SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
Role From Until
1 Abercrombie, Justin M Rep 2009-04-08 2009-04-09
2 Ang, Chow Yang Rep 2007-06-18
3 Ao, Man 敖曼 Rep 2014-09-11 2016-06-18
4 Arai, Taku Rep 2015-07-22 2015-07-24
Rep 2016-03-16 2016-03-18
5 Ayres, Frank Alan M Rep 2010-06-22 2010-06-24
Rep 2016-10-24 2016-10-26
6 Barrineau, James William M Rep 2013-01-07 2013-01-08
Rep 2013-09-10 2013-09-10
7 Bateman, Rory Lawrence (SFC:BAY467) Rep 2013-03-07 2013-03-07
8 Bazany, Rosalind Jane F Rep 2016-09-19 2021-06-25
9 Bertrand, Eric Philippe Maxime 56 M Rep 2007-02-06 2007-03-06
10 Bhatia, Manish (SFC:AGL970) Rep 2008-09-02
11 Blanning, Geoffrey Stephen M Rep 2016-06-03 2016-06-06
12 Bong, Peng Leong Terence M Rep 2010-10-26 2010-11-04
Rep 2010-11-25 2014-08-20
13 Boyce, Ian Duncan 貝思賢 72 M RO 2014-04-30
14 Brenner, Patrick Olivier M Rep 2013-11-04 2018-01-26
15 Brooks, Philip Andrew M Rep 2004-10-28 2005-07-15
16 Brown, Alan John (SFC:AMM410) M Rep 2007-05-14 2007-06-13
Rep 2008-11-25 2008-11-29
Rep 2009-08-24 2009-08-26
Rep 2011-04-11 2011-04-15
17 Bryant, Steve Roger M Rep 2012-09-12 2012-11-16
RO 2012-11-16 2021-04-14
18 Buck, Jennifer Katherine F Rep 2008-05-19 2008-07-19
Rep 2008-11-10 2008-11-23
19 Buckley, Paul James M Rep 2008-11-03 2010-11-05
20 Caderas, Daniel M Rep 2015-09-01 2017-08-25
21 Campion, James Edmund M RO 2004-07-12
22 Carline, Christian Benjamin M Rep 2008-05-13 2019-10-24
23 Cauberghs, Alan Cornelia H. Rep 2016-03-10 2016-03-14
Rep 2016-08-11 2016-08-15
24 Chalmers, Nicholas (SFC:ADW939) M Rep 2004-04-14
25 Chan, Chun Man (SFC:AGJ907) 陳俊文 Rep 2005-08-29
26 Chan, Kenneth See Yin 陳思賢 M Rep 2004-07-02 2009-01-02
27 Chan, Pinky Yuen Yee 陳婉儀 Rep 2021-04-01
28 Chan, Vincent Wai Chong M Rep 2016-05-03 2017-06-30
29 Chan, Winnie Wun-yin 陳韻妍 F Rep 2007-03-23 2007-08-10
30 Chan, Yvonne Hiu Yin 陳曉燕 F Rep 2007-09-18 2011-11-15
31 Chantrell, John Robert M Rep 2016-08-29 2019-06-28
32 Chen, Chao-Teng 陳朝燈 Rep 2011-07-19 2011-07-21
33 Chen, Xi (SFC:BBD137) 陳曦 Rep 2013-04-10 2015-07-13
34 Cheng, Horace Sui Ho 鄭瑞昊 M Rep 2007-06-12 2009-08-01
35 Cheng, Kei Pong 鄭祁邦 Rep 2014-04-03 2021-06-15
36 Cheng, William Wai Fai 鄭偉輝 M Rep 2013-11-29
37 Cheung, Ka Lun (SFC:AWS224) 張嘉麟 Rep 2013-10-09 2021-09-30
38 Cheung, Wing Wo 張永和 Rep 2024-04-24
