GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au Yeung, Yuen Ting 歐陽婉婷 | AUQ943 | Rep | 2010-03-01 | 2022-05-02 | ||
| 2 | Chan, Chi Yeung (SFC:BCP187) 陳智陽 | BCP187 | Rep | 2013-12-27 | 2019-10-29 | ||
| 3 | Chan, Ivan Man Sum 陳文深 | 41 | M | AGS453 | Rep | 2004-05-22 | |
| Rep | 2006-09-27 | 2008-07-08 | |||||
| RO | 2008-07-08 | 2012-10-08 | |||||
| 4 | Chan, Laam Chi 陳嵐芝 | AXE835 | Rep | 2014-01-24 | 2014-03-18 | ||
| 5 | Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 | AEZ697 | Rep | 2008-06-05 | 2020-08-05 | ||
| 6 | Chan, Pak Hung (SFC:AXX144) 陳栢鴻 | M | AXX144 | Rep | 2011-08-17 | 2013-04-29 | |
| 7 | Chen, Caiqin 陳采芹 | AOJ148 | Rep | 2007-01-02 | 2007-08-07 | ||
| 8 | Chen, Johnson Sze Hon 陳斯漢 | M | AQX577 | Rep | 2008-05-06 | 2016-08-17 | |
| 9 | Cheung, Ho Kong 張浩剛 | 35 | M | APC384 | Rep | 2010-06-04 | 2012-08-01 |
| RO | 2012-08-01 | 2013-04-10 | |||||
| 10 | Cheung, Simon Leung 張良 | 29 | M | BAL845 | Rep | 2012-11-12 | 2018-03-30 |
| 11 | Chong, Tsz Yeung 莊子揚 | AYD308 | Rep | 2011-09-26 | 2013-05-06 | ||
| 12 | Chow, Amy Wing Suen 周詠璇 | F | AWO954 | Rep | 2012-11-23 | 2019-07-31 | |
| 13 | Chow, Hung Yan 周雄恩 | AQS650 | Rep | 2010-06-21 | 2011-07-28 | ||
| 14 | Chung, King Cheung 鍾敬祥 | APQ277 | Rep | 2013-10-11 | 2015-04-28 | ||
| 15 | Fan, Xiaowei (SFC:ANM927) 范晓微 | M | ANM927 | Rep | 2006-07-28 | 2013-07-01 | |
| 16 | Fung, Man Heng 馮敏衡 | BDN973 | Rep | 2014-06-06 | 2017-05-26 | ||
| 17 | He, Zheng (SFC:APC123) 何正 | APC123 | Rep | 2007-06-20 | 2008-02-01 | ||
| 18 | Ho, Chi Ho (SFC:AEH818) 何治豪 | AEH818 | RO | 2005-06-20 | |||
| 19 | Hui, Cheuk Ho 許卓豪 | AXX145 | Rep | 2011-08-17 | 2020-04-15 | ||
| 20 | Hui, Tammy Tung Yin 許統妍 | F | AVI370 | Rep | 2010-11-03 | 2013-04-29 | |
| 21 | Jiang, Xiao (SFC:AMX936) 江嘯 | AMX936 | Rep | 2006-01-18 | 2020-09-02 | ||
| 22 | Ko, Chiu Wai 高超惠 | BAK933 | Rep | 2012-11-09 | |||
| 23 | Kwok, Chun Yu 郭震宇 | AMJ193 | Rep | 2007-07-13 | 2018-11-01 | ||
| 24 | Lai, Jade Yuen Wa 黎婉華 | AYF887 | Rep | 2011-10-17 | 2013-04-18 | ||
| 25 | Lam, On Tai (SFC:AEC838) 林安泰 | 42 | M | AEC838 | Rep | 2007-09-27 | 2008-07-08 |
| RO | 2008-07-08 | 2010-05-05 | |||||
| 26 | Lam, Tung Tung 林冬冬 | BAI406 | Rep | 2013-09-04 | 2023-05-03 | ||
| 27 | Lau, Kwok Ho 劉國豪 | AGH239 | Rep | 2007-04-17 | 2010-09-10 | ||
| Rep | 2012-11-12 | 2013-01-02 | |||||
