SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abercrombie, Justin (SFC:AST103) | M | AST103 | Rep | 2009-04-08 | 2009-04-09 | |
| 2 | Ayres, Frank Alan | M | ADP222 | Rep | 2010-06-22 | 2010-06-24 | |
| 3 | Barrineau, James William | M | BAR106 | Rep | 2013-01-07 | 2013-01-08 | |
| Rep | 2013-09-10 | 2013-09-10 | |||||
| 4 | Bateman, Rory Lawrence (SFC:BAY467) | BAY467 | Rep | 2013-03-07 | 2013-03-07 | ||
| 5 | Bertrand, Eric Philippe Maxime | 54 | M | AON840 | Rep | 2007-02-06 | 2007-03-06 |
| 6 | Bong, Peng Leong Terence | M | AWD298 | Rep | 2010-10-26 | 2010-11-04 | |
| Rep | 2010-11-25 | 2014-08-20 | |||||
| 7 | Brown, Alan John (SFC:AMM410) | M | AMM410 | Rep | 2007-05-14 | 2007-06-13 | |
| Rep | 2008-11-25 | 2008-11-29 | |||||
| Rep | 2009-08-24 | 2009-08-26 | |||||
| Rep | 2011-04-11 | 2011-04-15 | |||||
| 8 | Bryant, Steve Roger | M | ALI655 | Rep | 2012-09-12 | 2012-11-16 | |
| RO | 2012-11-16 | 2021-04-14 | |||||
| 9 | Buck, Jennifer Katherine | F | AQX740 | Rep | 2008-05-19 | 2008-07-19 | |
| Rep | 2008-11-10 | 2008-11-23 | |||||
| 10 | Campion, James Edmund | M | AEQ897 | RO | 2004-07-12 | ||
| 11 | Carline, Christian Benjamin | M | AQZ701 | Rep | 2008-05-13 | 2019-10-24 | |
| 12 | Chalmers, Nicholas (SFC:ADW939) | M | ADW939 | Rep | 2004-04-14 | ||
| 13 | Chan, Chun Man (SFC:AGJ907) 陳俊文 | AGJ907 | Rep | 2005-08-29 | |||
| 14 | Chan, Pinky Yuen Yee 陳婉儀 | AFI268 | Rep | 2008-08-27 | 2021-04-01 | ||
| 15 | Chan, Winnie Wun-yin 陳韻妍 | F | AOS567 | Rep | 2007-03-23 | 2007-08-10 | |
| 16 | Chen, Chao-Teng 陳朝燈 | AXP590 | Rep | 2011-07-19 | 2011-07-21 | ||
| 17 | Cheng, Kei Pong 鄭祁邦 | ANR239 | Rep | 2014-04-03 | 2021-06-15 | ||
| 18 | Cheung, Ka Lun (SFC:AWS224) 張嘉麟 | AWS224 | Rep | 2013-10-09 | 2021-09-30 | ||
| 19 | Chin, Szu Yi 陳思伊 | ASE564 | Rep | 2008-12-22 | 2008-12-24 | ||
| Rep | 2009-11-02 | 2010-02-02 | |||||
| 20 | Chiu, Mei Fung (SFC:AGN586) 趙美鳳 | AGN586 | Rep | 2008-10-27 | 2024-04-12 | ||
| 21 | Chiu, Sze Miu 招詩苗 | AQD961 | Rep | 2011-09-19 | |||
| 22 | Chow, Charles 周灼健 | M | ANH153 | Rep | 2014-12-08 | ||
| 23 | Chow, Yan Yan 周茵茵 | ADW712 | Rep | 2003-09-03 | 2022-12-21 | ||
| 24 | Chui, Henry Kar-Kea 徐家傑 | M | AQI323 | Rep | 2008-01-17 | 2008-11-12 | |
| 25 | Chum, Terrace Pak Hing 覃伯興 | M | ACZ116 | Rep | 2003-06-25 | ||
| 26 | Clark, Alastair Stanley | M | ASE563 | Rep | 2008-12-22 | 2008-12-24 | |
| Rep | 2011-07-14 | 2011-07-15 | |||||
| Rep | 2011-08-03 | 2013-12-13 | |||||
| 27 | Coleman, Lisa Maria | F | ANN077 | Rep | 2006-06-16 | 2006-07-16 | |