39 Chin, Szu Yi 陳思伊 Rep 2008-12-22 2008-12-24
Rep 2009-11-02 2010-02-02
Rep 2010-02-26 2011-06-10
40 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 Rep 2008-10-27 2024-04-12
41 Chiu, Sze Miu 招詩苗 Rep 2011-09-19
42 Chow, Charles 周灼健 M Rep 2014-12-08
43 Chow, Yan Yan 周茵茵 Rep 2003-09-03 2022-12-21
44 Choy, Simon Man Tsung 蔡文聰 M Rep 2016-04-25 2016-07-12
45 Chu, Timothy Ting Fung 朱霆峰 M Rep 2015-05-12 2020-08-10
46 Chui, Henry Kar-Kea 徐家傑 M Rep 2008-01-17 2008-11-12
47 Chum, Terrace Pak Hing 覃伯興 M Rep 2006-03-31
48 Chung, Francis Chuan Pu 叢川普 47 M RO 2007-05-01
49 Clark, Alastair Stanley M Rep 2008-12-22 2008-12-24
Rep 2011-07-14 2011-07-15
Rep 2011-08-03 2013-12-13
50 Coghlan, Richard Anthony Nelson M Rep 2006-06-05 2008-01-09
RO 2008-01-09 2015-08-01
51 Coleman, Lisa Maria F Rep 2006-06-16 2006-07-16
52 Conway, Allan Brian M Rep 2005-11-23 2005-12-24
Rep 2006-11-14 2006-12-14
Rep 2007-01-16 2007-02-16
Rep 2007-11-26 2007-12-07
Rep 2009-10-14 2016-09-27
53 Cox, Andrew Michael (SFC:AOA555) M Rep 2006-10-16 2006-11-16
54 Coyle, John (SFC:AUB182) M Rep 2009-11-09 2009-11-13
55 Cunningham, Jeremy James Warren M Rep 2008-03-28 2008-04-03
Rep 2008-11-18 2008-11-21
Rep 2009-06-15 2009-06-17
Rep 2009-11-26 2011-08-09
56 Custard, Curtis William M Rep 2006-05-10 2006-06-10
Rep 2007-03-27 2007-04-26
57 Dang, Yulei 党宇蕾 Rep 2007-07-09 2010-07-31
58 Dasher, Karl Franklin M Rep 2009-09-14 2009-09-16
59 Dawson, James (SFC:BCA004) M Rep 2013-10-23 2013-10-25
Rep 2014-05-08 2014-05-08
Rep 2015-07-23 2015-07-24
Rep 2015-11-10 2015-11-11
Rep 2016-01-18 2016-01-20
Rep 2016-09-21 2016-09-22
60 De Mello, Rajeev Donald M Rep 2011-09-23 2018-02-21
61 Debruyne, Lieven M O 李定邦 M Rep 2005-09-21 2006-03-21
RO 2006-03-21 2020-10-09
62 Dennis, Clive M Rep 2009-08-06 2010-11-24
63 Dreaneen, Andrew Robert M Rep 2013-02-25 2021-05-17
64 Dupont, Charles Frederic M Rep 2016-10-19 2016-10-22
65 Durack, Christopher James M Rep 2016-02-01 2016-07-28
RO 2016-07-28 2019-01-16
66 Enlund, Dianna Rep 2007-10-15 2007-10-31
67 Field, Nicholas Alfred M Rep 2007-01-16 2007-02-16
68 Fok, Pui Shan (SFC:AFT509) 霍佩珊 Rep 2007-05-14
Rep 2011-10-11 2015-12-01
69 Foo, Hee Lim Kevin M Rep 2011-06-23 2012-08-17
70 Ford, John Michael Frederic 52 M RO 2004-01-12 2005-06-20
71 Fung, Wendy Ching Suet 馮靜雪 F Rep 2003-10-10