| RO | 2013-01-02 | 2013-06-04 | |||||
| 28 | Lau, Pui Yu (SFC:AOQ796) 劉珮瑜 | 31 | F | AOQ796 | Rep | 2011-06-24 | 2012-08-23 |
| 29 | Leung, Chi On (SFC:ADA866) 梁志安 | ADA866 | Rep | 2007-05-03 | |||
| 30 | Leung, Chit Yu 梁捷瑜 | 30 | M | AXC512 | Rep | 2011-03-30 | 2012-05-26 |
| 31 | Leung, Man Ching (SFC:APH664) 梁文靜 | APH664 | Rep | 2013-11-11 | 2016-05-09 | ||
| 32 | Leung, Rabo Chin Sing 梁展勝 | 57 | M | AAG625 | RO | 2010-07-02 | 2011-08-01 |
| 33 | Leung, Yuen Kwan 梁婉君 | AKP198 | Rep | 2006-03-01 | 2011-09-06 | ||
| RO | 2011-09-06 | ||||||
| 34 | Li, Chuo 李踔 | APY529 | Rep | 2007-12-19 | 2014-01-21 | ||
| 35 | Li, Guangjie 李光杰 | 46 | M | AHH526 | Rep | 2006-03-08 | 2018-07-06 |
| 36 | Li, Yiyuan (SFC:BCY932) 李一遠 | BCY932 | Rep | 2014-02-20 | 2014-09-25 | ||
| 37 | Lin, Shijia 林世嘉 | AUQ938 | Rep | 2012-07-19 | 2021-05-11 | ||
| 38 | Liu, Xiaowei (SFC:BAS354) 劉小瑋 | BAS354 | Rep | 2013-01-10 | 2016-08-15 | ||
| 39 | Liu, Yuqi (SFC:APZ538) 劉玉麒 | APZ538 | Rep | 2007-12-28 | 2019-10-17 | ||
| 40 | Lo, Kai Tung 盧啟東 | 32 | M | AGV227 | Rep | 2010-01-07 | 2011-07-22 |
| 41 | Lo, Wilson Kwong Shun 羅廣信 | 41 | M | AFQ413 | Rep | 2006-05-22 | |
| RO | 2006-05-22 | 2021-12-19 | |||||
| 42 | Long, Weili 龍偉力 | ARM296 | Rep | 2008-08-11 | 2014-05-01 | ||
| 43 | Lui, David 雷昌年 | M | ABJ630 | RO | 2007-10-08 | ||
| 44 | Lui, Tin Shun 呂天舜 | 33 | M | AKR463 | Rep | 2007-08-20 | 2009-02-06 |
| 45 | Luo, Pengwei 羅鵬巍 | AJC185 | Rep | 2003-08-25 | 2004-06-08 | ||
| 46 | Luo, Yuhui (SFC:BEI699) 羅宇琿 | BEI699 | Rep | 2014-10-15 | 2016-12-01 | ||
| 47 | Man, Gladys Nok Yan 文諾欣 | F | AWD244 | Rep | 2012-11-23 | 2020-02-20 | |
| 48 | Man, Tsz Kong 文梓江 | AXG095 | Rep | 2013-12-24 | 2015-06-22 | ||
| 49 | Mo, Winds Tin Yat 毛天一 | ALC482 | Rep | 2004-09-30 | 2007-05-03 | ||
| 50 | Mok, Chun Tung (SFC:BEL217) 莫振東 | BEL217 | Rep | 2014-11-04 | 2018-06-04 | ||
| 51 | Ng, Ka Yu (SFC:AVE769) 吳嘉愉 | AVE769 | Rep | 2010-06-09 | 2012-07-09 | ||
| 52 | Ng, Kwong Kei 吳廣基 | APW215 | Rep | 2007-10-23 | 2008-12-16 | ||
| 53 | Ng, Pak Lin 伍柏廉 | AQQ108 | Rep | 2013-06-10 | 2016-07-08 | ||
| 54 | Ng, Tai Hung 吳大雄 | AVM441 | Rep | 2013-11-18 | 2014-06-04 | ||
| 55 | Ng, Yee Wai 吳綺惠 | AXG143 | Rep | 2012-09-07 | 2016-01-01 | ||
| 56 | Poon, Cheuk Fai 潘卓輝 | ALV009 | Rep | 2014-10-29 | 2018-06-01 | ||
| 57 | Shin, Chuck Yin 單婥然 | 40 | F | AHF293 | Rep | 2007-06-21 | 2009-02-06 |
