SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Arta Corporate Advisory Limited 1 0 1 0.00 2012-09-11
2 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2009-09-21
3 Asia Cornerstone Asset Management Company Limited 1 0 1 0.00 2015-03-05
4 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
5 Austen Capital Management Limited 1 0 1 0.00 2010-06-30
6 Bain Capital Public Equity (Asia) Limited 1 0 1 0.00 2015-09-07
7 Brilliant Corporate Finance Limited 1 0 1 0.00 2014-10-31
8 China Credit International Securities Co., Limited 1 0 1 0.00 2016-09-06
9 China Finance Holdings Limited 1 0 1 0.00
10 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
11 CHINA POINT STOCK BROKERS LIMITED 1 0 1 0.00
12 China Tonghai (IA) Limited 1 0 1 0.00
13 CINDA INTERNATIONAL CAPITAL LIMITED 0 1 1 100.00
14 CMBC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00 2015-12-11
15 DATANG FINANCIAL HOLDING CO., LIMITED 1 0 1 0.00 2015-11-11
16 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
17 ETF Securities (HK) Limited 1 0 1 0.00 2012-08-02
18 European Capital Partners (Hong Kong) Limited 1 0 1 0.00 2014-10-28
19 FIG HK (Hong Kong) Limited 1 0 1 0.00 2014-10-08
20 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
21 GSI FINANCE GROUP LIMITED 1 0 1 0.00 2011-03-18
22 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
23 Hutchin Hill Capital HK Limited 1 0 1 0.00 2015-03-09
24 HX Innovation Capital Management Co. Limited 1 0 1 0.00 2016-01-29
25 i-Golden Data Capital Limited 1 0 1 0.00 2016-03-03
26 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 1 0 1 0.00 2013-12-02
27 Infinite Success Assets Management Limited 1 0 1 0.00 2016-06-08
28 ITAU ASIA LIMITED 1 0 1 0.00 2006-10-31
29 Japaninvest (Hong Kong) Limited 1 0 1 0.00 2010-10-26
30 JNL Investments Limited (HK) 1 0 1 0.00 2011-10-21
31 KAI WO ASSET MANAGEMENT LIMITED 1 0 1 0.00 2008-07-04
32 Kam Wah Investments Limited 1 0 1 0.00
33 KELUSA ASIA FOCUS RESEARCH LIMITED 1 0 1 0.00 2014-12-24
34 KO KUN STOCK COMPANY LIMITED 1 0 1 0.00 2005-03-18
35 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
36 LUEN HING SECURITIES LIMITED 1 0 1 0.00
37 Maxcess Capital Limited 1 0 1 0.00 2016-01-14
38 MC Asset Management Asia Limited 1 0 1 0.00 2014-03-18
39 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
40 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
41 Pinyin Capital Management Hong Kong Limited 1 0 1 0.00 2015-11-02
42 SJS Markets Limited 1 0 1 0.00 2005-03-02
43 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
44 Standard & Poor's Investment Advisory Services (HK) Limited 1 0 1 0.00 2010-09-21
45 STJ Advisors (Asia) Limited 1 0 1 0.00 2011-11-17
46 Stobene Partners (Hong Kong) Limited 1 0 1 0.00 2012-01-31
47 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
48 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
49 Yuet Sheung International Securities Limited 1 0 1 0.00 2015-12-18
50 3 Capital Partners Limited 2 0 2 0.00 2016-09-14
51 987654 Limited 2 0 2 0.00 2015-11-09
52 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
53 A.C Asset Management Limited 2 0 2 0.00 2016-12-15
54 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
55 AASTOCKS.COM LIMITED 2 0 2 0.00
56 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00 2013-12-11
57 ACM ASIA LIMITED 2 0 2 0.00
58 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
59 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
60 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
61 AIU International Securities Limited 2 0 2 0.00 2011-12-28
62 Alliance Asset Management Limited (HK) 2 0 2 0.00 2014-12-23
63 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
64 ALTAIR CAPITAL LIMITED (HK) 2 0 2 0.00 2016-11-03
65 Amber Hill Asset Management Limited 2 0 2 0.00 2011-07-13
66 Amital Asset Management Limited 2 0 2 0.00 2013-01-23
67 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
68 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
69 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
70 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
71 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
72 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
73 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
74 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
75 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
76 Asia Joyful Limited 2 0 2 0.00 2016-09-20
77 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
78 ASIAVEST CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-12-16
79 ASPIRE Multi-Family Office Limited 2 0 2 0.00 2016-11-08
80 ASSET DYNAMIC MANAGEMENT LIMITED 1 1 2 50.00
81 Asymmetrics Capital Management Limited 2 0 2 0.00 2016-05-27
82 Atta Capital Limited 2 0 2 0.00 2016-10-11
83 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
84 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
85 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
86 BAIYI CAPITAL (ASIA) LIMITED 2 0 2 0.00 2016-11-30
87 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
88 Beagle Asset Management Company Limited 2 0 2 0.00 2016-04-19
89 Beevest Fortune Asset Management Limited 2 0 2 0.00 2012-08-15
90 BEI ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2016-09-20
91 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
92 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
93 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
94 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
95 Big Bay Asset Management (HK) Limited 2 0 2 0.00 2013-09-19
96 Blue Lotus Capital Advisors Limited 2 0 2 0.00 2015-10-12
97 Bluemount Asset Management Limited 2 0 2 0.00 2016-11-22
98 BOA Global Asset Management Limited 2 0 2 0.00 2016-07-13
99 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
100 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
101 BROOKE CAPITAL LIMITED 2 0 2 0.00
102 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
103 Carrington Asset Management Limited 2 0 2 0.00 2016-12-01
104 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
105 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
106 CEB International Asset Management Corporation Limited 2 0 2 0.00 2016-12-21
107 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
108 CENTURION CORPORATE FINANCE LIMITED 2 0 2 0.00
109 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
110 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
111 CERES CAPITAL LIMITED 2 0 2 0.00
112 CF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-10-20
113 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
114 ChapmanCraig Limited 2 0 2 0.00
115 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2014-02-07
116 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
117 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
118 China Best International Investment Consulting Company Limited 1 1 2 50.00 2013-05-08
119 China International Securities Limited 2 0 2 0.00 2016-12-01
120 China Transfer Capital Investment Limited 2 0 2 0.00 2016-11-24
121 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
122 Circle Six Capital (Hong Kong) Limited 2 0 2 0.00 2016-09-21
123 Cithara Investment International Limited 2 0 2 0.00 2016-07-18
124 CMB International Global Markets Limited 2 0 2 0.00
125 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
126 Cofes China Limited 2 0 2 0.00 2016-04-29
127 COMMENCE COMPANY LIMITED 2 0 2 0.00
128 Constance Capital Limited (HK) 2 0 2 0.00 2016-12-19
129 Core Capital Securities Limited 2 0 2 0.00 2016-06-21
130 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
131 CR Wealth and Asset Management Limited 2 0 2 0.00 2016-02-03
132 Critica Capital Management Limited 2 0 2 0.00 2016-05-12
133 CVP Asset Management Limited 1 1 2 50.00 2016-02-15
134 D'Asie Asset Management Limited 2 0 2 0.00 2015-09-24
135 dLab Asset Management Limited 2 0 2 0.00 2012-10-18
136 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
137 Dragon Financial Partners Limited 2 0 2 0.00 2016-11-28
138 Dragonstone Capital Management Limited 2 0 2 0.00 2016-05-11
139 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
140 Eagle Trader Asset Management Limited 2 0 2 0.00 2016-10-20
141 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
142 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
143 Eddid Securities and Futures Limited 2 0 2 0.00 2016-12-14
144 ELEVATION INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-12-20
145 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
146 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
147 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
148 EMP CAPITAL LIMITED 2 0 2 0.00 2016-12-02
149 Emperio Securities And Assets Management Limited 2 0 2 0.00 2016-10-04
150 EnTrustPermal (Hong Kong) Limited 2 0 2 0.00 2006-03-09
151 Equant Point Asset Management Limited 2 0 2 0.00 2016-11-11
152 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
153 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2016-08-23
154 Eurizon Capital Asia Limited 2 0 2 0.00 2016-10-26
155 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
156 Excel Shining Asia Limited 2 0 2 0.00 2016-08-01
157 EXCELLENT TIDE SECURITIES LIMITED 2 0 2 0.00 2016-10-11
158 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
159 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
160 Falcon Partners Limited 2 0 2 0.00 2016-08-31
161 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
162 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
163 Ferran Securities Limited 2 0 2 0.00 2016-09-30
164 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
165 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
166 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
167 First Shanghai Investment Management (HK) Limited 2 0 2 0.00 2015-03-18
168 FIVE STATES CAPITAL RESOURCES LIMITED 2 0 2 0.00 2016-11-09
169 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
170 FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-08-24
171 FULL WIN SECURITIES LIMITED 2 0 2 0.00
172 FULLJET SECURITIES LIMITED 2 0 2 0.00
173 FUND GENESIS LIMITED 2 0 2 0.00 2016-06-23
174 FUSION WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2016-09-26
175 FXG Asset Management Limited 2 0 2 0.00 2016-11-15
176 GAINWELL SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-08-21
177 Gamma Consortium Limited (The) 2 0 2 0.00 2016-10-03
178 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
179 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
180 GCIS LIMITED 2 0 2 0.00 2007-05-16
181 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 0 2 0.00 2013-12-02
182 GFM Group Limited (HK) 2 0 2 0.00 2016-10-06
183 GIGA (HONG KONG) LIMITED 2 0 2 0.00
184 Ginger Capital Advisory Limited 2 0 2 0.00 2011-06-01
185 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
186 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
187 GLOBAL VISION CAPITAL LIMITED 2 0 2 0.00 2016-12-12
188 GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED 2 0 2 0.00 2016-11-09
189 Goldbridge Securities Limited 2 0 2 0.00
190 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 1 1 2 50.00 2008-12-02
191 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
192 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-05
193 Goldhorse Securities Limited 2 0 2 0.00 2015-10-19
194 GRAND HARBOUR CORPORATE FINANCE LIMITED 2 0 2 0.00 2016-11-01
195 GRAND PARTNERS SECURITIES LIMITED 2 0 2 0.00 2016-12-29
196 GRAND VIEW SECURITIES LIMITED 2 0 2 0.00 2016-12-16
197 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
198 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
199 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
200 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
201 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
202 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
203 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
204 Hao Advisors Management Limited 2 0 2 0.00 2015-05-12
205 Hao Tian Asset Management Limited 2 0 2 0.00 2016-12-09
206 Harmony Capital Global Asset Management Limited 2 0 2 0.00 2016-11-16
207 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
208 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
209 HOI YICK INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2016-05-10
210 Hong Kong Metasequoia Capital Management Limited 2 0 2 0.00 2016-03-21
211 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
212 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
213 HUAJUN CAPITAL LIMITED 2 0 2 0.00 2016-10-13
214 IFM Investors (HK) Limited 2 0 2 0.00 2016-09-23
215 IMARKETS LIMITED 2 0 2 0.00
216 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
217 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-21
218 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
219 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
220 iTrade Securities Investment Limited 2 0 2 0.00 2016-12-28
221 Jinde Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-11-16
222 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
223 Kairous Capital (HK) Limited 2 0 2 0.00 2016-11-15
224 Kaisa Asset Management Limited 1 1 2 50.00 2015-08-18
225 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
226 KARFORD SECURITIES LIMITED 2 0 2 0.00
227 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
228 KIN BRIDGE CAPITAL LIMITED 2 0 2 0.00 2016-03-04
229 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
230 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
231 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
232 KRISTAL ADVISORS (HK) LIMITED 2 0 2 0.00 2016-11-15
233 KVB Capital Markets Limited 2 0 2 0.00 2016-12-21
234 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
235 LAU & COMPANY LIMITED 2 0 2 0.00
236 Leo Capital Corp (Hong Kong) Limited 2 0 2 0.00 2016-12-15
237 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
238 LERTHAI Securities (Hong Kong) Limited 2 0 2 0.00 2016-07-08
239 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
240 Lion Futures Limited 2 0 2 0.00 2016-12-29
241 Lion International Securities Group Limited 2 0 2 0.00 2016-12-29
242 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
243 Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited 2 0 2 0.00 2016-10-04
244 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2016-12-28
245 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
246 Luminous Asset Management (HK) Limited 2 0 2 0.00 2016-09-20
247 MAGIC COMPASS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-12
248 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
249 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
250 MARC FABER LIMITED 2 0 2 0.00
251 MASECO Asia Limited 2 0 2 0.00 2016-10-07
252 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
253 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
254 Minerva Advisory Global Capital Limited 2 0 2 0.00 2016-01-12
255 Minerva Investments Limited (HK) 2 0 2 0.00 2016-10-25
256 Ming Yang Capital Limited 2 0 2 0.00 2016-10-04
257 MONEY CONCEPTS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-02-18
258 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
259 MTF SECURITIES LIMITED 2 0 2 0.00
260 MTI Management (HK) Limited 2 0 2 0.00 2016-06-21
261 Mu Investment Management (Asia) Limited 2 0 2 0.00 2014-09-29
262 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
263 Nan Guo International Securities Limited 2 0 2 0.00 2016-05-19
264 Nanjia Capital Limited (HK) 2 0 2 0.00 2016-10-20
265 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
266 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
267 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
268 NORMAN KONG SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-07-15
269 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
270 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
271 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
272 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
273 OIA Asia Limited 2 0 2 0.00 2014-11-20
274 OMNIX CAPITAL LIMITED 2 0 2 0.00 2009-03-19
275 ONE FINANCIAL MARKETS ASIA LIMITED 2 0 2 0.00 2016-10-31
276 Oracle Capital Limited 2 0 2 0.00 2009-08-17
277 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
278 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
279 Our Nature Limited 2 0 2 0.00 2016-02-03
280 PACIFIC GROUP LIMITED (THE) 2 0 2 0.00
281 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
282 Pacific International Securities Limited 2 0 2 0.00 2016-11-07
283 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
284 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
285 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
286 Phoenician Limited (HK) 1 1 2 50.00 2013-03-22
287 Phoenix Capital (International) Limited 2 0 2 0.00 2016-11-29
288 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
289 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-04-29
290 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
291 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
292 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
293 PRESTIGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-11-15
294 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 1 2 50.00
295 Prive Financial Limited 2 0 2 0.00 2012-12-06
296 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
297 QUASAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-11-22
298 Rafiki Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-11-07
299 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
300 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
301 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
302 REDFORD CORPORATE FINANCE LIMITED 1 1 2 50.00 2011-02-07
303 Renco Investments Limited 2 0 2 0.00 2016-12-21
304 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
305 Righteous Capital Limited 2 0 2 0.00 2016-09-22
306 River Capital Limited (HK) 2 0 2 0.00 2016-03-22
307 ROCIM Limited 2 0 2 0.00 2007-06-29
308 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
