MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Allan, Stuart Michael | M | Rep | 2016-07-11 | 2020-03-31 | |
| 2 | Araki, Tetsuo | Rep | 2011-01-20 | 2012-02-03 | ||
| 3 | Arrowsmith, Neil Robert | M | Rep | 2012-06-04 | 2012-09-14 | |
| RO | 2012-09-14 | |||||
| 4 | Booth, Christopher Michael (SFC:BEF483) | M | Rep | 2014-09-29 | 2018-08-10 | |
| 5 | Boudny, Miroslav Misha | M | Rep | 2010-12-31 | 2016-12-13 | |
| RO | 2016-12-13 | 2020-03-31 | ||||
| 6 | Bruckner, Andreas | Rep | 2011-01-11 | 2011-07-31 | ||
| 7 | Bunn, Malcolm | M | Rep | 2011-01-11 | 2015-12-25 | |
| 8 | Burns, Darren Lester | M | Rep | 2013-08-05 | 2019-08-31 | |
| 9 | Byrne, Luke William | M | Rep | 2010-12-31 | 2011-07-27 | |
| 10 | Cai, Zheng (SFC:BIH036) 蔡正 | Rep | 2016-10-03 | 2019-12-24 | ||
| 11 | Carr, Matthew Ben | M | Rep | 2014-08-29 | ||
| 12 | Chan, Chester Chi-To 陳志滔 | M | Rep | 2012-08-29 | 2015-04-17 | |
| 13 | Chan, Jody Kit Yee 陳潔儀 | Rep | 2010-12-31 | 2023-10-05 | ||
| 14 | Chan, Mang Kiu 陳漫橋 | Rep | 2012-03-12 | 2012-05-28 | ||
| 15 | Chang, Joseph Cho Yam 張祖蔭 | M | RO | 2010-12-31 | 2011-04-19 | |
| 16 | Chau, Chi Han 周智嫻 | F | Rep | 2016-06-30 | 2018-10-22 | |
| 17 | Chen-Tanner, An-Chi | Rep | 2015-10-07 | 2016-01-26 | ||
| 18 | Chen, Jie (SFC:BFX830) 陳洁 | Rep | 2015-08-17 | 2015-09-24 | ||
| 19 | Cheng, Paul Kwok Kin 鄭國乾 | 65 | M | RO | 2010-12-31 | 2013-01-01 |
| 20 | Choi, Cheol Ho | Rep | 2015-06-29 | 2017-06-23 | ||
| 21 | Choi, Lai Ling 徐麗齡 | Rep | 2011-06-07 | 2011-12-13 | ||
| 22 | Choi, Yung Woo | Rep | 2016-04-05 | |||
| 23 | Chow, Oscar | M | Rep | 2011-01-05 | 2015-05-30 | |
| 24 | Chu, Chun-Ju 朱俊如 | Rep | 2011-10-24 | 2012-08-02 | ||
| 25 | Chua, Jesus Jr. Go | Rep | 2011-06-07 | 2016-07-13 | ||
| 26 | Chung, Tak Ki Dicky 鍾德祺 | Rep | 2015-10-07 | 2016-11-07 | ||
| 27 | Daemi-Mokhlesi, Jiyann Naveed | Rep | 2011-07-04 | 2015-01-05 | ||
| 28 | Desai, Meghna Kiran | Rep | 2011-09-01 | 2014-03-04 | ||
| 29 | Devkota, Milan | Rep | 2012-02-10 | 2016-07-13 | ||
| 30 | Diao, Stephen | M | Rep | 2011-05-23 | 2014-07-10 | |
| RO | 2014-07-10 | 2014-12-10 | ||||
| 31 | Duan, Hong (SFC:ADE819) 段宏 | Rep | 2010-12-31 | 2012-03-06 | ||
| 32 | Evans, Joshua Webb | M | Rep | 2011-08-04 | 2015-11-06 | |
