UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abed, Joseph Khalid | M | BHQ347 | Rep | 2016-06-23 | 2016-07-05 | |
| 2 | Aberer, Helmuth | BDF828 | Rep | 2014-04-10 | 2015-09-11 | ||
| 3 | Albanese, Tommaso | BGO472 | Rep | 2015-11-26 | 2015-12-10 | ||
| 4 | Amlicke, Bruce Huddleston | M | BGY366 | Rep | 2016-02-02 | 2016-02-05 | |
| 5 | Anderl, Maximilian (SFC:BGD222) | M | BGD222 | Rep | 2015-09-07 | 2015-09-09 | |
| Rep | 2015-12-28 | 2017-03-14 | |||||
| 6 | Bang, Edward Soo Jong | M | ADA664 | Rep | 2013-02-01 | 2014-09-08 | |
| 7 | Benzler, Markus Maria Kurt | BHG765 | Rep | 2016-04-11 | 2016-04-20 | ||
| 8 | Blair, James Malcolm | M | AKT388 | Rep | 2016-01-25 | 2016-01-28 | |
| 9 | Bradshaw, John (SFC:AHC328) | M | AHC328 | RO | 2012-09-12 | ||
| 10 | Briscoe, Hayden Daniel | M | AVV090 | Rep | 2016-08-16 | 2020-08-11 | |
| 11 | Buehlmann, Rene | 45 | BCD075 | RO | 2014-08-11 | 2019-03-21 | |
| 12 | Burbeck, Charles | M | BHC547 | Rep | 2016-03-08 | 2016-03-12 | |
| 13 | Byrne, Eric Charles Sprague | 48 | M | BII787 | Rep | 2016-10-13 | 2016-10-20 |
| 14 | Cha, Benjamin Yiu Chung 查燿中 | 42 | M | AHG919 | Rep | 2013-07-23 | 2014-09-27 |
| 15 | Chan, Elsie Oi Sze 陳愛詩 | F | AJG217 | RO | 2012-09-12 | 2015-07-18 | |
| 16 | Chan, Irene Wing Yin 陳詠妍 | F | AXG756 | Rep | 2014-09-08 | 2017-10-04 | |
| 17 | Chang, Alexander Paul 張明波 | M | ALZ627 | Rep | 2015-10-12 | 2016-04-23 | |
| 18 | Chen, Lu (SFC:BEH822) 陳璐 | BEH822 | Rep | 2014-10-15 | 2016-08-20 | ||
| 19 | Chen, Michael Hao 陳豪 | M | AZX279 | Rep | 2014-01-16 | 2019-02-09 | |
| 20 | Chen, Zhanglong (SFC:AXY966) 陳章龍 | AXY966 | Rep | 2013-02-01 | 2021-02-26 | ||
| 21 | Cheng, King Hong 鄭競康 | ATD295 | Rep | 2013-02-01 | 2023-05-31 | ||
| 22 | Cheung, Billy Wing Ho 張永豪 | ACJ034 | Rep | 2013-02-01 | 2014-09-01 | ||
| 23 | Chin, To 錢濤 | ARS572 | Rep | 2016-03-04 | 2019-06-22 | ||
| 24 | Chon, Lai Yi 鍾麗儀 | ABS032 | Rep | 2014-03-18 | 2018-03-05 | ||
| 25 | Chuang, Yung-Chi 莊詠淇 | BDO973 | Rep | 2014-06-19 | 2016-10-22 | ||
| 26 | Chui, Hoi Yan (SFC:AKW893) 崔凱茵 | AKW893 | Rep | 2015-07-30 | 2016-06-09 | ||
| 27 | Chukiat, Nicholas Wynn | M | BGA519 | Rep | 2015-08-20 | 2015-08-28 | |
| Rep | 2015-10-30 | 2015-11-06 | |||||
| Rep | 2016-11-10 | 2016-11-19 | |||||
| 28 | Clement, Theophile Thomas Jean-Pierre | M | AAP310 | Rep | 2016-05-20 | 2020-10-05 | |
| 29 | Coyle, David Alexander (SFC:BHG434) | M | BHG434 | Rep | 2016-04-07 | 2016-04-15 | |
| 30 | Dellmann, Marc Christian | M | BGH957 | Rep | 2015-10-13 | 2015-10-16 | |
| 31 | Digenan, Thomas | M | BHD359 | Rep | 2016-03-15 | 2018-06-01 | |
| 32 | Dilkes, Ross Peter | M | ASH948 | Rep | 2013-02-04 | 2022-01-20 | |
