08 2014-12-16
83 Ho, Johnny Cheong Chak 何昌澤 M Rep 2008-01-28 2015-07-10
84 Hong, Jenny F Rep 2008-02-18 2012-11-24
85 Hopkinson, Gary Philip M Rep 2008-03-17 2014-01-11
86 Howie, Fraser John Thomas (SFC:ADW025) M Rep 2003-08-08 2012-11-01
87 Howitt, Bryan William M Rep 2010-07-06 2012-01-17
88 Huang, Chen (SFC:AQM708) 黃晨 Rep 2008-02-14 2014-05-30
89 Huddy, John Michael M Rep 2008-01-31 2017-01-24
90 Hudson, Scott Lyndon M Rep 2010-04-08 2012-01-17
91 Jaeger, Christian John M Rep 2007-07-03
92 Jain, Sonal (SFC:ARQ497) Rep 2008-09-22
93 Jiang, Sosia Rep 2005-05-11 2012-12-07
94 Johnson, Brian David M Rep 2009-04-14 2019-06-20
95 Johnson, Pekka David (SFC:ADL598) M Rep 2009-09-18 2019-12-31
96 Johnston, Andrew Ian (SFC:AVY765) M Rep 2010-10-27 2012-01-17
97 Jones, Lloyd Thomas Meldrum M Rep 2011-08-19 2012-04-05
98 Kam, Joel Wing 甘穎 Rep 2010-05-10 2012-01-17
99 Kamath, Sujay Anthony Derrick M Rep 2009-09-17 2021-11-18
100 Kanevsky, Eugene M Rep 2009-11-16 2014-08-13
101 Kanga, Cyrus Darius M Rep 2006-02-22 2013-08-05
102 Kanna, Ninus Rep 2010-09-15 2012-01-17
103 Kapra, Bilal Ahmed M Rep 2011-08-31 2019-01-16
104 Kim, John Piljung M Rep 2010-06-22 2014-10-03
105 Kim, Jongmin (SFC:AUZ227) Rep 2010-04-08
106 Kirton, Daniel Earle William M Rep 2009-01-13 2012-06-27
107 Krien, Alexander David M Rep 2010-04-13 2012-01-17
108 Kulvanichpisit, Yuvadee Rep 2010-07-28 2012-09-21
109 Kwong, Lorraine Phaik May F Rep 2008-09-18 2014-01-29
110 Ladeuix, Hernan Rep 2006-03-29 2012-04-03
111 Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 Rep 2009-09-21 2015-03-21
112 Lam, Don Ting 林挺 Rep 2006-09-14 2015-11-20
113 Lao, Ruby Margaret Tan F Rep 2010-05-03
114 Lau, Sze Nga (SFC:ARD193) 劉詩雅 Rep 2010-09-30 2015-08-13
115 Law, Lucia Yuk Ha 羅玉霞 F Rep 2017-11-15
116 Lawlor, Patrick Martin M Rep 2010-01-14 2014-05-28
117 Lee, Beom Jun Rep 2010-09-09 2016-08-29
118 Lee, Kuen Long 李坤龍 Rep 2011-10-13 2019-10-22
119 Lee, Michael Douglas 李嘉文 M Rep 2009-09-15 2012-02-16
120 Lee, Poh Aik Rep 2009-06-19 2015-12-31
121 Lee, Voon Hsien 李文賢 Rep 2007-02-21 2019-08-20
122 Lee, Yi-Wei Rep 2011-09-07 2012-06-13
123 Lee, Yuna (SFC:AVV760) Rep 2010-09-09
124 Leeming, Marsali Mary F Rep 2010-09-03 2012-12-01
125 Lenzner, Anna F Rep 2009-09-11 2015-06-04
126 Leouzon, Nicolas Christian Guy Eugene M Rep 2008-09-18 2012-02-03
127 Leung, Fiona Man Yee 梁文怡 F Rep 2011-08-19 2012-02-28
128 Levine, Robert Peter M Rep 2010-03-15 2014-09-01
129 Lewis, Gareth Rhys (SFC:AOX202) M Rep 2009-10-13 2014-04-01
130 Lewis, Nathan Gray M Rep 2009-01-19 2012-01-17
131 Lim, Hsu An Rep 2011-09-09
132 Lim, Kit Yng Rep 2007-06-13 2015-06-22
133 Lin, Heng-Kuang Rep 2011-09-07 2013-09-12
134 Liu, Wei Chun 劉惟珺 Rep 2011-09-20 2013-04-16