| 33 | Fong, Benny Fu Tsung 方富聰 | M | Rep | 2013-05-20 | 2015-02-11 | |
| 34 | Fong, Hiu Ming 方曉明 | Rep | 2010-12-31 | 2011-04-19 | ||
| 35 | Forsythe, William James Patrick | M | Rep | 2013-03-15 | 2018-12-06 | |
| 36 | Freear, Stephen Jason | M | Rep | 2010-12-31 | 2012-05-11 | |
| 37 | Funato, Keizo | Rep | 2011-01-11 | 2015-10-16 | ||
| 38 | Gineitis, Adomas | Rep | 2011-01-11 | 2011-06-10 | ||
| 39 | Greenwood, Anthony Bruce Nicholas | M | Rep | 2011-02-22 | 2011-03-29 | |
| 40 | Guillon, Serge Philippe Laurent | M | Rep | 2016-02-18 | 2019-12-03 | |
| 41 | Guo, Rui (SFC:BDA213) 郭睿 | Rep | 2014-03-10 | 2015-07-08 | ||
| 42 | Gupta, Abhishek (SFC:AQX042) | M | Rep | 2015-01-19 | 2019-05-29 | |
| 43 | Hagland, Trent Andrew | M | RO | 2012-05-31 | 2016-04-29 | |
| 44 | Hahm, Candace | F | Rep | 2016-06-24 | ||
| 45 | Hahm, Eui Hwan | Rep | 2012-11-21 | 2016-03-01 | ||
| 46 | Hao, Kate 郝楠楠 | F | Rep | 2014-11-03 | 2016-08-30 | |
| 47 | Harrington, Stephen John William | 51 | M | Rep | 2011-01-11 | 2015-11-05 |
| 48 | Hashimoto, Kenichi 橋本賢一 | RO | 2010-12-31 | 2012-12-05 | ||
| 49 | Haskins, Andrew Robin Alexander | 48 | M | Rep | 2011-04-26 | 2012-01-26 |
| RO | 2012-01-26 | 2012-09-25 | ||||
| 50 | Hayashi, Ryosei | Rep | 2015-06-15 | 2015-07-29 | ||
| RO | 2015-07-29 | 2019-06-14 | ||||
| 51 | Hiramoto, Yoko | Rep | 2011-01-11 | 2011-01-25 | ||
| 52 | Hiratsuka, Takashi 平塚岳 | Rep | 2011-09-16 | 2013-11-23 | ||
| 53 | Hirayama, Hajime | Rep | 2015-03-31 | 2017-05-12 | ||
| 54 | Hirst, David A | M | Rep | 2011-01-11 | 2011-08-05 | |
| 55 | Ho, Wai Lun (SFC:ASZ191) 何偉麟 | Rep | 2016-03-21 | 2016-09-13 | ||
| 56 | Horiguchi, Muneyoshi | Rep | 2016-06-30 | 2018-10-19 | ||
| 57 | Inadome, Shigehisa 稻留重久 | Rep | 2013-01-18 | 2016-01-26 | ||
| 58 | Inagaki, Kiyoshi | Rep | 2010-12-31 | 2012-12-01 | ||
| 59 | Kaetsu, Yuri 嘉悅友理 | M | Rep | 2015-07-10 | 2019-12-06 | |
| 60 | Kaga, Maximilian Shotaro | M | Rep | 2016-09-05 | 2019-11-01 | |
| 61 | Kamijo, Tetsuo | Rep | 2016-08-29 | 2016-08-31 | ||
| 62 | Kanodia, Kunal | Rep | 2015-11-16 | 2017-06-01 | ||
| 63 | Kay, Chong-san 郭忠山 | Rep | 2011-05-11 | 2015-03-09 | ||
| 64 | Khine, Jessica Khine-Chit | F | Rep | 2011-01-11 | 2011-08-26 | |