| 33 | Dolan, Scott Eric | M | BHZ240 | Rep | 2016-08-17 | 2018-05-21 | |
| 34 | Egloff, Markus Peter | M | BGG967 | Rep | 2015-10-02 | 2018-07-03 | |
| 35 | Elegante, Joseph Robert | M | BGX042 | Rep | 2016-01-20 | 2017-02-01 | |
| 36 | Ferri, William Joseph | M | BGI780 | Rep | 2015-10-30 | 2015-10-30 | |
| Rep | 2016-04-07 | 2016-04-15 | |||||
| 37 | Fipp, Robert Bernard | M | BGK611 | Rep | 2015-10-29 | 2018-06-23 | |
| 38 | Fitzpatrick, Dawn Nora | F | BGK600 | Rep | 2015-10-29 | 2015-11-02 | |
| Rep | 2015-12-10 | 2015-12-13 | |||||
| Rep | 2016-01-04 | 2016-01-07 | |||||
| Rep | 2016-11-24 | 2016-11-30 | |||||
| 39 | Frei, Michael | M | BAC096 | Rep | 2013-02-04 | 2014-05-14 | |
| 40 | Friel, Stephen Robert | M | BIO910 | Rep | 2016-11-24 | 2016-12-19 | |
| 41 | Gill, Barry John (SFC:BHP725) | M | BHP725 | Rep | 2016-06-16 | 2016-06-17 | |
| 42 | Guest, Paul Michael George | 39 | M | BHT521 | Rep | 2016-07-13 | 2017-09-14 |
| 43 | Halek, David Neil | M | ACJ179 | RO | 2012-09-12 | 2013-06-03 | |
| 44 | Hanzl, David | M | BEE583 | Rep | 2014-09-26 | 2019-06-30 | |
| 45 | Herm, Gunnar | BGP137 | Rep | 2015-11-26 | 2015-12-02 | ||
| 46 | Ho, Andrew Chung-Kit 何忠傑 | M | BHB314 | Rep | 2016-02-29 | 2016-03-09 | |
| Rep | 2016-10-11 | 2016-10-20 | |||||
| 47 | Ho, David Patrick 何嘉豪 | M | AXM023 | Rep | 2013-02-01 | 2022-11-22 | |
| 48 | Ho, Gideon Siu Man 何紹民 | AOR642 | Rep | 2015-04-10 | 2016-01-29 | ||
| 49 | Ho, Joyce Lok Yan 何樂忻 | F | AVR836 | Rep | 2016-09-14 | 2024-11-18 | |
| 50 | Hollick, Jonathan Christopher | M | BIM661 | Rep | 2016-11-07 | 2016-11-11 | |
| 51 | Huang, Shiao Wern Charlene | F | BGA583 | Rep | 2015-08-20 | 2015-08-28 | |
| Rep | 2016-02-25 | 2020-02-27 | |||||
| 52 | Hughes Jr, William Terrance | M | BHG758 | Rep | 2016-04-11 | 2016-04-15 | |
| 53 | Hui, Sai Fung 許世鋒 | BDL757 | Rep | 2014-05-23 | 2018-06-30 | ||
| 54 | Ilar, Kristina Birgitta | F | BGD472 | Rep | 2015-09-07 | 2019-10-10 | |
| 55 | Im, Jinseon | BAC092 | Rep | 2013-02-01 | 2014-05-10 | ||
| 56 | Johnson, Matthew Gerard | 44 | M | BIM287 | Rep | 2016-11-10 | 2016-11-15 |
| 57 | Johnson, Richard Anthony (SFC:BGJ124) | M | BGJ124 | Rep | 2015-10-22 | 2015-10-24 | |
| Rep | 2016-01-04 | 2019-05-01 | |||||
| 58 | Kaegi, Thomas | M | BHG813 | Rep | 2016-04-08 | 2017-02-01 | |
| 59 | Kang, Chang Joo | BGV243 | Rep | 2016-01-15 | 2016-01-18 | ||
| 60 | Kang, Tae Jong 姜太鐘 | BCB448 | Rep | 2013-10-16 | 2016-11-26 | ||
| 61 | Khosla, Navjeewan Jatinder | AMC956 | Rep | 2013-04-10 | 2013-12-05 | ||
| 62 | Kim, Calvin | M | BEG037 | Rep | 2014-10-06 | 2025-09-04 | |
| 63 | Kim, Ji Woong 金智雄 | BHH493 | Rep | 2016-04-15 | 2019-02-28 | ||