309 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
310 SDHG International Asset Management Limited 2 0 2 0.00 2008-12-02
311 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
312 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
313 SFGHK Limited 2 0 2 0.00 2007-06-12
314 SGI Capital Asset Management Limited 2 0 2 0.00 2016-08-30
315 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
316 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
317 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
318 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
319 Sinovation Capital Asset Management Company Limited 2 0 2 0.00 2009-10-21
320 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
321 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
322 Spruce Light Asset Management Company Limited 2 0 2 0.00 2016-05-09
323 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
324 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
325 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
326 Sun Wing International Asset Management Limited 2 0 2 0.00 2016-10-03
327 T. M. MANAGEMENT LIMITED 2 0 2 0.00
328 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
329 TAP CAPITAL LIMITED 2 0 2 0.00 2016-12-05
330 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
331 Tenbagger Investment Management (Hong Kong) Limited 2 0 2 0.00 2015-09-11
332 Thoth Investment Management Limited 2 0 2 0.00 2016-11-22
333 TIANDA ASSET MANAGEMENT LIMITED 1 1 2 50.00 2013-04-24
334 Tianhe Quant Asset Management Limited 2 0 2 0.00 2013-06-11
335 TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-09-15
336 Topfund Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-12-14
337 TRADER CITY LIMITED 2 0 2 0.00 2016-04-28
338 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
339 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
340 UCF Asset Management (HK) Limited 2 0 2 0.00 2012-05-04
341 UNITED GREAT INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2016-04-22
342 UNITED ZONE INVESTMENT LIMITED 2 0 2 0.00 2016-09-01
343 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
344 UPRIGHT ASSET MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 0.00 2016-11-22
345 Vanhau Asset Management Limited 2 0 2 0.00 2016-12-19
346 VANTAGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-07-18
347 Vantum Asset Management Limited 2 0 2 0.00 2016-11-18
348 VARDE PARTNERS HONG KONG LIMITED 2 0 2 0.00 2016-10-03
349 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 0 2 0.00
350 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
351 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) 2 0 2 0.00 2016-04-26
352 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
353 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
354 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
355 Waypointe Limited 2 0 2 0.00 2015-02-11
356 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
357 Wealthy Global Financial Asset Management Limited 2 0 2 0.00 2016-12-23
358 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
359 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
360 Widus Investment Limited 2 0 2 0.00 2015-10-22
361 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
362 Wilson Asset Management Co., Limited 2 0 2 0.00 2016-10-12
363 WINGATE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-08-31
364 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
365 Wizardquant Capital Advisors Limited 2 0 2 0.00 2016-07-07
366 WKA Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-08-16
367 Wonder Capital Group Limited 2 0 2 0.00 2016-03-07
368 XIN HUA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2016-10-18
369 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
370 Yango International Financial Holdings Limited 2 0 2 0.00 2016-12-14
371 YG Capital Management Limited 2 0 2 0.00 2014-12-12
372 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
373 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
374 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
375 YUN HAI ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-02
376 Yupei Fortune Capital Limited 2 0 2 0.00 2016-11-28
377 ZHONG JIA SECURITIES LIMITED 2 0 2 0.00 2016-11-01
378 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
379 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
380 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
381 9M Stone Capital Limited 3 0 3 0.00 2016-05-03
382 AAA Securities Co. Limited 2 1 3 33.33 2016-11-02
383 ABLELINK CAPITAL LIMITED 2 1 3 33.33 2016-02-05
384 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
385 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
386 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
387 Affiliated Managers Group (Hong Kong) Limited 3 0 3 0.00 2010-12-07
388 Agamemnon Capital Limited 2 1 3 33.33 2013-12-02
389 Akron Corporate Finance Limited 2 1 3 33.33 2013-10-03
390 Aksia Hong Kong Limited 2 1 3 33.33 2012-08-06
391 ALL VIEW MANAGEMENT LIMITED 3 0 3 0.00 2016-03-24
392 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
393 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
394 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
395 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
396 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
397 Antarctica Asset Management (Asia) Limited 3 0 3 0.00 2016-03-01
398 AQR Capital Management (Asia) Limited 2 1 3 33.33 2016-07-07
399 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
400 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
401 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
402 Asia Pacific Asset Management Limited 2 1 3 33.33 2010-05-20
403 Asia Pacific Financial Capital Limited 2 1 3 33.33
404 ASIA WEALTH SECURITIES LIMITED 2 1 3 33.33 2016-08-09
405 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
406 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
407 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2013-11-22
408 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
409 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
410 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 1 3 33.33 2015-08-05
411 Bach Option Limited 2 1 3 33.33 2013-06-10
412 BALI SECURITIES CO. LIMITED 2 1 3 33.33
413 Bell Potter Securities (HK) Limited 3 0 3 0.00 2012-10-29
414 Bentley Capital Limited (HK) 3 0 3 0.00
415 BG Asset Management Limited 2 1 3 33.33 2014-05-27
416 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
417 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
418 Bluemount Securities Limited 3 0 3 0.00 2016-11-30
419 BOA Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
420 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
421 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
422 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
423 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
424 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
425 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
426 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
427 Capital Instinct Limited 3 0 3 0.00 2011-05-25
428 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
429 CBRE Clarion Securities HKG Limited 2 1 3 33.33 2008-01-04
430 CENTRAL WEALTH FUTURES LIMITED 2 1 3 33.33 2016-02-25
431 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
432 CHEETAH ADVISORS LIMITED 2 1 3 33.33
433 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
434 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
435 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
436 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
437 China Post & Capital Global Asset Management Limited 2 1 3 33.33 2016-04-08
438 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
439 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2006-05-23
440 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
441 CHN International Group Limited 3 0 3 0.00 2010-02-22
442 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
443 Chuenman Securities Limited 2 1 3 33.33 2016-08-08
444 CHUNG LEE SECURITIES COMPANY LIMITED 2 1 3 33.33
445 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
446 Claren Road Asia Limited 1 2 3 66.67 2009-03-30
447 CLC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-11-10
448 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
449 CloudAlpha Capital Management Limited 3 0 3 0.00 2015-03-05
450 CNI Global Assets Management Limited (HK) 2 1 3 33.33 2015-06-02
451 COL Securities (HK) Limited 2 1 3 33.33
452 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
453 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
454 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
455 CSI Corporate Finance (HK) Limited 2 1 3 33.33 2007-08-01
456 CSPI Credit Ratings Company Limited 3 0 3 0.00 2012-08-10
457 CTW SECURITIES LIMITED 3 0 3 0.00
458 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
459 D.J. SECURITIES LIMITED 2 1 3 33.33
460 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
461 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
462 Dawn Capital Limited 2 1 3 33.33 2016-03-07
463 Delphinium Capital Partners Limited 2 1 3 33.33 2016-10-24
464 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
465 DL SECURITIES (HK) LIMITED 2 1 3 33.33 2012-09-04
466 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
467 DRAGON INVESTMENT ADVISORY COMPANY LIMITED 3 0 3 0.00 2016-09-27
468 EAA SECURITIES LIMITED 2 1 3 33.33
469 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
470 Edmond de Rothschild Securities (Hong Kong) Limited 2 1 3 33.33 2011-10-20
471 Elpis Capital Limited 2 1 3 33.33 2015-01-09
472 ELSTONE SECURITIES LIMITED 3 0 3 0.00
473 Encap (Global) Asset Management Limited 1 2 3 66.67 2009-03-30
474 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
475 Epigen Group (Hong Kong) Limited 3 0 3 0.00 2014-02-05
476 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
477 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
478 Evergain Funds Limited 2 1 3 33.33 2013-12-17
479 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
480 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
481 EXCEL INVESTMENT (HK) LIMITED 2 1 3 33.33 2014-07-21
482 Finet Securities Limited 3 0 3 0.00 2015-12-17
483 First Avenue Partners (Asia) Limited 2 1 3 33.33 2016-07-11
484 Forthright Capital Management Limited 3 0 3 0.00 2015-02-02
485 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-11-07
486 Forwin Futures Group Limited 2 1 3 33.33 2016-06-22
487 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
488 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
489 Funderstone Asset Management (HK) Limited 2 1 3 33.33
490 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
491 Genting Securities Limited 3 0 3 0.00 2012-05-18
492 GET NICE CAPITAL LIMITED 2 1 3 33.33
493 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
494 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
495 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
496 GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-27
497 GREAT BAY SECURITIES LIMITED 3 0 3 0.00
498 Greater China Asset Management (HK) Limited (b2011-10-21) 2 1 3 33.33 2012-08-06
499 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 0 3 0.00
500 GREATPAGE CAPITAL COMPANY LIMITED 2 1 3 33.33 2016-05-13
501 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
502 Grit Securities Limited 2 1 3 33.33
503 Guo Tong Capital Management Company Limited 2 1 3 33.33 2010-05-24
504 Herald Energy Capital (HK) Limited 3 0 3 0.00 2016-08-19
505 HERCULES CAPITAL LIMITED (b2002-05-21) 3 0 3 0.00
506 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
507 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
508 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
509 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
510 Hongkong Bay Securities Limited 2 1 3 33.33 2016-09-26
511 HPEF Venture Partners Limited 2 1 3 33.33
512 HPS Investment Partners (HK), Limited 2 1 3 33.33 2016-11-25
513 HQ Capital Asia Limited 3 0 3 0.00 2016-11-03
514 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
515 HSBC SECURITIES (ASIA) LIMITED 2 1 3 33.33
516 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
517 HZ CAPITAL LIMITED (HK) 2 1 3 33.33 2015-03-26
518 iBest Investment Services Limited 3 0 3 0.00 2016-12-06
519 IBTS ASIA (HK) LIMITED 3 0 3 0.00 2005-11-17
520 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
521 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
522 IL&FS Global Financial Services (HK) Limited 2 1 3 33.33 2013-10-11
523 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
524 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
525 Impression Investment Limited 3 0 3 0.00 2014-04-30
526 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
527 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
528 INV ADVISORY LIMITED 3 0 3 0.00 2016-09-19
529 INV Partners Limited 2 1 3 33.33 2009-11-24
530 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
531 iVenture Investment Management Limited 2 1 3 33.33
532 IVORY CAPITAL PRIVATE LIMITED 2 1 3 33.33 2007-03-21
533 J Capital Research Limited 2 1 3 33.33 2012-03-01
534 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
535 JOYFUL CAPITAL HK LIMITED 3 0 3 0.00 2015-02-05
536 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
537 Kaifeng Investment Management (Hong Kong) Limited 2 1 3 33.33 2016-11-04
538 King Sun Securities Limited 3 0 3 0.00 2016-11-15
539 Kylin International (HK) Co., Limited 3 0 3 0.00 2014-04-04
540 Lakefront Asset Management (HK) Co., Limited 3 0 3 0.00 2016-11-08
541 Lakeville Capital Management Limited 2 1 3 33.33 2016-09-07
542 LOGOS TECHNOLOGIES (HK) LIMITED 3 0 3 0.00 2016-09-22
543 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
544 LYNX INVESTMENT PARTNERS LIMITED 2 1 3 33.33 2016-04-06
545 MAX GIANT LIMITED 2 1 3 33.33 2014-06-09
546 METRO CAPITAL FUTURES LIMITED 3 0 3 0.00
547 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
548 MING HON SECURITIES LIMITED 2 1 3 33.33
549 MIS SERVICES LIMITED (d2019-06-01) 3 0 3 0.00
550 Monmonkey Group Securities Limited 3 0 3 0.00 2016-11-10
551 MORTON SECURITIES LIMITED 2 1 3 33.33
552 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
553 MOUNT LOGAN CAPITAL LIMITED 2 1 3 33.33 2016-08-01
554 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
555 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
556 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
557 Nan Guo International Asset Management Limited 2 1 3 33.33 2014-10-03
558 Neo Risk Investment Advisors Limited 2 1 3 33.33 2015-02-05
559 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
560 NFH Asset Management Limited 2 1 3 33.33 2015-10-16
561 NFH Corporate Finance Limited 3 0 3 0.00 2015-11-17
562 Nova Spectrum Capital Management Limited 2 1 3 33.33 2016-03-30
563 NT Securities Asia Limited 1 2 3 66.67 2014-06-03
564 NTF Asset Management Limited 2 1 3 33.33 2016-06-23
565 NUOXIN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2006-08-24
566 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
567 Ocean Arete Limited 2 1 3 33.33 2014-08-18
568 Ocean Blue Economic Asset Management Company Limited 3 0 3 0.00 2014-12-30
569 Octal Capital Asset Management Limited 2 1 3 33.33 2016-09-02
570 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
571 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
572 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
573 Original Group Securities Limited 3 0 3 0.00 2016-12-15
574 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
575 PACAT Capital Management Limited 3 0 3 0.00 2010-07-12
576 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
577 Pacific Sun Advisors Limited 2 1 3 33.33
578 PANOPTIC EUROPE LIMITED 2 1 3 33.33 2015-05-04
579 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
580 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
581 Pearl Street Advisors Limited 2 1 3 33.33 2013-09-09
582 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
583 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
584 PINERION ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-19
585 Pinnacle Investment Management Limited 2 1 3 33.33 2016-06-29
586 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
587 Platina Capital Management Limited (HK) 2 1 3 33.33 2016-06-20
588 Prime China Securities Limited 3 0 3 0.00 2016-09-02
589 Prior Asset Management Limited 2 1 3 33.33 2016-09-14
590 Privium Fund Management (HK) Limited 2 1 3 33.33 2016-05-24
591 Providence Equity Asia Limited 2 1 3 33.33 2007-08-23
592 Pulun International Asset Management Limited 2 1 3 33.33 2008-02-19
593 Pulun International Securities Limited 2 1 3 33.33 2016-12-05
594 QH Asset Management Company Limited 3 0 3 0.00 2014-07-03
595 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
596 QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2016-05-11
597 QMIS Asset Management Limited 2 1 3 33.33 2009-08-13
598 Quantbot Technologies (HK), Limited 2 1 3 33.33 2016-05-24
599 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
600 RAMON INVESTMENT COMPANY LIMITED 2 1 3 33.33
601 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
602 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
603 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
604 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
605 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
606 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
607 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
608 Rosefinch Global Asset Management (HK) Limited 2 1 3 33.33 2015-06-15
609 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
610 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
611 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
612 SECURIS CAPITAL LIMITED 3 0 3 0.00 2005-08-29
613 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
614 Shang International Finance Limited 1 2 3 66.67
