CATHAY SECURITIES (HONG KONG) LIMITED 國泰證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Ka Leung (SFC:AEC408) 陳嘉亮 | AEC408 | RO | 2016-08-02 | 2017-10-13 | ||
| 2 | Chan, Lai Ming (SFC:AOD290) 陳麗明 | AOD290 | Rep | 2018-08-29 | 2018-11-18 | ||
| 3 | Chan, Tsz Kin (SFC:BRX519) 陳子鍵 | BRX519 | Rep | 2021-12-21 | 2023-04-01 | ||
| 4 | Chang, Cheng Yu (SFC:BOP561) 張承祐 | BOP561 | Rep | 2019-07-17 | |||
| 5 | Chang, Hsun Fang 張薰方 | ANP491 | RO | 2009-02-16 | 2015-08-03 | ||
| 6 | Chang, Yung-Ho 張永和 | ASE360 | Rep | 2009-01-20 | 2010-05-03 | ||
| 7 | Chao, Hung-Tai 趙宏泰 | APO497 | RO | 2007-11-27 | 2008-02-01 | ||
| 8 | Chen, Celine 陳品聿 | F | BPK019 | Rep | 2022-12-15 | 2023-06-02 | |
| 9 | Chen, Chi-Wu 陳計伍 | BGH475 | Rep | 2015-10-12 | 2017-10-31 | ||
| RO | 2017-10-31 | ||||||
| 10 | Chen, Chiung Wen 陳瓊雯 | BLX467 | Rep | 2017-12-29 | 2019-10-11 | ||
| 11 | Chen, Hung Yin (SFC:ASE357) 陳閎縯 | ASE357 | Rep | 2009-02-05 | 2011-03-02 | ||
| 12 | Chen, Ping Yu 陳品妤 | ANX197 | Rep | 2015-08-07 | 2015-08-10 | ||
| RO | 2015-08-10 | 2016-10-29 | |||||
| 13 | Cheng, I Teng 鄭義騰 | ALF767 | RO | 2007-11-27 | 2015-06-30 | ||
| 14 | Cheung, Tsz Pan 張梓斌 | BBQ514 | Rep | 2017-09-01 | 2018-08-12 | ||
| 15 | Chiu, Lin Ling 邱琳玲 | AXK210 | Rep | 2011-06-09 | 2013-07-26 | ||
| 16 | Chiu, Sai Lun 招世麟 | AUX102 | Rep | 2013-11-04 | 2015-09-05 | ||
| 17 | Choi, Shing Yan (SFC:AUM819) 蔡承恩 | AUM819 | Rep | 2010-02-17 | 2014-02-12 | ||
| 18 | Chu, Kwok On 朱國安 | M | ADE054 | Rep | 2017-05-17 | 2017-09-25 | |
| 19 | Fong, Ching (SFC:ARE472) 方靜 | ARE472 | Rep | 2008-07-24 | 2010-03-01 | ||
| 20 | Guu, Han-Bin 古漢斌 | AQN175 | RO | 2008-04-11 | 2008-10-11 | ||
| 21 | Ho, Chung-Yeng 何宗穎 | AUH936 | Rep | 2015-10-12 | 2016-02-22 | ||
| 22 | Hsu, Yu Yu 許玉諭 | BKK579 | Rep | 2017-08-10 | 2019-07-31 | ||
| 23 | Huang, Chia-Yu (SFC:ASE261) 黃嘉瑜 | ASE261 | Rep | 2009-01-20 | 2009-08-20 | ||
| 24 | Huang, Mei-Hui 黃美慧 | APO499 | Rep | 2007-11-29 | 2013-01-29 | ||
| 25 | Huang, Siyang (SFC:BQP743) 黃思楊 | BQP743 | Rep | 2021-01-07 | 2023-08-22 | ||
| 26 | Huang, Yao (SFC:APV101) 黃堯 | APV101 | Rep | 2009-03-06 | 2009-10-06 | ||
| 27 | Jin, Yi (SFC:BQC994) 金翼 | BQC994 | Rep | 2023-05-23 | 2023-09-29 | ||
| 28 | Kung, Hwei Kuok 龔惠国 | AWI434 | Rep | 2016-10-11 | 2024-07-26 | ||
| 29 | Kwan, Pak Him 關柏謙 | BDU278 | Rep | 2018-10-30 | |||
| 30 | Lam, Kevin Kai Wing 林繼榮 | M | ABM100 | Rep | 2018-07-26 | 2018-10-15 | |
| RO | 2018-10-15 | ||||||
| 31 | Lam, Wai Kin (SFC:AQD594) 林偉健 | AQD594 | Rep | 2009-09-04 | 2009-09-17 | ||
| 32 | Lam, Yuen Ho (SFC:BOS276) 林元浩 | BOS276 | Rep | 2020-11-18 | 2023-05-01 | ||
| 33 | Lee, Yin Lin 李盈菱 | AYT901 | Rep | 2012-02-01 | 2012-03-30 | ||
| 34 | Leung, Maggie Mei King 梁美琼 | 47 | F | ATL473 | Rep | 2018-02-14 | 2018-04-30 |
| RO | 2018-04-30 | 2018-07-14 | |||||
| 35 | Li, Cho Kwong 李早光 | AEU474 | RO | 2007-11-27 | 2016-01-01 | ||