| 64 | Kim, Jun Sub | BGI784 | Rep | 2015-10-16 | 2018-06-20 | ||
| 65 | Kim, Seung-Bom | AOI831 | Rep | 2013-04-10 | 2017-03-14 | ||
| 66 | Kim, Yong Duk 金容德 | BGG675 | Rep | 2015-09-25 | 2020-03-13 | ||
| 67 | Klingenberg-Timm, Benno | M | BGD845 | Rep | 2015-09-08 | 2015-09-09 | |
| 68 | Klugherz, Thomas Charles | M | BID168 | Rep | 2016-09-08 | 2016-09-14 | |
| 69 | Koehler, Dinah Anna | F | BHG858 | Rep | 2016-04-08 | 2017-02-01 | |
| 70 | Koh, Feng Hui 高鳳慧 | BIC330 | Rep | 2016-09-01 | 2018-08-09 | ||
| 71 | Koo, Julie J | F | ANE311 | Rep | 2015-04-13 | 2015-08-27 | |
| RO | 2015-08-27 | 2017-12-29 | |||||
| 72 | Lai, Chin Wai 賴展懷 | ARP476 | Rep | 2014-10-06 | 2016-07-30 | ||
| 73 | Lai, Hing Lun 黎慶麟 | M | AOC910 | Rep | 2016-05-26 | 2018-06-06 | |
| 74 | Lam, Chi Ping 林治平 | AOY505 | Rep | 2013-02-01 | 2014-05-22 | ||
| 75 | Lam, Chi Yeung (SFC:BBL717) 林智洋 | BBL717 | Rep | 2016-12-28 | 2018-09-01 | ||
| 76 | Lam, Lam (SFC:BHD555) 林琳 | BHD555 | Rep | 2016-03-16 | 2017-03-25 | ||
| 77 | Lam, Von Villy Mendoza 林威利 | BAL419 | Rep | 2013-02-04 | 2015-02-25 | ||
| 78 | Lam, Wan (SFC:BCK236) 林耘 | BCK236 | Rep | 2015-03-04 | 2015-10-24 | ||
| 79 | Lecher, Stefan Alexander | M | BBS630 | Rep | 2013-08-13 | 2014-03-05 | |
| RO | 2014-03-05 | 2016-08-15 | |||||
| 80 | Lee, Jason Kwan Ho 李君豪 | M | AWW455 | Rep | 2013-04-10 | 2019-01-29 | |
| 81 | Lee, Tsz Heng 李芷蘅 | AXO514 | Rep | 2013-02-01 | 2014-01-10 | ||
| 82 | Leonard, John Christopher | M | BGL196 | Rep | 2015-10-29 | 2016-07-01 | |
| 83 | Leung, Jeremy Jan Yu | M | BGI760 | Rep | 2015-10-19 | 2015-10-21 | |
| Rep | 2016-02-11 | 2016-02-16 | |||||
| 84 | Leung, Ka Wai (SFC:AOK606) 梁家瑋 | AOK606 | Rep | 2013-02-01 | 2016-04-01 | ||
| 85 | Leung, Po Chun 梁寶珍 | AEY251 | Rep | 2014-06-23 | 2018-09-04 | ||
| 86 | Leung, Suen Yan | BHG141 | Rep | 2016-04-07 | 2017-02-01 | ||
| 87 | Li, Charles Sai Yiu 李世耀 | M | AFN641 | Rep | 2013-02-01 | 2016-02-16 | |
| RO | 2016-02-16 | 2022-07-15 | |||||
| 88 | Ling, Xinyuan 凌新源 | AUM712 | RO | 2012-09-12 | 2016-06-15 | ||
| 89 | Mackie, Graham Alan | M | BGH903 | Rep | 2015-10-09 | 2015-10-23 | |
| Rep | 2016-02-11 | 2022-04-28 | |||||
| 90 | McCallum, Joshua Neil | M | BFW390 | Rep | 2015-07-21 | 2015-07-24 | |
| 91 | McConnell, Simon Peter Watson | M | BEI664 | Rep | 2014-10-20 | 2015-07-16 | |
| 92 | McCourt, Ryan James | M | BGJ363 | Rep | 2015-10-23 | 2016-09-30 | |
| 93 | Meng, Yuan (SFC:BCG394) 孟媛 | BCG394 | Rep | 2016-09-13 | 2018-08-04 | ||
| 94 | Ming, Albert 明耀文 | M | AMU061 | Rep | 2013-08-07 | 2014-03-05 | |
| RO | 2014-03-05 | 2016-08-16 | |||||
| 95 | Miura, Takuya (SFC:BHP322) 三浦拓也 | BHP322 | Rep | 2016-06-13 | 2016-06-16 | ||