72 Gao, Xiang (SFC:BIC191) 高翔 Rep 2016-09-05 2016-09-08
73 Gao, Ya (SFC:BGC216) 高雅 Rep 2015-08-28
74 George, Manu Rep 2012-04-25 2012-05-24
Rep 2013-11-13 2020-03-05
75 Go, Swan Khing Rep 2012-10-22 2013-01-25
Rep 2013-10-09 2013-10-11
Rep 2014-04-02 2014-04-03
76 Goh, How Phuang 吳浩藩 Rep 2005-03-10 2005-06-10
Rep 2006-10-17 2006-11-17
Rep 2007-03-28 2007-06-08
Rep 2007-06-26 2011-07-23
77 Gotto, James Anthony Warren M Rep 2007-08-14 2007-09-14
78 Greif, Joseph Judah (SFC:AZD669) M Rep 2012-03-12 2019-07-30
79 Guo, Wei (SFC:ASU040) 郭煒 Rep 2010-06-10 2018-05-02
80 Harris, David Shannon M Rep 2008-11-03 2010-11-24
Rep 2016-05-16 2016-05-23
Rep 2016-10-19 2016-10-22
81 Hashmi, Wajahat Altaf Rep 2006-05-09 2006-08-09
82 Henriques, Guy Michael Quixano M Rep 2009-08-17 2009-12-03
83 Ho, Kelly Ngar Ying 何雅盈 F Rep 2007-05-07
84 Ho, Seow Eng Julia F Rep 2012-09-17
85 Ho, Veda Wing Sum 何詠心 F Rep 2009-09-28 2019-04-03
86 Ho, Vida Nim Yan 何念恩 Rep 2005-07-07
87 Ho, Winnie Wai Yee 何慧兒 F Rep 2006-08-04 2012-08-21
88 Howells, Christian Steven M Rep 2015-05-06 2023-09-28
89 Huang, Guan 黃冠 Rep 2013-08-20 2022-09-22
90 Hudson, Toby Walpole Rep
91 Hui, Pui Yu 許佩如 Rep 2010-10-04
92 Hui, Sau Wai (SFC:AEA524) 許秀慧 Rep 2004-04-26
93 Hui, Tsz Fung 許子峰 Rep 2016-05-04
RO 2016-05-04 2022-06-15
94 Imam, Michael Raza M Rep 2007-01-22 2010-11-30
95 Jacobelli Yau, Maurien Oi Man 丘愛敏 Rep 2004-09-23 2020-11-24
96 Kalra, Showbhik Rep 2013-10-29 2019-12-20
97 Kamal, Nur' Ashikin Binte Rep 2011-03-11 2013-04-01
98 Kan, Chi Cheung 鄞子翔 Rep 2007-05-29 2021-01-22
99 Ki, Shui Ping 祁瑞萍 Rep 2022-12-30
100 Kim, Seung Ju 金升柱 Rep 2007-08-30 2008-04-24
RO 2008-04-24
101 Kim, Young Roe Rep 2009-09-01 2019-03-15
102 Koester, Andreas Josef Johannes M Rep 2006-05-08 2006-06-08
103 Kong, Cheuk Hang (SFC:ADD792) 江焯亨 Rep 2003-12-11
104 Kung, Tak Ho 孔德豪 Rep 2007-06-01
105 Kwan, Anna Wai Yee 關慧儀 F Rep 2010-08-13 2011-05-10
106 Kwan, Ka Po (SFC:AED278) 關嘉寶 Rep 2007-06-21
107 Kwok, Karen Ka Pik 郭嘉碧 F Rep 2005-06-07 2012-07-31
108 Lam, Dennis Saihong 林世康 36 M Rep 2005-02-18 2008-02-28
109 Lam, Kit Wah 林潔華 Rep 2015-10-20 2017-09-25
110 Lau, Chi Kin (SFC:AEN528) 劉志堅 Rep 2005-04-08
111 Lau, Karen Kwan Chuk 劉堃竹 F Rep 2004-03-15
112 Lau, Pei Man Hidy 劉姵妏 Rep 2010-10-05 2018-04-30
113 Lau, Roger Yee Ho 劉以浩 M Rep 2010-02-09 2022-09-22