615 Shangding International Asset Management Company Limited 2 1 3 33.33 2010-09-08
616 Shinco Capital Limited 2 1 3 33.33 2016-01-21
617 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-01-18
618 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
619 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
620 Silk Road International Capital Limited 3 0 3 0.00
621 Silver Grant International Capital Management Limited 3 0 3 0.00 2015-04-30
622 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 3 0 3 0.00 2014-04-01
623 Sinostar Securities Limited 3 0 3 0.00 2014-08-18
624 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
625 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
626 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
627 Solaris Capital Advisors (HK) Limited 3 0 3 0.00 2015-04-14
628 Solitude Limited (HK) 3 0 3 0.00 2015-10-20
629 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
630 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
631 SPS INVESTMENT SERVICES LIMITED 2 1 3 33.33
632 SR Wealth Securities Limited 2 1 3 33.33 2016-08-25
633 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2012-03-30
634 StoneX Financial (HK) Limited 2 1 3 33.33 2014-07-03
635 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
636 SUCCESS ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-29
637 Sumo Asset Management Limited 2 1 3 33.33 2010-07-07
638 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
639 SunAsia Investment Management Limited 2 1 3 33.33 2010-12-30
640 Superfund Financial (Hong Kong) Limited 2 1 3 33.33
641 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
642 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
643 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
644 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
645 Tang Yin International Futures Company Limited 3 0 3 0.00 2016-11-15
646 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
647 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
648 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
649 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
650 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
651 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
652 TradeMaster Securities (Hong Kong) Limited 2 1 3 33.33 2016-08-18
653 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
654 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
655 TRINITY SECURITIES CO. LIMITED 3 0 3 0.00 2012-08-08
656 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
657 TVC MANAGEMENT LIMITED 3 0 3 0.00
658 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
659 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
660 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
661 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
662 VC International Asset Management Limited 3 0 3 0.00
663 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
664 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
665 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
666 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
667 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
668 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
669 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
670 Well Link Asset Management Limited 2 1 3 33.33 2014-01-02
671 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
672 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
673 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 3 0 3 0.00 2015-09-17
674 YF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-04-16
675 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
676 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
677 ZACD Financial Group Limited 3 0 3 0.00 2016-12-02
678 Zenas Capital Management Limited 3 0 3 0.00 2013-09-12
679 Zhong Yang Securities Limited 2 1 3 33.33 2016-03-04
680 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
681 313 Capital Management Limited 1 3 4 75.00 2010-04-19
682 3W Fund Management Limited 3 1 4 25.00 2012-11-16
683 Absolute Investment Management (HK) Limited 2 2 4 50.00
684 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
685 ACU SECURITIES LIMITED 2 2 4 50.00 2016-02-18
686 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
687 AISANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-06-16
688 ALETHEIA TECHNOLOGIES LIMITED 2 2 4 50.00 2010-07-30
689 Aliantis Capital Limited 2 2 4 50.00 2007-10-10
690 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
691 ALPHA SECURITIES COMPANY LIMITED 3 1 4 25.00
692 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
693 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
694 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
695 Anatole Investment Management Limited 2 2 4 50.00 2016-05-24
696 Anchor Equity Partners (Asia) Limited 3 1 4 25.00 2014-10-14
697 Anuenue Capital International Limited 2 2 4 50.00 2005-08-30
698 ARCHITECH CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2016-09-08
699 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
700 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
701 Arta Asset Management Limited 3 1 4 25.00 2008-07-10
702 Artephius Partners Limited 2 2 4 50.00 2013-08-01
703 Ascalon Capital Limited 3 1 4 25.00 2012-04-11
704 Ascender Capital Limited 2 2 4 50.00 2012-12-07
705 Ascent Capital Advisors Limited 2 2 4 50.00 2013-11-08
706 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
707 ASIA PACIFIC CAPITAL (HK) LIMITED 3 1 4 25.00 2004-01-02
708 Aspenwood Capital Limited 2 2 4 50.00 2016-11-15
709 Asset Management One Hong Kong Limited 2 2 4 50.00 2013-02-21
710 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
711 AtomVest Limited 3 1 4 25.00 2016-04-27
712 Aurora Borealis Investment Services Limited 2 2 4 50.00 2016-05-18
713 AVANTA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
714 Axis Capital Management Limited 2 2 4 50.00
715 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2004-08-13
716 BASIC ASSET MANAGEMENT LIMITED 3 1 4 25.00 2010-08-04
717 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
718 BIG BAY SECURITIES (HK) LIMITED 2 2 4 50.00 2011-07-07
719 BIN YUAN CAPITAL LIMITED 2 2 4 50.00 2012-12-17
720 Black Dragon Asset Management Limited 2 2 4 50.00 2011-07-27
721 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
722 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
723 Bosen Asset Management Limited 3 1 4 25.00 2010-03-11
724 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
725 Bravia Capital Advisors (HK) Limited 2 2 4 50.00 2016-10-12
726 Bright Smart Asset Management Limited 3 1 4 25.00 2012-03-26
727 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
728 BrightSphere (Asia-Pacific) Limited (b2015-12-11) 3 1 4 25.00 2016-07-29
729 Brilliance Asset Management Limited 2 2 4 50.00 2014-03-19
730 C.P. SECURITIES INTERNATIONAL LIMITED 2 2 4 50.00
731 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
732 CAPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-05-23
733 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
734 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 1 4 25.00 2012-04-30
735 CBRE Investment Management (Asia) Limited 2 2 4 50.00 2016-01-05
736 CC Real Estate Advisory Limited 2 2 4 50.00 2010-08-04
737 CCTIC International Limited 3 1 4 25.00 2010-06-28
738 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2016-07-11
739 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
740 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
741 CHINA HANYA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2008-04-22
742 China Hong Kong Capital Asset Management Company Limited 3 1 4 25.00
743 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
744 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
745 China Prospect Securities Limited 2 2 4 50.00 2016-01-22
746 City Financial Investment Company (Hong Kong) Limited 3 1 4 25.00 2013-12-03
747 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2014-11-18
748 Continuum Capital Limited 2 2 4 50.00 2013-03-07
749 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
750 Cynergy Asset Management Limited 4 0 4 0.00 2016-01-28
751 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
752 D&R International Capital Management (Hong Kong) Limited 3 1 4 25.00 2015-01-30
753 DES Asset Management Limited 3 1 4 25.00 2015-03-03
754 Direxion Asia Limited 4 0 4 0.00 2013-06-13
755 DSG Asset Management (HK) Company Limited 2 2 4 50.00 2015-11-18
756 DSG Securities (Hong Kong) Limited 2 2 4 50.00 2016-07-21
757 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 1 4 25.00 2008-02-26
758 Elements Advisors Limited 2 2 4 50.00 2010-06-08
759 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
760 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
761 Equities First Holdings Hong Kong Limited 2 2 4 50.00 2015-09-17
762 ESR ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
763 Everbright Capital Management Limited 3 1 4 25.00 2007-09-24
764 EXS Capital Asia Limited 3 1 4 25.00 2008-06-12
765 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
766 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
767 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
768 Foresee Global Asset Management (HK) Limited 3 1 4 25.00 2016-07-07
769 Forwin Capital Management Limited 3 1 4 25.00 2014-06-17
770 Forwin Securities Group Limited 2 2 4 50.00 2015-05-19
771 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2016-05-31
772 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
773 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
774 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
775 G. H. Financials (Hong Kong) Limited 2 2 4 50.00 2013-12-09
776 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
777 GCAM Limited 2 2 4 50.00 2004-10-19
778 Gen2 Partners Limited 3 1 4 25.00 2008-10-06
779 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
780 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-12-16
781 GL Advisors Hong Kong Limited 2 2 4 50.00 2015-08-24
782 GLG Partners Hong Kong Limited 2 2 4 50.00 2010-11-30
783 Global Value Chain Investment Corporation Limited 2 2 4 50.00 2015-02-02
784 GMT RESEARCH LIMITED (HK) 2 2 4 50.00 2014-10-10
785 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
786 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
787 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
788 GOLDENWAY SECURITIES COMPANY LIMITED 2 2 4 50.00
789 Goldin Financial Limited 2 2 4 50.00 2009-06-01
790 Goldyard Capital Limited 2 2 4 50.00
791 Green Capital Limited (HK) 3 1 4 25.00 2016-07-08
792 Grey Investment Limited 2 2 4 50.00 2012-02-21
793 GROW Asset Management (HK) Limited 2 2 4 50.00 2015-01-09
794 GUOTAI GLOBAL INVESTMENTS LIMITED 3 1 4 25.00 2015-08-19
795 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-05-29
796 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
797 Harmony Advisors Limited 3 1 4 25.00 2014-01-28
798 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
799 HD Capital Limited 2 2 4 50.00 2015-12-14
800 Heitman HK Limited 2 2 4 50.00 2012-12-05
801 Heitman International HK Limited 2 2 4 50.00 2014-02-18
802 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
803 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
804 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
805 HF Securities and Futures Limited 3 1 4 25.00 2015-10-28
806 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
807 HIP HING SECURITIES LIMITED 2 2 4 50.00
808 Hong Kong Securities (International) Company Limited 4 0 4 0.00 2009-07-23
809 HONOR SECURITIES (HK) LIMITED 2 2 4 50.00 2016-08-04
810 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
811 HUABANG CORPORATE FINANCE LIMITED 3 1 4 25.00 2016-06-21
812 Huaxin Futures Limited 2 2 4 50.00 2015-11-10
813 Huge Asset Management Limited 2 2 4 50.00 2016-04-11
814 HUNG SING FUTURES LIMITED 2 2 4 50.00
815 HWA Asset Management Limited 3 1 4 25.00 2013-12-02
816 iBest Securities Company Limited 2 2 4 50.00
817 Insight Capital Investment Limited 2 2 4 50.00 2014-06-16
818 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
819 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
820 JOINCAP CAPITAL LIMITED 4 0 4 0.00
821 Kai Yin Securities Limited 2 2 4 50.00 2016-08-31
822 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
823 KB Securities Hong Kong Limited 3 1 4 25.00
824 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
825 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
826 KEC Capital Company Limited 2 2 4 50.00 2010-10-04
827 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
828 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
829 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
830 King Wai Asset Management Company Limited 2 2 4 50.00 2011-09-05
831 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
832 KOG FOREX LIMITED 2 2 4 50.00 2013-01-08
833 KVB Kunlun Securities (HK) Limited 2 2 4 50.00 2008-07-02
834 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
835 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
836 Long Asia Asset Management (HK) Limited 3 1 4 25.00 2016-04-21
837 Longitude Asia Limited 2 2 4 50.00
838 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
839 Look's Securities Limited 2 2 4 50.00 2016-08-31
840 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
841 LW Asset Management Advisors Limited 3 1 4 25.00 2013-05-08
842 Macquarie Asia Securities Limited 2 2 4 50.00 2005-07-26
843 MAGIC COMPASS FUTURES LIMITED 2 2 4 50.00 2016-09-26
844 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
845 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
846 MEGABASE SECURITIES LIMITED 2 2 4 50.00
847 Merdeka Securities Limited 1 3 4 75.00
848 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 2 4 50.00 2013-11-26
849 Milma & Co. Limited 2 2 4 50.00 2008-09-24
850 MizMaa Ventures Limited 2 2 4 50.00 2015-01-15
851 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
852 Neo-Criterion Capital Limited 3 1 4 25.00 2014-04-14
853 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
854 New Harvest Wealth Securities Company Limited 2 2 4 50.00 2016-06-28
855 NFH Securities and Futures Limited 3 1 4 25.00 2016-08-25
856 ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2016-06-08
857 Orbis Investment Management (Hong Kong) Limited 4 0 4 0.00 2014-05-14
858 ORFI CAPITAL LIMITED 2 2 4 50.00 2013-07-31
859 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 2 4 50.00 2015-01-15
860 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
861 PACIFIC ALPHA SECURITIES LIMITED 2 2 4 50.00 2016-09-19
862 Parantoux Capital Limited 3 1 4 25.00 2016-09-01
863 Parry International Trading Limited 1 3 4 75.00 2010-08-26
864 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
865 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
866 Patrol Capital Management Limited 2 2 4 50.00 2015-08-24
867 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 50.00 2006-01-13
868 PINESTONE SECURITIES LIMITED 3 1 4 25.00 2012-09-13
869 PLATFORM ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-26
870 PRIVATE CAPITAL LIMITED 2 2 4 50.00
871 Profound Capital Limited 2 2 4 50.00 2014-01-24
872 Progeny (Hong Kong) Limited 2 2 4 50.00 2010-07-09
873 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
874 PYRMONT WEALTH MANAGEMENT LIMITED 2 2 4 50.00 2006-02-24
875 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
876 QMIS Securities Limited 2 2 4 50.00 2009-07-24
877 QUEST STOCKBROKERS (HK) LIMITED 3 1 4 25.00
878 Racing Capital Management (HK) Limited 4 0 4 0.00 2015-08-27
879 Realord Asia Pacific Securities Limited 2 2 4 50.00 2010-11-24
880 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
881 Safari Asia Limited 3 1 4 25.00 2010-04-30
882 Sapiens Technologies Limited 2 2 4 50.00 2015-11-30
883 SBI China Capital Asset Management Limited 2 2 4 50.00 2007-10-17
884 Seazen Resources Asset Management Limited 3 1 4 25.00 2014-12-29
885 SM Investment Advisors Limited 3 1 4 25.00 2014-12-03
886 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
887 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
888 SORRENTO CAPITAL LIMITED 2 2 4 50.00 2016-03-21
889 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
890 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
891 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2015-01-16
892 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
893 Sun International Investment Services Limited 3 1 4 25.00 2016-11-15
894 Suncorp Securities Limited 2 2 4 50.00 2016-01-04
895 SUNHIGH FINANCIAL HOLDINGS LIMITED 3 1 4 25.00 2016-09-09
896 SUSQUEHANNA HONG KONG LIMITED 3 1 4 25.00 2008-11-03
897 Swiss International Asset Management Limited 2 2 4 50.00 2013-12-16
898 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
899 Tensant Securities Limited 2 2 4 50.00 2004-08-25
900 TIANLI FINANCIAL LIMITED 2 2 4 50.00 2016-11-28
901 Tiro Capital Limited 2 2 4 50.00 2014-08-27
902 Trilogy Partners Limited 2 2 4 50.00 2014-07-25
903 Trinity Financial Group Limited 2 2 4 50.00 2016-02-16
904 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
905 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
906 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
907 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
908 VERACITY INVESTMENT CO., LIMITED 4 0 4 0.00 2012-11-20
909 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
910 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
911 Vision Asset Management (HK) Limited 3 1 4 25.00 2009-06-04
912 WAH SANG SECURITIES LIMITED 3 1 4 25.00
913 WAI FAT SECURITIES LIMITED 2 2 4 50.00
914 Waton Securities International Limited 3 1 4 25.00
915 Wealth Link Securities Limited 2 2 4 50.00 2016-06-02
916 Wealth Management Cube Limited 2 2 4 50.00 2015-03-19
917 Welkin Capital Management (Asia) Limited 2 2 4 50.00 2016-02-23
918 WEST BULL SECURITIES LIMITED 2 2 4 50.00 2016-09-19
919 WILBY SECURITIES LIMITED 2 2 4 50.00
