SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 3 Capital Partners Limited 2 0 2 0.00 2016-09-14
2 313 Capital Management Limited 1 3 4 75.00 2010-04-19
3 3W Fund Management Limited 3 1 4 25.00 2012-11-16
4 987654 Limited 2 0 2 0.00 2015-11-09
5 9M Stone Capital Limited 3 0 3 0.00 2016-05-03
6 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
7 A.C Asset Management Limited 2 0 2 0.00 2016-12-15
8 A.M. BEST ASIA-PACIFIC LIMITED 3 7 10 70.00 2011-06-01
9 AAA Securities Co. Limited 2 1 3 33.33 2016-11-02
10 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
11 AASTOCKS.COM LIMITED 2 0 2 0.00
12 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 3 7 10 70.00 2007-05-04
13 ABCI ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-10-18
14 ABCI CAPITAL LIMITED 7 28 35 80.00 2011-03-17
15 ABCI Securities Company Limited 9 61 70 87.14 2005-11-15
16 ABLELINK CAPITAL LIMITED 2 1 3 33.33 2016-02-05
17 ABN AMRO Clearing Hong Kong Limited 2 6 8 75.00
18 About Capital Management (HK) Co., Limited 2 8 10 80.00 2013-09-24
19 abrdn Hong Kong Limited 6 18 24 75.00
20 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
21 Absolute Investment Management (HK) Limited 2 2 4 50.00
22 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 50.00 2013-12-11
23 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 25.00
24 Acion Partners Limited 3 4 7 57.14 2015-02-09
25 ACM ASIA LIMITED 2 0 2 0.00
26 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
27 ACU SECURITIES LIMITED 2 2 4 50.00 2016-02-18
28 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
29 Adamas Asset Management (HK) Limited 2 12 14 85.71 2013-02-20
30 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
31 ADMIS Hong Kong Limited 3 19 22 86.36 2010-03-10
32 ADS Securities Hong Kong Limited 3 2 5 40.00 2011-08-09
33 Advantage Partners LC Limited 3 0 3 0.00 2015-11-27
34 Aegon Asset Management (Asia) Limited 3 9 12 75.00 2012-04-30
35 Aetas Global Markets Limited 2 2 4 50.00 2005-10-26
36 Aevitas Securities Limited 2 4 6 66.67
37 Affiliated Managers Group (Hong Kong) Limited 3 0 3 0.00 2010-12-07
38 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 0 2 0.00 2004-07-07
39 Agamemnon Capital Limited 2 1 3 33.33 2013-12-02
40 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
41 AIF CAPITAL LIMITED 3 2 5 40.00
42 AIF Securities Limited 4 3 7 42.86 2004-11-02
43 AISANCE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-06-16
44 AIU International Securities Limited 2 0 2 0.00 2011-12-28
45 AJ Securities Limited 2 4 6 66.67
46 Akron Corporate Finance Limited 2 1 3 33.33 2013-10-03
47 Aksia Hong Kong Limited 2 1 3 33.33 2012-08-06
48 AKTIS CAPITAL ADVISORY LIMITED 3 5 8 62.50 2003-11-29
49 ALBOURNE PARTNERS (ASIA) LIMITED 2 6 8 75.00 2004-09-07
50 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
51 ALETHEIA TECHNOLOGIES LIMITED 2 2 4 50.00 2010-07-30
52 Aliantis Capital Limited 2 2 4 50.00 2007-10-10
53 ALL VIEW MANAGEMENT LIMITED 3 0 3 0.00 2016-03-24
54 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
55 Allard Partners Limited 3 6 9 66.67
56 Alliance Asset Management Limited (HK) 2 0 2 0.00 2014-12-23
57 Alliance Capital Partners Limited (HK) 3 7 10 70.00 2014-01-24
58 AllianceBernstein Hong Kong Limited 6 39 45 86.67 2006-10-05
59 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 9 76 85 89.41 2015-06-01
60 ALLY BRIDGE GROUP (HK) LIMITED 3 12 15 80.00 2015-07-09
61 ALPHA BETA CAPITAL LIMITED (HK) 2 0 2 0.00 2015-10-22
62 Alpha Financial Group Limited 2 14 16 87.50 2005-10-31
63 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
64 Alpha Nova Capital Management Limited 3 2 5 40.00
65 ALPHA SECURITIES COMPANY LIMITED 3 1 4 25.00
66 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 3 5 60.00 2007-05-08
67 ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2015-06-12
68 Alphamax Asset Management (HK) Limited 2 2 4 50.00 2012-08-06
69 AlpInvest Partners Limited 2 2 4 50.00 2015-09-18
70 ALPS CAPITAL MANAGEMENT LIMITED 2 8 10 80.00 2013-11-20
71 ALTAIR CAPITAL LIMITED (HK) 2 0 2 0.00 2016-11-03
72 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