| 96 | Moy, Paul John | M | BHG216 | Rep | 2016-04-07 | 2016-04-16 | |
| 97 | Ng, William Tsang Kwong 吳增光 | M | BHM307 | Rep | 2016-05-20 | 2017-01-14 | |
| 98 | Nicholas, James Everett | M | BHN911 | Rep | 2016-06-02 | 2016-06-08 | |
| 99 | Oliete Galiano, Adolfo | M | BFO427 | Rep | 2015-06-08 | 2019-12-05 | |
| 100 | Olstein, Stephen Jeffery | M | BID599 | Rep | 2016-09-08 | 2018-04-30 | |
| 101 | Pang, Jason Yat Sing 彭逸升 | M | ANT922 | Rep | 2013-02-01 | 2013-05-17 | |
| 102 | Pang, Kai Chun 彭啟晉 | AOJ337 | Rep | 2015-01-07 | 2016-05-25 | ||
| 103 | Park, William (SFC:BHG768) | M | BHG768 | Rep | 2016-04-11 | 2016-04-14 | |
| Rep | 2016-06-02 | 2016-06-08 | |||||
| 104 | Perrett, David Michael (SFC:AFF191) | M | AFF191 | RO | 2012-09-12 | 2012-12-18 | |
| Rep | 2012-12-18 | 2013-12-05 | |||||
| 105 | Perrott, Ashley James | M | ASC939 | Rep | 2013-02-25 | 2018-05-21 | |
| 106 | Pershad, Vikas | AMF972 | Rep | 2013-04-10 | 2014-03-27 | ||
| 107 | Petheram, Christopher Mark | 53 | M | BGU671 | Rep | 2016-01-11 | 2022-11-30 |
| 108 | Projit, Chatterjee | BID889 | Rep | 2016-09-14 | 2016-09-22 | ||
| 109 | Purtschert, Markus Anton | M | BDJ456 | Rep | 2014-05-07 | 2015-10-02 | |
| 110 | Raebsamen, Urs | AVN544 | Rep | 2013-02-01 | 2021-07-23 | ||
| 111 | Raffaldini Ii, Jerome Lino | M | BFV948 | Rep | 2015-07-17 | 2015-07-24 | |
| Rep | 2015-08-10 | 2015-08-14 | |||||
| Rep | 2015-10-20 | 2015-10-30 | |||||
| Rep | 2015-11-16 | 2015-11-18 | |||||
| Rep | 2015-12-28 | 2016-01-07 | |||||
| Rep | 2016-02-11 | 2018-05-14 | |||||
| 112 | Reuter, Clemens | BGL208 | Rep | 2015-10-29 | 2015-11-02 | ||
| Rep | 2016-07-07 | 2016-07-16 | |||||
| 113 | Rivers, Thomas Edward | M | BFB238 | Rep | 2015-03-11 | 2016-10-18 | |
| 114 | Russell, Kevin Gary | M | BHG762 | Rep | 2016-04-11 | 2016-04-15 | |
| Rep | 2016-10-20 | 2016-10-28 | |||||
| 115 | Sanghrajka, Satyan Arvind | BGB565 | Rep | 2015-08-26 | 2015-09-02 | ||
| Rep | 2015-10-27 | 2015-10-31 | |||||
| Rep | 2015-11-30 | 2015-12-02 | |||||
| Rep | 2016-02-19 | 2016-02-26 | |||||
| Rep | 2016-03-10 | 2016-03-16 | |||||
| Rep | 2016-04-08 | 2016-04-15 | |||||
| 116 | Saxvik, Eric Bradley | M | ACR775 | Rep | 2013-04-10 | 2013-09-05 | |
| RO | 2013-09-05 | 2017-01-12 | |||||
| 117 | Shao, Peiyi 邵佩藝 | BCR033 | Rep | 2014-01-10 | 2014-12-12 | ||
| 118 | Shiu, Ephrem 邵藹苓 | M | AUZ171 | RO | 2014-02-17 | 2023-04-06 | |
| 119 | Sotorp, Kai Reiner Jr | AHR030 | RO | 2013-04-05 | 2013-10-05 | ||
| RO | 2014-02-18 | 2014-06-30 | |||||
| 120 | Suess, Benjamin | M | BHG436 | Rep | 2016-04-07 | 2016-04-14 | |
| 121 | Talbot, Richard Casey | M | BHA427 | Rep | 2016-02-22 | 2016-02-26 | |