| 65 | Kim, Ji Joong | Rep | 2016-06-03 | 2017-09-29 | ||
| 66 | Kim, Sang Yeon (SFC:BHG628) 金相延 | Rep | 2016-04-07 | 2019-05-27 | ||
| 67 | King, Augusto Yuk Shun 金毓珣 | Rep | 2015-10-02 | 2015-12-08 | ||
| RO | 2015-12-08 | |||||
| 68 | Kiuchi, Yuko | Rep | 2010-12-31 | 2015-04-27 | ||
| 69 | Kusano, Jun 草野潤 | Rep | 2016-01-25 | 2016-03-07 | ||
| RO | 2016-03-07 | 2017-09-07 | ||||
| 70 | Kwok, Ka Yan Karen 郭嘉欣 | Rep | 2010-12-31 | 2011-10-22 | ||
| 71 | Lai, Ka Ho (SFC:AEQ243) 黎家浩 | Rep | 2016-01-11 | 2019-03-22 | ||
| 72 | Lam, Edmond Hoi Tik 林凱迪 | M | Rep | 2010-12-31 | 2012-05-08 | |
| 73 | Lamont-Brown, Andrew | M | RO | 2010-12-31 | 2013-08-01 | |
| 74 | Lange, Julien (SFC:BGC442) | Rep | 2015-09-17 | 2018-04-03 | ||
| 75 | Leddington-Hill, Matthew John | M | Rep | 2016-09-12 | 2019-09-20 | |
| 76 | Lee, Kwok Wai (SFC:BAO433) 李國瑋 | Rep | 2012-12-03 | 2019-08-29 | ||
| 77 | Lee, Nelson Ho Wing 李浩榮 | M | Rep | 2010-12-31 | 2011-01-21 | |
| 78 | Lee, Patrick Jing Wan 李敬文 | M | Rep | 2016-02-24 | 2020-03-25 | |
| 79 | Lee, Wai Kin (SFC:APD151) 李偉健 | Rep | 2011-01-05 | 2012-12-05 | ||
| 80 | Lee, Wee Siang 李偉祥 | Rep | 2012-03-07 | 2014-02-18 | ||
| 81 | Leung, Fung Man 梁鳳敏 | Rep | 2011-08-04 | 2012-06-27 | ||
| 82 | Li, Jiahui (SFC:AXM812) 李佳蕙 | Rep | 2013-07-15 | 2014-09-20 | ||
| 83 | Li, Veronica Wai Ching 李慧貞 | F | Rep | 2010-12-31 | 2013-05-28 | |
| 84 | Liu, Po Wen 劉博文 | Rep | 2015-05-14 | 2016-07-13 | ||
| 85 | Lloyd, Ailsa Kuen Alice | F | Rep | 2013-11-04 | 2015-05-18 | |
| 86 | Loong, Andrew Pui Fung 龍沛豐 | M | Rep | 2013-07-05 | 2013-08-19 | |
| 87 | Lu, Dong (SFC:AXN254) 呂棟 | Rep | 2013-06-13 | 2013-07-17 | ||
| 88 | Lucas, Jean-Francois Nicolas Jacques | M | Rep | 2013-03-22 | 2015-12-01 | |
| 89 | Luk, Wai Yip 陸偉業 | Rep | 2011-03-29 | 2011-06-21 | ||
| 90 | Ma, Winnie Wing Mei 馬穎薇 | F | Rep | 2011-04-04 | 2012-07-10 | |
| 91 | Macpherson, Glyn | Rep | 2011-01-11 | 2013-03-28 | ||
| 92 | Maeder, Dominik | Rep | 2011-01-11 | 2012-05-24 | ||
| 93 | Mak, Hau Lin 麥巧蓮 | Rep | 2010-12-31 | 2015-04-01 | ||
| 94 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | Rep | 2012-03-07 | 2012-07-04 | |
| 95 | Man, Lai Kai 文麗佳 | Rep | 2010-12-31 | 2011-06-27 | ||