114 Lau, Tse Fung 劉子峯 Rep 2010-06-09 2010-07-21
115 Law, Clara Yuet Yee 羅月兒 F Rep 2005-08-10
RO 2005-08-10 2006-02-08
Rep 2006-02-08 2006-04-12
RO 2006-04-12
116 Lee, Deborah Wai Chung 李慧中 F Rep 2009-03-16 2010-03-26
117 Lee, Elaine Shuk Tak 李淑德 F Rep
118 Lee, King Fuei Rep 2006-08-09
119 Lee, Man Kit (SFC:AEY549) 李文傑 Rep 2012-07-30
120 Lee, Miu Chi 利妙芝 Rep 2012-01-19
121 Lee, Oliver David Graham M Rep 2014-02-17 2015-08-27
122 Lee, Sai Yin 李世賢 Rep 2007-10-02 2018-05-02
123 Lee, Shiu Kuen 李少娟 Rep 2008-09-12 2014-04-27
124 Lee, Stella Yee Hing 李懿馨 F Rep
125 Lee, Wai Fung (SFC:AFU140) 李韋鋒 Rep 2003-06-12
126 Lee, Wilson Kwok Wai 李國偉 M Rep 2010-12-03 2011-05-28
127 Leung, Rita Siu Ling 梁少玲 Rep 2008-09-12 2009-10-24
128 Li, Jing (SFC:AMI391) 李婧 Rep 2010-11-29 2018-04-27
129 Li, Man Ling (SFC:ADW938) 李蔓玲 Rep 2003-04-17
130 Li, Yang (SFC:BBU800) 李阳 Rep 2013-09-05
131 Lim, Siok-Mei Rep 2008-04-01 2009-01-12
132 Liu, Jia (SFC:APO197) 劉佳 Rep 2014-10-16 2023-05-04
133 Liu, Qing (SFC:BGH970) 劉勍 Rep 2015-10-08 2017-06-15
134 Liu, Wai Keung (SFC:AEE248) 廖偉強 Rep 2004-10-28
135 Lo, Lai Ha 盧麗霞 Rep 2007-08-21
136 Lo, Wai Leung (SFC:ADA869) 盧偉良 Rep 2008-04-09
RO 2008-04-09
137 Lothian, Scott Alan M Rep 2013-09-06 2013-09-06
Rep 2014-05-13 2014-05-14
138 Ludlam, Christopher David M Rep 2016-01-25 2016-01-29
Rep 2016-09-05 2016-09-07
139 Lui, David Yin Tat 雷賢達 66 M RO 2009-03-17
Rep 2009-03-17 2016-04-22
140 Lui, Mandy Man Lok 雷敏諾 F Rep 2012-11-06 2015-11-14
141 Luk, Kim Ping 陸劍平 Rep 2010-07-30
142 Luo, Laura Ying 羅瑩 51 F Rep 2013-07-25
143 Luong, Jay C. 梁競之 Rep 2008-05-29
144 Ma, Calvin Kwai Shing 馬桂承 M Rep 2010-06-29 2012-05-31
145 Mackay, Neil Alexander M Rep 2007-11-16 2009-11-30
146 Mackenzie, David Kirkwood M Rep 2006-02-08 2013-12-27
RO 2013-12-27 2019-04-30
147 Maguire, Raymond M Rep 2015-05-04 2020-03-20
148 Maisonneuve, Virginie Monique F Rep 2008-04-11 2008-04-17
Rep 2009-04-06 2009-04-09
Rep 2009-05-13 2009-05-15
Rep 2009-11-16 2013-11-15
149 Marinucci, Raffaella (SFC:AMU534) Rep 2005-12-09 2009-04-30
150 Marriott, Gavin Brent M Rep 2009-01-20 2009-01-24
Rep 2010-11-22 2010-11-25
Rep 2011-03-07 2011-03-11
151 Marsland, John Robert M Rep 2012-03-21 2012-03-23
Rep 2013-03-07 2013-03-08
Rep 2013-06-19 2013-06-19
Rep 2013-11-26 2013-11-26
Rep 2014-01-16 2014-01-17