73 Altitude Principle Advisory Limited 2 1 3 33.33 2011-03-16
74 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 94.59 2004-01-20
75 ALTUS CAPITAL LIMITED 5 14 19 73.68
76 ALTUS INVESTMENTS LIMITED (HK) 4 15 19 78.95 2005-12-14
77 AM Squared Limited 2 9 11 81.82 2005-06-30
78 Amasse Capital Limited 4 6 10 60.00 2012-07-13
79 Amber Hill Asset Management Limited 2 0 2 0.00 2011-07-13
80 AMBER HILL CAPITAL LIMITED 2 1 3 33.33 2014-12-10
81 American Century Investment Management (Asia Pacific) Limited 2 5 7 71.43 2010-03-26
82 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
83 Amital Asset Management Limited 2 0 2 0.00 2013-01-23
84 AMPLE CAPITAL LIMITED 10 29 39 74.36 2007-01-02
85 Amundi Hong Kong Limited 7 32 39 82.05
86 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 5 7 71.43 2011-08-03
87 Anatole Investment Management Limited 2 2 4 50.00 2016-05-24
88 Anbang Asset Management (Hong Kong) Co. Limited 5 9 14 64.29 2012-05-15
89 Anbang Capital (Hong Kong) Co. Limited 3 9 12 75.00 2013-12-06
90 Anchor Equity Partners (Asia) Limited 3 1 4 25.00 2014-10-14
91 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 10 17 58.82
92 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
93 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
94 Anli Securities Limited 3 7 10 70.00 2015-11-09
95 Annum Asset Management (Hong Kong) Limited 4 2 6 33.33 2013-07-05
96 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
97 Antarctica Asset Management (Asia) Limited 3 0 3 0.00 2016-03-01
98 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
99 Anuenue Capital International Limited 2 2 4 50.00 2005-08-30
100 Anuenue Securities Limited 5 9 14 64.29
101 AP Asset Management (HK) Limited 2 0 2 0.00 2004-07-07
102 AP Capital Management (Hong Kong) Limited 3 4 7 57.14 2015-08-04
103 APG Investments Asia Limited 4 17 21 80.95 2008-11-18
104 Apollo Asset Management Limited (HK) 3 2 5 40.00 2010-09-16
105 AQR Capital Management (Asia) Limited 2 1 3 33.33 2016-07-07
106 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
107 ARCH Capital Management Co. Limited 3 4 7 57.14 2009-02-19
108 ARCH Capital Property Advisors Co. Limited 3 4 7 57.14 2016-09-23
109 ARCHITECH CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2016-09-08
110 Arcus Investment Asia Limited 2 1 3 33.33 2014-06-09
111 Areion Asset Management Company Limited 2 2 4 50.00 2010-08-24
112 Ares Management Asia (Hong Kong) Limited 3 13 16 81.25 2009-05-25
113 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
114 Argonaut Securities (Asia) Limited 4 3 7 42.86 2011-09-08
115 ARGYLE STREET MANAGEMENT LIMITED 4 8 12 66.67
116 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
117 ARISAIG PARTNERS (HK) LIMITED 2 5 7 71.43 2006-01-20
118 ARISTO SECURITIES LIMITED 3 6 9 66.67 2014-08-06
119 Ark Group Holdings (Hong Kong) Limited 5 33 38 86.84 2012-01-04
120 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-06-20
121 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
122 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
123 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
124 Arta Asset Management Limited 3 1 4 25.00 2008-07-10
125 Arta Corporate Advisory Limited 1 0 1 0.00 2012-09-11
126 Arta Global Futures Limited 5 3 8 37.50
127 Arta Global Markets Limited 6 12 18 66.67 2008-01-08
128 Artephius Partners Limited 2 2 4 50.00 2013-08-01
129 ASA SECURITIES LIMITED 3 7 10 70.00 2010-08-19
130 Ascalon Capital Limited 3 1 4 25.00 2012-04-11
131 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 1 0 1 0.00 2009-09-21
132 Ascender Capital Limited 2 2 4 50.00 2012-12-07
133 Ascent Capital Advisors Limited 2 2 4 50.00 2013-11-08
134 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
135 Asia Alpha Capital Management Limited 2 0 2 0.00 2014-11-03
136 Asia Alternatives Advisor Hong Kong Limited 2 5 7 71.43 2011-03-15
137 ASIA CLIMATE PARTNERS HONG KONG LIMITED 3 9 12 75.00 2016-06-30
138 Asia Cornerstone Asset Management Company Limited 1 0 1 0.00 2015-03-05
139 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 11 13 84.62
140 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
141 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