| 96 | Manabe, Yusaku | Rep | 2012-09-05 | 2012-11-22 | ||
| RO | 2012-11-22 | 2020-01-17 | ||||
| 97 | Mand, Sandeep Singh | Rep | 2012-12-27 | 2013-06-28 | ||
| RO | 2013-06-28 | 2015-05-15 | ||||
| 98 | Mareels, Carlo | Rep | 2016-11-15 | 2016-11-17 | ||
| 99 | Mase, Takeshi 真瀨剛 | Rep | 2011-01-11 | 2015-10-16 | ||
| 100 | Matsushita, Masahiro 松下昌宏 | Rep | 2010-12-31 | 2023-12-29 | ||
| 101 | Matsuura, Akiko 松浦安希子 | Rep | 2010-12-31 | 2011-05-13 | ||
| 102 | Mattila, Riku Johannes | M | Rep | 2011-05-23 | 2017-07-28 | |
| 103 | McGill, Ruarri Ronald | M | Rep | 2015-03-16 | 2019-09-16 | |
| 104 | Meepetchdee, Yongyut | Rep | 2011-08-29 | 2017-11-30 | ||
| 105 | Meerani, Sumeet Shyam | Rep | 2016-08-29 | 2016-08-31 | ||
| 106 | Mita, Joji 三田丞次 | RO | 2010-12-31 | 2012-05-16 | ||
| 107 | Mitchell, Paul Ronald | M | Rep | 2014-03-24 | 2016-01-08 | |
| 108 | Mohammad, Sajjad (SFC:BDM517) | Rep | 2014-06-23 | 2016-01-08 | ||
| Rep | 2016-07-11 | 2016-07-11 | ||||
| 109 | Mori, Motoya | Rep | 2014-06-23 | 2016-01-08 | ||
| Rep | 2016-02-22 | 2016-02-24 | ||||
| 110 | Nakauchi, Kozue 仲內梢 | Rep | 2010-12-31 | 2011-05-18 | ||
| 111 | Nam, Dong Soo | RO | 2010-12-31 | 2018-07-12 | ||
| 112 | Ng, Karen Ka Ying 吳嘉盈 | F | Rep | 2014-09-16 | 2020-01-31 | |
| 113 | Ng, Kathy Ka Wai 伍家慧 | F | Rep | 2011-08-08 | 2018-03-05 | |
| 114 | Ngan, Peter Yu Hin 顏宇軒 | M | Rep | 2014-01-30 | 2015-07-07 | |
| 115 | Noguchi, Megumi (SFC:AWV267) 野口惠 | Rep | 2011-03-21 | 2011-11-11 | ||
| 116 | O'Hanlon, David John | M | Rep | 2015-06-02 | 2018-10-22 | |
| 117 | Ochiai, Satoru | Rep | 2011-02-18 | 2012-03-20 | ||
| 118 | Olsson, Eva Patricia Rahel | F | Rep | 2011-05-23 | 2016-01-08 | |
| 119 | Onuma, Kazuhiko | Rep | 2016-02-22 | 2016-02-24 | ||
| Rep | 2016-05-16 | 2016-05-18 | ||||
| Rep | 2016-07-11 | 2016-07-11 | ||||
| 120 | Otake, Makoto 大竹誠 | RO | 2010-12-31 | 2016-01-30 | ||
| 121 | Oyama, Natsumi 大山夏美 | Rep | 2010-12-31 | 2012-12-05 | ||
| 122 | Padmanaban, Prasad | Rep | 2011-06-02 | 2015-07-11 | ||
| 123 | Pan, Candice 潘士縈 | F | Rep | 2010-12-31 | 2020-01-31 | |
| 124 | Pan, Gan 潘淦 | Rep | 2015-05-13 | 2019-02-01 | ||
| 125 | Park, Woo Yeung 朴禹泳 | Rep | 2015-01-12 | 2019-05-27 | ||