| 28 | Conway, Allan Brian | M | AMS702 | Rep | 2006-11-14 | 2006-12-14 | |
| Rep | 2007-01-16 | 2007-02-16 | |||||
| Rep | 2007-11-26 | 2007-12-07 | |||||
| Rep | 2009-10-14 | 2016-09-27 | |||||
| 29 | Cox, Andrew Michael (SFC:AOA555) | M | AOA555 | Rep | 2006-10-16 | 2006-11-16 | |
| 30 | Coyle, John (SFC:AUB182) | M | AUB182 | Rep | 2009-11-09 | 2009-11-13 | |
| 31 | Cunningham, Jeremy James Warren | M | AQS229 | Rep | 2008-03-28 | 2008-04-03 | |
| Rep | 2008-11-18 | 2008-11-21 | |||||
| Rep | 2009-06-15 | 2009-06-17 | |||||
| Rep | 2009-11-26 | 2011-08-09 | |||||
| 32 | Custard, Curtis William | M | ANJ473 | Rep | 2006-05-10 | 2006-06-10 | |
| Rep | 2007-03-27 | 2007-04-26 | |||||
| 33 | Dasher, Karl Franklin | M | ATS248 | Rep | 2009-09-14 | 2009-09-16 | |
| 34 | Dawson, James (SFC:BCA004) | M | BCA004 | Rep | 2013-10-23 | 2013-10-25 | |
| Rep | 2014-05-08 | 2014-05-08 | |||||
| 35 | De Mello, Rajeev Donald | M | ATI148 | Rep | 2011-09-23 | 2018-02-21 | |
| 36 | Debruyne, Lieven M O 李定邦 | M | ACS819 | Rep | 2005-09-28 | 2006-03-21 | |
| RO | 2006-03-21 | 2020-10-09 | |||||
| 37 | Dennis, Clive | M | ATM462 | Rep | 2009-08-06 | 2010-11-24 | |
| 38 | Dreaneen, Andrew Robert (SFC:BAX627) | M | BAX627 | Rep | 2013-02-25 | 2021-05-17 | |
| 39 | Enlund, Dianna | APU795 | Rep | 2007-10-15 | 2007-10-31 | ||
| 40 | Field, Nicholas Alfred | M | AOL056 | Rep | 2007-01-16 | 2007-02-16 | |
| 41 | Fok, Pui Shan (SFC:AFT509) 霍佩珊 | AFT509 | Rep | 2007-05-14 | |||
| Rep | 2011-10-11 | 2015-12-01 | |||||
| 42 | George, Manu | AZJ281 | Rep | 2012-04-25 | 2012-05-24 | ||
| Rep | 2013-11-13 | 2020-03-05 | |||||
| 43 | Go, Swan Khing | BAI631 | Rep | 2012-10-22 | 2013-01-25 | ||
| Rep | 2013-10-09 | 2013-10-11 | |||||
| Rep | 2014-04-02 | 2014-04-03 | |||||
| 44 | Goh, How Phuang 吳浩藩 | ALU196 | Rep | 2006-10-17 | 2006-11-17 | ||
| Rep | 2007-03-28 | 2007-06-08 | |||||
| 45 | Gotto, James Anthony Warren | M | APK228 | Rep | 2007-08-14 | 2007-09-14 | |
| 46 | Guo, Wei (SFC:ASU040) 郭煒 | ASU040 | Rep | 2010-06-10 | 2018-05-02 | ||
| 47 | Harris, David Shannon | M | ARS574 | Rep | 2008-11-03 | 2010-11-24 | |
| 48 | Hashmi, Wajahat Altaf | ANJ199 | Rep | 2006-05-09 | 2006-08-09 | ||
| 49 | Henriques, Guy Michael Quixano | M | ATN770 | Rep | 2009-08-17 | 2009-12-03 | |
| 50 | Ho, Kelly Ngar Ying 何雅盈 | F | AFY162 | Rep | 2007-05-07 | ||
| 51 | Ho, Veda Wing Sum 何詠心 | F | AOA335 | Rep | 2009-09-28 | 2019-04-03 | |
| 52 | Ho, Vida Nim Yan 何念恩 | AGB455 | Rep | 2003-06-25 | |||
| 53 | Ho, Winnie Wai Yee 何慧兒 | F | AFD506 | Rep | 2006-08-04 | 2012-08-21 | |