152 Matthews, Timothy Richard M Rep 2014-11-12 2014-11-14
Rep 2015-11-12 2015-11-13
153 McLaughlin, John Gerard (SFC:BDY312) M Rep 2014-08-18 2014-08-22
154 Meachem, Laura Anne F Rep 2015-01-30 2015-02-17
155 Money, Giles Richard M Rep 2011-05-25 2011-05-27
156 Monsen, Thor Kristian Vigso Rep 2008-04-15 2009-02-11
157 Mooney, David John Francis 54 M Rep 2006-09-07 2006-10-06
158 Moute, Benjamin Daniel Germain 41 M Rep 2008-09-29 2010-11-24
159 Ng, Peng Fong Rep 2011-06-30
160 Ng, Teck Neng 黃得能 Rep 2007-08-30 2010-12-16
161 Ng, Ying Min Grace 吳穎敏 Rep 2012-07-31
162 Osborn, Adam Gihon M Rep
163 Pang, Matthew Man Yat 彭文逸 M Rep 2015-03-11 2022-09-22
164 Parbrook, Robin Stewart M RO 2008-04-06
Rep 2008-04-06 2023-05-04
165 Prawitz, Alexander Gunter Peter M Rep 2012-03-07 2012-10-17
Rep 2012-11-23 2017-08-28
166 Price, Charles Dominic M Rep 2008-02-18 2008-02-25
167 Raman, Ranjiv Rep 2012-10-24 2013-01-24
Rep 2013-05-29 2013-05-31
Rep 2013-10-09 2013-10-11
Rep 2014-04-03 2014-04-04
168 Rayon, Lionel Pierre Victor M Rep 2016-01-26 2016-01-27
169 Rucker, Rupert Charles William M Rep 2007-03-01 2021-05-17
170 Saier, Georges-Arnaud Rep 2007-03-28 2007-04-27
171 Schemmann, Sonja Rep 2007-06-11 2007-07-11
172 Scott, Elisabeth Charlotte F RO 2008-04-06
Rep 2008-04-06 2009-12-08
173 See, Thomas M Rep 2013-08-26 2013-08-28
Rep 2013-12-04 2013-12-06
Rep 2014-11-12 2014-11-14
Rep 2015-02-04 2015-02-05
Rep 2016-01-25 2016-01-26
174 Sennitt, Richard John M Rep 2013-10-21 2013-10-22
175 Serocold, Mark Joseph Pearce M Rep 2010-11-23 2012-04-13
176 Shelton, Janan Rebecca Rep 2012-11-12 2012-11-12
177 Shen, Jiaojiao 沈嬌嬌 Rep 2013-12-16 2018-08-02
178 Shum, Richard (SFC:ADQ861) 岑傑誠 M Rep 2003-07-28
RO 2003-07-28 2003-12-11
179 Shum, Taro Ka Chun 岑嘉俊 Rep 2012-02-06
180 Sidani, Rami Rep 2010-06-24 2010-11-24
Rep 2011-02-24 2021-05-17
181 Simler, Justin Paul M Rep 2007-03-21 2007-04-21
Rep 2007-10-15 2007-10-31
Rep 2008-07-15 2008-07-18
182 Siu, Samuel Chung Sum 蕭仲森 M Rep 2008-08-15 2010-10-15
183 So, Yuk Fong (SFC:AOX343) 蘇玉芳 Rep 2011-06-10 2022-03-23
184 Sondhi, Simran Rep 2007-02-06 2007-03-06
185 Sparks, Wesley Allen Rep 2012-05-07 2012-05-08
Rep 2013-02-25 2013-02-26
186 Stanton, Benjamin M Rep 2009-11-09 2009-11-13
187 Sze, Pui Kay 施培基 Rep 2005-09-02 2014-08-16
188 Tai, Amy Yuk Yi 戴玉儀 F Rep 2012-06-15 2023-02-28