| 126 | Parrilli, John C | M | Rep | 2015-08-13 | 2015-10-23 | |
| 127 | Pickworth, Simon Murray | M | Rep | 2011-02-10 | 2016-01-08 | |
| 128 | Pobjoy, James Edward | M | Rep | 2011-01-11 | 2012-05-24 | |
| 129 | Portsmouth-Layton, Andrew John | M | RO | 2010-12-31 | 2016-04-28 | |
| 130 | Qin, Huaiou 秦懷歐 | Rep | 2010-12-31 | 2013-05-15 | ||
| 131 | Qureshi, Qassim Ali | Rep | 2013-06-10 | 2015-10-01 | ||
| 132 | Radzki, Michael | M | Rep | 2015-09-14 | 2015-10-23 | |
| 133 | Ramsey, Michael Ryan | M | Rep | 2010-12-31 | 2011-06-14 | |
| 134 | Roberts, Alistair Charles Alton | M | Rep | 2011-07-19 | 2012-07-04 | |
| 135 | Robertson, Toby Neil | M | Rep | 2010-12-31 | 2011-04-19 | |
| 136 | Rustau, Haidje Karen | F | Rep | 2011-11-29 | 2014-11-20 | |
| 137 | Saurel, Antoine Julien Pierre | M | Rep | 2015-02-18 | 2015-07-01 | |
| 138 | See Thor, Wai Fung 司徒慧芬 | Rep | 2011-01-11 | 2012-11-14 | ||
| 139 | Sekiguchi, Tadahisa | Rep | 2011-01-11 | 2016-01-08 | ||
| 140 | Shaw, Benjamin John | M | Rep | 2015-11-23 | 2018-12-05 | |
| 141 | Shen, Hua (SFC:AOT416) 沈華 | 46 | M | RO | 2010-12-31 | 2011-03-19 |
| 142 | Shinohara, Tatsuyoshi 篠原達芳 | RO | 2010-12-31 | 2011-11-25 | ||
| 143 | Shiu, Lap Kei (SFC:AOI979) 蕭立基 | Rep | 2010-12-31 | 2012-07-04 | ||
| 144 | So, Jennifer Lai Shan 蘇勵姍 | F | Rep | 2010-12-31 | 2011-10-05 | |
| 145 | So, Shun Tak 蘇淳德 | Rep | 2011-06-21 | 2012-07-04 | ||
| 146 | Stubbs, Matthew Leslie | M | Rep | 2016-11-15 | 2016-11-18 | |
| 147 | Suehiro, Yasutaka | Rep | 2016-03-31 | 2016-04-21 | ||
| RO | 2016-04-21 | 2018-05-31 | ||||
| 148 | Suruga, Hideki | RO | 2010-12-31 | 2012-06-16 | ||
| 149 | Takeuchi, Kazufumi 竹內一史 | Rep | 2011-09-16 | 2012-08-07 | ||
| 150 | Takino, Toshiro | Rep | 2011-01-11 | 2011-03-14 | ||
| 151 | Tanaka, Maki 田中牧 | Rep | 2011-02-07 | 2015-06-06 | ||
| 152 | Tang, Tsz Wai (SFC:AUX032) 鄧子維 | Rep | 2011-05-23 | 2012-07-12 | ||
| 153 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | Rep | 2013-02-18 | 2015-02-17 | ||
| 154 | Tay, Ek Pon 鄭翊鵬 | Rep | 2010-12-31 | 2011-01-25 | ||
| 155 | Tay, Li Choo | Rep | 2010-12-31 | 2018-08-03 | ||
| 156 | Ti, Lian-Haan | Rep | 2016-06-20 | 2019-07-23 | ||
| 157 | Tsang, Andrew Chung Lam 曾忠林 | M | RO | 2010-12-31 | 2011-04-19 | |