142 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 33.33
143 Asia Joyful Limited 2 0 2 0.00 2016-09-20
144 Asia Lion Capital (Hong Kong) Limited 3 2 5 40.00 2016-01-27
145 Asia Pacific Asset Management Limited 2 1 3 33.33 2010-05-20
146 ASIA PACIFIC CAPITAL (HK) LIMITED 3 1 4 25.00 2004-01-02
147 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
148 Asia Pacific Financial Capital Limited 2 1 3 33.33
149 Asia Pacific Financial Investment Services Co., Limited 2 5 7 71.43 2014-07-22
150 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 5 3 8 37.50
151 Asia Pacific Securities Limited 5 5 10 50.00 2012-02-03
152 Asia Research & Capital Management Limited 3 8 11 72.73 2012-02-02
153 ASIA WEALTH SECURITIES LIMITED 2 1 3 33.33 2016-08-09
154 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
155 ASIAVEST CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-12-16
156 Asiya Investments Hong Kong Limited 2 4 6 66.67 2012-07-06
157 Aspect Capital Asia Limited 3 0 3 0.00 2008-06-10
158 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
159 Aspenwood Capital Limited 2 2 4 50.00 2016-11-15
160 ASPIRE Multi-Family Office Limited 2 0 2 0.00 2016-11-08
161 ASSET DYNAMIC MANAGEMENT LIMITED 1 1 2 50.00
162 ASSET MANAGEMENT GROUP LIMITED 3 31 34 91.18 2006-01-17
163 Asset Management One Hong Kong Limited 2 2 4 50.00 2013-02-21
164 ASSOCIATED ADVISERS LIMITED 1 0 1 0.00
165 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
166 Astrum Capital Management Limited (HK) 6 14 20 70.00 2005-07-08
167 Asymmetrics Capital Management Limited 2 0 2 0.00 2016-05-27
168 ATHENA WEALTH MANAGEMENT LIMITED 3 46 49 93.88 2008-04-25
169 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
170 Athos Capital Limited 2 4 6 66.67 2012-03-20
171 Atlantic Asset Management Limited 3 2 5 40.00 2013-11-06
172 Atlantic Pacific Capital Asia Limited 2 2 4 50.00 2008-11-14
173 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 7 10 70.00
174 AtomVest Limited 3 1 4 25.00 2016-04-27
175 Atta Capital Limited 2 0 2 0.00 2016-10-11
176 AUDREY CHOW SECURITIES LIMITED 2 6 8 75.00
177 Aurora Borealis Investment Services Limited 2 2 4 50.00 2016-05-18
178 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2013-11-22
179 Austen Capital Management Limited 1 0 1 0.00 2010-06-30
180 Austin Asia Securities Limited 3 2 5 40.00 2012-11-14
181 Austin Pacific Asset Management Limited 3 0 3 0.00 2015-08-25
182 AUTONOMOUS RESEARCH ASIA LIMITED 4 3 7 42.86 2014-10-30
183 AVALOK CAPITAL LIMITED 3 6 9 66.67 2012-05-31
184 AVANTA INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
185 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
186 Avenue Asset Management Limited (HK) 2 7 9 77.78 2015-08-27
187 Averest Capital Limited 3 2 5 40.00
188 Avia Asset Management Limited 3 2 5 40.00
189 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 17 19 89.47 2006-01-25
190 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
191 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
192 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 18 24 75.00
193 AXIAL CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2005-06-24
194 AXIOM INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
195 Axis Capital Management Limited 2 2 4 50.00
196 Ayers Alliance Securities (HK) Limited 2 9 11 81.82 2013-10-07
197 AYRES CAPITAL MANAGEMENT ASIA LIMITED 2 1 3 33.33 2015-08-05
198 Azentus Capital Management Limited 3 2 5 40.00 2011-02-21
199 Azurewing Limited (HK) 3 2 5 40.00 2011-10-25
200 Bach Option Limited 2 1 3 33.33 2013-06-10
201 Baillie Gifford Asia (Hong Kong) Limited 3 4 7 57.14 2015-12-16
202 Bain Capital Public Equity (Asia) Limited 1 0 1 0.00 2015-09-07
203 BAIYI CAPITAL (ASIA) LIMITED 2 0 2 0.00 2016-11-30
204 BALI SECURITIES CO. LIMITED 2 1 3 33.33
205 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2004-08-13
206 Balyasny Asset Management (Hong Kong) Limited 2 20 22 90.91 2008-03-03
207 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
208 BANDS Financial Limited 3 3 6 50.00 2015-10-13
209 BaoQiao Partners Capital Limited 5 5 10 50.00 2008-03-05
210 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