920 Willis Towers Watson Securities (Hong Kong) Limited 2 2 4 50.00 2015-06-17
921 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
922 Wise Torch Investments Limited 4 0 4 0.00 2016-11-30
923 Wonderland International Asset Management Limited 2 2 4 50.00 2016-07-27
924 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
925 Xin Tian Fund Management Company Limited 3 1 4 25.00 2013-05-30
926 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-05-03
927 Zeta Capital (H.K.) Limited 3 1 4 25.00 2016-03-29
928 Zheng He Capital Management Limited 2 2 4 50.00 2014-07-07
929 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED 2 2 4 50.00 2016-11-04
930 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
931 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
932 AIF CAPITAL LIMITED 3 2 5 40.00
933 Alpha Nova Capital Management Limited 3 2 5 40.00
934 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-05-08
935 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2015-06-12
936 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
937 Apollo Asset Management Limited (HK) 3 2 5 40.00 2010-09-16
938 Asia Lion Capital (Hong Kong) Limited 3 2 5 40.00 2016-01-27
939 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
940 Atlantic Asset Management Limited 3 2 5 40.00 2013-11-06
941 Austin Asia Securities Limited 3 2 5 40.00 2012-11-14
942 Averest Capital Limited 3 2 5 40.00
943 Avia Asset Management Limited 3 2 5 40.00
944 Azentus Capital Management Limited 3 2 5 40.00 2011-02-21
945 Azurewing Limited (HK) 3 2 5 40.00 2011-10-25
946 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
947 Belvest Investment Services Limited 3 2 5 40.00 2014-06-23
948 BLOOMYEARS LIMITED 3 2 5 40.00
949 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
950 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 2 5 40.00 2013-11-29
951 Bradesco Securities Hong Kong Limited 2 3 5 60.00 2012-03-05
952 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2015-08-28
953 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
954 C.M. Capital Advisors (HK) Limited 5 0 5 0.00 2016-07-06
955 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 40.00 2010-09-13
956 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2007-08-24
957 Carret Private Capital Limited 3 2 5 40.00 2007-05-28
958 Celera Markets Limited 2 3 5 60.00 2008-08-12
959 CF GLOBAL (HK) LIMITED 3 2 5 40.00 2006-11-22
960 CF SECURITIES LIMITED 2 3 5 60.00 2016-01-05
961 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
962 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
963 ChaoShang Securities Limited 2 3 5 60.00 2016-05-12
964 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
965 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
966 China AF Corporate Finance Limited 3 2 5 40.00 2016-02-01
967 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
968 China Innovation Capital Limited 2 3 5 60.00 2014-07-17
969 CHINA QIANHAI ZHONGJIN SECURITIES LIMITED 2 3 5 60.00 2016-11-03
970 China-Hong Kong Link Securities Company Limited 2 3 5 60.00 2015-09-30
971 CHRISTFUND FUTURES LIMITED 3 2 5 40.00
972 CN CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-06-01
973 COFCO Asset Management (International) Company Limited 3 2 5 40.00 2013-02-05
974 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
975 Constellar Capital Partners Hong Kong Limited 3 2 5 40.00 2015-11-09
976 Coordinates Capital Management Limited 3 2 5 40.00 2016-08-19
977 CORNERSTONE SECURITIES LIMITED 3 2 5 40.00 2016-06-13
978 Cornucopiae Asset Management Limited 2 3 5 60.00 2011-08-02
979 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2008-07-09
980 CSI Partners HK Limited 2 3 5 60.00 2015-11-06
981 CVP Capital Limited (HK) 3 2 5 40.00 2014-10-22
982 DAKIN SECURITIES LIMITED 2 3 5 60.00 2016-04-12
983 DIGNARI CAPITAL PARTNERS (HK) LIMITED 4 1 5 20.00 2014-06-30
984 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
985 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
986 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
987 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
988 EFM ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-11-04
989 EIG Global Energy (Asia) Limited 3 2 5 40.00 2012-02-08
990 Emperor Asset Management Limited 3 2 5 40.00 2009-11-03
991 F. R. ZIMMERN LIMITED 2 3 5 60.00
992 F.E. Corporate Finance Advisory Limited 3 2 5 40.00 2012-08-03
993 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
994 First Fidelity Capital (International) Limited 3 2 5 40.00 2006-04-19
995 Fosun Asset Management Limited 3 2 5 40.00 2016-03-03
996 Fountainhead Partners Company Limited 4 1 5 20.00 2015-10-12
997 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
998 Global Prime Partners (Asia) Limited 2 3 5 60.00 2015-08-05
999 GOLDLINK SECURITIES LIMITED 3 2 5 40.00 2016-08-15
1000 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
1001 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED 2 3 5 60.00 2016-08-18
1002 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
1003 Hamilton Asset Management Limited (HK) 4 1 5 20.00 2016-05-31
1004 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1005 Harvest Global Capital Investments Limited 2 3 5 60.00 2016-10-28
1006 Hedgestone Capital Group (H.K.) Co., Limited 2 3 5 60.00 2015-05-12
1007 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1008 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1009 Hodes Weill Asia Limited 2 3 5 60.00 2012-08-31
1010 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1011 Hongkong Bay Asset Management Limited 4 1 5 20.00 2012-03-08
1012 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1013 Huatai (Hong Kong) Futures Limited 2 3 5 60.00 2016-09-14
1014 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1015 Huizhi International Capital Holdings Co., Limited 4 1 5 20.00
1016 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1017 Integrity Capital Management (HK) Limited 3 2 5 40.00 2013-03-05
1018 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1019 JS SECURITIES LIMITED (HK) 2 3 5 60.00 2011-01-20
1020 Kaiser KT Capital Limited 3 2 5 40.00
1021 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 3 5 60.00
1022 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 60.00
1023 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1024 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1025 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2008-11-20
1026 LBN Advisers Limited 2 3 5 60.00 2007-09-13
1027 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1028 LFM Global Investment (Hong Kong) Company, Limited 3 2 5 40.00 2012-12-06
1029 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1030 LST CAPITAL PARTNERS LIMITED 3 2 5 40.00 2014-07-25
1031 M&G Investments (Hong Kong) Limited 2 3 5 60.00 2014-02-18
1032 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
1033 Major Domus Limited 2 3 5 60.00 2016-04-20
1034 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1035 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1036 MASON INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1037 Matrix Asset Management Limited 2 3 5 60.00 2014-06-05
1038 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1039 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1040 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1041 Mirae Asset Securities (HK) Limited 4 1 5 20.00 2007-01-11
1042 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1043 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1044 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
1045 NEW REGION SECURITIES COMPANY LIMITED 2 3 5 60.00
1046 NEW SPRING CAPITAL LIMITED 3 2 5 40.00 2011-06-17
1047 Nexus Investment Advisors Limited 3 2 5 40.00 2014-05-02
1048 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1049 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1050 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1051 Opus Capital Management Limited 3 2 5 40.00 2015-03-31
1052 ORCHID TREE CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2015-06-02
1053 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1054 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1055 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
1056 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1057 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1058 Pinxin (Hong Kong) Asset Management Co. Limited 2 3 5 60.00 2014-11-13
1059 Pittodrie Finance Limited 5 0 5 0.00 2012-04-02
1060 Planetree Asset Management Limited (HK) 3 2 5 40.00 2012-09-20
1061 PRESTIGE SECURITIES LIMITED (HK) 2 3 5 60.00 2015-09-15
1062 PRINCE FUND MANAGEMENT LIMITED 3 2 5 40.00 2013-10-11
1063 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1064 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1065 Proton Capital Limited 3 2 5 40.00 2007-10-16
1066 PV Capital (HK) Limited 2 3 5 60.00 2013-04-18
1067 Quintus Partners Limited 4 1 5 20.00 2015-06-12
1068 RED CLIFF ASSET MANAGEMENT LIMITED 2 3 5 60.00 2012-08-15
1069 Redbridge Capital Management Limited 4 1 5 20.00 2014-06-09
1070 Redford Asset Management Limited 3 2 5 40.00 2010-03-09
1071 RICHE BRIGHT SECURITIES LIMITED 2 3 5 60.00 2008-01-04
1072 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1073 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1074 ROSA SECURITIES LIMITED 3 2 5 40.00
1075 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1076 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1077 SDG Asset Management (HK) Limited 3 2 5 40.00 2016-10-12
1078 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1079 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1080 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1081 Seres Asset Management Limited 3 2 5 40.00 2010-04-14
1082 SEYON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2016-08-15
1083 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1084 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-06-19
1085 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2011-12-05
1086 SITCOAM (Hong Kong) Holdings Limited 2 3 5 60.00 2016-09-01
1087 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1088 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1089 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1090 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1091 SPQ Asia Capital Limited 3 2 5 40.00 2013-04-02
1092 Sprout Asset Management (Asia) Limited 3 2 5 40.00 2014-12-08
1093 Sunfund Capital Limited 2 3 5 60.00 2015-10-27
1094 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1095 Tandem Investors Limited 3 2 5 40.00 2014-12-24
1096 TFI Asset Management Limited 4 1 5 20.00 2009-06-18
1097 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 4 1 5 20.00
1098 Tongfang Securities Limited 2 3 5 60.00 2015-07-17
1099 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2013-11-29
1100 TR Advisors Limited 3 2 5 40.00 2008-12-02
1101 TRADING CENTRAL ASIA LIMITED 2 3 5 60.00 2011-03-08
1102 TRG MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2008-01-07
1103 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
1104 Trinity Corporate Finance Limited (VG) 2 3 5 60.00 2016-01-04
1105 TRIVEST ADVISORS LIMITED 3 2 5 40.00 2010-04-08
1106 Two Sigma Asia Pacific, Limited 3 2 5 40.00 2014-04-08
1107 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1108 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
1109 VC ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-06-25
1110 Viking Global Hong Kong Limited 3 2 5 40.00 2010-09-17
1111 VisionGain Capital Limited 3 2 5 40.00 2007-11-14
1112 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1113 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2013-07-03
1114 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1115 Win Harvest Asset Management Limited 2 3 5 60.00 2015-10-28
1116 WING ON CHEONG SECURITIES COMPANY LIMITED 2 3 5 60.00
1117 WINGS SECURITIES (HK) LIMITED 2 3 5 60.00
1118 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1119 WINSOME CAPITAL LIMITED 2 3 5 60.00 2016-10-31
1120 Yahao Capital Limited 2 3 5 60.00 2016-08-05
1121 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1122 Yellow River Global Capital Limited 2 3 5 60.00 2016-04-21
1123 YF FUTURES COMPANY LIMITED 2 3 5 60.00
1124 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-10-24
1125 Aevitas Securities Limited 2 4 6 66.67
1126 AJ Securities Limited 2 4 6 66.67
1127 Annum Asset Management (Hong Kong) Limited 4 2 6 33.33 2013-07-05
1128 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1129 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
1130 Asiya Investments Hong Kong Limited 2 4 6 66.67 2012-07-06
1131 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
1132 Athos Capital Limited 2 4 6 66.67 2012-03-20
1133 BANDS Financial Limited 3 3 6 50.00 2015-10-13
1134 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1135 BC Global Asset Management Limited 4 2 6 33.33 2015-11-03
1136 Blackwell Global Securities Limited 2 4 6 66.67 2016-11-07
1137 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
1138 Boyu Capital Investment Management Co., Limited 2 4 6 66.67 2014-11-28
1139 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 3 3 6 50.00 2013-09-06
1140 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
1141 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1142 Capstone Financial (HK) Limited 4 2 6 33.33 2010-03-12
1143 Carnegie Hill Capital Partners Limited 2 4 6 66.67 2015-11-25
1144 CASH Algo Finance Group Limited 3 3 6 50.00 2016-06-08
1145 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
1146 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 4 6 66.67 2015-06-11
1147 CHARLESWIN BULLION LIMITED 2 4 6 66.67 2011-11-07
1148 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1149 China Best International Asset Management Company Limited 2 4 6 66.67 2016-04-11
1150 China Chengtong (Hong Kong) Asset Management Company Limited 3 3 6 50.00 2016-07-06
1151 China Sunrise Asset Management Limited 2 4 6 66.67 2014-10-09
1152 China Sunrise Capital Limited 2 4 6 66.67 2016-10-25
1153 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
1154 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
1155 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1156 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
1157 CN FIRST INTERNATIONAL FUTURES LIMITED 2 4 6 66.67 2013-09-25
1158 COMGEST FAR EAST LIMITED 4 2 6 33.33 2014-11-03
1159 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
1160 Composite Capital Management (HK) Limited 3 3 6 50.00 2016-06-17
1161 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1162 Credit Agricole Securities (Asia) Limited 2 4 6 66.67
1163 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
1164 Delta Asia Wealth Management Limited 2 4 6 66.67
1165 DL Family Office (HK) Limited 3 3 6 50.00 2015-07-23
1166 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2008-01-28
1167 DST Investment Management Limited 2 4 6 66.67 2012-04-23
1168 eFusion Capital Limited 2 4 6 66.67 2014-06-06
1169 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00 2015-12-22
1170 Everbright Securities Global (HK) Limited 3 3 6 50.00
1171 FACTORIAL MANAGEMENT LIMITED 3 3 6 50.00 2011-12-30
1172 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1173 FE SECURITIES LIMITED 2 4 6 66.67
1174 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
1175 FORTHRIGHT SECURITIES COMPANY LIMITED 3 3 6 50.00 2016-05-12
1176 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1177 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
1178 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 4 6 66.67
1179 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
1180 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1181 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1182 GLS SECURITIES LIMITED 3 3 6 50.00
1183 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 3 6 50.00
1184 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 3 6 50.00 2012-03-30
1185 GPB Financial Services Hong Kong Limited 2 4 6 66.67 2015-12-15
1186 Grace Financial Limited (HK) 4 2 6 33.33 2008-02-13
1187 Grand Cartel Securities Company Limited 4 2 6 33.33
1188 Grand Moore Capital Limited 3 3 6 50.00 2015-12-22
1189 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
1190 Gulf Line Capital Advisors Limited 2 4 6 66.67 2015-08-27
1191 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
1192 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1193 HONOR ASSET MANAGEMENT LIMITED 2 4 6 66.67 2016-02-15
1194 HPEF Capital Partners Limited 2 4 6 66.67
1195 HUA YU INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1196 iFAST Securities (HK) Limited 3 3 6 50.00
1197 Imperium International Asset Management Limited 5 1 6 16.67 2008-12-02
1198 INNOVATION SECURITIES CO., LIMITED 2 4 6 66.67 2016-02-16
1199 INTEGRITY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2005-05-09
1200 INVESTPORT (H.K.) LIMITED 4 2 6 33.33 2016-08-29
1201 IRIDIUM CAPITAL LIMITED (HK) 2 4 6 66.67 2015-01-29
1202 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1203 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1204 Jupiter Asset Management (Hong Kong) Limited 3 3 6 50.00 2013-04-10
1205 KCG SECURITIES ASIA LIMITED 3 3 6 50.00 2004-11-25
1206 KEYSTONE CAPITAL LIMITED (HK) 2 4 6 66.67 2016-06-17
1207 KMT SECURITIES LIMITED 2 4 6 66.67
1208 Kriya Capital Limited 3 3 6 50.00 2010-01-08
1209 Legal & General Investment Management Asia Limited 3 3 6 50.00 2013-07-22
1210 Light & Salt Capital Management Limited 2 4 6 66.67 2014-09-10
1211 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1212 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 3 6 50.00 2007-02-14
1213 M SECURITIES LIMITED (HK) 3 3 6 50.00 2006-02-23
1214 Matrix Securities Limited 3 3 6 50.00
1215 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1216 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1217 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 3 6 50.00 2010-11-03