135 Lo, Ka Ying (SFC:AVK938) 羅嘉盈 Rep 2010-07-19 2012-11-30
136 Mahomed, Ferheen 馬穎欣 46 M Rep 2010-09-01 2014-06-09
137 Maynard, Andrew Charles M RO 2011-11-17 2015-03-19
138 Mehta, Brijesh Rep 2011-03-30 2013-06-04
139 Mehta, Viraf Dinshaw Rep 2010-09-03
140 Mei, Jingping 梅璟萍 Rep 2010-09-10 2012-11-03
141 Menezes, Elsa Edward M Rep 2008-02-18 2013-08-30
142 Moore, Baden James M Rep 2010-09-15 2012-01-17
143 Morinobu, Kaori Rep 2007-08-28 2014-05-28
144 Morrow, Stuart Anthony M Rep 2005-05-10 2013-10-28
145 Moullin, Andrew James M Rep 2008-02-27 2013-08-23
146 Naguib Hussin, Bin Abdul Hamid Rep 2008-02-14 2015-06-22
147 Nahar, Pawan Rep 2009-09-18 2012-03-14
148 Ng, Janice Kwan Yee 吳君頤 Rep 2008-01-21 2012-11-01
149 Ngai, Henry Chun Kit 倪俊傑 M Rep 2007-06-11 2014-10-14
150 Oberg, Oscar Donald Angus M Rep 2010-11-22 2012-01-17
151 Oen, Daniel Thian Liong M Rep 2009-09-17
152 Ohara, Ren Rep 2011-08-31 2014-06-23
153 Ong, Polly So Po 王素寶 F Rep
154 Pan, Feng (SFC:AYE809) 潘峰 Rep 2011-10-07 2012-09-08
155 Pang, Lei Kan 彭麗勤 Rep 2011-08-01 2014-01-22
156 Pangali, Pawandeep Rep 2010-09-09 2014-07-09
157 Panitchpakdi, Prinn Rep 2007-07-23 2019-05-18
158 Park, Edward (SFC:ASD313) M Rep 2008-12-09 2018-01-12
159 Park, Linda Sharon F Rep 2010-04-08 2017-04-06
160 Park, Sang Eun Rep 2011-02-14
161 Paterson, James Willock M RO 2007-03-09 2012-10-10
162 Patil, Girish Shivaji Rep 2011-12-07 2012-10-27
163 Peramunetilleke, Desamanya C. Rep 2009-10-27 2014-07-10
164 Powell, Simon Philip M Rep 2009-02-16 2015-04-17
165 Presler, Paul Erik M Rep 2008-09-17 2015-06-04
166 Pritchard, Philip (SFC:AAV591) 48 M Rep 2008-09-18 2013-01-31
167 Ramdev, Amit Kumar M Rep 2010-12-08 2012-01-17
168 Reid, Jonathan Paul M Rep 2010-09-03 2017-04-19
169 Rhodes, Graham Frederick (SFC:AYB040) M Rep 2011-09-30 2012-02-10
170 Riddick, Andrew William M RO 2013-12-12
171 Ro, Soong Chu Rep 2008-02-20 2020-02-03
172 Roberts, Peter Bruce M Rep 2010-06-15 2012-01-17
173 Roper, Ian David M Rep 2010-06-18 2015-09-10
174 Rothman, Andrew Charles M Rep 2014-03-01
175 Rutkowski, Paul William M Rep 2010-06-29 2012-01-17
176 Ryall, Scott John M Rep 2010-11-01 2017-04-28
177 Samter, Mark Graham M Rep 2009-09-29 2012-01-17
178 Sangiambut, Manop Rep 2005-09-28 2012-03-08
179 Seagrim, John Christopher M Rep 2008-09-18 2015-06-04
180 Shah, Kshitij Rep 2008-02-14 2019-12-02
181 Sharp, Richard Anthony (SFC:AJL639) M Rep 2011-10-18 2015-06-26
182 Shek, Winnie Po Wan 石寶雲 F Rep 2011-01-03
183 Shiu, Wing Sun 蕭榮申 Rep 2019-12-11
184 Simsek, Cenk Rep 2008-02-14 2016-07-08
185 Skinner, Donald William Lennox 49 M RO 2012-07-05
186 Smith, Timothy Clement M Rep 2009-06-30 2012-06-13
187 Snaith, Michael Lachman M Rep 2003-12-18 2014-08-12