211 BARCLAYS CAPITAL ASIA LIMITED 16 130 146 89.04 2005-01-12
212 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 26 35 74.29 2003-08-29
213 Barings Investment Advisers (Hong Kong) Limited 4 5 9 55.56 2009-05-08
214 BASIC ASSET MANAGEMENT LIMITED 3 1 4 25.00 2010-08-04
215 Bauhinia Capital Partners Limited 2 5 7 71.43 2012-01-09
216 BC Global Asset Management Limited 4 2 6 33.33 2015-11-03
217 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
218 BCT Financial Limited 3 71 74 95.95 2010-11-24
219 BDA PARTNERS (HK) LIMITED 4 4 8 50.00 2016-02-03
220 BEA Union Investment Management Limited 5 22 27 81.48
221 Beagle Asset Management Company Limited 2 0 2 0.00 2016-04-19
222 BEAR BRIGHT LIMITED 2 3 5 60.00 2012-07-26
223 Beevest Fortune Asset Management Limited 2 0 2 0.00 2012-08-15
224 Beevest Securities Limited 3 7 10 70.00
225 BEI ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2016-09-20
226 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
227 Beijing Securities Limited 5 9 14 64.29 2008-11-07
228 Bell Potter Securities (HK) Limited 3 0 3 0.00 2012-10-29
229 Belvest Investment Services Limited 3 2 5 40.00 2014-06-23
230 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 7 11 63.64 2004-10-26
231 Bengal Asset Management Limited 2 0 2 0.00 2015-01-14
232 Bennelong Asset Management HK Limited 2 0 2 0.00 2015-10-15
233 Bentley Capital Limited (HK) 3 0 3 0.00
234 BENTLEY REID & COMPANY LIMITED 3 1 4 25.00
235 BERICH BROKERAGE LIMITED 4 8 12 66.67
236 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 0.00
237 BETA INTERNATIONAL SECURITIES LIMITED 2 7 9 77.78
238 BFAM Partners (Hong Kong) Limited 3 14 17 82.35 2012-03-30
239 BFIN Private Advisors (Hong Kong) Limited 3 8 11 72.73 2014-02-21
240 BG Asset Management Limited 2 1 3 33.33 2014-05-27
241 BGC SECURITIES (HONG KONG) LLC 2 27 29 93.10 2008-06-25
242 Big Bay Asset Management (HK) Limited 2 0 2 0.00 2013-09-19
243 BIG BAY SECURITIES (HK) LIMITED 2 2 4 50.00 2011-07-07
244 BIN YUAN CAPITAL LIMITED 2 2 4 50.00 2012-12-17
245 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
246 Black Dragon Asset Management Limited 2 2 4 50.00 2011-07-27
247 Black Marble Securities Limited 4 20 24 83.33
248 BlackRock Asset Management North Asia Limited 10 179 189 94.71 2003-12-16
249 BLACKSTONE GROUP (HK) LIMITED (THE) 5 50 55 90.91 2008-10-14
250 Blackwell Global Futures Limited 3 4 7 57.14 2016-11-07
251 Blackwell Global Securities Limited 2 4 6 66.67 2016-11-07
252 BLOOMYEARS LIMITED 3 2 5 40.00
253 Blue Lotus Capital Advisors Limited 2 0 2 0.00 2015-10-12
254 Blue Ocean Asset Management Limited 3 0 3 0.00 2015-09-09
255 BLUE POOL CAPITAL LIMITED 2 12 14 85.71 2009-11-17
256 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
257 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
258 Bluemount Asset Management Limited 2 0 2 0.00 2016-11-22
259 Bluemount Securities Limited 3 0 3 0.00 2016-11-30
260 BLUESTONE SECURITIES (HK) CO., LIMITED 3 4 7 57.14 2015-04-24
261 BMI FUNDS MANAGEMENT LIMITED 4 15 19 78.95 2010-09-10
262 BMI Securities Limited 2 12 14 85.71 2011-03-14
263 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 46 52 88.46
264 BNP PARIBAS DEALING SERVICES ASIA LIMITED 5 4 9 44.44 2010-11-03
265 BNP PARIBAS SECURITIES (ASIA) LIMITED 10 223 233 95.71 2011-09-06
266 BNY Mellon Investment Management Hong Kong Limited 8 15 23 65.22 2008-06-06
267 BOA Global Asset Management Limited 2 0 2 0.00 2016-07-13
268 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2009-03-30
269 BOA Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
270 BOB International Asset Management Company Limited 3 1 4 25.00 2015-07-14
271 BOCGI Commercial Realty Management Limited 3 0 3 0.00 2014-09-04
272 BOCHK Asset Management Limited 4 26 30 86.67 2010-12-15
273 BOCI ASIA LIMITED 19 92 111 82.88
274 BOCI COMMODITIES & FUTURES LIMITED 2 8 10 80.00 2004-11-17
275 BOCI RESEARCH LIMITED 4 35 39 89.74
276 BOCI SECURITIES LIMITED 20 398 418 95.22 2004-03-01
277 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 102 110 92.73 2007-07-04
278 BOCOM International (Asia) Limited 7 39 46 84.78 2007-09-21