1218 MLB Asset Management Limited 3 3 6 50.00 2015-10-30
1219 Modus Asset Management Limited 2 4 6 66.67 2015-09-10
1220 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 66.67 2011-04-14
1221 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1222 NIVALIS PARTNERS LIMITED 3 3 6 50.00 2013-09-04
1223 Optimas Capital Limited 3 3 6 50.00 2016-07-14
1224 OPTIVER TRADING HONG KONG LIMITED 2 4 6 66.67 2007-12-03
1225 Orchard Wealth Management Limited 4 2 6 33.33 2008-11-05
1226 Otkcab Limited 2 4 6 66.67 2011-10-07
1227 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1228 PGIM (Hong Kong) Limited 3 3 6 50.00
1229 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1230 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1231 Prior Securities Limited 3 3 6 50.00 2016-02-29
1232 PSI Capital Asia Limited 2 4 6 66.67 2012-10-12
1233 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1234 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
1235 RAM Investment Advisors Limited 2 4 6 66.67 2016-01-14
1236 Redwood Peak Limited 3 3 6 50.00 2007-10-05
1237 Religare Capital Markets (Hong Kong) Limited 2 4 6 66.67 2008-07-24
1238 Ruffer (Asia) Limited 2 4 6 66.67 2008-06-05
1239 Ruisen Port Securities Limited 2 4 6 66.67 2011-01-05
1240 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1241 Samena Capital Hong Kong Limited 3 3 6 50.00 2009-09-01
1242 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
1243 SINO-CEEF Capital Management Company Limited 6 0 6 0.00 2008-04-17
1244 Sinostar Asset Management Limited 3 3 6 50.00 2013-08-16
1245 SORRENTO SECURITIES LIMITED 2 4 6 66.67 2016-07-13
1246 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1247 Springs Capital (Hong Kong) Limited 2 4 6 66.67 2011-04-14
1248 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
1249 Stellar Securities Limited 3 3 6 50.00
1250 Sun Life Asset Management (HK) Limited 4 2 6 33.33 2014-05-23
1251 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1252 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1253 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
1254 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1255 TANG PING KONG LIMITED 3 3 6 50.00
1256 TIANDA SECURITIES LIMITED 2 4 6 66.67 2011-01-18
1257 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
1258 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1259 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
1260 UNION GAMING SECURITIES ASIA LIMITED 5 1 6 16.67 2015-03-26
1261 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1262 Vantum Futures Limited 2 4 6 66.67
1263 VL ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-04-15
1264 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
1265 VP Wealth Management (Hong Kong) Limited 2 4 6 66.67 2007-09-11
1266 W. Falcon Asset Management (Asia) Limited 2 4 6 66.67 2014-07-17
1267 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1268 WILSON SECURITIES LIMITED 2 4 6 66.67 2010-02-25
1269 Xinhu International Futures (Hong Kong) Co., Limited 3 3 6 50.00 2012-05-22
1270 Zaaba Capital Limited 3 3 6 50.00 2015-12-16
1271 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
1272 Zentrum Capital Advisors Limited 2 4 6 66.67 2014-06-03
1273 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 2 4 6 66.67 2016-03-09
1274 Acion Partners Limited 3 4 7 57.14 2015-02-09
1275 AIF Securities Limited 4 3 7 42.86 2004-11-02
1276 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
1277 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43 2011-08-03
1278 AP Capital Management (Hong Kong) Limited 3 4 7 57.14 2015-08-04
1279 ARCH Capital Management Co. Limited 3 4 7 57.14 2009-02-19
1280 ARCH Capital Property Advisors Co. Limited 3 4 7 57.14 2016-09-23
1281 Argonaut Securities (Asia) Limited 4 3 7 42.86 2011-09-08
1282 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
1283 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
1284 Asia Pacific Financial Investment Services Co., Limited 2 5 7 71.43 2014-07-22
1285 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
1286 Baillie Gifford Asia (Hong Kong) Limited 3 4 7 57.14 2015-12-16
1287 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
1288 Bauhinia Capital Partners Limited 2 5 7 71.43 2012-01-09
1289 Blackwell Global Futures Limited 3 4 7 57.14 2016-11-07
1290 BLUESTONE SECURITIES (HK) CO., LIMITED 3 4 7 57.14 2015-04-24
1291 Brilliant Norton Securities Company Limited 3 4 7 57.14 2011-12-01
1292 BUSINESS FUTURES LIMITED 3 4 7 57.14
1293 CACHET ASSET MANAGEMENT LIMITED 2 5 7 71.43 2015-01-13
1294 Carlyle Global Credit (Asia) Limited 2 5 7 71.43 2015-04-02
1295 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1296 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
1297 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
1298 Central Universe Futures Limited 3 4 7 57.14 2013-10-28
1299 CG Partners Asset Management Co., Limited 3 4 7 57.14 2015-09-01
1300 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 5 7 71.43
1301 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1302 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
1303 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-01-07
1304 CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
1305 China Reserve Securities Limited 3 4 7 57.14
1306 China Silver Asset Management (Hong Kong) Limited 2 5 7 71.43 2009-12-02
1307 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-02-22
1308 CMBC International Securities Limited 4 3 7 42.86 2016-11-30
1309 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1310 CS Wealth Securities Limited 2 5 7 71.43
1311 CUPOLA CAPITAL LIMITED 4 3 7 42.86
1312 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 57.14
1313 Deepwater Capital Limited 3 4 7 57.14 2015-05-19
1314 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
1315 Donghai International Asset Management (Hong Kong) Limited 2 5 7 71.43 2016-06-02
1316 Donghai International Futures (Hong Kong) Limited 2 5 7 71.43 2016-07-22
1317 Donghai International Securities (Hong Kong) Limited 2 5 7 71.43 2016-07-27
1318 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
1319 ENHANCED INVESTMENT PRODUCTS LIMITED 3 4 7 57.14 2012-01-06
1320 ESR Asset Management (Prosperity) Limited 3 4 7 57.14 2005-11-30
1321 EUTO CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-04-28
1322 Evo Capital Management Asia Limited 2 5 7 71.43 2007-08-22
1323 Forebright Capital Management Limited 3 4 7 57.14 2014-11-25
1324 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1325 Golden Hen Securities and Futures Limited 3 4 7 57.14 2010-05-13
1326 Goldin Equities Limited 3 4 7 57.14 2008-12-17
1327 Gram Capital Limited 4 3 7 42.86 2014-03-12
1328 Grand China Securities Limited 2 5 7 71.43 2012-05-03
1329 Guard Capital Management Limited 2 5 7 71.43 2014-07-07
1330 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
1331 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
1332 GUOYUAN CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2014-10-30
1333 Hang Tang International Capital Management Limited 2 5 7 71.43 2016-05-23
1334 HK NOBLE SKY TREASURE SECURITIES LIMITED 3 4 7 57.14 2013-02-28
1335 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
1336 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1337 HOORAY CAPITAL LIMITED 2 5 7 71.43
1338 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1339 HUAJIN RESEARCH (INTERNATIONAL) LIMITED 3 4 7 57.14 2016-01-20
1340 Huarong International Capital Limited (HK) 3 4 7 57.14 2016-06-10
1341 Imagi Brokerage Limited 3 4 7 57.14
1342 INCU CORPORATE FINANCE LIMITED 2 5 7 71.43
1343 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 5 7 71.43
1344 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
1345 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1346 JW Capital Limited (HK) 3 4 7 57.14 2011-12-19
1347 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1348 Kadensa Capital Limited 2 5 7 71.43 2016-09-02
1349 Kirin Asset Management Limited 2 5 7 71.43 2007-06-12
1350 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1351 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1352 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1353 LMAX Hong Kong Limited 3 4 7 57.14 2015-01-06
1354 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1355 M&F Asset Management Limited 4 3 7 42.86
1356 Marex HK Asia Limited 3 4 7 57.14 2013-08-23
1357 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1358 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1359 Mitsubishi UFJ Investment Services (HK) Limited 3 4 7 57.14 2007-12-21
1360 Moore Capital Asia Limited 2 5 7 71.43 2010-06-11
1361 Natixis Investment Managers Hong Kong Limited 2 5 7 71.43 2012-10-16
1362 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1363 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2009-04-09
1364 OCP Asia (Hong Kong) Limited 3 4 7 57.14 2004-09-03
1365 OVERLOOK INVESTMENTS LIMITED 2 5 7 71.43
1366 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1367 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1368 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1369 PICC Asset Management (Hong Kong) Company Limited 5 2 7 28.57 2015-04-16
1370 Public Financial Securities Limited 2 5 7 71.43
1371 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2015-10-19
1372 QUINTAR CAPITAL LIMITED 3 4 7 57.14 2016-03-21
1373 REALINK FINANCIAL TRADE LIMITED 3 4 7 57.14 2003-09-25
1374 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1375 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1376 ROC Partners (HK) Limited 2 5 7 71.43 2015-02-03
1377 SCOTIATRUST (ASIA) LIMITED 3 4 7 57.14 2011-09-07
1378 Seazen Resources Futures Limited 3 4 7 57.14 2013-08-21
1379 Shinhan Asset Management (Hong Kong) Limited 2 5 7 71.43 2011-01-27
1380 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1381 SIU ON SECURITIES LIMITED 3 4 7 57.14
1382 SPDB International Investment Management Limited 3 4 7 57.14 2015-10-13
1383 Strategic Vision Investment Limited 2 5 7 71.43 2014-08-14
1384 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
1385 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43 2007-05-08
1386 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
1387 Superactive Financial Group Company Limited 4 3 7 42.86 2015-06-12
1388 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
1389 Swissquote Asia Limited 4 3 7 42.86 2013-02-25
1390 T G SECURITIES LIMITED 3 4 7 57.14 2005-12-19
1391 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
1392 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1393 TBP Investment Advisory (HK) Limited 2 5 7 71.43 2013-06-19
1394 THREE STONES CAPITAL LIMITED 2 5 7 71.43 2015-11-11
1395 Tora Trading Services Limited (HK) 4 3 7 42.86 2008-11-14
1396 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1397 TRUTH SECURITIES LIMITED 4 3 7 42.86
1398 United Securities Limited (HK) 5 2 7 28.57
1399 UPBEST COMMODITIES COMPANY LIMITED 2 5 7 71.43
1400 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
1401 WING ON SECURITIES LIMITED 2 5 7 71.43
1402 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
1403 WOCOM FOREIGN EXCHANGE CO. LIMITED 3 4 7 57.14
1404 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1405 Yuanta Asia Investment (Hong Kong) Limited 3 4 7 57.14 2003-08-13
1406 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1407 Zhongcai Securities Limited 3 4 7 57.14 2014-12-19
1408 Zhongrong International Capital Management Limited 2 5 7 71.43 2015-05-22
1409 ABCI ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-10-18
1410 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
1411 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
1412 ALBOURNE PARTNERS (ASIA) LIMITED 2 6 8 75.00 2004-09-07
1413 Arta Global Futures Limited 5 3 8 37.50
1414 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 5 3 8 37.50
1415 AUDREY CHOW SECURITIES LIMITED 2 6 8 75.00
1416 BDA PARTNERS (HK) LIMITED 4 4 8 50.00 2016-02-03
1417 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1418 Bonus Eventus Securities Limited 2 6 8 75.00 2015-11-03
1419 CCB Securities Limited 4 4 8 50.00 2016-06-20
1420 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
1421 China Best International Futures Co., Limited 2 6 8 75.00
1422 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
1423 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
1424 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
1425 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
1426 CHINA SKY SECURITIES LIMITED 2 6 8 75.00
1427 CITY CREDIT CAPITAL (HK) LIMITED 3 5 8 62.50 2012-10-16
1428 DAYOU FUTURES (HK) COMPANY LIMITED 2 6 8 75.00 2016-09-08
1429 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
1430 DONVEX CAPITAL LIMITED 2 6 8 75.00 2009-01-29
1431 EIP Alpha Limited 3 5 8 62.50 2014-02-12
1432 EVERHOT SECURITIES LIMITED 3 5 8 62.50
1433 FAIRWIN BROKING LIMITED 3 5 8 62.50
1434 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
1435 FUBON SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2012-05-18
1436 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1437 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
1438 Greater China Securities Limited (b1999-04-26) 2 6 8 75.00
1439 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2007-11-28
1440 Haitong Futures Hong Kong Limited 2 6 8 75.00 2016-07-07
1441 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1442 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 5 8 62.50 2010-10-27
1443 Holly International Financial Holdings Limited 3 5 8 62.50 2012-06-29
1444 Huayu Securities Limited 2 6 8 75.00
1445 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1446 JS CRESVALE CAPITAL LIMITED 4 4 8 50.00
1447 KARST PEAK CAPITAL LIMITED 3 5 8 62.50 2012-03-16
1448 KINGKEY SECURITIES GROUP LIMITED 2 6 8 75.00 2011-07-27
1449 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50 2014-04-11
1450 KWOK HING SECURITIES LIMITED 2 6 8 75.00
1451 Leading Securities Company Limited 4 4 8 50.00 2013-02-21
1452 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
1453 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1454 MEAG Hong Kong Limited 5 3 8 37.50
1455 MIRABAUD (ASIA) LIMITED 2 6 8 75.00 2003-05-13
1456 North Beta International Securities Limited 2 6 8 75.00 2009-07-17
1457 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
1458 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1459 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2004-04-07
1460 PARTNERS CAPITAL SECURITIES LIMITED 3 5 8 62.50
1461 Pedder Street Investment Management Limited 4 4 8 50.00 2014-06-03
1462 PO LEE SECURITIES LIMITED 3 5 8 62.50
1463 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1464 PRIME COURAGE SECURITIES COMPANY LIMITED 3 5 8 62.50 2011-09-19
1465 Prudence Investment Management (Hong Kong) Limited 4 4 8 50.00 2009-06-08
1466 RHB ASSET MANAGEMENT LIMITED 2 6 8 75.00 2008-05-08
1467 RONGTONG GLOBAL INVESTMENT LIMITED 2 6 8 75.00 2013-12-30
1468 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1469 Rui Da International Finance Holding Limited 1 7 8 87.50 2012-03-30
1470 SAIL ADVISORS LIMITED 3 5 8 62.50 2004-05-17
1471 SBI FX Co., Limited 4 4 8 50.00 2016-07-21
1472 SEI INVESTMENTS (ASIA) LIMITED 3 5 8 62.50 2005-03-02
1473 SHACOM FUTURES LIMITED 2 6 8 75.00
1474 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2015-03-06
1475 SOLID KING SECURITIES LIMITED 3 5 8 62.50
1476 SP Securities Limited 4 4 8 50.00 2016-03-11
1477 SPARX Asia Investment Advisors Limited 4 4 8 50.00 2004-04-20
1478 SPS COMMODITIES LIMITED 2 6 8 75.00
1479 Standard Advisory Asia Limited 3 5 8 62.50 2014-12-01
1480 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
1481 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1482 TENGARD FUND MANAGEMENT LIMITED 2 6 8 75.00 2012-04-03
1483 THING ON SECURITIES LIMITED 3 5 8 62.50
1484 TIAN YUAN FINANCE (INDEX TRADING) LIMITED 3 5 8 62.50 2016-10-12
1485 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
1486 Torq Capital Management (HK) Limited 2 6 8 75.00 2016-10-04
1487 TRANSASIA PRIVATE CAPITAL LIMITED 3 5 8 62.50 2013-03-19
1488 TREE LINE ADVISORS (HONG KONG) LIMITED 2 6 8 75.00 2006-06-30
1489 Value Partners Private Equity Limited 3 5 8 62.50
1490 VERCAP Financial Services Limited 3 5 8 62.50
1491 VTB Capital Hong Kong Limited 4 4 8 50.00 2011-06-30
1492 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
1493 Win Securities Limited 4 4 8 50.00
1494 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
1495 YUE XIU ASSET MANAGEMENT LIMITED 4 4 8 50.00 2011-04-12
1496 Zynergy Asset Management Limited 2 6 8 75.00 2013-10-10
1497 Allard Partners Limited 3 6 9 66.67
1498 ARISTO SECURITIES LIMITED 3 6 9 66.67 2014-08-06
1499 AVALOK CAPITAL LIMITED 3 6 9 66.67 2012-05-31
1500 Avenue Asset Management Limited (HK) 2 7 9 77.78 2015-08-27
1501 Barings Investment Advisers (Hong Kong) Limited 4 5 9 55.56 2009-05-08
1502 BETA INTERNATIONAL SECURITIES LIMITED 2 7 9 77.78
1503 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 4 9 44.44 2010-11-03
1504 Bradbury Securities Limited 2 7 9 77.78
1505 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 77.78 2007-11-27
1506 CBH Asia Limited 4 5 9 55.56 2010-09-24
1507 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1508 Chanceton Capital Partners Limited 5 4 9 44.44
1509 China Enterprise Securities Company Limited 3 6 9 66.67 2011-01-27
1510 CHINA GLORY SECURITIES COMPANY LIMITED 2 7 9 77.78 2013-07-09
1511 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2009-08-28
1512 China Sunrise Securities (International) Limited 3 6 9 66.67 2015-11-27
1513 DAH SING SECURITIES LIMITED 2 7 9 77.78
1514 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
1515 Enhanced Securities Limited 4 5 9 55.56 2011-08-02
1516 Eton Park Asia Limited 3 6 9 66.67 2006-11-13
1517 EVENSTAR ADVISORS LIMITED 5 4 9 44.44 2007-04-19
1518 FDB Financial Group Limited 3 6 9 66.67
1519 FIRST SHANGHAI CAPITAL LIMITED 3 6 9 66.67
1520 FORMAX ASSET MANAGEMENT LIMITED 3 6 9 66.67 2014-06-10
