DWS Investments Hong Kong Limited 德意志投資香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Baker, Samuel Cranage | M | AOA383 | Rep | 2006-10-04 | 2008-12-15 | |
| 2 | Bang, Michele Mi-Kyung | 50 | F | ATI600 | Rep | 2011-03-07 | 2011-10-24 |
| RO | 2011-10-24 | 2013-10-28 | |||||
| 3 | Bruckmann, Dirk | BEH976 | Rep | 2014-10-14 | 2016-05-10 | ||
| 4 | Chan, Chi Pang (SFC:AQI127) 陳志鵬 | AQI127 | Rep | 2008-01-21 | 2008-07-03 | ||
| 5 | Chan, Danny Tsz Fung 陳梓楓 | ARX078 | Rep | 2008-11-24 | 2010-06-01 | ||
| 6 | Chan, Jenny Ka Yun 陳嘉茵 | F | AHX334 | Rep | 2004-04-21 | 2006-04-22 | |
| 7 | Chan, Yuk Bing 陳玉冰 | ANQ024 | Rep | 2013-10-23 | 2017-04-13 | ||
| 8 | Chen, Chia Ling (SFC:ADV930) 陳佳鈴 | 44 | F | ADV930 | Rep | 2006-02-27 | 2009-05-04 |
| RO | 2009-05-04 | 2009-08-01 | |||||
| 9 | Chen, Yida (SFC:ANC155) 陳怡達 | ANC155 | Rep | 2006-02-22 | 2009-06-02 | ||
| 10 | Cheng, Kei Pong 鄭祁邦 | ANR239 | Rep | 2011-09-16 | 2012-09-20 | ||
| 11 | Cheng, Sharon Tim Sheung 鄭方添嫦 | F | AAE793 | RO | 2004-07-12 | 2005-12-01 | |
| 12 | Cheng, Veronica Tze Ying 鄭芷盈 | F | ANH013 | Rep | 2010-08-23 | 2013-08-03 | |
| 13 | Cherng, Yi-Hua 程憶華 | ALI138 | Rep | 2004-11-23 | 2005-03-09 | ||
| 14 | Chin, Wei 金緯 | APL909 | Rep | 2008-08-05 | 2010-06-01 | ||
| 15 | Chinappi, Brian David (SFC:AKT398) | M | AKT398 | RO | 2009-09-04 | 2010-03-13 | |
| 16 | Cho, Mark Wen Wai 曹文偉 | 39 | M | AQQ328 | Rep | 2008-03-17 | 2013-10-11 |
| 17 | Chow, Kin Yee 周健怡 | AEY924 | Rep | 2007-08-21 | 2008-04-02 | ||
| 18 | Choy, Peng Wah 蔡秉華 | 57 | M | ADI230 | RO | 2005-08-16 | |
| Rep | 2005-08-16 | 2005-10-05 | |||||
| 19 | Chu, Lei Mei 朱莉薇 | AWJ929 | Rep | 2010-12-02 | 2013-01-09 | ||
| 20 | Coplestone, John Clayton | M | ALP565 | Rep | 2006-06-26 | 2006-09-07 | |
| RO | 2006-09-07 | 2007-02-26 | |||||
| 21 | Debruyne, Lieven M O 李定邦 | M | ACS819 | Rep | 2004-10-14 | 2004-12-21 | |
| RO | 2004-12-21 | 2005-02-02 | |||||
| 22 | Ebrahim, Ayaz Hatim | M | AAJ072 | Rep | 2006-08-01 | 2006-10-24 | |
| RO | 2006-10-24 | 2007-05-01 | |||||
| 23 | Ekins, Daniel William | M | ART880 | Rep | 2008-10-30 | 2010-07-21 | |
| RO | 2010-07-21 | 2017-01-01 | |||||
| 24 | Fedorov, Boris | M | ARR935 | Rep | 2008-10-13 | 2008-11-20 | |
| 25 | Fogle, Mark Bradley | 55 | M | ARP364 | Rep | 2008-09-18 | 2010-04-01 |
| 26 | Goodman, Paul Jonathan 古德曼 | M | AGU672 | Rep | 2005-08-08 | 2007-06-01 | |
| 27 | Gotety, Venkata Narasimha Apparaya Kishore | ATT094 | Rep | 2009-09-16 | 2010-06-01 | ||
| 28 | Gui, Cheng Lin 桂成林 | AMH349 | Rep | 2006-10-16 | 2007-04-16 | ||
| Rep | 2007-05-28 | 2008-06-14 | |||||
| 29 | Ha, Chuen 夏川 | AQH987 | Rep | 2008-01-21 | 2008-08-30 | ||
| 30 | Hanbury, Peter Noel Sampson | 47 | M | AFZ309 | RO | 2004-01-14 | 2005-04-13 |