279 BOCOM International Asset Management Limited 3 22 25 88.00 2007-09-13
280 BOCOM International Securities Limited 15 217 232 93.53 2007-09-10
281 BOCOM MPF & Financial Services Company Limited 4 19 23 82.61 2012-06-25
282 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 2 5 40.00 2013-11-29
283 BOKHARY SECURITIES LIMITED 2 9 11 81.82
284 Boman Capital (Hong Kong) Limited 3 0 3 0.00 2015-03-05
285 BOND TRUST LIMITED 3 3 6 50.00 2004-08-04
286 Bonus Eventus Securities Limited 2 6 8 75.00 2015-11-03
287 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
288 BOSC International Company Limited 6 13 19 68.42 2015-01-09
289 Bosen Asset Management Limited 3 1 4 25.00 2010-03-11
290 Bosera Asset Management (International) Co., Limited 3 20 23 86.96 2010-11-05
291 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 2 2 4 50.00 2010-10-06
292 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
293 Boyu Capital Investment Management Co., Limited 2 4 6 66.67 2014-11-28
294 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
295 Bradbury Securities Limited 2 7 9 77.78
296 Bradesco Securities Hong Kong Limited 2 3 5 60.00 2012-03-05
297 Bravia Capital Advisors (HK) Limited 2 2 4 50.00 2016-10-12
298 BREVAN HOWARD (HONG KONG) LIMITED 2 15 17 88.24 2004-07-12
299 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 3 3 6 50.00 2013-09-06
300 Bright Fund Management Limited 3 63 66 95.45
301 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
302 Bright Smart Asset Management Limited 3 1 4 25.00 2012-03-26
303 BRIGHT SMART FOREX LIMITED 2 8 10 80.00 2013-03-11
304 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 6 124 130 95.38 2011-02-15
305 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 150 155 96.77 2009-10-05
306 Bright Stream Capital Management Limited 2 2 4 50.00 2012-10-18
307 BrightSphere (Asia-Pacific) Limited (b2015-12-11) 3 1 4 25.00 2016-07-29
308 Brilliance Asset Management Limited 2 2 4 50.00 2014-03-19
309 Brilliant Corporate Finance Limited 1 0 1 0.00 2014-10-31
310 Brilliant Norton Securities Company Limited 3 4 7 57.14 2011-12-01
311 BROOKE CAPITAL LIMITED 2 0 2 0.00
312 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 20 24 83.33 2011-01-04
313 BTIG Hong Kong Limited 3 20 23 86.96 2008-04-15
314 BTL ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2015-08-28
315 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
316 BULLISH SECURITIES LIMITED 2 8 10 80.00
317 BUSINESS FUTURES LIMITED 3 4 7 57.14
318 BUSINESS SECURITIES LIMITED 3 12 15 80.00
319 C.M. Capital Advisors (HK) Limited 5 0 5 0.00 2016-07-06
320 C.P. FINANCIAL MANAGEMENT LIMITED 2 1 3 33.33 2008-05-09
321 C.P. SECURITIES INTERNATIONAL LIMITED 2 2 4 50.00
322 CACHET ASSET MANAGEMENT LIMITED 2 5 7 71.43 2015-01-13
323 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
324 CAIIS Limited 4 32 36 88.89 2006-05-23
325 Caitong International Asset Management Co., Limited 3 13 16 81.25 2013-05-20
326 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 5 37 42 88.10 2012-08-01
327 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
328 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 40.00 2010-09-13
329 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
330 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
331 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
332 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 15 22 68.18 2004-07-15
333 CAPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-05-23
334 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 1 4 25.00 2013-01-31
335 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 2 3 5 60.00 2007-08-24
336 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
337 CAPITAL GLOBAL MANAGEMENT LIMITED 3 31 34 91.18 2005-09-17
338 Capital Instinct Limited 3 0 3 0.00 2011-05-25
339 Capital International, Inc. 4 39 43 90.70 2007-07-03
340 Capstone Financial (HK) Limited 4 2 6 33.33 2010-03-12
341 Capula Investment Management Asia Limited 3 10 13 76.92 2012-05-11
342 CARDINALASIA CONSULTING LIMITED 3 8 11 72.73 2003-06-27
343 Carlyle Global Credit (Asia) Limited 2 5 7 71.43 2015-04-02