1521 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 7 9 77.78
1522 GUODU SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2009-03-20
1523 HANG SENG FUTURES LIMITED 3 6 9 66.67
1524 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
1525 IDS FOREX HK LIMITED 3 6 9 66.67 2014-09-17
1526 Ion Pacific Limited 4 5 9 55.56 2015-12-17
1527 IP Investment Management (HK) Limited 2 7 9 77.78 2015-12-21
1528 Kaisa Financial Group Company Limited 2 7 9 77.78 2008-06-16
1529 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1530 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1531 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
1532 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1533 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1534 Liquid Capital Markets Hong Kong Limited 2 7 9 77.78 2009-10-29
1535 LMR Partners Limited 2 7 9 77.78 2012-07-17
1536 LT Finance Management Limited 3 6 9 66.67 2012-12-10
1537 LY CAPITAL LIMITED 4 5 9 55.56 2013-12-11
1538 Mackenzie Investments Asia Limited 5 4 9 44.44
1539 MAN INVESTMENTS (HONG KONG) LIMITED 5 4 9 44.44 2005-07-28
1540 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1541 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 6 9 66.67 2004-09-22
1542 Minerva Asset Global Investment Capital Limited 4 5 9 55.56 2016-03-22
1543 MVision Private Equity Advisers Asia Limited 2 7 9 77.78 2012-03-29
1544 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1545 NINE RIVERS CAPITAL PARTNERS LIMITED 2 7 9 77.78 2015-09-25
1546 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1547 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1548 Oshidori Corporate Finance Limited 2 7 9 77.78
1549 Oxbow Capital Management (HK) Limited 2 7 9 77.78 2015-06-02
1550 PARAMETRICA MANAGEMENT LIMITED 3 6 9 66.67 2012-08-03
1551 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
1552 PICO ZEMAN SECURITIES (HK) LIMITED 4 5 9 55.56 2010-07-12
1553 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 7 9 77.78 2007-03-01
1554 PJT Partners (HK) Limited 2 7 9 77.78 2015-10-06
1555 Pulun International Capital Limited 3 6 9 66.67 2015-09-16
1556 QL Asset Management Company Limited 4 5 9 55.56 2014-10-06
1557 QUAD CAPITAL MANAGEMENT LIMITED 3 6 9 66.67 2014-08-04
1558 R.J. O'Brien & Associates HK Limited 3 6 9 66.67 2007-10-29
1559 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1560 SAMSUNG SECURITIES (ASIA) LIMITED 4 5 9 55.56
1561 SDHG International Securities Limited 4 5 9 55.56
1562 SEEKERS ADVISORS H.K. LIMITED 4 5 9 55.56 2012-03-23
1563 SHENG YUAN ASSET MANAGEMENT LIMITED 2 7 9 77.78 2011-06-14
1564 Shinhan Investment Asia Limited 3 6 9 66.67 2007-10-15
1565 SUPREME CHINA SECURITIES LIMITED 2 7 9 77.78 2014-10-10
1566 Swiss-Asia Asset Management (HK) Limited 2 7 9 77.78 2010-06-02
1567 TAI YIP STOCK COMPANY LIMITED 3 6 9 66.67
1568 Tor Investment Management (Hong Kong) Limited 3 6 9 66.67 2012-12-12
1569 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1570 Tybourne Capital Management (HK) Limited 4 5 9 55.56 2012-03-15
1571 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
1572 Vegasoul Capital Management (Asia) Limited 3 6 9 66.67 2010-01-29
1573 VISION FINANCE (SECURITIES) LIMITED 4 5 9 55.56 2007-05-08
1574 Wanhai Securities (HK) Limited 2 7 9 77.78
1575 WING YEE SECURITIES COMPANY LIMITED 4 5 9 55.56
1576 WINTONE SECURITIES LIMITED 3 6 9 66.67 2004-02-16
1577 Wolver Hill Asset Management Asia Limited 3 6 9 66.67 2009-03-10
1578 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
1579 YF SECURITIES COMPANY LIMITED 2 7 9 77.78
1580 Yi Shun Da Capital Limited 4 5 9 55.56 2015-11-04
1581 Yunfeng Asset Management Limited 2 7 9 77.78 2011-05-18
1582 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
1583 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
1584 About Capital Management (HK) Co., Limited 2 8 10 80.00 2013-09-24
1585 Alliance Capital Partners Limited (HK) 3 7 10 70.00 2014-01-24
1586 ALPS CAPITAL MANAGEMENT LIMITED 2 8 10 80.00 2013-11-20
1587 Amasse Capital Limited 4 6 10 60.00 2012-07-13
1588 Anli Securities Limited 3 7 10 70.00 2015-11-09
1589 ASA SECURITIES LIMITED 3 7 10 70.00 2010-08-19
1590 Asia Pacific Securities Limited 5 5 10 50.00 2012-02-03
1591 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 7 10 70.00
1592 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
1593 Beevest Securities Limited 3 7 10 70.00
1594 BOCI COMMODITIES & FUTURES LIMITED 2 8 10 80.00 2004-11-17
1595 BRIGHT SMART FOREX LIMITED 2 8 10 80.00 2013-03-11
1596 BULLISH SECURITIES LIMITED 2 8 10 80.00
1597 CELESTIAL CAPITAL LIMITED 2 8 10 80.00
1598 China Best International Securities Company Limited 2 8 10 80.00 2015-08-12
1599 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-06-22
1600 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 7 10 70.00 2013-02-25
1601 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
1602 CIFM Asset Management (Hong Kong) Limited 4 6 10 60.00 2011-07-20
1603 CLC FUTURES LIMITED 3 7 10 70.00 2014-10-29
1604 CMS CAPITAL (HK) CO., LIMITED 3 7 10 70.00 2004-05-06
1605 COHEN & STEERS ASIA LIMITED 6 4 10 40.00 2005-07-29
1606 COMPRADOR LIMITED (HK) 3 7 10 70.00 2015-04-08
1607 CONVOY CAPITAL HONG KONG LIMITED 3 7 10 70.00 2012-08-23
1608 F.T.M.F. DISTRIBUTION LIMITED 5 5 10 50.00 2008-08-15
1609 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
1610 FORMAX SECURITIES LIMITED 3 7 10 70.00 2014-09-12
1611 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 6 10 60.00 2011-11-15
1612 Frontpage Capital Limited 4 6 10 60.00 2015-11-10
1613 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
1614 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 7 10 70.00
1615 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
1616 HALCYON CAPITAL LIMITED (HK) 3 7 10 70.00 2012-12-06
1617 Hao Tian International Futures Limited 3 7 10 70.00 2016-10-06
1618 Hillhouse Investment Management Limited 2 8 10 80.00 2011-01-24
1619 ICBC Asset Management (Global) Company Limited 3 7 10 70.00
1620 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 6 10 60.00 2009-08-06
1621 JK Capital Management Limited 6 4 10 40.00 2015-12-01
1622 Keptain Securities and Asset Management Limited 3 7 10 70.00 2013-01-24
1623 KILMOREY SECURITIES LIMITED 2 8 10 80.00
1624 Lee Kee Store Company Limited 3 7 10 70.00 2015-02-04
1625 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1626 METRO CAPITAL SECURITIES LIMITED 4 6 10 60.00
1627 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1628 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1629 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1630 Nuada Limited 6 4 10 40.00 2004-01-15
1631 Oppenheimer Investments Asia Limited 4 6 10 60.00 2010-02-12
1632 Oreana Financial Services Limited 4 6 10 60.00 2011-07-12
1633 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 70.00 2008-07-29
1634 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1635 Pleiad Investment Advisors Limited 3 7 10 70.00 2014-06-13
1636 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1637 PROMISING SECURITIES COMPANY LIMITED 1 9 10 90.00 2004-01-02
1638 Public Securities Limited 3 7 10 70.00
1639 RaffAello Capital Limited 4 6 10 60.00 2012-07-05
1640 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1641 Saxo Capital Markets HK Limited 5 5 10 50.00 2011-01-19
1642 Schonfeld Strategic Advisors (Hong Kong) Limited 3 7 10 70.00 2016-10-11
1643 SDICS International Asset Management (Hong Kong) Limited 2 8 10 80.00 2010-08-19
1644 Seazen Resources Securities Limited 4 6 10 60.00 2016-01-28
1645 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1646 SINO WEALTH SECURITIES LIMITED 2 8 10 80.00 2012-03-05
1647 Soochow Securities International Capital Limited 4 6 10 60.00 2013-07-19
1648 SUN SECURITIES LIMITED 3 7 10 70.00 2011-04-01
1649 TARZAN STOCK & SHARES LIMITED 3 7 10 70.00
1650 TFI Securities and Futures Limited 3 7 10 70.00 2013-05-14
1651 TOPAZ CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2014-02-11
1652 TOYO SECURITIES ASIA LIMITED 4 6 10 60.00
1653 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
1654 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 60.00 2006-11-14
1655 WING FAT SECURITIES LIMITED 3 7 10 70.00
1656 WINTECH SECURITIES LIMITED 4 6 10 60.00
1657 Wisetrade Securities Limited 1 9 10 90.00
1658 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1659 YING WAH SECURITIES COMPANY LIMITED 3 7 10 70.00
1660 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1661 AM Squared Limited 2 9 11 81.82 2005-06-30
1662 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
1663 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
1664 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 7 11 63.64 2004-10-26
1665 BFIN Private Advisors (Hong Kong) Limited 3 8 11 72.73 2014-02-21
1666 BOKHARY SECURITIES LIMITED 2 9 11 81.82
1667 CARDINALASIA CONSULTING LIMITED 3 8 11 72.73 2003-06-27
1668 CC Finance Limited 2 9 11 81.82 2006-04-20
1669 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
1670 China Alpha Fund Management (HK) Limited 5 6 11 54.55 2010-05-31
1671 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
1672 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 6 11 54.55 2012-04-27
1673 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64 2013-01-09
1674 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
1675 CITIC Futures International Company Limited 2 9 11 81.82 2015-08-31
1676 CLSA Premium International (HK) Limited 3 8 11 72.73 2004-10-20
1677 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
1678 Complus Asset Management Limited 3 8 11 72.73 2011-05-25
1679 CVP Securities Limited 5 6 11 54.55 2004-07-09
1680 EAST ASIA FUTURES LIMITED 4 7 11 63.64
1681 Fortune Asset Management Limited (HK) 3 8 11 72.73 2009-12-16
1682 FT Securities Limited 2 9 11 81.82
1683 Gary Cheng Securities Limited 3 8 11 72.73 2015-12-02
1684 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 9 11 81.82
1685 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
1686 Hafoo Securities Limited 3 8 11 72.73 2009-12-09
1687 HAMON ASIAN ADVISORS LIMITED 4 7 11 63.64
1688 HAMON ASSET MANAGEMENT LIMITED 4 7 11 63.64
1689 Hao Tian International Securities Limited 4 7 11 63.64
1690 HERMES SECURITIES LIMITED 2 9 11 81.82
1691 Horizon Asset International (HK) Limited 3 8 11 72.73 2008-09-03
1692 HUAJIN FUTURES (INTERNATIONAL) LIMITED 4 7 11 63.64 2015-08-17
1693 IAM LEGACY LIMITED 4 7 11 63.64 2007-08-21
1694 JOSPA INVESTMENT COMPANY LIMITED 3 8 11 72.73
1695 KKR CAPITAL MARKETS ASIA LIMITED 2 9 11 81.82 2009-10-22
1696 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 72.73 2007-03-20
1697 LT Securities Limited 4 7 11 63.64 2011-04-01
1698 MASTER TRADEMORE SECURITIES LIMITED 3 8 11 72.73
1699 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1700 ORIENTAL PATRON ASIA LIMITED 4 7 11 63.64
1701 Rakuten Securities Hong Kong Limited 4 7 11 63.64
1702 REDFORD SECURITIES LIMITED 4 7 11 63.64 2005-03-31
1703 ROOFER SECURITIES LIMITED 3 8 11 72.73
1704 SANFULL FUTURES LIMITED 3 8 11 72.73 2007-12-21
1705 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
1706 VC CAPITAL LIMITED 3 8 11 72.73
1707 Vontobel Wealth Management (Hong Kong) Limited 4 7 11 63.64 2013-01-14
1708 Well Link International Securities Limited 3 8 11 72.73 2012-10-04
1709 Aegon Asset Management (Asia) Limited 3 9 12 75.00 2012-04-30
1710 Anbang Capital (Hong Kong) Co. Limited 3 9 12 75.00 2013-12-06
1711 ARGYLE STREET MANAGEMENT LIMITED 4 8 12 66.67
1712 ASIA CLIMATE PARTNERS HONG KONG LIMITED 3 9 12 75.00 2016-06-30
1713 BERICH BROKERAGE LIMITED 4 8 12 66.67
1714 CHEONG LEE SECURITIES LIMITED 3 9 12 75.00 2005-11-24
1715 CHINA DEMETER SECURITIES LIMITED 5 7 12 58.33 2010-10-18
1716 Citadel Asia Limited 3 9 12 75.00 2005-10-21
1717 Citadel Securities (Hong Kong) Limited 3 9 12 75.00 2009-04-09
1718 CTI Capital Hong Kong Limited 5 7 12 58.33 2015-01-26
1719 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 5 7 12 58.33 2011-09-02
1720 Davidson Kempner Asia Limited 2 10 12 83.33 2010-05-04
1721 Double Haven Capital (Hong Kong) Limited 3 9 12 75.00 2007-02-16
1722 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
1723 EMPEROR CORPORATE FINANCE LIMITED 5 7 12 58.33 2009-12-24
1724 EQT Partners Asia Limited 5 7 12 58.33 2011-04-15
1725 GT CAPITAL LIMITED 4 8 12 66.67
1726 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 7 12 58.33 2010-06-30
1727 HAMON INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
1728 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-05-21
1729 HENIK SECURITIES LIMITED 2 10 12 83.33
1730 HING WONG SECURITIES LIMITED 3 9 12 75.00
1731 HONG KONG ASSET MANAGEMENT LIMITED 3 9 12 75.00 2005-11-21
1732 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1733 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1734 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
1735 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1736 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1737 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1738 MCM Asia Limited 3 9 12 75.00 2013-03-28
1739 MFG Limited (HK) 6 6 12 50.00 2006-07-17
1740 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1741 Oasis Management (Hong Kong) 3 9 12 75.00 2004-09-14
1742 Ord Minnett Hong Kong Limited 3 9 12 75.00 2013-01-15
1743 Planetree Futures Limited 4 8 12 66.67
1744 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 8 12 66.67
1745 Quam Asset Management Limited (b1983-06-28) 4 8 12 66.67
1746 SDICS International Corporate Finance (Hong Kong) Limited 5 7 12 58.33 2010-09-01
1747 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1748 Shacom Securities Limited 2 10 12 83.33
1749 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED 3 9 12 75.00 2016-11-01
1750 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
1751 Sylebra Capital Limited 2 10 12 83.33 2011-09-06
1752 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
1753 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED 3 9 12 75.00 2016-11-07
1754 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1755 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 11 13 84.62
1756 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
1757 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
1758 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 76.92
1759 CHINA SYSTEM SECURITIES LIMITED 3 10 13 76.92 2005-07-07
1760 China Vered Securities Limited 3 10 13 76.92 2013-12-03
1761 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 9 13 69.23 2007-04-20
1762 CITIC Securities CLSA Capital Partners (HK) Limited 3 10 13 76.92
1763 CNCB (Hong Kong) Capital Limited 4 9 13 69.23 2010-10-27
1764 CreditEase Wealth Management (HK) Limited 3 10 13 76.92 2013-11-06
1765 D. E. Shaw & Co. (Asia Pacific) Limited 3 10 13 76.92 2007-11-14
1766 De Riva Asia Limited 3 10 13 76.92 2010-07-29
1767 Ever-Long Capital Management Limited (b2014-01-15) 3 10 13 76.92 2014-11-27
1768 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1769 FORTUNE FINANCIAL CAPITAL LIMITED 3 10 13 76.92 2009-03-12
1770 FOUNDER FUTURES (HONG KONG) LIMITED 2 11 13 84.62 2016-06-15
1771 Gain Capital - Forex.com Hong Kong Limited 3 10 13 76.92 2009-07-22
1772 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
1773 HALCYON SECURITIES LIMITED 4 9 13 69.23 2013-01-28
1774 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1775 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
1776 HOORAY SECURITIES LIMITED 2 11 13 84.62
1777 ICBC Credit Suisse Asset Management (International) Company Limited 4 9 13 69.23 2011-11-18
1778 KINGSTON CORPORATE FINANCE LIMITED 5 8 13 61.54
1779 Monex Boom Securities (H.K.) Limited 5 8 13 61.54 2016-06-03
1780 Neutral Financial Holding Company Limited 3 10 13 76.92
1781 NewQuest Capital Advisors (HK) Limited 2 11 13 84.62 2012-03-08
1782 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1783 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 10 13 76.92 2013-09-17
1784 Open Securities Limited 6 7 13 53.85 2010-07-16
1785 ORIENTAL PATRON SECURITIES LIMITED 4 9 13 69.23
1786 OTCex Hong Kong Limited 3 10 13 76.92 2010-08-23
1787 Rockhampton Management Limited 3 10 13 76.92 2011-01-26
1788 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1789 South China Investment Management Limited 2 11 13 84.62 2016-11-09
1790 StormHarbour Securities (Hong Kong) Limited 3 10 13 76.92 2010-03-18
1791 UBP ASSET MANAGEMENT ASIA LIMITED 4 9 13 69.23 2007-01-11
1792 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2012-04-11
1793 VEDA CAPITAL LIMITED (HK) 3 10 13 76.92 2005-12-28
1794 WINLAND WEALTH MANAGEMENT LIMITED 3 10 13 76.92
1795 YUEXING SECURITIES COMPANY LIMITED 3 10 13 76.92
1796 Adamas Asset Management (HK) Limited 2 12 14 85.71 2013-02-20
1797 Anbang Asset Management (Hong Kong) Co. Limited 5 9 14 64.29 2012-05-15
1798 Anuenue Securities Limited 5 9 14 64.29
1799 Beijing Securities Limited 5 9 14 64.29 2008-11-07
1800 BLUE POOL CAPITAL LIMITED 2 12 14 85.71 2009-11-17
1801 BMI Securities Limited 2 12 14 85.71 2011-03-14
1802 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
1803 China Everbright Investment Management Limited 2 12 14 85.71 2007-07-03
1804 China Re Asset Management (Hong Kong) Company Limited 3 11 14 78.57 2015-05-14
1805 China Vered Asset Management (Hong Kong) Limited 4 10 14 71.43 2012-04-17
1806 ENLIGHTEN FUTURES LIMITED 3 11 14 78.57
1807 Fortune Origin Securities Limited 6 8 14 57.14 2009-07-09
1808 FULBRIGHT ASSET MANAGEMENT LIMITED 2 12 14 85.71 2012-03-22
1809 Golden Rich Securities Limited 4 10 14 71.43 2016-04-06
1810 Great Wall Pan Asia Asset Management Limited 3 11 14 78.57 2014-05-13
1811 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1812 HENYEP SECURITIES LIMITED 3 11 14 78.57
1813 Huajin Corporate Finance (International) Limited 6 8 14 57.14
1814 JANCHOR PARTNERS LIMITED 3 11 14 78.57 2009-11-06
1815 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 11 14 78.57 2006-11-28
1816 LAMTEX SECURITIES LIMITED 5 9 14 64.29 2016-09-02