| 36 | Li, Gengshuo 李耕碩 | BQQ694 | Rep | 2023-03-30 | |||
| 37 | Li, Man Kit (SFC:ATH561) 李文傑 | ATH561 | Rep | 2014-04-14 | 2019-01-11 | ||
| 38 | Li, Ying-Yi 李盈儀 | ASC844 | Rep | 2009-01-19 | 2011-07-31 | ||
| 39 | Li, Yuan Hong (SFC:BII903) 李沅鴻 | BII903 | Rep | 2023-05-08 | |||
| 40 | Lien, Hsiang Pu 連祥甫 | BOU704 | Rep | 2019-09-19 | 2020-12-31 | ||
| 41 | Lin, Chien Chih 林健治 | BGG217 | RO | 2016-10-19 | 2018-02-08 | ||
| 42 | Lin, Wei-Teng 林維騰 | APO498 | Rep | 2007-11-29 | 2013-08-01 | ||
| 43 | Liu, Chia-Yu (SFC:BLR684) 劉家佑 | BLR684 | Rep | 2018-01-02 | 2021-08-31 | ||
| 44 | Lo, Ka Kuen 勞家權 | APK408 | Rep | 2015-10-20 | 2017-07-31 | ||
| 45 | Lou, Junlong | AZS992 | Rep | 2012-06-20 | 2013-10-04 | ||
| 46 | Lu, Yuan Chung 陸源忠 | BIY024 | RO | 2017-03-29 | 2019-03-08 | ||
| 47 | Lui, Lok Sze 雷樂詩 | AYD006 | Rep | 2011-10-03 | 2011-11-27 | ||
| 48 | Luk, Sun Toi 陸新台 | AYD010 | Rep | 2011-10-03 | 2015-08-29 | ||
| 49 | Miao, Shun-Tang 苗舜堂 | ASE264 | Rep | 2009-01-19 | 2015-09-12 | ||
| 50 | Mok, Ka Fan 莫嘉勳 | APG882 | Rep | 2015-11-10 | 2015-12-11 | ||
| RO | 2015-12-11 | 2016-11-30 | |||||
| 51 | Or, Lee Sa 柯莉莎 | ANC084 | Rep | 2009-09-07 | 2010-02-26 | ||
| 52 | Shu, Liangfeng 舒良峰 | BGB337 | Rep | 2021-02-18 | |||
| 53 | Shum, Kit 沈杰 | AJD416 | Rep | 2016-12-20 | 2017-08-31 | ||
| 54 | Sun, Shu I 孫樹怡 | BDR559 | Rep | 2017-02-27 | 2019-10-05 | ||
| 55 | Sun, Yu-Huei 孫毓徽 | BDI992 | Rep | 2020-02-17 | 2021-08-31 | ||
| 56 | Ta, Yun Ju 達韻如 | BMV857 | Rep | 2018-04-27 | 2020-10-10 | ||
| 57 | Tsui, Choi Kam 徐彩琴 | BTV852 | Rep | 2023-12-22 | 2024-03-10 | ||
| 58 | Wang, Jingwei (SFC:BQQ798) 王經緯 | BQQ798 | Rep | 2021-01-18 | 2022-02-12 | ||
| 59 | Wang, Wankai 王万鎧 | AZW887 | Rep | 2012-07-20 | 2017-06-30 | ||
| 60 | Wang, Yumeng (SFC:BNM125) 王雨萌 | BNM125 | Rep | 2019-10-24 | 2021-07-28 | ||
| 61 | Wong, Hei Lim 黃希廉 | BIX437 | Rep | 2023-09-11 | 2024-04-05 | ||
| 62 | Wong, Lorraine Lok Yan 黃樂恩 | F | APK745 | Rep | 2016-06-14 | 2018-12-17 | |
| 63 | Wu, Ching Hon 胡正翰 | AUG330 | Rep | 2012-04-17 | 2015-08-03 | ||
| 64 | Wu, Tsui-Ping 吳翠萍 | ATE408 | Rep | 2009-08-03 | 2013-07-01 | ||
| 65 | Xing, Tao (SFC:AZU790) 邢韜 | AZU790 | Rep | 2012-07-10 | 2013-05-17 | ||
| 66 | Yang, Qincheng 楊欽程 | BQO852 | Rep | 2020-12-29 | 2022-02-16 | ||
| 67 | Yang, Shuenn-yuh 楊順裕 | AVA597 | RO | 2019-05-14 | |||
| 68 | Yang, Shuo Yan 楊碩彥 | BRK114 | Rep | 2021-07-09 | 2021-08-26 | ||
| 69 | Yeh, Chun-Liang 葉峻良 | ASE359 | Rep | 2009-01-14 | 2013-07-01 | ||
| 70 | Yeh, Wei Kuo 葉為國 | ALQ531 | RO | 2015-06-08 | 2015-09-25 | ||
| 71 | Zhang, Yang (SFC:BNP298) 張洋 | BNP298 | Rep | 2018-11-05 | 2021-10-22 | ||
| 72 | Zhao, Wen (SFC:BRK426) 趙文 | BRK426 | Rep | 2021-07-12 | 2021-12-17 | ||
| 73 | Zou, Qian 鄒倩 | BJI874 | Rep | 2017-05-04 | 2017-09-26 | ||
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