344 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 3 1 4 25.00 2012-04-30
345 Carnegie Hill Capital Partners Limited 2 4 6 66.67 2015-11-25
346 Carret Private Capital Limited 3 2 5 40.00 2007-05-28
347 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
348 Carrington Asset Management Limited 2 0 2 0.00 2016-12-01
349 CASH Algo Finance Group Limited 3 3 6 50.00 2016-06-08
350 CASH ASSET MANAGEMENT LIMITED 4 15 19 78.95 2005-03-30
351 CASH Wealth Management Limited 4 21 25 84.00 2011-01-17
352 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 77.78 2007-11-27
353 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
354 CBH Asia Limited 4 5 9 55.56 2010-09-24
355 CBRE Capital Advisors Asia Pacific Limited 2 1 3 33.33 2013-09-27
356 CBRE Clarion Securities HKG Limited 2 1 3 33.33 2008-01-04
357 CBRE Investment Management (Asia) Limited 2 2 4 50.00 2016-01-05
358 CC Finance Limited 2 9 11 81.82 2006-04-20
359 CC Real Estate Advisory Limited 2 2 4 50.00 2010-08-04
360 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
361 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
362 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 15 70 85 82.35 2005-11-29
363 CCB INTERNATIONAL CAPITAL LIMITED 13 82 95 86.32 2004-05-27
364 CCB INTERNATIONAL SECURITIES LIMITED 21 62 83 74.70 2005-08-19
365 CCB Securities Limited 4 4 8 50.00 2016-06-20
366 CCTIC International Limited 3 1 4 25.00 2010-06-28
367 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 9 20 29 68.97 2007-08-23
368 CEB International Asset Management Corporation Limited 2 0 2 0.00 2016-12-21
369 CEB International Capital Corporation Limited 5 14 19 73.68 2015-12-22
370 Celera Markets Limited 2 3 5 60.00 2008-08-12
371 CELESTIAL CAPITAL LIMITED 2 8 10 80.00
372 CELESTIAL COMMODITIES LIMITED 6 113 119 94.96
373 CELESTIAL SECURITIES LIMITED 6 189 195 96.92
374 CELETIO INVESTMENTS LIMITED 4 10 14 71.43
375 CENTALINE SECURITIES LIMITED 3 47 50 94.00 2011-10-07
376 CENTALINE WEALTH MANAGEMENT LIMITED 5 58 63 92.06 2004-04-02
377 Central Asset Investments and Management Holdings (HK) Limited 2 5 7 71.43 2005-08-05
378 CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2016-07-11
379 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
380 Central China International Securities Co., Limited 4 11 15 73.33 2015-07-13
381 Central Universe Futures Limited 3 4 7 57.14 2013-10-28
382 CENTRAL WEALTH FUTURES LIMITED 2 1 3 33.33 2016-02-25
383 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 4 6 66.67 2015-06-11
384 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
385 CENTURION CORPORATE FINANCE LIMITED 2 0 2 0.00
386 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
387 CEPA ALLIANCE SECURITIES LIMITED 4 7 11 63.64 2012-08-23
388 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
389 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
390 CERES CAPITAL LIMITED 2 0 2 0.00
391 CES Capital International (Hong Kong) Co., Limited 6 10 16 62.50 2008-03-20
392 CES Commodities (HK) Limited 4 267 271 98.52
393 CES Forex (HK) Limited 3 151 154 98.05
394 CF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-10-20
395 CF GLOBAL (HK) LIMITED 3 2 5 40.00 2006-11-22
396 CF SECURITIES LIMITED 2 3 5 60.00 2016-01-05
397 CG Partners Asset Management Co., Limited 3 4 7 57.14 2015-09-01
398 CGS International Securities Hong Kong Limited 11 50 61 81.97
399 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
400 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
401 Chanceton Capital Partners Limited 5 4 9 44.44
402 Changjiang Asset Management (HK) Limited 2 6 8 75.00 2011-12-16
403 Changjiang Corporate Finance (HK) Limited 4 12 16 75.00 2012-06-29
404 Changjiang Futures (HK) Limited 2 17 19 89.47 2012-02-13
405 Changjiang Securities Brokerage (HK) Limited 6 29 35 82.86 2011-12-13
406 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 2 5 40.00 2013-09-16
407 Channel 8 Wealth Management Limited 4 14 18 77.78 2010-01-27
408 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 5 7 71.43
409 ChaoShang Securities Limited 2 3 5 60.00 2016-05-12
410 ChapmanCraig Limited 2 0 2 0.00
411 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