| 54 | Huang, Guan (SFC:BBT472) 黃冠 | BBT472 | Rep | 2013-08-20 | 2022-09-22 | ||
| 55 | Hui, Pui Yu 許佩如 | AFY007 | Rep | 2010-10-04 | |||
| 56 | Hui, Sau Wai (SFC:AEA524) 許秀慧 | AEA524 | Rep | 2003-06-25 | |||
| 57 | Imam, Michael Raza | M | AOL063 | Rep | 2007-01-22 | 2010-11-30 | |
| 58 | Kalra, Showbhik | BCD976 | Rep | 2013-10-29 | 2019-12-20 | ||
| 59 | Ki, Shui Ping 祁瑞萍 | ABD063 | Rep | 2022-12-30 | |||
| 60 | Koester, Andreas Josef Johannes | M | ANJ471 | Rep | 2006-05-08 | 2006-06-08 | |
| 61 | Kong, Cheuk Hang (SFC:ADD792) 江焯亨 | ADD792 | Rep | 2003-12-11 | |||
| 62 | Kwan, Anna Wai Yee 關慧儀 | F | AEO754 | Rep | 2010-08-13 | 2011-05-10 | |
| 63 | Kwan, Ka Po (SFC:AED278) 關嘉寶 | AED278 | Rep | 2007-06-21 | |||
| 64 | Kwok, Karen Ka Pik 郭嘉碧 | F | AFX845 | Rep | 2005-06-07 | 2012-07-31 | |
| 65 | Lau, Pei Man Hidy 劉姵妏 | AVZ457 | Rep | 2010-10-05 | 2018-04-30 | ||
| 66 | Lau, Roger Yee Ho 劉以浩 | M | ASS671 | Rep | 2010-03-01 | 2022-09-22 | |
| 67 | Law, Clara Yuet Yee 羅月兒 | F | ACS196 | Rep | 2003-06-16 | 2005-08-10 | |
| RO | 2005-08-10 | 2006-02-08 | |||||
| Rep | 2006-02-08 | 2006-04-12 | |||||
| RO | 2006-04-12 | ||||||
| 68 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2009-03-16 | 2010-03-26 | |
| 69 | Lee, Miu Chi 利妙芝 | AYR769 | Rep | 2012-01-19 | |||
| 70 | Lee, Oliver David Graham | M | BCW949 | Rep | 2014-02-17 | 2015-08-27 | |
| 71 | Lee, Sai Yin 李世賢 | AFN905 | Rep | 2007-10-02 | 2018-05-02 | ||
| 72 | Lee, Shiu Kuen 李少娟 | AFX333 | Rep | 2008-09-12 | 2014-04-27 | ||
| 73 | Lee, Wai Fung (SFC:AFU140) 李韋鋒 | AFU140 | Rep | 2003-06-11 | |||
| 74 | Lee, Wilson Kwok Wai 李國偉 | M | AWK840 | Rep | 2010-12-03 | 2011-05-28 | |
| 75 | Leung, Rita Siu Ling 梁少玲 | ARG354 | Rep | 2008-09-12 | 2009-10-24 | ||
| 76 | Li, Man Ling (SFC:ADW938) 李蔓玲 | ADW938 | Rep | 2003-04-17 | |||
| 77 | Liu, Wai Keung (SFC:AEE248) 廖偉強 | AEE248 | Rep | 2004-10-28 | |||
| 78 | Lo, Lai Ha 盧麗霞 | AIX153 | Rep | 2007-08-21 | |||
| 79 | Lothian, Scott Alan | M | ANM176 | Rep | 2013-09-06 | 2013-09-06 | |
| Rep | 2014-05-13 | 2014-05-14 | |||||
| 80 | Lui, David Yin Tat 雷賢達 | 64 | M | AAJ229 | RO | 2009-03-17 | |
| Rep | 2009-03-17 | 2016-04-22 | |||||
| 81 | Lui, Mandy Man Lok 雷敏諾 | F | BAI757 | Rep | 2012-11-06 | 2015-11-14 | |
| 82 | Luk, Kim Ping 陸劍平 | ACS638 | Rep | 2008-08-27 | 2010-07-30 | ||
| 83 | Ma, Calvin Kwai Shing 馬桂承 | M | APA545 | Rep | 2010-06-29 | 2012-05-31 | |
| 84 | Maisonneuve, Virginie Monique | F | ANA059 | Rep | 2008-04-11 | 2008-04-17 | |
| Rep | 2009-04-06 | 2009-04-09 | |||||