1817 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2008-09-03
1818 Ontario Teachers' Pension Plan (Asia) Limited 5 9 14 64.29 2013-05-20
1819 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2010-08-18
1820 ORTUS CAPITAL MANAGEMENT LIMITED 3 11 14 78.57 2003-08-29
1821 PEGASUS FUND MANAGERS LIMITED 3 11 14 78.57 2011-01-28
1822 Polen Capital HK Limited 3 11 14 78.57 2012-09-28
1823 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1824 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 10 14 71.43
1825 Quam Capital Limited (b1994-08-04) 7 7 14 50.00
1826 RHB CAPITAL HONG KONG LIMITED 5 9 14 64.29
1827 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 10 14 71.43 2008-11-07
1828 SHENG YUAN SECURITIES LIMITED 5 9 14 64.29 2010-10-27
1829 SILVERHORN INVESTMENT ADVISORS LIMITED 3 11 14 78.57 2011-02-28
1830 SPDB International Capital Limited 4 10 14 71.43 2015-10-13
1831 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 78.57 2016-12-19
1832 SUN GROWTH SECURITIES LIMITED 4 10 14 71.43
1833 TC Capital International Limited 5 9 14 64.29 2010-08-11
1834 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
1835 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1836 TPG Capital, Limited 3 11 14 78.57 2012-03-07
1837 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1838 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
1839 ALLY BRIDGE GROUP (HK) LIMITED 3 12 15 80.00 2015-07-09
1840 BUSINESS SECURITIES LIMITED 3 12 15 80.00
1841 Central China International Securities Co., Limited 4 11 15 73.33 2015-07-13
1842 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67
1843 CLC International Limited 6 9 15 60.00 2012-12-07
1844 CLC SECURITIES LIMITED 4 11 15 73.33 2008-06-16
1845 CMB International Asset Management Limited 5 10 15 66.67 2010-05-26
1846 DELTA ASIA SECURITIES LIMITED 3 12 15 80.00 2011-12-23
1847 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
1848 Everbright Securities Digital Finance (HK) Limited 2 13 15 86.67
1849 Gong Ping Futures Limited 2 13 15 86.67 2011-11-22
1850 Gong Ping Securities Limited 2 13 15 86.67 2010-12-08
1851 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 12 15 80.00 2008-07-24
1852 HEAD & SHOULDERS SECURITIES LIMITED 4 11 15 73.33 2008-03-27
1853 HGNH International Asset Management Co., Limited 3 12 15 80.00 2011-10-24
1854 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 12 15 80.00 2009-12-14
1855 iFAST Global Markets (HK) Limited 3 12 15 80.00 2008-02-12
1856 INNOVAX CAPITAL LIMITED 8 7 15 46.67 2015-02-25
1857 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 11 15 73.33 2010-09-29
1858 JVSakk Asia Limited 5 10 15 66.67
1859 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1860 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1861 MERCER INVESTMENTS (HK) LIMITED 2 13 15 86.67 2005-08-04
1862 Ninety One Hong Kong Limited 3 12 15 80.00 2014-04-09
1863 Octal Capital Limited 7 8 15 53.33 2011-06-01
1864 PC SECURITIES LIMITED 2 13 15 86.67 2014-06-11
1865 RRJ Management (HK) Limited 3 12 15 80.00 2013-05-31
1866 SFM HK Management Limited 3 12 15 80.00 2010-11-01
1867 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 12 15 80.00 2007-05-18
1868 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 11 15 73.33 2008-12-18
1869 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
1870 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
1871 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67 2013-12-19
1872 Alpha Financial Group Limited 2 14 16 87.50 2005-10-31
1873 Ares Management Asia (Hong Kong) Limited 3 13 16 81.25 2009-05-25
1874 Caitong International Asset Management Co., Limited 3 13 16 81.25 2013-05-20
1875 CES Capital International (Hong Kong) Co., Limited 6 10 16 62.50 2008-03-20
1876 Changjiang Corporate Finance (HK) Limited 4 12 16 75.00 2012-06-29
1877 CNI Securities Group Limited 3 13 16 81.25 2009-12-15
1878 CTBC Asia Limited 4 12 16 75.00 2004-01-14
1879 DAKIN CAPITAL LIMITED 6 10 16 62.50 2016-01-21
1880 GF International Investment Management Limited 2 14 16 87.50 2011-09-08
1881 HING WAI ALLIED SECURITIES LIMITED 3 13 16 81.25
1882 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
1883 Houlihan Lokey (China) Limited 2 14 16 87.50 2008-10-09
1884 ICAP Equities Asia Limited 3 13 16 81.25 2008-12-22
1885 JIMEI SECURITIES LIMITED 2 14 16 87.50 2008-12-09
1886 Jupiter Asset Management (Asia Pacific) Limited 5 11 16 68.75 2014-12-12
1887 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1888 KOALA SECURITIES LIMITED 3 13 16 81.25 2015-09-09
1889 Lion Global Financial Limited 3 13 16 81.25 2008-10-10
1890 MIDLAND WEALTH MANAGEMENT LIMITED 2 14 16 87.50 2008-02-18
1891 MoneyMore Securities Limited 3 13 16 81.25
1892 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
1893 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1894 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
1895 Pinpoint Asset Management Limited 2 14 16 87.50 2010-10-25
1896 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 10 16 62.50
1897 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
1898 Sigma Capital Management Limited 6 10 16 62.50 2008-03-12
1899 SINOMAX SECURITIES LIMITED 5 11 16 68.75 2016-08-19
1900 South China Forex Limited 3 13 16 81.25 2010-06-21
1901 State Street Securities Hong Kong Limited 4 12 16 75.00 2013-04-22
1902 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1903 WINFULL SECURITIES LIMITED 3 13 16 81.25
1904 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
1905 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 10 17 58.82
1906 BFAM Partners (Hong Kong) Limited 3 14 17 82.35 2012-03-30
1907 BREVAN HOWARD (HONG KONG) LIMITED 2 15 17 88.24 2004-07-12
1908 China Securities (International) Asset Management Company Limited 5 12 17 70.59 2013-02-22
1909 CICC US Securities (Hong Kong) Limited 2 15 17 88.24 2011-05-25
1910 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 12 17 70.59 2009-10-14
1911 DBS ASIA CAPITAL LIMITED 8 9 17 52.94
1912 Dymon Asia Capital (HK) Limited 4 13 17 76.47 2011-08-31
1913 Funderstone Futures Limited 3 14 17 82.35
1914 Future Growth Financial Services Limited 5 12 17 70.59 2010-04-08
1915 GAOYU SECURITIES LIMITED 5 12 17 70.59
1916 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
1917 HANTEC SECURITIES CO., LIMITED 2 15 17 88.24
1918 HUNG SING SECURITIES LIMITED 4 13 17 76.47
1919 M3 Capital Partners (HK) Limited 2 15 17 88.24 2008-10-17
1920 Optima Capital Limited 3 14 17 82.35 2007-10-25
1921 ORIENT SECURITIES LIMITED 2 15 17 88.24
1922 Oshidori Securities Limited 6 11 17 64.71 2015-05-19
1923 Planetree Securities Limited 5 12 17 70.59
1924 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1925 Rifa Futures Limited 3 14 17 82.35 2008-12-01
1926 SEEKERS MARKETS LIMITED 4 13 17 76.47 2013-08-09
1927 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 82.35
1928 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
1929 Towers Watson Investment Services Hong Kong Limited 3 14 17 82.35 2007-05-14
1930 VBG Capital Limited 6 11 17 64.71 2009-04-20
1931 Well Link Securities Limited 2 15 17 88.24 2005-11-11
1932 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
1933 Arta Global Markets Limited 6 12 18 66.67 2008-01-08
1934 Channel 8 Wealth Management Limited 4 14 18 77.78 2010-01-27
1935 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
1936 China Finance KAB Limited 3 15 18 83.33 2004-12-23
1937 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
1938 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 13 18 72.22 2010-08-20
1939 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 14 18 77.78 2009-03-31
1940 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1941 Funderstone Securities Limited 4 14 18 77.78
1942 GAM HONG KONG LIMITED 6 12 18 66.67
1943 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
1944 iFAST Financial (HK) Limited 3 15 18 83.33 2007-03-30
1945 Minerva Holding Financial Securities Limited 3 15 18 83.33
1946 MOELIS & COMPANY ASIA LIMITED 2 16 18 88.89 2009-12-11
1947 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 16 18 88.89 2011-11-25
1948 New China Asset Management (Hong Kong) Limited 4 14 18 77.78 2013-11-06
1949 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 16 18 88.89 2012-03-30
1950 Sumitomo Mitsui Trust (Hong Kong) Limited 6 12 18 66.67 2014-01-07
1951 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
1952 Telecom King Securities Limited 4 14 18 77.78 2007-10-17
1953 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
1954 ALTUS CAPITAL LIMITED 5 14 19 73.68
1955 ALTUS INVESTMENTS LIMITED (HK) 4 15 19 78.95 2005-12-14
1956 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 17 19 89.47 2006-01-25
1957 BMI FUNDS MANAGEMENT LIMITED 4 15 19 78.95 2010-09-10
1958 BOSC International Company Limited 6 13 19 68.42 2015-01-09
1959 CASH ASSET MANAGEMENT LIMITED 4 15 19 78.95 2005-03-30
1960 CEB International Capital Corporation Limited 5 14 19 73.68 2015-12-22
1961 Changjiang Futures (HK) Limited 2 17 19 89.47 2012-02-13
1962 China Universal Asset Management (Hong Kong) Company Limited 6 13 19 68.42 2010-02-19
1963 Convera Hong Kong Limited 2 17 19 89.47 2016-05-20
1964 CVC Asia Pacific Limited 5 14 19 73.68 2009-11-16
1965 DL BROKERAGE LIMITED 3 16 19 84.21
1966 Evercore Asia Limited 5 14 19 73.68 2011-03-04
1967 EWARTON SECURITIES LIMITED 4 15 19 78.95
1968 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 3 16 19 84.21 2012-09-24
1969 Futu Securities International (HONG KONG) Limited 4 15 19 78.95 2012-10-04
1970 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 17 19 89.47 2005-02-16
1971 ICBC (ASIA) SECURITIES LIMITED 4 15 19 78.95
1972 ICBC INTERNATIONAL RESEARCH LIMITED 4 15 19 78.95 2009-07-10
1973 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 16 19 84.21
1974 KGI Asset Management Limited 5 14 19 73.68 2013-05-31
1975 KINGSTON FUTURES LIMITED 2 17 19 89.47
1976 KINGSWAY CAPITAL LIMITED 5 14 19 73.68 2008-08-14
1977 LEHIN SECURITIES LIMITED 3 16 19 84.21
1978 Leonteq Securities (Hong Kong) Limited 3 16 19 84.21 2011-04-07
1979 MESSIS CAPITAL LIMITED 3 16 19 84.21 2012-12-11
1980 OP INVESTMENT MANAGEMENT LIMITED 7 12 19 63.16 2004-02-18
1981 ORIENT CAPITAL (HONG KONG) LIMITED 4 15 19 78.95 2014-09-18
1982 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1983 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 13 19 68.42
1984 VMS Securities Limited 7 12 19 63.16
1985 Astrum Capital Management Limited (HK) 6 14 20 70.00 2005-07-08
1986 GF Asset Management (Hong Kong) Limited 4 16 20 80.00 2007-11-08
1987 GRANSING SECURITIES CO., LIMITED 5 15 20 75.00
1988 HANG SENG SECURITIES LIMITED 5 15 20 75.00
1989 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 4 16 20 80.00 2015-08-17
1990 Income Partners Asset Management (HK) Limited 5 15 20 75.00
1991 KAISER FUTURES LIMITED 4 16 20 80.00
1992 KAISER SECURITIES LIMITED 4 16 20 80.00
1993 KGI CAPITAL ASIA LIMITED 9 11 20 55.00
1994 MANGO FINANCIAL LIMITED 4 16 20 80.00
1995 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1996 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 17 20 85.00
1997 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 16 20 80.00 2007-03-08
1998 PO SANG SECURITIES LIMITED 5 15 20 75.00 2012-03-23
1999 SOUTH CHINA CAPITAL LIMITED 3 17 20 85.00
2000 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 18 20 90.00 2008-04-11
2001 Topaz Financial Group Limited 2 18 20 90.00 2012-10-12
2002 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
2003 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 17 20 85.00 2008-09-02
2004 APG Investments Asia Limited 4 17 21 80.95 2008-11-18
2005 CHRISTFUND SECURITIES LIMITED 3 18 21 85.71
2006 CITIC Securities Asset Management (HK) Limited 4 17 21 80.95 2008-08-01
2007 Conning Asia Pacific Limited 4 17 21 80.95 2012-02-24
2008 HANG SENG INVESTMENT SERVICES LIMITED 3 18 21 85.71
2009 INSTINET PACIFIC LIMITED 5 16 21 76.19
2010 Lego Corporate Finance Limited 6 15 21 71.43 2016-01-13
2011 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 17 21 80.95 2003-06-06
2012 LIM ADVISORS LIMITED 6 15 21 71.43
2013 Somerley Capital Limited 9 12 21 57.14 2013-10-02
2014 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 6 15 21 71.43
2015 Virtu ITG Hong Kong Limited 4 17 21 80.95
2016 Winner International Securities Limited 4 17 21 80.95
2017 WOCOM LIMITED (HK) 4 17 21 80.95
2018 ADMIS Hong Kong Limited 3 19 22 86.36 2010-03-10
2019 Balyasny Asset Management (Hong Kong) Limited 2 20 22 90.91 2008-03-03
2020 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 15 22 68.18 2004-07-15
2021 Evergrande Futures (Hong Kong) Limited 3 19 22 86.36 2003-11-21
2022 GFI (HK) SECURITIES L.L.C. 2 20 22 90.91 2007-06-18
2023 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 18 22 81.82 2004-11-29
2024 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 16 22 72.73
2025 IMPERIUM INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36 2010-10-06
2026 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
2027 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 19 22 86.36 2008-06-30
2028 Pictet Asset Management (Hong Kong) Limited 7 15 22 68.18 2006-10-26
2029 SPS SECURITIES LIMITED 4 18 22 81.82
2030 BNY Mellon Investment Management Hong Kong Limited 8 15 23 65.22 2008-06-06
2031 BOCOM MPF & Financial Services Company Limited 4 19 23 82.61 2012-06-25
2032 Bosera Asset Management (International) Co., Limited 3 20 23 86.96 2010-11-05
2033 BTIG Hong Kong Limited 3 20 23 86.96 2008-04-15
2034 Eclipse Options (HK) Limited 7 16 23 69.57 2007-05-31
2035 Nine Masts Capital Limited 3 20 23 86.96 2010-05-11
2036 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
2037 SHANXI SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2015-06-10
2038 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
2039 STI Asset Management Limited 5 18 23 78.26 2008-10-22
2040 Venture Smart Asia Limited 6 17 23 73.91 2015-12-18
2041 abrdn Hong Kong Limited 6 18 24 75.00
2042 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
2043 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 18 24 75.00
2044 Black Marble Securities Limited 4 20 24 83.33
2045 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 20 24 83.33 2011-01-04
2046 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 20 24 83.33 2006-07-03
2047 China Orient International Asset Management Limited 6 18 24 75.00 2012-05-15
2048 CHONG HING COMMODITIES AND FUTURES LIMITED 3 21 24 87.50
2049 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
2050 Huarong International Asset Management Limited 4 20 24 83.33 2011-03-14
2051 ICBC INTERNATIONAL FUTURES LIMITED 3 21 24 87.50 2009-05-06
2052 JANE STREET HONG KONG LIMITED 3 21 24 87.50 2013-07-26
2053 Samsung Asset Management (Hong Kong) Limited 3 21 24 87.50 2008-04-23
2054 BOCOM International Asset Management Limited 3 22 25 88.00 2007-09-13
2055 CASH Wealth Management Limited 4 21 25 84.00 2011-01-17
2056 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 19 25 76.00 2007-12-07
2057 Crosby Securities Limited 9 16 25 64.00 2013-03-06
2058 DAEWOO SECURITIES (HONG KONG) LIMITED 5 20 25 80.00 2012-02-17
2059 FOUNDER SECURITIES (HONG KONG) LIMITED 4 21 25 84.00 2014-12-19
2060 KAM FAI SECURITIES CO., LIMITED 3 22 25 88.00
2061 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
2062 OnePlatform Securities Limited 4 21 25 84.00 2016-07-28
2063 PineBridge Investments Hong Kong Limited 4 21 25 84.00
2064 Segantii Capital Management Limited 3 22 25 88.00 2007-11-22
2065 WOCOM SECURITIES LIMITED 4 21 25 84.00
2066 YICKO SECURITIES LIMITED 4 21 25 84.00 2015-10-30
2067 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 6 20 26 76.92 2006-12-08
2068 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
2069 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 22 26 84.62 2008-07-03
2070 HGNH International Forex Co., Limited 2 24 26 92.31 2014-04-04
2071 Janus Henderson Investors Hong Kong Limited 3 23 26 88.46
2072 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 4 22 26 84.62
2073 Prime Cdex Securities Limited 5 21 26 80.77 2016-06-27
2074 TULLETT PREBON (HONG KONG) LIMITED 5 21 26 80.77 2010-08-26
2075 Yunfeng Securities Limited 9 17 26 65.38 2013-08-27
2076 BEA Union Investment Management Limited 5 22 27 81.48
2077 ENLIGHTEN SECURITIES LIMITED 3 24 27 88.89
2078 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 24 27 88.89
2079 IPP Financial Advisers Limited 2 25 27 92.59 2006-12-21
2080 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
2081 PIMCO Asia Limited 3 24 27 88.89 2006-05-17
2082 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 23 27 85.19 2005-07-07
2083 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 4 23 27 85.19 2014-01-07
2084 CHINA EVERBRIGHT CAPITAL LIMITED 4 24 28 85.71 2005-05-09
2085 Morningstar Investment Management Asia Limited 5 23 28 82.14 2014-05-08
2086 ORIENT FUTURES (HONG KONG) LIMITED 5 23 28 82.14 2011-02-28
2087 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 25 28 89.29
2088 Sino-Rich Securities & Futures Limited 4 24 28 85.71 2010-11-17
2089 SOUTH CHINA RESEARCH LIMITED 4 24 28 85.71
2090 Templewater Hong Kong Limited 9 19 28 67.86
2091 TIAN YUAN FINANCE LIMITED 3 25 28 89.29
2092 BGC SECURITIES (HONG KONG) LLC 2 27 29 93.10 2008-06-25
2093 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 9 20 29 68.97 2007-08-23
2094 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 5 24 29 82.76 2016-06-15
2095 I-ACCESS INVESTORS LIMITED 5 24 29 82.76 2005-07-13
2096 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 23 29 79.31 2005-07-05
2097 ONE CHINA SECURITIES LIMITED 3 26 29 89.66 2004-03-01
2098 PRESIDENT SECURITIES (HONG KONG) LIMITED 10 19 29 65.52 2007-06-20
2099 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
2100 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 23 29 79.31
2101 SynerWealth Financial Limited 3 26 29 89.66 2009-02-04
2102 TC Investment Management (Asia) Limited 5 24 29 82.76 2014-03-18