188 Snyder, Nathan Westley M Rep 2011-09-01 2016-01-22
189 Somani, Anirudh Rep 2009-09-17
190 Soo, Chee Kin Rep 2008-04-23 2012-11-30
191 Stanford, Michael Robert M Rep 2010-04-30 2012-01-17
192 Stewart, Ian Colin M Rep 2008-09-22 2016-02-27
193 Stewart, James Michael M Rep 2010-05-25 2012-01-17
194 Streeter, Mark M Rep 2009-09-14 2014-04-09
195 Tabbush, Daniel Lawrence M Rep 2006-05-29 2012-03-13
196 Tan, Aik Chuan Rep 2011-03-28 2018-06-29
197 Tan, Ruby Enrika Sock Mei F Rep 2011-11-10 2016-01-29
198 Tangitvet, Jiralawan Rep 2007-09-13 2014-04-11
199 Tapley, Kevin Thomas M Rep 2009-07-27 2014-05-31
200 Taveeratanasilp, Nuntana Rep 2010-03-08 2023-02-28
201 Thomson, Stuart Douglas Peter M Rep 2010-04-12 2012-06-13
202 To, William Chak Yan 陶澤恩 M Rep 2010-07-19 2012-06-13
203 Tsang, Stacey Ti Rep 2011-03-21 2014-10-30
204 Tsang, Tsz Mei 曾紫微 Rep 2011-07-04
205 Tse, Oi Yue 謝藹愉 Rep 2008-02-06 2016-08-23
206 Vidale, Nicholas John M Rep 2010-08-24 2012-06-29
207 Vohra, Dhruv Rep 2003-12-29 2012-06-01
208 Wai, Helena Suk Chong 衛淑莊 64 F RO 2019-05-01
209 Wallis, Shane Bernard M Rep 2006-07-21 2015-01-09
210 Wan, Sandy San Ming 萬三敏 Rep 2003-09-17 2013-10-31
211 Wang, Chien-Chung 王建中 Rep 2008-10-16 2012-06-21
212 Wang, Yinan (SFC:ANB406) 王軼楠 Rep 2006-02-20 2022-08-12
213 Warachij, Witranan Rep 2008-09-22 2018-04-10
214 Warsono, Wuddy Rep 2007-06-25 2015-01-30
215 Wenham, James Alexander Scott M Rep 2010-05-20 2018-12-29
216 Wijaya, Annie F Rep 2006-05-29 2021-04-09
217 Wilson, Edward Paul M Rep 2010-09-06 2012-01-17
218 Wong, Alan Ka Ming 王嘉明 M Rep 2010-10-29 2018-10-20
219 Wong, Gilbert King Wai 黃景威 M Rep 2011-09-15
220 Wong, Peter Pui To 黃沛濤 M Rep 2011-08-10
221 Wong, Wing Sze (SFC:AQH362) 黃詠詩 Rep 2010-08-03 2017-11-20
222 Woods, Adam James M Rep 2009-01-19 2012-01-17
223 Wu, Changgen 吳長根 60 Rep 2008-03-27 2012-06-21
224 Wu, Chia-Wei Rep 2011-09-07 2012-02-16
225 Wu, Jiaxin (SFC:ARD174) 吳佳鑫 Rep 2011-10-26 2012-12-01
226 Wu, Wei-Han (SFC:AXZ644) Rep 2011-09-07 2013-11-14
227 Yadav, Gaurav Rep 2011-04-01 2012-03-26
228 Yang, Yan (SFC:AXG818) 楊艷 Rep 2011-05-23 2013-06-22
229 Yau, Michael (SFC:ANH079) 邱威豪 M Rep 2011-12-15 2017-12-20
230 Yeung, Kwok Mo 楊國武 Rep 2009-05-19 2012-09-28
231 Yeung, See Ah 楊思雅 Rep 2010-06-11 2013-07-18
232 Yip, Cheng Kwok 葉振國 Rep 2007-11-28 2021-07-08
233 Youk, Won Seok Rep 2010-09-09 2012-10-20
234 Yuan, Ting-Ting 袁婷婷 Rep 2008-09-18 2013-10-30
235 Zhang, Weifeng (SFC:AOT367) 張偉峰 Rep 2011-04-06 2014-04-30
236 Zhao, Yingxiang 趙英向 Rep 2010-07-02 2015-10-01
237 Zhou, Enxu 周恩旭 Rep 2010-11-30 2014-07-06
238 Zhou, Ling (SFC:AQM715) 周靈 Rep 2011-04-06 2012-05-22
239 Ziegler, Richard Paul 40 M Rep 2005-11-29 2024-02-14

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top