NOMURA SECURITIES (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2012 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Abbas, Asad (SFC:AIP440) | Rep | 2010-06-28 | 2013-04-23 | ||
2 | Adair, John Joseph | M | RO | 2012-03-01 | 2013-01-24 | |
3 | Ambai, Takahiro 安倍貴博 | Rep | 2010-02-04 | 2013-04-23 | ||
4 | An, Yeon Kyung 安延卿 | Rep | 2011-08-01 | 2013-04-23 | ||
5 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2013-04-23 | |
6 | Burns, John Patrick (SFC:ATG678) | M | Rep | 2010-02-04 | 2013-04-23 | |
7 | Byworth, Richard Anthony | M | Rep | 2010-02-04 | 2013-04-23 | |
8 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2011-01-03 | 2013-03-16 | |
9 | Chan, Ka Ying (SFC:AQM051) 陳嘉盈 | Rep | 2010-02-04 | 2013-04-23 | ||
10 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | Rep | 2010-02-04 | 2013-04-23 | ||
11 | Cheung, San Tat 張新達 | Rep | 2010-02-04 | 2013-04-23 | ||
12 | Cheung, Wing Yan (SFC:ASN728) 張詠欣 | Rep | 2010-02-04 | 2013-04-23 | ||
13 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2013-04-23 | |
14 | Chung, Ji Bak 鄭知博 | Rep | 2011-10-31 | 2013-03-24 | ||
15 | Chung, Ka Kei (SFC:AYA305) 鍾家琦 | Rep | 2011-09-15 | 2013-04-23 | ||
16 | Chung, Suk Moon 鄭碩紋 | Rep | 2012-03-12 | 2013-04-23 | ||
17 | Corbett, Brian John | M | Rep | 2011-10-26 | 2013-04-16 | |
18 | Dalton, Anthony Francis | M | Rep | 2012-09-21 | 2013-04-23 | |
19 | Davies, Lloyd (SFC:APC386) | Rep | 2010-10-22 | 2013-04-23 | ||
20 | El Khoury, Jean (SFC:AWO016) | RO | 2012-03-01 | 2013-04-16 | ||
21 | Floyd, Michael (SFC:APK722) | M | Rep | 2010-02-02 | 2013-04-23 | |
22 | Gill, Richard John Peter | M | Rep | 2010-02-02 | 2013-01-14 | |
23 | Guez, Ilane Yonathan Pierre | M | Rep | 2012-09-03 | 2013-04-23 | |
24 | Hanly, Seamus Anthony | M | Rep | 2010-02-02 | 2013-04-23 | |
25 | Hao, Xin (SFC:AMH819) 郝昕 | Rep | 2010-02-02 | 2013-04-23 | ||
26 | Hirabayashi, Yasuko | Rep | 2012-03-15 | 2013-04-23 | ||
27 | Ho, Harrison Lok Sang 何樂生 | M | RO | 2010-06-15 | 2013-05-31 | |
28 | Inukai, Masao 犬養昌生 | Rep | 2010-02-02 | 2013-04-23 | ||
29 | Kajbaje, Sudhanshu | Rep | 2012-12-10 | 2013-04-23 | ||
30 | Kato, Katsuhito 加藤勝仁 | Rep | 2010-02-02 | 2013-04-23 | ||
31 | Kawahara, Michiko | Rep | 2010-02-02 | 2013-04-23 | ||
32 | Ko, Ming Tung 高銘東 | Rep | 2012-09-03 | 2013-04-23 | ||
33 | Koerber, Matthias | M | Rep | 2010-02-01 | 2013-04-23 | |
34 | Lam, Herman Kai Man 林啟文 | M | Rep | 2010-05-03 | 2013-04-23 | |
35 | Lau, Yau Fong 劉幽芳 | Rep | 2010-02-03 | 2013-04-23 | ||
36 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 31 | M | Rep | 2008-12-08 | 2013-02-16 |
37 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | Rep | 2010-02-03 | 2013-04-23 | ||
38 | Li, Haoyi (SFC:ASF604) 李豪翼 | Rep | 2010-07-26 | 2013-03-01 | ||
39 | Lo, Yue Hin 羅宇軒 | Rep | 2010-07-02 | 2013-04-23 | ||
40 | Loh, Alexandra Ying Ning | F | Rep | 2012-09-03 | 2013-01-07 | |
41 | Luk, James Kuo Sheng 陸覺生 | M | Rep | 2011-08-22 | 2013-04-23 | |
42 | Mak, Hin Chun 麥顯俊 | M | Rep | 2010-02-03 | 2013-04-23 | |
43 | McCarron, Ciaran Peter | M | Rep | 2010-05-14 | 2013-04-23 | |
44 | Miyashiro, Ken | M | Rep | 2011-09-02 | 2013-04-23 | |
45 | Montgomery, Alexander James | M | Rep | 2010-07-12 | 2013-04-23 | |
46 | Mototani, Daisuke (SFC:AZU889) | Rep | 2012-07-09 | 2013-02-19 | ||
47 | Nakanishi, Hajime 中西基 | Rep | 2010-12-29 | 2013-04-23 | ||
48 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2013-04-16 | |
49 | Neuber, Hye-na | Rep | 2010-06-07 | 2013-04-23 | ||
50 | O'Neile, James Finlay | M | Rep | 2010-02-04 | 2013-04-23 | |
51 | Park, Joohong | Rep | 2009-01-12 | 2013-05-31 | ||
52 | Poon, Peter Chi Kin 潘子健 | M | Rep | 2010-02-04 | 2013-04-23 | |
53 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | Rep | 2010-02-04 | 2013-04-23 | ||
54 | Rajaraman, Aditya | Rep | 2012-09-12 | 2013-01-05 | ||
55 | Read, Matthew Christopher | M | Rep | 2010-02-04 | 2013-04-23 | |
56 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2013-04-23 | |
57 | Sano, Yoichiro | M | Rep | 2010-02-03 | 2013-04-23 | |
58 | Shaha, Sourabh Sharashchandra | Rep | 2011-09-15 | 2013-04-23 | ||
59 | Slezack, Emmanuel | M | Rep | 2011-03-28 | 2013-04-16 | |
60 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-12-03 | 2013-05-31 | ||
61 | Van der Ven, Jeroen Willibrord Erlend | M | Rep | 2011-12-15 | 2013-04-23 | |
62 | Winspear, Richard Dean | M | Rep | 2010-02-03 | 2013-04-23 | |
63 | Wong, Jonathan Philip 黃俊皓 | M | Rep | 2011-08-22 | 2013-04-02 | |
64 | Wong, Mabel (SFC:APJ995) 黃美寶 | F | Rep | 2010-02-03 | 2013-04-02 | |
65 | Woo, Michael Hong Da 胡宏達 | M | Rep | 2010-02-03 | 2013-04-23 | |
66 | Wright, Jake Robert (SFC:AYA323) | M | Rep | 2011-09-19 | 2013-04-23 | |
67 | Wright, Richard (SFC:APW591) | M | Rep | 2010-07-20 | 2013-04-23 | |
68 | Yagi, Minoru | Rep | 2012-09-18 | 2013-04-23 | ||
69 | Yeung, Yuk Wah 楊毓華 | Rep | 2010-02-03 | 2013-04-23 | ||
70 | Yonezawa, Masashi | M | Rep | 2012-12-31 | 2013-04-23 | |
71 | Yoshida, Koji (SFC:ASF938) 吉田幸司 | Rep | 2010-02-03 | 2013-04-23 |
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