Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Arai, Fumiko Bonnie 荒井富美子 |
|
|
AEU155 |
Rep |
|
2005-06-03 |
| 2 |
Au, Andrew (SFC:AGA691) 歐子健 |
|
M |
AGA691 |
Rep |
|
2003-05-29 |
|
|
|
Rep |
2005-01-20 |
2010-03-22 |
| 3 |
Austin, Gregory Charles |
|
M |
AFP266 |
Rep |
2004-04-23 |
2008-02-18 |
| 4 |
Babington, Brooke Marie |
|
F |
ACP987 |
Rep |
2005-02-24 |
2007-02-17 |
| 5 |
Bagnall, Andrew Edward James |
|
M |
ADB034 |
Rep |
|
2004-08-21 |
| 6 |
Carey, Andre' Lionel |
|
M |
ADV085 |
Rep |
2003-12-22 |
2004-10-04 |
| 7 |
Chai, Denise Sara 蔡龍姬 |
|
F |
ADR497 |
RO |
|
2005-06-08 |
| 8 |
Chan, Eric Kai Wah 陳啟華 |
|
M |
AAF083 |
RO |
|
2014-03-29 |
| 9 |
Chan, Grant 陳國柱 |
|
|
ACS830 |
Rep |
2005-03-21 |
2007-08-17 |
| 10 |
Chan, Ka Wang Karen 陳嘉詠 |
|
F |
AIH479 |
Rep |
2005-03-15 |
2007-04-28 |
| 11 |
Chen, Michael I-Chun 陳懿群 |
|
M |
ALQ824 |
Rep |
2005-01-25 |
2009-08-11 |
| 12 |
Cheng, Ada Tung Ying 鄭東熒 |
|
F |
AFX315 |
Rep |
2005-03-15 |
2006-09-09 |
| 13 |
Cherian, Ajay Kurian |
|
|
AGJ562 |
Rep |
|
2006-04-14 |
| 14 |
Cheung, Jamie Tei Sing 莊棣盛 |
35 |
M |
ADM984 |
Rep |
2003-10-02 |
2005-05-04 |
| 15 |
Chu, John Paul Yeong Keng 徐永鏗 |
|
M |
ABP357 |
Rep |
2004-05-21 |
2004-06-11 |
|
|
|
RO |
2004-06-11 |
2015-01-08 |
| 16 |
Coxeter, Simon John |
|
M |
AHC472 |
Rep |
2004-10-15 |
2006-03-04 |
| 17 |
Fung, Ka Lun (SFC:AGH854) 馮嘉倫 |
|
|
AGH854 |
Rep |
2004-10-06 |
2006-08-25 |
| 18 |
Garrick, Jonathan |
|
M |
AGM460 |
Rep |
|
2004-11-10 |
| 19 |
Goldie, Benjamin James |
|
M |
AJD455 |
Rep |
2003-09-08 |
2004-03-29 |
| 20 |
Gonzalez, Rico Ma. Antonio L. |
|
M |
AEQ411 |
Rep |
|
2003-08-26 |
| 21 |
Griffin, Alistair John Barrie |
38 |
M |
ABX134 |
RO |
|
2009-09-12 |
| 22 |
Guinness, Christopher Edward Howard |
42 |
M |
ALJ858 |
Rep |
2004-10-28 |
2006-03-24 |
| 23 |
Haigh, Martin Jonathan David |
36 |
M |
ALO254 |
Rep |
2004-12-21 |
2010-07-28 |
| 24 |
He, Jun (SFC:AFT098) 何軍 |
|
|
AFT098 |
Rep |
|
2006-08-29 |
| 25 |
Hsu, Duff Karman 徐嘉文 |
38 |
M |
ACJ278 |
RO |
|
2009-06-30 |
| 26 |
Hsu, Philip Kar Yeung 許家揚 |
|
M |
ABT051 |
Rep |
|
2010-06-10 |
| 27 |
Hua, Fengmao 華風茂 |
37 |
M |
AFJ365 |
Rep |
|
2003-07-23 |
| 28 |
Hung, Shing Ming 洪誠明 |
29 |
M |
AFU223 |
Rep |
2003-12-08 |
2004-04-26 |
| 29 |
Iu, Jonathan Dominic Wai Ching 姚偉程 |
|
M |
AFM843 |
Rep |
2003-10-13 |
2004-07-14 |
| 30 |
Kim, Dae Wook 金大煜 |
|
|
ALC633 |
Rep |
2004-08-16 |
2006-03-04 |
| 31 |
Kwong, Derek Ka Lok 鄺家樂 |
|
M |
ADR665 |
Rep |
2003-05-19 |
2006-06-30 |
| 32 |
