Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
SFC ID Role From Until
1 Au-Yeung, Wendy Wing Yee 歐陽詠儀 F AFT616 Rep 2013-08-19
2 Bradley, Joseph (SFC:BEB455) M BEB455 Rep 2015-08-18
3 Carter, Damon (SFC:BEO225) M BEO225 RO 2018-01-29
4 Chan, Adrian Kin Chung 陳建中 M BCP764 Rep 2014-01-06 2023-03-21
5 Chan, Cynthia Hoi Kay 陳凱琪 F AUB274 Rep 2015-06-15 2024-03-14
6 Chan, Pok Hei 陳博曦 BNW897 Rep 2018-12-06 2023-03-03
7 Chan, Shun Ho 陳舜河 AFZ169 Rep 2007-08-20
8 Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 AQQ789 Rep 2017-09-08 2022-01-07
9 Chan, Wing Chiu (SFC:AJO304) 陳穎釗 AJO304 Rep 2014-01-07 2022-09-14
10 Chan, Yee (SFC:BMQ543) 陳儀 BMQ543 Rep 2018-04-12
11 Chen, Chaoying (SFC:AZO311) 陳超穎 AZO311 Rep 2015-04-28 2021-09-01
12 Chen, Wen Ling (SFC:BGI467) 陳玟伶 BGI467 RO 2016-06-08 2023-06-03
13 Chiang, Wei-Chih 江威志 BGU545 Rep 2016-01-06
14 Choi, Hyung Wook 崔亨旭 AQO335 Rep 2010-10-15
15 Chung, Andrew Yan Yee 鍾欣餘 48 M ACW577 Rep 2018-09-10 2022-02-16
16 Cork, Craig William 黃光程 M BKF941 Rep 2017-08-08 2023-12-13
17 Cudia, Celso S. 邱明傑 AFE060 Rep 2014-09-01 2024-03-01
18 Diao, Enze 刁恩泽 BPM674 Rep 2020-04-06 2021-09-03
19 Ding, Zixuan 丁紫璇 BOP617 Rep 2019-08-01 2023-06-10
20 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2016-05-03 2022-04-01
21 Fan, Ning (SFC:BNV011) 范宁 BNV011 Rep 2018-11-26 2021-08-04
22 Fujii, Takashi (SFC:BMV173) M BMV173 Rep 2018-05-25 2022-05-17
23 Fujikura, Takashi M BFI204 RO 2015-07-02 2021-08-18
24 Fujino, Hayato 藤野隼人 M BMV668 Rep 2018-06-27 2021-04-11
25 Fung, Cissy 馮婉詩 F AMW511 Rep 2005-12-29
26 Grose, George Francis M AWH234 Rep 2010-11-10
27 Hattori, Shoichi BIR907 Rep 2016-12-09 2021-12-06
28 Hetherington, John Charles 夏嶺東 M ABN564 RO 2017-09-13
29 Hirasaki, Koji 平崎晃史 AZI774 Rep 2015-08-19
30 Hirose, Wataru BEI734 Rep 2014-10-20 2024-05-27
31 Ho, Andy Tsz Ho 何子浩 AFV776 Rep 2005-09-23
32 Ho, Cho Ming Jonathan 何祖銘 M BJR596 Rep 2017-08-18 2023-03-21
33 Ho, Tsz Lok (SFC:BPW940) 何子樂 BPW940 Rep 2020-07-23 2024-10-28
34 Horiai, Koji 堀合晃嗣 AVC265 RO 2020-07-10
35 Hu, Sha (SFC:BMO300) 胡莎 BMO300 Rep 2018-11-06 2024-09-30
36 Huang, Benchen 黃本晨 BQJ771 Rep 2020-11-11 2021-09-15
37 Iokibe, Jiro BIN286 RO 2017-08-16 2024-05-03
38 Ip, Chit Yin 葉捷賢 AUR651 Rep 2013-09-02