| 58 | So, Calvin Man Kin 蘇文堅 | M | BBH894 | Rep | 2013-05-23 | 2018-11-10 | |
| 59 | Song, Yi (SFC:AJH758) 宋漪 | AJH758 | Rep | 2004-02-12 | 2004-11-01 | ||
| 60 | Tam, Kok Ching 譚覺靖 | 26 | M | BCH568 | Rep | 2013-11-13 | 2015-07-20 |
| 61 | Tam, Kwok Leung (SFC:AFT103) 譚國樑 | AFT103 | Rep | 2005-01-29 | |||
| 62 | Tang, Stanley Siu Lai 鄧兆澧 | M | AFQ893 | Rep | 2004-07-05 | 2005-05-26 | |
| Rep | 2010-10-04 | 2012-08-01 | |||||
| RO | 2012-08-01 | 2023-12-19 | |||||
| 63 | Tang, Ye (SFC:ANQ032) 唐燁 | ANQ032 | Rep | 2006-07-04 | 2007-07-31 | ||
| 64 | Tong, William Wai Tak 唐偉德 | M | AJB117 | Rep | 2006-07-03 | 2006-11-11 | |
| 65 | Wang, Yu (SFC:BDC368) 王昱 | BDC368 | Rep | 2014-03-11 | 2014-06-02 | ||
| 66 | Wong, Anthony (SFC:AFU754) 黃嘉賢 | M | AFU754 | Rep | 2005-09-07 | ||
| RO | 2005-09-07 | 2023-01-30 | |||||
| 67 | Wong, Chi Ching (SFC:AGJ939) 黃智清 | AGJ939 | Rep | 2004-04-17 | |||
| 68 | Wong, Kwun Ho 黃冠豪 | 30 | M | AXK040 | Rep | 2013-09-16 | 2017-04-21 |
| 69 | Wong, Sze Man (SFC:AQS231) 黃詩敏 | AQS231 | Rep | 2010-06-09 | 2011-08-08 | ||
| Rep | 2013-04-30 | 2016-07-08 | |||||
| 70 | Wong, Tung Ching 王冬青 | 43 | M | AGG343 | Rep | 2010-02-26 | |
| RO | 2010-02-26 | 2023-07-10 | |||||
| 71 | Wu, Letty Lap Yee 胡立怡 | F | ANO984 | Rep | 2010-12-22 | 2013-03-12 | |
| RO | 2013-03-12 | 2020-02-07 | |||||
| 72 | Xia, Hua (SFC:AJC199) 夏華 | AJC199 | Rep | 2003-09-23 | 2004-11-01 | ||
| 73 | Xu, Ping (SFC:AMN642) 許娉 | AMN642 | Rep | 2005-09-30 | 2020-08-07 | ||
| 74 | Xue, Jing (SFC:ANU814) 薛靜 | ANU814 | Rep | 2007-08-24 | 2009-03-09 | ||
| 75 | Yang, Fenglin 楊鳳林 | 45 | M | AGR580 | RO | 2003-04-15 | 2005-05-05 |
| 76 | Yau, Deirdre 邱迪怡 | F | ADS781 | RO | 2021-01-31 | ||
| 77 | Yen, George Chang Chi 嚴昌麒 | M | AHU592 | Rep | 2005-06-02 | 2006-09-22 | |
| 78 | Yeung, Henry Kai Ho 楊繼灝 | M | AEZ712 | Rep | 2003-06-02 | ||
| RO | 2003-06-02 | 2008-04-29 | |||||
| 79 | Yeung, Ka Lai 楊嘉麗 | AQT139 | Rep | 2008-03-31 | 2009-02-06 | ||
| 80 | Yim, Chi Hang 嚴志恒 | BBY539 | Rep | 2013-09-26 | 2017-01-22 | ||
| 81 | Yuen, Wyman Chi King 源子敬 | 40 | M | AGK997 | Rep | 2005-10-01 | |
| 82 | Zhang, Yi (SFC:BAE183) 張一 | BAE183 | Rep | 2012-09-07 | 2016-03-08 | ||
| 83 | Zhao, Xiao (SFC:AJC187) 趙晓 | AJC187 | Rep | 2003-08-25 | 2012-08-06 | ||
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