Kwong, Wilson Wai Sun 鄺偉信 |
40 |
M |
ACJ218 |
RO |
|
2003-12-01 |
| 33 |
Lai, Dennis Yiu Cheung 黎耀章 |
|
M |
ACS167 |
Rep |
|
2003-05-17 |
| 34 |
Lai, Teresa Francesca Wing Sze 賴詠詩 |
|
F |
AEY359 |
Rep |
2003-12-18 |
2004-06-16 |
| 35 |
Lam, Clifford Kwan Mo 林君慕 |
|
|
ACB420 |
Rep |
|
2005-07-27 |
| 36 |
Lau, Abbott Sik Kwong 劉錫光 |
|
|
AAC963 |
Rep |
|
2015-01-08 |
| 37 |
Law, Siu Cheung 羅肇翔 |
|
|
ADJ389 |
Rep |
2003-08-04 |
2005-01-11 |
| 38 |
Ma, Kenneth Ngai Keung 馬毅強 |
37 |
M |
ADZ815 |
Rep |
|
2009-09-30 |
| 39 |
McCartney, John Andrew Gibson |
|
M |
AGE883 |
Rep |
|
2004-06-10 |
| 40 |
McFerran, Jack Howard Egar |
|
M |
AIN733 |
Rep |
|
2004-03-01 |
| 41 |
Ng, Rowena See Wai 吳思煒 |
43 |
F |
ACH919 |
Rep |
2004-05-14 |
2004-06-02 |
|
|
|
RO |
2004-06-02 |
2006-12-20 |
| 42 |
Ng, Stephen Wing Leung 吳永亮 |
|
M |
AFQ411 |
Rep |
|
2006-05-20 |
| 43 |
Ngai, Michael Ming Tak 魏明德 |
38 |
M |
ACS157 |
Rep |
|
2004-10-06 |
|
|
|
RO |
2004-10-06 |
2006-04-17 |
| 44 |
Peh, Chong Ghee 白仲儀 |
|
|
ADV635 |
Rep |
2004-02-27 |
2006-06-05 |
| 45 |
Pu, Yonghao 浦永灝 |
48 |
M |
AGI869 |
Rep |
2003-09-08 |
2004-06-30 |
| 46 |
Quah, Chiang Ming (SFC:AER425) 柯江明 |
|
|
AER425 |
Rep |
|
2004-07-30 |
| 47 |
Seo, Hyunjung 徐弦廷 |
|
|
ALH874 |
Rep |
2004-10-07 |
2006-08-05 |
| 48 |
Tam, Chi Kwan 譚志均 |
|
|
AAF330 |
Rep |
|
2014-03-01 |
| 49 |
Tan, Alvin Sabino Sy |
|
M |
AHC682 |
Rep |
2005-01-14 |
2010-03-22 |
| 50 |
Tan, May Siew Boi 陳秀梅 |
50 |
F |
AAF097 |
RO |
|
2017-02-28 |
| 51 |
Tsang, Hing Yee (SFC:ACB417) 曾慶儀 |
|
|
ACB417 |
Rep |
|
2003-06-16 |
| 52 |
Tso, Kevin Key Man 曹繼敏 |
|
M |
ADH219 |
Rep |
2004-05-10 |
2008-06-30 |
| 53 |
Tsoi, Yiu Ting 蔡耀庭 |
33 |
M |
AFR339 |
Rep |
2004-02-23 |
2006-07-11 |
| 54 |
Tsui, Horace Ho 徐豪 |
|
M |
AFZ176 |
Rep |
|
2003-04-14 |
| 55 |
Warr, Alastair Charles |
|
M |
AGD632 |
Rep |
|
2009-03-14 |
| 56 |
Wills, Michael David Kenneth |
45 |
M |
AHQ985 |
RO |
|
2005-03-29 |
| 57 |
Wong, Ming Lok (SFC:AAF339) 黃明樂 |
|
|
AAF339 |
Rep |
|
2005-07-27 |
| 58 |
Wong, Oi Kwan 黃愛群 |
|
|
AAO775 |
Rep |
|
2005-10-05 |
| 59 |
Wu, Jun Tung 胡震東 |
|
|
AIT869 |
Rep |
2005-03-02 |
2010-03-22 |
| 60 |
Xu, Yan (SFC:AHX553) 許彥 |
33 |
M |
AHX553 |
Rep |
|
2004-03-01 |
| 61 |
Yew, Andric Yat On 姚逸安 |
34 |
M |
AFC591 |
Rep |
2003-06-23 |
2007-08-20 |
| 62 |
Yim, Eric Ying Yee 嚴英宜 |
|
M |
AAQ123 |
Rep |
|
2015-01-08 |
| 63 |
Zhu, Derek Clarence You Cheng |
|
M |
AJD762 |
Rep |
2003-10-02 |
2004-10-01 |
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