412 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 76.92
413 CHARLES-LIM CAPITAL LIMITED 2 3 5 60.00 2010-03-31
414 CHARLESWIN BULLION LIMITED 2 4 6 66.67 2011-11-07
415 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
416 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
417 CHEER UNION SECURITIES LIMITED 2 16 18 88.89
418 CHEETAH ADVISORS LIMITED 2 1 3 33.33
419 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2014-02-07
420 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
421 CHEONG LEE SECURITIES LIMITED 3 9 12 75.00 2005-11-24
422 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
423 CHIEF COMMODITIES LIMITED 4 80 84 95.24 2006-05-17
424 CHIEF FINANCIAL CAPITAL LIMITED 2 2 4 50.00 2013-03-14
425 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 2 5 40.00 2011-06-24
426 CHIEF SECURITIES LIMITED 8 156 164 95.12 2006-04-20
427 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
428 China AF Corporate Finance Limited 3 2 5 40.00 2016-02-01
429 China Alpha Fund Management (HK) Limited 5 6 11 54.55 2010-05-31
430 China Angel Fund Management (HK) Company Limited 3 0 3 0.00 2011-10-24
431 China Asset Management (Hong Kong) Limited 3 35 38 92.11 2008-12-10
432 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
433 China Best International Asset Management Company Limited 2 4 6 66.67 2016-04-11
434 China Best International Futures Co., Limited 2 6 8 75.00
435 China Best International Investment Consulting Company Limited 1 1 2 50.00 2013-05-08
436 China Best International Securities Company Limited 2 8 10 80.00 2015-08-12
437 China Chengtong (Hong Kong) Asset Management Company Limited 3 3 6 50.00 2016-07-06
438 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 5 8 62.50 2012-06-28
439 CHINA CIFCO SECURITIES CO., LIMITED 2 6 8 75.00 2015-06-05
440 China Credit International Securities Co., Limited 1 0 1 0.00 2016-09-06
441 CHINA DEMETER SECURITIES LIMITED 5 7 12 58.33 2010-10-18
442 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
443 China Enterprise Securities Company Limited 3 6 9 66.67 2011-01-27
444 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 5 24 29 82.76 2016-06-15
445 CHINA EVERBRIGHT CAPITAL LIMITED 4 24 28 85.71 2005-05-09
446 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 86 95 90.53 2003-10-31
447 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
448 China Everbright Investment Management Limited 2 12 14 85.71 2007-07-03
449 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
450 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 121 136 88.97
451 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-06-22
452 China Finance Holdings Limited 1 0 1 0.00
453 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 5 7 71.43 2014-01-07
454 China Finance KAB Limited 3 15 18 83.33 2004-12-23
455 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
456 China Galaxy International Asset Management (Hong Kong) Co., Limited 3 7 10 70.00 2013-02-25
457 China Galaxy International Futures (Hong Kong) Co., Limited 4 95 99 95.96 2011-12-14
458 China Galaxy International Securities (Hong Kong) Co., Limited 15 161 176 91.48 2011-09-12
459 China Gather Wealth Financial Company Limited 4 7 11 63.64 2005-04-01
460 CHINA GLORY SECURITIES COMPANY LIMITED 2 7 9 77.78 2013-07-09
461 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
462 CHINA HANYA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2008-04-22
463 China Hong Kong Capital Asset Management Company Limited 3 1 4 25.00
464 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 5 6 11 54.55 2012-04-27
465 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 10 112 122 91.80 2012-01-06
466 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64 2013-01-09
467 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 6 50 56 89.29 2012-07-13
468 China Innovation Capital Limited 2 3 5 60.00 2014-07-17
469 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 20 24 83.33 2006-07-03
470 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 40 44 90.91 2011-04-26
471 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 441 472 93.43 2008-08-20