39 Jenn, Marc Steven M ANG294 RO 2017-12-05
40 Kan, Kwok Yu (SFC:ACZ368) 簡國裕 ACZ368 Rep 2009-08-24 2022-02-11
41 Kim, Jason Sung M AGF966 Rep 2015-07-13
42 Kobayashi, Yosuke 小林洋介 M BJM372 Rep 2017-05-09
43 Kot, Jack Hou Eric 葛積豪 M AJA361 Rep 2008-10-27
44 Kwok, Joyce Yik Man 郭奕妏 F ATS268 Rep 2010-08-31
45 Lai, Chi Man (SFC:APQ351) 賴志文 APQ351 Rep 2009-08-24 2022-09-08
46 Lai, Chu Hang 黎曙衡 ATB627 Rep 2014-01-21
47 Lai, Gavin Ka Wai 黎家瑋 M BHS916 Rep 2016-07-07
48 Lai, Kar Hei Carlton 黎家禧 BDV574 Rep 2014-07-28
49 Lai, Karl Gar Ho 黎家豪 M AUK295 Rep 2018-12-06 2022-02-16
50 Lau, Ka Ho (SFC:AXB862) 劉嘉豪 AXB862 Rep 2014-09-22 2021-08-04
51 Lau, Kelvin Wai Kin 劉偉健 M APQ275 Rep 2009-08-24
52 Lau, Pauline Hor Yan 劉可恩 F APW586 Rep 2019-10-11
53 Lee, Kee Siong 李淦祥 ACY060 Rep 2009-08-24 2024-03-28
54 Lei, Ming (SFC:BNR457) 雷鳴 BNR457 Rep 2020-07-02 2021-05-22
55 Leung, Robin Chun Yin 梁俊諺 BNG164 Rep 2018-07-25
56 Li, Cheuk On 李卓安 BIK016 Rep 2017-05-29 2021-03-22
57 Li, Jiadai 李佳黛 BFG345 Rep 2018-06-08 2021-09-03
58 Liang, Fuyin 梁甫茵 BHJ475 Rep 2017-06-13 2021-05-06
59 Lin, Ruhan 林汝函 BNX931 Rep 2018-12-21 2021-06-08
60 Lin, Wei-Ting 林蔚婷 BAC188 Rep 2017-06-28
61 Liu, Chung Hsun 劉宗勳 AHC251 Rep 2023-09-29
62 Liu, Moshi 劉墨石 BEL594 Rep 2014-11-14
63 Liu, Yifan (SFC:BJV843) 劉一帆 BJV843 Rep 2017-07-05 2021-04-29
64 Lo, Ilona Ching Man 羅靜敏 F AXL781 Rep 2015-06-22
65 Lo, Ricky Chi Wa 羅志華 M ACC653 Rep 2010-07-02 2022-12-21
66 Luo, Chen (SFC:BKT275) 羅琛 BKT275 Rep 2018-11-23 2021-09-30
67 Makino, Akiko F BCL785 Rep 2014-01-06 2024-03-28
68 Matsumoto, Jeffrey Yuji M BAE819 RO 2013-07-04 2021-11-01
69 Mizobata, Mari ADQ102 Rep 2020-03-23 2024-08-23
70 Mizoguchi, Hironori AHL612 Rep 2009-04-01 2022-10-01
71 Mizuno, Kosuke ADP243 RO 2020-07-14
72 Nakaguchi, Michihiro 中口道博 BNR971 Rep 2018-11-20 2021-09-15
73 Ng, Michael Chiu Ho 伍超豪 M ADA727 RO 2017-09-22 2021-09-13
74 Ng, Siu Hong (SFC:BCK507) 吳肇康 BCK507 Rep 2018-05-31 2023-12-21
75 Ng, Terry (SFC:BOJ797) 伍嘉朗 BOJ797 Rep 2019-05-27 2022-12-21
76 Ni, Bintuo 倪滨拓 BOM533 Rep 2019-07-03
77 Nie, Zhuofei 聶卓非 BLR344 Rep 2021-01-04
78 Oka, Hironori AAD076 RO 2011-06-20 2025-05-02
79 Osawa, Miyuki AML475 Rep 2007-06-18 2021-07-31
80 Pampapathi, Vinay Kumar M BJG449 Rep 2017-03-21