| Rep | 2016-04-05 | 2016-04-08 | |||||
| 122 | Tang, Yue Han | AVS022 | Rep | 2014-08-05 | 2022-11-21 | ||
| 123 | To, Ngoc-Diep Diana 蘇玉葉 | AJK799 | Rep | 2013-02-01 | 2014-07-25 | ||
| 124 | Toh, Shaowei | BHB312 | Rep | 2016-02-26 | 2016-03-04 | ||
| 125 | Tseng, Yu Wen 曾鈺雯 | BFO049 | Rep | 2015-06-03 | 2017-07-15 | ||
| 126 | Tsui, Ka Ling 徐嘉玲 | BGH157 | Rep | 2015-10-05 | 2021-09-30 | ||
| 127 | Tung, Yat Shing 董日成 | AFO409 | Rep | 2013-02-01 | 2016-11-17 | ||
| RO | 2016-11-17 | 2019-06-30 | |||||
| 128 | Ueno, Akiko 八木晶子 | F | BBR219 | Rep | 2013-08-08 | 2021-06-23 | |
| 129 | Van Beek, Christiaan Lieven | BEL614 | Rep | 2015-09-18 | 2015-09-25 | ||
| Rep | 2015-11-23 | 2015-12-03 | |||||
| Rep | 2016-02-26 | 2016-03-04 | |||||
| Rep | 2016-04-08 | 2016-04-14 | |||||
| Rep | 2016-05-30 | 2016-06-03 | |||||
| Rep | 2016-07-19 | 2016-07-22 | |||||
| Rep | 2016-09-08 | 2018-06-13 | |||||
| 130 | Wang, Hsiao Chun 王曉群 | BDA365 | Rep | 2014-03-06 | 2015-07-21 | ||
| 131 | Wang, Yifen David 王軼奮 | BDL759 | Rep | 2014-05-29 | 2015-09-01 | ||
| 132 | Wels, Thomas Georg | M | BHG194 | Rep | 2016-04-07 | 2016-04-15 | |
| 133 | Williamson, Andrew Masters | M | AXM703 | Rep | 2015-09-25 | ||
| 134 | Wong, Ee Kay Geoffrey | M | BFZ518 | Rep | 2015-08-13 | 2015-08-19 | |
| Rep | 2016-06-02 | 2016-06-07 | |||||
| Rep | 2016-11-24 | 2016-12-02 | |||||
| 135 | Wong, Howard (SFC:ADY281) 黃浩雲 | M | ADY281 | Rep | 2013-02-06 | 2013-06-03 | |
| 136 | Wong, Jenq Shin Freddy 王政鑫 | BGI754 | Rep | 2015-10-15 | 2022-07-20 | ||
| 137 | Wong, Kwai Chu 黃桂珠 | APO150 | Rep | 2015-03-20 | 2022-09-30 | ||
| 138 | Wong, Kwong Wui 黃冠瑋 | AMK297 | Rep | 2016-06-17 | 2016-06-24 | ||
| 139 | Wong, Suet Ting 黃雪婷 | AEG454 | Rep | 2016-05-20 | 2018-05-18 | ||
| 140 | Woodland, Emily Jane | F | AJE851 | Rep | 2013-04-10 | 2017-08-08 | |
| 141 | Xie, Jiaoyue 謝姣岳 | BHU354 | Rep | 2016-07-15 | 2016-07-22 | ||
| Rep | 2016-12-19 | 2016-12-23 | |||||
| 142 | Yeung, Chung Kit 楊忠杰 | AST684 | Rep | 2013-09-24 | 2023-10-20 | ||
| 143 | Yip, Sammy Ka Tak 葉家德 | AGO831 | Rep | 2013-09-03 | 2015-06-24 | ||
| 144 | Yiu, Wai Ho (SFC:APR883) 姚偉浩 | APR883 | Rep | 2014-10-29 | 2020-06-04 | ||
| 145 | Yokoi, Makoto 橫井誠 | BGU702 | Rep | 2016-01-12 | 2017-02-01 | ||
| 146 | Yu, Yik Ki 余奕淇 | ARH744 | Rep | 2013-02-01 | 2017-12-08 | ||
| 147 | Yuen, Ben Cheuk Bun 阮卓斌 | M | ACH723 | RO | 2012-09-12 | 2013-12-20 | |
| 148 | Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 | AXZ887 | Rep | 2013-07-18 | |||
| 149 | Yuen, Wing Ho 袁永豪 | BIC868 | Rep | 2016-08-31 | 2017-05-23 | ||
| 150 | Zhang, Yingdong 張穎冬 | BFY115 | Rep | 2015-08-06 | 2018-03-29 | ||
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