| 158 | Tsang, Susanna Wai Yin 曾慧賢 | Rep | 2010-12-31 | 2011-07-01 | ||
| 159 | Ung, Voon Yew | Rep | 2011-06-07 | 2015-05-27 | ||
| 160 | Vakil, Mohamed Ismail (SFC:BAE280) | M | Rep | 2012-09-17 | 2019-12-31 | |
| 161 | Verma, Manjesh | Rep | 2010-12-31 | 2013-11-26 | ||
| 162 | Vincent, Romain Lionel Sylvain | M | Rep | 2013-09-11 | 2015-06-06 | |
| 163 | Vinton, Darren Charles | M | Rep | 2010-12-31 | 2012-10-31 | |
| 164 | Wakizaki, Hiroshi 脇崎浩 | M | Rep | 2013-08-05 | 2022-09-28 | |
| 165 | Wang, Jian (SFC:AVM361) 王健 | Rep | 2012-03-26 | 2012-11-20 | ||
| 166 | Watanabe, Naoki (SFC:AQD803) | Rep | 2013-01-02 | 2023-12-22 | ||
| 167 | Watson, Matthew (SFC:APP014) | M | Rep | 2011-01-11 | 2012-07-25 | |
| 168 | Wells, Peter John (SFC:AWO080) | M | Rep | 2012-05-15 | 2012-08-09 | |
| RO | 2012-08-09 | 2015-03-12 | ||||
| 169 | Wong, Irene Hau Ying 黃巧瑩 | F | Rep | 2014-11-24 | ||
| 170 | Wong, Kenny Yukoon 黃宇冠 | M | Rep | 2016-07-05 | 2020-04-09 | |
| 171 | Wong, Wai Wah (SFC:ADQ101) 黃慧華 | Rep | 2015-05-13 | |||
| 172 | Wong, Yun Tong Anton 黃潤棠 | Rep | 2010-12-31 | 2012-07-04 | ||
| 173 | Yap, Price Edward Canizares | M | Rep | 2012-02-03 | 2015-12-14 | |
| 174 | Yap, Wei Wen Nicholas | M | Rep | 2015-05-29 | 2016-09-15 | |
| 175 | Yasuda, Tamotsu | RO | 2010-12-31 | 2011-02-12 | ||
| 176 | Yeoh, Seng Ghee 楊誠義 | Rep | 2014-08-04 | 2015-05-18 | ||
| RO | 2015-05-18 | |||||
| 177 | Yeung, Fai 楊暉 | Rep | 2016-11-24 | 2019-06-21 | ||
| 178 | Yip, Weng Foo 葉永富 | Rep | 2012-10-24 | 2015-02-24 | ||
| 179 | Yogo, Shingo | Rep | 2011-01-11 | 2011-11-30 | ||
| 180 | Yoon, Jee Woong 尹智雄 | Rep | 2010-12-31 | 2011-08-28 | ||
| 181 | Yoshino, Ai 吉野藍 | Rep | 2011-03-02 | 2016-02-06 | ||
| 182 | Yoshioka, Masahiko | Rep | 2016-05-16 | 2016-05-18 | ||
| 183 | Yu, Harry Koon Ying 余冠英 | M | RO | 2010-12-31 | 2011-04-01 | |
| 184 | Yuan, Zhefei 袁哲飛 | Rep | 2011-11-07 | 2012-12-05 | ||
| 185 | Zhang, Yi (SFC:BBN738) 張誼 | Rep | 2013-08-05 | 2013-11-04 | ||
| 186 | Zhao, Ye (SFC:BAD298) 趙曄 | Rep | 2013-09-16 | |||
| 187 | Zheng, Xiaofeng 鄭小峰 | Rep | 2015-08-24 | 2016-05-19 | ||
| 188 | Zhou, Jiting 周忌婷 | Rep | 2013-10-15 | 2014-11-12 |
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