| Rep | 2006-12-05 | 2009-09-12 | |||||
| 31 | Harris, Stephen Paul (1953) | 61 | M | AGO825 | RO | 2005-06-10 | 2014-06-10 |
| 32 | Hui, Yik Sin 許亦先 | ANY202 | Rep | 2014-07-17 | 2017-01-14 | ||
| 33 | Jaffray, Scott John | M | ARH186 | Rep | 2008-07-08 | 2009-08-26 | |
| Rep | 2009-09-08 | 2010-03-31 | |||||
| 34 | Jiang, Yiqian 蔣一茜 | AEJ056 | Rep | 2004-04-23 | |||
| 35 | Jones, Richard Iwan (SFC:AGA305) | M | AGA305 | Rep | 2006-02-14 | 2007-10-25 | |
| RO | 2007-10-25 | 2009-09-15 | |||||
| 36 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2008-09-17 | 2009-09-19 | |
| Rep | 2009-11-16 | 2010-06-01 | |||||
| 37 | Koh, Hui-Jian | AVM932 | Rep | 2010-07-27 | 2011-02-01 | ||
| 38 | Kooij, Reijer Jan | BBQ185 | Rep | 2013-07-26 | 2014-12-01 | ||
| 39 | Kwan, Boon Yee 關本怡 | ARP129 | Rep | 2008-09-11 | 2009-02-01 | ||
| 40 | Kwan, Ka Po (SFC:AED278) 關嘉寶 | AED278 | Rep | 2007-07-30 | 2010-07-01 | ||
| 41 | Lam, Lap Fai 林立輝 | APJ190 | Rep | 2007-08-06 | 2009-06-17 | ||
| 42 | Lam, Sammy Cheung Ching 林祥青 | APJ849 | Rep | 2008-09-17 | 2010-04-10 | ||
| 43 | Lam, Sonia Yuen Man 林婉雯 | F | AHE452 | Rep | 2004-04-26 | 2005-03-09 | |
| 44 | Lam, Terence Chung Han 林忠漢 | M | AGT968 | Rep | 2004-10-27 | 2005-04-13 | |
| 45 | Lam, Veronica Ronnie Wing Yee 林穎兒 | AFN278 | Rep | 2004-06-29 | |||
| 46 | Lau, Wing Sin 劉永善 | AEW987 | Rep | 2013-05-16 | 2015-05-23 | ||
| 47 | Lee, Giselle Chi Sau 李之秀 | ACA198 | RO | 2004-02-20 | |||
| 48 | Lee, Pui Fan 李佩芬 | AFT003 | Rep | 2004-12-14 | |||
| 49 | Lee, Terence Chun Yin 李俊彥 | M | ACW847 | Rep | 2006-04-21 | 2009-04-04 | |
| 50 | Leung, Wai Lim (SFC:AED091) 梁緯濂 | AED091 | Rep | 2004-04-23 | |||
| RO | 2010-01-06 | 2012-08-15 | |||||
| 51 | Levinson, Philip Henry Lewis | M | APZ463 | Rep | 2008-08-05 | 2009-04-07 | |
| 52 | Li, Benjamin Man Fai 李民煇 | 30 | M | AQT293 | Rep | 2008-03-31 | 2009-05-09 |
| 53 | Lim, Hean Eng 林千詠 | ARL658 | Rep | 2008-08-07 | 2010-06-01 | ||
| 54 | Lim, Serene | AUW836 | Rep | 2010-03-17 | 2011-01-22 | ||
| 55 | Lin, Chang-Chung 林長忠 | ANC156 | Rep | 2006-02-27 | 2008-12-01 | ||
| 56 | Lin, Charles Xiaodong 林曉東 | 31 | M | AQU519 | Rep | 2008-04-09 | 2009-04-04 |
| 57 | Liu, Patrick Song | M | ANQ638 | Rep | 2013-05-02 | 2015-02-28 | |
| 58 | Liu, Xingpeng 劉星鵬 | AQI526 | Rep | 2008-02-04 | 2008-09-10 | ||
| 59 | Lo, Karen Ka-Wai 盧嘉慧 | F | ACD184 | Rep | 2008-05-26 | 2009-06-02 | |
| 60 | Lu, Maggie (SFC:BCN441) 路曼蕓 | F | BCN441 | Rep | 2013-12-19 | 2017-10-06 | |
| 61 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2008-04-02 | 2008-12-05 | ||
| 62 | Muller, Horst Holger | ARR932 | Rep | 2008-10-09 | 2009-04-17 | ||
| 63 | Murphy, Joanne Katrina | F | AJA078 | Rep | 2005-08-16 | 2006-09-30 | |