81 Pan, Jiazhou 潘加州 BLX081 Rep 2018-01-08
82 Parker, Henry Roger Jacques 39 M AXZ431 Rep 2013-07-22 2022-08-31
83 Qi, Xiaoliang 齊晓亮 AXZ553 Rep 2012-10-09 2024-03-25
84 Sakamoto, Ryoh BMK020 Rep 2018-03-01 2023-11-10
85 Sasaki, Shinichi 佐佐木伸一 AHS992 RO 2014-12-19 2022-06-15
86 Shen, Janet Wei Ling 沈慧玲 F AMA937 RO 2015-09-29
87 Shum, Charles Cheok I 沈卓爾 M AZQ896 Rep 2012-06-07
88 Souleyman, Jan ANM874 RO 2016-02-04 2025-05-26
89 Terasawa, Satoshi M BAH716 Rep 2019-05-24 2022-04-01
90 Tomiyama, Takuya 富山卓也 M AGU752 Rep 2015-06-18
91 Tsang, Andrew Chiu Yin 曾昭然 M AOV654 Rep 2014-09-29
92 Tsang, Chi Kin (SFC:AOR993) 曾智健 AOR993 Rep 2009-11-02
93 Tsang, Edmund Ka Kan 曾嘉勤 M ALG188 Rep 2017-02-06 2021-04-01
94 Tsang, Yee Mai 曾綺薇 ABN099 Rep 2010-07-02 2024-03-28
95 Tsutsumi, Atsushi BFI209 Rep 2015-04-27 2023-04-25
96 Uemura, Ryuta 上村隆太 BOL603 Rep 2019-06-25 2022-04-08
97 Wan, Maurine 溫慕蓮 F AGJ125 Rep 2009-08-24 2023-03-21
98 Wang, Guohan (SFC:BQL057) 王國晗 BQL057 Rep 2020-11-20 2023-04-04
99 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2007-08-28
100 Wong, Ka Man (SFC:AEK749) 黃家文 AEK749 RO 2010-03-10
101 Wong, Steven Wai Chiu 王偉超 M ACQ784 Rep 2006-02-16
102 Wong, Wai Kin (SFC:BOB036) 王維健 BOB036 Rep 2019-01-30
103 Woo, Lam Hay 胡林熙 AAB005 Rep 2010-09-17 2022-11-16
104 Wu, Ronald Ching Ho 胡程皓 M BPY327 Rep 2020-08-10 2021-11-26
105 Xian, Chuping 冼楚平 ACG028 RO 2017-10-09 2024-03-28
106 Xiong, Li (SFC:BAI988) 熊力 BAI988 Rep 2012-11-15
107 Xu, Manrui 徐曼睿 BPM678 Rep 2020-04-06 2024-03-28
108 Xue, Fei (SFC:ASP680) 薛菲 ASP680 Rep 2010-12-02
109 Yabe, Ryota 矢部亮太 BMV303 RO 2019-11-28 2022-06-22
110 Yamaguchi, Yusuke 山口悠介 BPE258 Rep 2019-12-06 2022-02-23
111 Yanagi, Akira 柳明 BNC153 Rep 2018-07-10 2021-10-11
112 Yang, Haodong 楊昊東 BOM896 Rep 2019-07-03 2022-08-06
113 Yeung, Anna Pui Fung 楊佩鳳 F AFM432 Rep 2013-06-03 2024-03-14
114 Yeung, Calson Kar Tsun 楊家駿 M BBK543 Rep 2016-06-23
115 Yip, Man Hon 葉文瀚 BHZ902 Rep 2019-05-06
116 Yuan, Ke (SFC:BIV268) 袁可 BIV268 Rep 2017-01-09 2022-12-30
117 Zeng, Siyang 曾斯揚 BPP117 Rep 2020-05-06 2024-03-14
118 Zhang, Yunfang (SFC:BHY180) 張云芳 BHY180 Rep 2020-06-02
119 Zheng, Yumeng (SFC:BQJ772) 鄭雨萌 BQJ772 Rep 2020-11-11 2023-06-30

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top