189 Taljard, Garth Barry M Rep 2011-07-07 2018-12-14
190 Tam, Kit Sai 譚潔茜 Rep 2008-06-23
191 Tan, Amina 陳明雅 Rep 2006-11-03
192 Tan, Siew Shen 陳修賢 Rep 2004-10-26 2005-10-08
193 Tang, Angela On Key 鄧安琪 F Rep 2008-08-11 2019-11-15
194 Tang, Wai Chi Ricky 鄧偉志 Rep 2011-12-12 2021-05-31
195 Tang, Wai Sen 鄧慧珊 Rep 2005-08-17 2010-01-08
196 Taylor, Christopher Neil (SFC:ANP718) M Rep 2006-06-30 2006-07-30
197 Tsang, Angela Nga Yan 曾雅恩 F Rep 2008-05-20 2021-05-14
198 Tsang, Billy Sze Wai 曾思偉 Rep 2004-08-17
199 Tsang, Selina Wai Sze 曾慧詩 F Rep 2007-06-01
200 Tse, Chi Ho (SFC:AEB972) 謝志豪 Rep 2006-02-22 2008-02-02
201 Tse, Kam Chuen 謝淦全 Rep 2014-11-07 2017-09-05
202 Tung, Lai Kwan 董麗君 Rep 2010-09-29
203 Van Der Schaft, Pieter Rep 2012-11-28 2014-04-30
204 Van Duren, Tim M Rep 2014-02-17 2016-07-04
205 Wade, Keith Martin M Rep 2007-10-15 2007-10-31
Rep 2007-12-05 2007-12-11
Rep 2009-12-01 2009-12-04
206 Wang, Donger 王冬兒 Rep 2016-12-23 2020-08-31
207 Wang, Yingying (SFC:BFA820) 汪莹莹 Rep 2015-03-10 2017-07-13
208 Weatherill, Lucas Scott M Rep 2005-11-17 2007-05-28
209 Webber, Simon Mark M Rep 2007-03-23 2007-04-21
Rep 2007-05-14 2007-06-14
Rep 2008-02-18 2010-11-24
210 Wilson, Thomas George St John M Rep 2010-06-22 2010-06-24
211 Wong, Amelia Ngar Men 黃雅雯 F Rep 2007-11-09
212 Wong, Chen Lung 黃震龍 Rep 2003-09-05
213 Wong, Yuk Wah (SFC:AFV475) 黃玉華 Rep 2010-09-28 2023-02-07
214 Wooldridge, Sherry Lin 林淑娥 F Rep 2010-05-03
215 Wu, Hui (SFC:ANJ209) 吳蕙 Rep 2006-05-09 2013-08-16
216 Wyke, Christopher John (SFC:AOR598) M Rep 2007-03-12 2021-04-30
217 Xiao, Yunchao 肖運超 Rep 2016-01-04 2018-04-21
218 Xu, Bo (SFC:AYA837) 徐博 Rep 2011-09-15 2019-04-08
219 Yan, Yuk Hei 嚴煜稀 Rep 2005-10-14 2007-02-23
220 Yap, Sze Sze 葉絲絲 Rep 2012-11-01 2015-05-23
Rep 2016-06-29 2023-05-04
221 Yeung, Ho Yip 楊豪業 Rep 2012-10-10 2014-09-20
222 Yip, Sau Wing 葉秀榮 Rep 2015-10-15 2015-12-12
223 Yiu, Ken Keung 姚強 M Rep 2007-06-01 2010-07-14
224 Yu, Maggie Man Ki 余曼琪 F Rep 2015-10-14 2023-06-01
225 Yuen, Man Suet 袁漫雪 Rep 2003-11-26
226 Yung, Yuk Chun (SFC:AGG014) 容玉珍 Rep 2004-01-16
227 Zhang, Qianhua 張倩驊 Rep 2015-10-20 2022-03-07
228 Zheng, Chong 鄭冲 Rep 2013-11-04
229 Zhu, Hui (SFC:AKI716) 朱慧 Rep 2007-06-11 2011-07-30
230 Zhu, Yanlin 朱彥霖 Rep 2013-08-21 2017-09-08

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