2103 Vanguard Investments Hong Kong Limited 5 24 29 82.76 2012-02-07
2104 WING FUNG FUTURES LIMITED 3 26 29 89.66 2006-04-21
2105 BOCHK Asset Management Limited 4 26 30 86.67 2010-12-15
2106 China Renaissance Securities (Hong Kong) Limited 10 20 30 66.67 2012-10-24
2107 CMBC SECURITIES COMPANY LIMITED 7 23 30 76.67 2008-01-24
2108 CORPORATE COMMODITIES LIMITED 4 26 30 86.67
2109 Fosun International Securities Limited 6 24 30 80.00 2008-06-23
2110 GEO Securities Limited 2 28 30 93.33 2013-05-03
2111 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 26 30 86.67 2005-11-15
2112 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 26 30 86.67 2009-11-16
2113 Northern Trust Company of Hong Kong Limited (The) 11 19 30 63.33 2011-09-05
2114 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 4 26 30 86.67 2007-03-09
2115 VC INTERNATIONAL TRADING LIMITED 4 26 30 86.67
2116 WIN WONG SECURITIES LIMITED 5 25 30 83.33
2117 Dongxing Securities (Hong Kong) Company Limited 5 26 31 83.87 2013-12-23
2118 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 27 31 87.10 2010-04-27
2119 First Sentier Investors (Hong Kong) Limited 4 28 32 87.50
2120 iBest Consultants Limited 4 28 32 87.50 2008-04-15
2121 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 25 32 78.13 2009-07-30
2122 Sunrise Brokers (Hong Kong) Limited 3 29 32 90.63 2009-12-09
2123 WING FUNG SECURITIES LIMITED 4 28 32 87.50
2124 CSC FUTURES (HK) LIMITED 5 28 33 84.85 2015-03-09
2125 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 29 33 87.88
2126 TSE'S SECURITIES LIMITED 3 30 33 90.91
2127 ASSET MANAGEMENT GROUP LIMITED 3 31 34 91.18 2006-01-17
2128 CAPITAL GLOBAL MANAGEMENT LIMITED 3 31 34 91.18 2005-09-17
2129 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
2130 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 29 34 85.29
2131 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
2132 HGNH International Securities Co., Limited 3 31 34 91.18 2014-01-08
2133 JVSakk Asset Management Limited 6 28 34 82.35 2008-08-28
2134 Rothschild & Co Hong Kong Limited 5 29 34 85.29 2005-04-27
2135 Vantage Capital Markets HK Limited 5 29 34 85.29 2008-10-02
2136 ABCI CAPITAL LIMITED 7 28 35 80.00 2011-03-17
2137 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 26 35 74.29 2003-08-29
2138 Changjiang Securities Brokerage (HK) Limited 6 29 35 82.86 2011-12-13
2139 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 33 35 94.29 2008-12-17
2140 KARL-THOMSON SECURITIES COMPANY LIMITED 3 32 35 91.43
2141 oOo Securities (HK) Group Limited 7 28 35 80.00 2004-12-03
2142 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
2143 CAIIS Limited 4 32 36 88.89 2006-05-23
2144 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 31 36 86.11 2015-07-02
2145 T.F.S. Derivatives HK Limited 6 30 36 83.33 2009-04-03
2146 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 29 36 80.56 2008-08-07
2147 YUE XIU FUTURES COMPANY LIMITED 4 32 36 88.89
2148 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 94.59 2004-01-20
2149 FORTUNE (HK) SECURITIES LIMITED 2 35 37 94.59
2150 Glory Sun Securities Limited 7 30 37 81.08 2012-09-18
2151 ICAP Securities Hong Kong Limited 3 34 37 91.89 2005-10-06
2152 SMBC Nikko Securities (Hong Kong) Limited 11 26 37 70.27 2012-07-20
2153 Ark Group Holdings (Hong Kong) Limited 5 33 38 86.84 2012-01-04
2154 China Asset Management (Hong Kong) Limited 3 35 38 92.11 2008-12-10
2155 CSC SECURITIES (HK) LIMITED 7 31 38 81.58 2003-12-29
2156 DWS Investments Hong Kong Limited 10 28 38 73.68 2016-03-18
2157 GET NICE FUTURES COMPANY LIMITED 3 35 38 92.11
2158 GF Capital (Hong Kong) Limited 6 32 38 84.21 2007-01-31
2159 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
2160 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
2161 Standard Chartered Securities (Hong Kong) Limited 11 27 38 71.05 2012-12-17
2162 AMPLE CAPITAL LIMITED 10 29 39 74.36 2007-01-02
2163 Amundi Hong Kong Limited 7 32 39 82.05
2164 BOCI RESEARCH LIMITED 4 35 39 89.74
2165 FIRST SHANGHAI FUTURES LIMITED 4 35 39 89.74
2166 HARRIS FRASER (INTERNATIONAL) LIMITED 4 35 39 89.74
2167 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 5 34 39 87.18 2007-01-09
2168 Yunfeng Financial Markets Limited 13 26 39 66.67
2169 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 33 40 82.50 2009-01-02
2170 HAITONG INTERNATIONAL RESEARCH LIMITED 3 37 40 92.50
2171 Neuberger Berman Asia Limited 4 36 40 90.00 2008-03-13
2172 Rifa Securities Limited 6 34 40 85.00
2173 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 34 40 85.00 2009-06-02
2174 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
2175 Mason Futures Limited (HK) 3 38 41 92.68
2176 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 37 42 88.10 2012-08-01
2177 GF FUTURES (HONG KONG) CO., LIMITED 3 39 42 92.86 2007-02-16
2178 HGNH International Futures Co., Limited 5 37 42 88.10 2007-06-26
2179 PineBridge Investments Asia Limited 5 37 42 88.10 2009-04-02
2180 SDICS International Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
2181 Capital International, Inc. 4 39 43 90.70 2007-07-03
2182 CINDA INTERNATIONAL FUTURES LIMITED 4 39 43 90.70
2183 CSOP Asset Management Limited 5 38 43 88.37 2008-09-29
2184 EVER-LONG SECURITIES COMPANY LIMITED 11 32 43 74.42
2185 FIRST SECURITIES (HK) LIMITED 7 36 43 83.72 2009-08-03
2186 LUEN FAT SECURITIES COMPANY LIMITED 5 38 43 88.37
2187 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 12 31 43 72.09 2008-02-21
2188 Wellington Management Hong Kong Limited (b2003-01-02) 8 35 43 81.40 2003-09-18
2189 Wells Fargo Securities Asia Limited 7 36 43 83.72 2008-04-25
2190 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 40 44 90.91 2011-04-26
2191 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
2192 Rich Union Securities (H.K.) Limited 6 38 44 86.36
2193 AllianceBernstein Hong Kong Limited 6 39 45 86.67 2006-10-05
2194 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 8 37 45 82.22
2195 BOCOM International (Asia) Limited 7 39 46 84.78 2007-09-21
2196 St. James's Place (Hong Kong) Limited 3 43 46 93.48 2012-02-14
2197 VICTORY SECURITIES COMPANY LIMITED 3 43 46 93.48 2007-02-16
2198 HARVEST GLOBAL INVESTMENTS LIMITED 5 42 47 89.36 2009-02-16
2199 Taiping Securities (HK) Co Limited 3 44 47 93.62
2200 ZHONGRONG PT SECURITIES LIMITED 5 42 47 89.36 2010-07-30
2201 LUK FOOK FUTURES (HK) LIMITED 5 43 48 89.58 2011-12-05
2202 VC BROKERAGE LIMITED 4 44 48 91.67
2203 ATHENA WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2008-04-25
2204 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
2205 GUOTAI JUNAN CAPITAL LIMITED 10 39 49 79.59
2206 HAITONG INTERNATIONAL CAPITAL LIMITED 10 39 49 79.59
2207 MIB FUTURES (HONG KONG) LIMITED 3 46 49 93.88 2011-03-25
2208 CENTALINE SECURITIES LIMITED 3 47 50 94.00 2011-10-07
2209 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 44 50 88.00
2210 Principal Investment & Retirement Services Limited 2 48 50 96.00 2011-08-17
2211 Success Futures and Foreign Exchange Limited 4 46 50 92.00 2005-12-06
2212 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 45 50 90.00 2012-12-07
2213 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
2214 STOCKWELL SECURITIES LIMITED 3 49 52 94.23
2215 Point72 Hong Kong Limited 5 48 53 90.57 2006-11-14
2216 China Securities (International) Corporate Finance Company Limited 6 48 54 88.89 2013-04-08
2217 CMB International Capital Limited 8 46 54 85.19 2010-09-07
2218 Goldman Sachs Asset Management (Hong Kong) Limited 7 47 54 87.04 2016-06-24
2219 Interactive Brokers Hong Kong Limited 5 49 54 90.74 2004-01-07
2220 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 48 54 88.89 2007-04-26
2221 BLACKSTONE GROUP (HK) LIMITED (THE) 5 50 55 90.91 2008-10-14
2222 MUFG Securities Asia Limited 9 46 55 83.64 2010-12-31
2223 Sanford C. Bernstein (Hong Kong) Limited 10 45 55 81.82 2011-09-28
2224 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 50 56 89.29 2012-07-13
2225 Fidelity Management & Research (Hong Kong) Limited 10 47 57 82.46 2008-09-04
2226 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 6 51 57 89.47
2227 RHB FUTURES HONG KONG LIMITED 4 53 57 92.98 2005-09-28
2228 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 49 57 85.96 2010-02-23
2229 JF INTERNATIONAL MANAGEMENT INC. 5 53 58 91.38
2230 Mason Securities Limited 12 46 58 79.31 2016-09-02
2231 T. Rowe Price Hong Kong Limited 6 52 58 89.66 2010-12-21
2232 Guosen Securities (HK) Brokerage Company, Limited 4 55 59 93.22 2010-02-26
2233 KINGSTON SECURITIES LIMITED 5 54 59 91.53
2234 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 11 48 59 81.36 2004-05-31
2235 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 57 60 95.00
2236 Soochow Securities International Futures Limited 5 55 60 91.67 2012-08-27
2237 CGS International Securities Hong Kong Limited 11 50 61 81.97
2238 Huarong International Securities Limited 6 55 61 90.16 2004-10-25
2239 CENTALINE WEALTH MANAGEMENT LIMITED 5 58 63 92.06 2004-04-02
2240 CMB International Securities Limited 9 54 63 85.71 2010-06-15
2241 GUOYUAN FUTURES (HONG KONG) LIMITED 5 58 63 92.06 2007-11-29
2242 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 11 52 63 82.54
2243 Macquarie Corporate (Hong Kong) Limited 7 56 63 88.89
2244 ICBC INTERNATIONAL SECURITIES LIMITED 14 50 64 78.13 2008-11-14
2245 Bright Fund Management Limited 3 63 66 95.45
2246 CORPORATE BROKERS LIMITED 4 62 66 93.94
2247 ICBC INTERNATIONAL CAPITAL LIMITED 5 61 66 92.42 2008-05-27
2248 YUE XIU SECURITIES COMPANY LIMITED 6 60 66 90.91 2013-12-02
2249 ORIENT SECURITIES (HONG KONG) LIMITED 9 58 67 86.57 2010-07-21
2250 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 62 67 92.54 2004-10-14
2251 CHONG HING SECURITIES LIMITED 3 65 68 95.59
2252 ABCI Securities Company Limited 9 61 70 87.14 2005-11-15
2253 EAST ASIA SECURITIES COMPANY LIMITED 4 66 70 94.29
2254 CITIC Securities (Hong Kong) Limited 11 60 71 84.51
2255 Success Securities Limited 4 68 72 94.44
2256 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
2257 BCT Financial Limited 3 71 74 95.95 2010-11-24
2258 FIRST SHANGHAI SECURITIES LIMITED 9 66 75 88.00
2259 SANFULL SECURITIES LIMITED 5 71 76 93.42
2260 S&P Global Ratings Hong Kong Limited 3 74 77 96.10 2011-06-01
2261 HSBC SECURITIES BROKERS (ASIA) LIMITED 9 69 78 88.46 2011-03-04
2262 Tung Shing Futures (Brokers) Limited 6 76 82 92.68
2263 CCB INTERNATIONAL SECURITIES LIMITED 21 62 83 74.70 2005-08-19
2264 CHIEF COMMODITIES LIMITED 4 80 84 95.24 2006-05-17
2265 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 80 84 95.24
2266 UBS Asset Management (Hong Kong) Limited 10 74 84 88.10 2012-09-12
2267 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 9 76 85 89.41 2015-06-01
2268 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 15 70 85 82.35 2005-11-29
2269 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 81 85 95.29 2007-01-30
2270 VALUE PARTNERS HONG KONG LIMITED 5 80 85 94.12 2007-11-19
2271 VALUE PARTNERS LIMITED 5 80 85 94.12
2272 NATIXIS ASIA LIMITED 3 83 86 96.51 2004-10-19
2273 GET NICE SECURITIES LIMITED 6 81 87 93.10
2274 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 4 83 87 95.40 2010-11-26
2275 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 81 89 91.01
2276 SDICS International Securities (Hong Kong) Limited 9 80 89 89.89 2010-05-18
2277 China Securities (International) Brokerage Company Limited 10 81 91 89.01 2013-04-24
2278 CINDA INTERNATIONAL SECURITIES LIMITED 4 89 93 95.70
2279 HSBC BROKING FOREX (ASIA) LIMITED 4 89 93 95.70
2280 MIB SECURITIES (HONG KONG) LIMITED 13 80 93 86.02 2012-05-21
2281 EMPEROR FUTURES LIMITED 4 90 94 95.74
2282 FITCH (HONG KONG) LIMITED 4 90 94 95.74 2011-06-01
2283 Nerico Brothers Limited (HK) 10 84 94 89.36 2004-11-30
2284 CCB INTERNATIONAL CAPITAL LIMITED 13 82 95 86.32 2004-05-27
2285 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
2286 FULBRIGHT FUTURES LIMITED 4 91 95 95.79 2005-12-05
2287 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 91 96 94.79
2288 INVESCO HONG KONG LIMITED 6 92 98 93.88
2289 China Galaxy International Futures (Hong Kong) Co., Limited 4 95 99 95.96 2011-12-14
2290 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 8 91 99 91.92 2012-11-13
2291 LUK FOOK SECURITIES (HK) LIMITED 6 95 101 94.06 2012-06-25
2292 HSBC BROKING FUTURES (ASIA) LIMITED 4 98 102 96.08
2293 Soochow Securities International Brokerage Limited 6 96 102 94.12 2012-01-12
2294 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 94 103 91.26
2295 SINOPAC SECURITIES (ASIA) LIMITED 10 93 103 90.29 2012-04-23
2296 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 98 105 93.33
2297 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
2298 FIL Investment Advisors 6 101 107 94.39
2299 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 22 85 107 79.44 2007-04-04
2300 Moody's Investors Service Hong Kong Limited 4 105 109 96.33 2011-06-01
2301 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 102 110 92.73 2007-07-04
2302 BOCI ASIA LIMITED 19 92 111 82.88
2303 SOUTH CHINA SECURITIES LIMITED 6 106 112 94.64
2304 HSBC BROKING SECURITIES (ASIA) LIMITED 8 105 113 92.92 2015-01-19
2305 Credit Suisse Securities (Hong Kong) Limited 11 104 115 90.43 2013-07-30
2306 FWD Financial Planning Limited (HK) 3 113 116 97.41 2011-01-25
2307 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 115 118 97.46
2308 CELESTIAL COMMODITIES LIMITED 6 113 119 94.96
2309 CITIC Securities Futures (HK) Limited 7 112 119 94.12
2310 HSBC Corporate Finance (Hong Kong) Limited 8 111 119 93.28 2012-03-09
2311 DBS VICKERS (HONG KONG) LIMITED 5 116 121 95.87 2003-10-14
2312 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 10 112 122 91.80 2012-01-06
2313 RHB SECURITIES HONG KONG LIMITED 9 115 124 92.74 2006-11-17
2314 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 6 124 130 95.38 2011-02-15
2315 HSBC Global Asset Management (Hong Kong) Limited 9 121 130 93.08 2006-03-29
2316 JPMorgan Funds (Asia) Limited 8 124 132 93.94
2317 Jefferies Hong Kong Limited 12 123 135 91.11 2010-01-04
2318 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
2319 JPMorgan Asset Management (Asia Pacific) Limited 15 123 138 89.13 2006-02-16
2320 PRUDENTIAL BROKERAGE LIMITED 4 138 142 97.18
2321 BARCLAYS CAPITAL ASIA LIMITED 16 130 146 89.04 2005-01-12
2322 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 141 148 95.27
2323 CES Forex (HK) Limited 3 151 154 98.05
2324 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 150 155 96.77 2009-10-05
2325 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 153 161 95.03
2326 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 157 161 97.52
2327 GF Securities (Hong Kong) Brokerage Limited 11 152 163 93.25 2007-01-31
2328 CHIEF SECURITIES LIMITED 8 156 164 95.12 2006-04-20
2329 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 158 165 95.76
2330 MIZUHO SECURITIES ASIA LIMITED 13 155 168 92.26
2331 EMPEROR SECURITIES LIMITED (HK) 9 164 173 94.80
2332 Yuanta Securities (Hong Kong) Company Limited 20 153 173 88.44 2006-07-08
2333 China Galaxy International Securities (Hong Kong) Co., Limited 15 161 176 91.48 2011-09-12
2334 Tung Shing Securities (Brokers) Limited 9 174 183 95.08 2012-03-15
2335 BlackRock Asset Management North Asia Limited 10 179 189 94.71 2003-12-16
2336 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
2337 CELESTIAL SECURITIES LIMITED 6 189 195 96.92
2338 Quam Securities Limited 12 185 197 93.91 2004-10-15
2339 J.P. MORGAN BROKING (HONG KONG) LIMITED 15 187 202 92.57 2003-12-02
2340 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 198 206 96.12 2016-07-01
2341 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 12 198 210 94.29
2342 MACQUARIE CAPITAL LIMITED 18 200 218 91.74 2013-07-09
2343 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 206 231 89.18 2005-02-15
2344 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 223 231 96.54
2345 BOCOM International Securities Limited 15 217 232 93.53 2007-09-10
2346 BNP PARIBAS SECURITIES (ASIA) LIMITED 10 223 233 95.71 2011-09-06
2347 SG SECURITIES (HK) LIMITED 42 192 234 82.05 2003-12-16
2348 CITIC Securities Brokerage (HK) Limited 12 228 240 95.00
2349 DEUTSCHE SECURITIES ASIA LIMITED 23 230 253 90.91 2004-01-08
2350 FULBRIGHT SECURITIES LIMITED 7 255 262 97.33 2010-05-18
2351 UOB KAY HIAN (HONG KONG) LIMITED 4 258 262 98.47
2352 CES Commodities (HK) Limited 4 267 271 98.52
2353 HAITONG INTERNATIONAL FUTURES LIMITED 8 275 283 97.17
2354 CLSA LIMITED 22 264 286 92.31 2013-07-09
2355 UBS SECURITIES HONG KONG LIMITED 22 289 311 92.93 2016-12-19
2356 PHILLIP COMMODITIES (H.K.) LIMITED 4 315 319 98.75 2003-12-09
2357 Morgan Stanley Hong Kong Securities Limited 15 334 349 95.70 2010-11-30
2358 UBS SECURITIES ASIA LIMITED 15 351 366 95.90
2359 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 18 396 414 95.65 2016-10-11
2360 Everbright Securities Investment Services (HK) Limited 12 403 415 97.11
2361 BOCI SECURITIES LIMITED 20 398 418 95.22 2004-03-01
2362 Manulife Investment Management (Hong Kong) Limited 30 389 419 92.84 2015-03-17
2363 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 19 407 426 95.54 2003-09-30
2364 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 441 472 93.43 2008-08-20
2365 Merrill Lynch Far East Limited 39 438 477 91.82 2010-08-20
2366 KGI FUTURES (HONG KONG) LIMITED 13 469 482 97.30
2367 PHILLIP SECURITIES (HONG KONG) LIMITED 6 486 492 98.78
2368 Credit Suisse (Hong Kong) Limited 49 452 501 90.22 2008-11-04
2369 NOMURA INTERNATIONAL (HONG KONG) LIMITED 18 520 538 96.65
2370 Merrill Lynch (Asia Pacific) Limited 42 522 564 92.55
2371 Citigroup Global Markets Asia Limited 24 553 577 95.84 2008-03-31
2372 KGI ASIA LIMITED 19 753 772 97.54
2373 GOLDMAN SACHS (ASIA) L.L.C. 48 781 829 94.21
2374 OnePlatform Asset Management Limited 21 904 925 97.73 2007-07-04
2375 Morgan Stanley Asia Limited 35 907 942 96.28 2006-04-07
2375 Average 3.36 16.23 19.59 82.85

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