| Rep | 2009-05-13 | 2009-05-15 | |||||
| Rep | 2009-11-16 | 2013-11-15 | |||||
| 85 | Marriott, Gavin Brent | M | ASH807 | Rep | 2009-01-20 | 2009-01-24 | |
| Rep | 2010-11-22 | 2010-11-25 | |||||
| Rep | 2011-03-07 | 2011-03-11 | |||||
| 86 | Marsland, John Robert | M | AZE446 | Rep | 2012-03-21 | 2012-03-23 | |
| Rep | 2013-03-07 | 2013-03-08 | |||||
| Rep | 2013-06-19 | 2013-06-19 | |||||
| Rep | 2013-11-26 | 2013-11-26 | |||||
| Rep | 2014-01-16 | 2014-01-17 | |||||
| 87 | Matthews, Timothy Richard | M | BEJ895 | Rep | 2014-11-12 | 2014-11-14 | |
| 88 | McLaughlin, John Gerard (SFC:BDY312) | M | BDY312 | Rep | 2014-08-18 | 2014-08-22 | |
| 89 | Money, Giles Richard | M | AXG765 | Rep | 2011-05-25 | 2011-05-27 | |
| 90 | Monsen, Thor Kristian Vigso | AQV127 | Rep | 2008-04-15 | 2009-02-11 | ||
| 91 | Mooney, David John Francis | 52 | M | ANW542 | Rep | 2006-09-07 | 2006-10-06 |
| 92 | Moute, Benjamin Daniel Germain | 39 | M | ARP639 | Rep | 2008-09-29 | 2010-11-24 |
| 93 | Ng, Ying Min Grace 吳穎敏 | AZZ102 | Rep | 2012-07-31 | |||
| 94 | Prawitz, Alexander Gunter Peter | M | AZC709 | Rep | 2012-03-07 | 2012-10-17 | |
| Rep | 2012-11-23 | 2017-08-28 | |||||
| 95 | Price, Charles Dominic | M | AQL465 | Rep | 2008-02-18 | 2008-02-25 | |
| 96 | Raman, Ranjiv | BAI760 | Rep | 2012-10-24 | 2013-01-24 | ||
| Rep | 2013-05-29 | 2013-05-31 | |||||
| Rep | 2013-10-09 | 2013-10-11 | |||||
| Rep | 2014-04-03 | 2014-04-04 | |||||
| 97 | Saier, Georges-Arnaud | AOT455 | Rep | 2007-03-28 | 2007-04-27 | ||
| 98 | Schemmann, Sonja | APB527 | Rep | 2007-06-11 | 2007-07-11 | ||
| 99 | Scott, Elisabeth Charlotte | F | ACI103 | RO | 2008-04-06 | ||
| Rep | 2008-04-06 | 2009-12-08 | |||||
| 100 | See, Thomas | M | BBT565 | Rep | 2013-08-26 | 2013-08-28 | |
| Rep | 2013-12-04 | 2013-12-06 | |||||
| Rep | 2014-11-12 | 2014-11-14 | |||||
| 101 | Sennitt, Richard John | M | BCC970 | Rep | 2013-10-21 | 2013-10-22 | |
| 102 | Serocold, Mark Joseph Pearce | M | AWI427 | Rep | 2010-11-23 | 2012-04-13 | |
| 103 | Shelton, Janan Rebecca | BAK851 | Rep | 2012-11-12 | 2012-11-12 | ||
| 104 | Shen, Jiaojiao 沈嬌嬌 | BCM624 | Rep | 2013-12-16 | 2018-08-02 | ||
| 105 | Shum, Taro Ka Chun 岑嘉俊 | ACX489 | Rep | 2003-06-25 | |||
| 106 | Sidani, Rami | AVJ147 | Rep | 2010-06-24 | 2010-11-24 | ||
| Rep | 2011-02-24 | 2021-05-17 | |||||
| 107 | Simler, Justin Paul | M | AOS379 | Rep | 2007-03-21 | 2007-04-21 | |
| Rep | 2007-10-15 | 2007-10-31 | |||||
| Rep | 2008-07-15 | 2008-07-18 | |||||