| 64 | Pang, Lilian Wui Lie | AGJ561 | Rep | 2004-04-23 | |||
| 65 | Peter, Edouard Fernen | AGO822 | RO | 2005-06-09 | 2009-04-01 | ||
| 66 | Repkow, Stephan Jacques Rene | M | ARD165 | Rep | 2008-05-27 | 2009-04-07 | |
| 67 | Roeloffs, Kurt William Jr | 53 | M | AOR428 | Rep | 2008-10-21 | 2013-01-01 |
| 68 | Schoeppl-Jost, Elke | F | AQJ086 | Rep | 2014-01-15 | 2014-04-17 | |
| RO | 2014-04-17 | ||||||
| 69 | Sheehy, John Desmond | M | ARX029 | Rep | 2008-11-26 | 2009-04-07 | |
| 70 | Shum, Catherine Pui Kwan 岑佩君 | F | AKL739 | Rep | 2006-03-28 | 2008-03-03 | |
| 71 | Smaller, Daniel Scott | M | AHF355 | Rep | 2005-06-10 | 2005-08-08 | |
| Rep | 2005-08-24 | 2006-04-29 | |||||
| 72 | So, Tak Young 蘇德揚 | 44 | M | AMB464 | Rep | 2008-05-21 | 2011-10-29 |
| 73 | Steinbrecher, Mike | M | BEC051 | Rep | 2014-09-01 | 2016-09-05 | |
| 74 | Tam, Ken Wai Ming 譚偉明 | M | AFJ250 | Rep | 2014-03-24 | 2014-06-10 | |
| RO | 2014-06-10 | 2015-08-08 | |||||
| 75 | Tan, Juan Edward 陳德源 | ANN256 | Rep | 2006-06-19 | 2013-04-03 | ||
| 76 | Tan, Koon Seng | ARH185 | Rep | 2008-07-08 | 2009-09-01 | ||
| 77 | Tan, Sean Czoon 陳善尊 | 36 | M | ANF268 | Rep | 2008-09-12 | 2012-03-24 |
| 78 | Tan, Siew Shen 陳修賢 | ALJ824 | Rep | 2005-11-29 | 2009-12-15 | ||
| RO | 2009-12-15 | 2010-05-01 | |||||
| 79 | Tanaka, Jon Tamio | ANU376 | Rep | 2008-09-12 | 2009-08-28 | ||
| 80 | Teo, Yuan Zhi 張圓智 | AYK656 | Rep | 2013-02-22 | 2015-07-08 | ||
| 81 | Tham, Siok Kuan | ANS047 | Rep | 2006-10-16 | 2018-02-23 | ||
| 82 | Thassim, Niel (1973) | 41 | M | AOG997 | Rep | 2008-03-19 | 2012-09-14 |
| 83 | Tsang, Sunny Kwong Sang 曾廣生 | ALL490 | Rep | 2004-11-23 | 2006-04-29 | ||
| 84 | Vanderkolk, Mark David | M | AYN677 | Rep | 2014-09-30 | 2018-04-05 | |
| 85 | Wang, Faqiang 王發強 | AXY799 | Rep | 2013-04-02 | 2014-07-17 | ||
| 86 | Wee, Mei Ling Beatrice | F | ALP628 | Rep | 2006-12-06 | 2011-04-07 | |
| 87 | Wong, Calvin Su-Chi 黃書棋 | M | BBU724 | Rep | 2013-09-05 | 2014-10-18 | |
| 88 | Wong, Stephen Tsi Chuen 黃子全 | 47 | M | ADB527 | Rep | 2004-09-21 | 2005-03-23 |
| 89 | Wong, Yau Pong 王有邦 | ACZ528 | Rep | 2014-05-02 | 2014-08-26 | ||
| RO | 2014-08-26 | 2025-04-30 | |||||
| 90 | Yan, Grace Weiying | F | ATQ907 | Rep | 2009-09-01 | 2013-12-10 | |
| 91 | Yeung, Mei Kit Yin 楊潔賢 | AFG128 | Rep | 2004-04-26 | 2004-10-06 | ||
| 92 | Yin, Junhua 尹俊驊 | ATN431 | Rep | 2014-09-01 | 2016-01-01 | ||
| 93 | Yip, Jennifer Wan Man 葉韻文 | F | AIZ025 | Rep | 2006-10-03 | 2009-04-04 | |
| 94 | Yung, Victor Hau Woon 翁厚垣 | M | ARN015 | Rep | 2008-08-15 | 2009-04-07 | |
| 95 | Zhang, Liang (SFC:ARI942) 章良 | ARI942 | Rep | 2008-07-23 | 2008-12-05 | ||
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