HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2008
Role From Until
1 Acar, Capan Rep 2007-12-05 2009-11-03
2 Barton, Richard Jeremy M Rep 2005-12-20 2008-07-18
3 Birlenbach, Michael Dieter M Rep 2007-08-15 2011-03-25
4 Bormann, Frank M RO 2007-06-27 2010-10-26
5 Chan, Chun Ning (SFC:AQM626) 陳振寧 Rep 2008-02-18 2012-05-02
6 Chan, Hon Wah (SFC:ABN589) 陳漢華 Rep 2008-04-18
7 Chan, Tsz Fung (SFC:AQM624) 陳梓豐 M Rep 2008-02-18 2008-11-18
8 Chan, Victor Kam Yiu 陳敢耀 M Rep 2008-02-20 2011-05-23
9 Chang, Yung Ching 張永經 RO 2007-08-15 2008-09-20
10 Cheng, Ivan Kwok Lueng 鄭國良 M Rep 2005-12-20 2009-06-03
11 Choi, Stephen Joon M Rep 2007-07-27 2008-11-18
12 Crispin, James Anthony M Rep 2006-08-18 2009-02-16
13 Dunham, Christopher Mark M RO 2007-05-08 2009-02-18
14 Ellison, Alexander Hugh M RO 2007-12-20 2009-06-12
15 Foley, Cathal Brendan M Rep 2007-06-08 2010-03-16
16 Guglietta, Joel Stephan Rep 2007-07-19 2008-07-24
17 Hancock, Jonathan Stiles M RO 2009-01-31
18 Ho, Hoi Tung 何凱棟 Rep 2007-11-28 2010-08-26
19 Hung, Gary Lok Ming 熊洛銘 M Rep 2008-01-18 2011-01-25
20 Jaffer, Nooreshan Shamsuddin Rep 2007-08-06 2011-08-16
21 Ko, Desmond Chin Hung 高展雄 M Rep 2007-07-26 2014-02-20
22 Lagarde, Arnaud Ludovic M Rep 2008-02-11 2008-11-18
23 Lai, Gordon Yat Hung 黎一鴻 M Rep 2008-03-19 2009-06-03
24 Lau, Chun Hou 劉俊厚 Rep 2009-07-11
25 Lau, Wing Shan 劉詠珊 Rep 2006-05-26 2010-06-08
26 Lee, Angela Mei Lan 李美蘭 F Rep 2007-05-25 2014-03-05
27 Lee, Louis Pang 李鵬 M Rep 2007-09-11 2009-08-22
28 Leung, Kwok Wing (SFC:AAF592) 梁國榮 Rep
29 Leung, Wai Man (SFC:AGO399) 梁偉民 Rep 2005-03-24 2018-12-11
30 Mrosek, Martin Andreas M Rep 2008-03-17 2020-03-30
31 Ng, Chi Fai (SFC:APK565) 吳志輝 Rep 2007-08-15
32 Ng, Chi Hung (SFC:APM137) 吳志雄 Rep 2007-08-27 2012-01-08
33 Ng, Ka Lai (SFC:AQH952) 伍嘉麗 Rep 2008-01-21 2012-08-21
34 Patel, Rakesh (SFC:ALI605) M RO 2006-05-16 2019-07-31
35 Scott, David Paul Mcleod M RO 2007-08-31 2008-09-20
36 Semin, Herve Pierre Alexandre M Rep 2008-03-11 2022-10-26
37 Shek, Simon Ming Hon 石明翰 M Rep 2007-07-10
38 Shum, Tommy Chung Lai 沈仲禮 M Rep 2007-07-10 2019-07-15
39 Sillam, Jonathan Charles Marc M Rep 2007-01-29 2009-06-03
40 Sim, Mong Kwang 沈茂琼 Rep 2006-12-12 2011-09-28
41 Tang, Lok Him 鄧樂謙 Rep 2008-02-18 2013-10-01
42 Wallace, Lee Peter M RO 2006-05-16 2008-11-18
43 Wong, Siu Leung 黃紹良 Rep 2006-05-24 2009-03-28
44 Wu, Yihe 吳軼鶴 Rep 2007-11-12 2021-06-19
45 Yeung, Chun Hei 楊俊希 Rep 2008-03-05 2012-01-13
46 Yiong, Hoi San 楊海山 Rep 2007-09-05 2009-10-16
47 Zhang, Justin Yisha M Rep 2007-09-24 2008-09-26
48 Zhou, Sheng (SFC:APL667) 周晟 Rep 2007-08-22 2014-04-26

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