| 108 | Siu, Samuel Chung Sum 蕭仲森 | M | ARG336 | Rep | 2008-08-15 | 2010-10-15 | |
| 109 | So, Yuk Fong (SFC:AOX343) 蘇玉芳 | AOX343 | Rep | 2011-06-10 | 2022-03-23 | ||
| 110 | Sondhi, Simran | AON841 | Rep | 2007-02-06 | 2007-03-06 | ||
| 111 | Sparks, Wesley Allen | AZK654 | Rep | 2012-05-07 | 2012-05-08 | ||
| Rep | 2013-02-25 | 2013-02-26 | |||||
| 112 | Stanton, Benjamin | M | AUB177 | Rep | 2009-11-09 | 2009-11-13 | |
| 113 | Sze, Pui Kay 施培基 | AFA836 | Rep | 2005-09-02 | 2014-08-16 | ||
| 114 | Tai, Amy Yuk Yi 戴玉儀 | F | ADT504 | Rep | 2012-06-15 | 2023-02-28 | |
| 115 | Taljard, Garth Barry | M | AXO818 | Rep | 2011-07-07 | 2018-12-14 | |
| 116 | Tam, Kit Sai 譚潔茜 | AFM299 | Rep | 2008-06-23 | |||
| 117 | Tan, Amina 陳明雅 | AGC966 | Rep | 2003-06-25 | |||
| 118 | Tang, Angela On Key 鄧安琪 | F | AFO588 | Rep | 2008-08-11 | 2019-11-15 | |
| 119 | Tang, Wai Chi Ricky 鄧偉志 | AUS271 | Rep | 2011-12-12 | 2021-05-31 | ||
| 120 | Tang, Wai Sen 鄧慧珊 | AGD027 | Rep | 2005-11-11 | 2010-01-08 | ||
| 121 | Taylor, Christopher Neil (SFC:ANP718) | M | ANP718 | Rep | 2006-06-30 | 2006-07-30 | |
| 122 | Tsang, Angela Nga Yan 曾雅恩 | F | AMG900 | Rep | 2008-05-20 | 2021-05-14 | |
| 123 | Tsang, Billy Sze Wai 曾思偉 | AIR095 | Rep | 2004-08-17 | |||
| 124 | Tse, Chi Ho (SFC:AEB972) 謝志豪 | AEB972 | Rep | 2006-02-22 | 2008-02-02 | ||
| 125 | Tse, Kam Chuen 謝淦全 | BEL960 | Rep | 2014-11-07 | 2017-09-05 | ||
| 126 | Tung, Lai Kwan 董麗君 | AOM604 | Rep | 2010-12-15 | |||
| 127 | Van Der Schaft, Pieter | ADW623 | Rep | 2012-11-28 | 2014-04-30 | ||
| 128 | Van Duren, Tim | M | BCW818 | Rep | 2014-02-17 | 2016-07-04 | |
| 129 | Wade, Keith Martin | M | APU790 | Rep | 2007-10-15 | 2007-10-31 | |
| Rep | 2007-12-05 | 2007-12-11 | |||||
| Rep | 2009-12-01 | 2009-12-04 | |||||
| 130 | Webber, Simon Mark | M | AOS385 | Rep | 2007-03-23 | 2007-04-21 | |
| Rep | 2007-05-14 | 2007-06-14 | |||||
| Rep | 2008-02-18 | 2010-11-24 | |||||
| 131 | Wilson, Thomas George St John | M | AVI947 | Rep | 2010-06-22 | 2010-06-24 | |
| 132 | Wyke, Christopher John (SFC:AOR598) | M | AOR598 | Rep | 2007-03-12 | 2021-04-30 | |
| 133 | Yap, Sze Sze 葉絲絲 | BAI297 | Rep | 2012-11-01 | 2015-05-23 | ||
| 134 | Yeung, Ho Yip 楊豪業 | AGN028 | Rep | 2012-10-10 | 2014-09-20 | ||
| 135 | Yiu, Ken Keung 姚強 | M | ANH317 | Rep | 2007-06-01 | 2010-07-14 | |
| 136 | Yuen, Man Suet 袁漫雪 | AFC145 | Rep | 2003-06-25 | |||
| 137 | Yung, Yuk Chun (SFC:AGG014) 容玉珍 | AGG014 | Rep | 2003-06-25 | |||
| 138 | Zhu, Yanlin 朱彥霖 | BBT505 | Rep | 2013-08-21 | 2017-09-08 | ||
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