472 CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
473 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 14 18 77.78 2005-09-21
474 China International Securities Limited 2 0 2 0.00 2016-12-01
475 China Jianxin Financial Services Limited 3 7 10 70.00 2009-11-17
476 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 6 20 26 76.92 2006-12-08
477 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00 2013-08-08
478 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
479 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 98 105 93.33
480 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 206 231 89.18 2005-02-15
481 China Orient International Asset Management Limited 6 18 24 75.00 2012-05-15
482 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
483 China Point Asset Management Limited 2 2 4 50.00 2015-04-17
484 CHINA POINT STOCK BROKERS LIMITED 1 0 1 0.00
485 China Post & Capital Global Asset Management Limited 2 1 3 33.33 2016-04-08
486 China Prospect Securities Limited 2 2 4 50.00 2016-01-22
487 CHINA QIANHAI ZHONGJIN SECURITIES LIMITED 2 3 5 60.00 2016-11-03
488 China Re Asset Management (Hong Kong) Company Limited 3 11 14 78.57 2015-05-14
489 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
490 China Renaissance Securities (Hong Kong) Limited 10 20 30 66.67 2012-10-24
491 China Reserve Securities Limited 3 4 7 57.14
492 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2009-08-28
493 China Securities (International) Asset Management Company Limited 5 12 17 70.59 2013-02-22
494 China Securities (International) Brokerage Company Limited 10 81 91 89.01 2013-04-24
495 China Securities (International) Corporate Finance Company Limited 6 48 54 88.89 2013-04-08
496 China Silver Asset Management (Hong Kong) Limited 2 5 7 71.43 2009-12-02
497 CHINA SKY SECURITIES LIMITED 2 6 8 75.00
498 China Sunrise Asset Management Limited 2 4 6 66.67 2014-10-09
499 China Sunrise Capital Limited 2 4 6 66.67 2016-10-25
500 China Sunrise Securities (International) Limited 3 6 9 66.67 2015-11-27
501 CHINA SYSTEM SECURITIES LIMITED 3 10 13 76.92 2005-07-07
502 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
503 China Tonghai (IA) Limited 1 0 1 0.00
504 China Transfer Capital Investment Limited 2 0 2 0.00 2016-11-24
505 China Universal Asset Management (Hong Kong) Company Limited 6 13 19 68.42 2010-02-19
506 China Vered Asset Management (Hong Kong) Limited 4 10 14 71.43 2012-04-17
507 China Vered Securities Limited 3 10 13 76.92 2013-12-03
508 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 9 13 69.23 2007-04-20
509 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 33.33 2006-05-23
510 China-Hong Kong Link Securities Company Limited 2 3 5 60.00 2015-09-30
511 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
512 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
513 CHN International Group Limited 3 0 3 0.00 2010-02-22
514 Chomolungma Asset Management Limited 2 0 2 0.00 2015-09-11
515 CHONG HING COMMODITIES AND FUTURES LIMITED 3 21 24 87.50
516 CHONG HING SECURITIES LIMITED 3 65 68 95.59
517 CHONGYANG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2015-10-30
518 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
519 CHOW SANG SANG SECURITIES LIMITED 3 46 49 93.88
520 CHRISTFUND FUTURES LIMITED 3 2 5 40.00
521 CHRISTFUND SECURITIES LIMITED 3 18 21 85.71
522 Chuenman Securities Limited 2 1 3 33.33 2016-08-08
523 CHUNG LEE SECURITIES COMPANY LIMITED 2 1 3 33.33
524 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
525 CICC US Securities (Hong Kong) Limited 2 15 17 88.24 2011-05-25
526 CIFM Asset Management (Hong Kong) Limited 4 6 10 60.00 2011-07-20
527 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67
528 CINDA INTERNATIONAL CAPITAL LIMITED 0 1 1 100.00
529 CINDA INTERNATIONAL FUTURES LIMITED 4 39 43 90.70
530 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 50.00 2010-07-26
531 CINDA INTERNATIONAL SECURITIES LIMITED 4 89 93 95.70
532 Circle Six Capital (Hong Kong) Limited 2 0 2 0.00 2016-09-21
533 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 19 25 76.00 2007-12-07
534 Citadel Asia Limited 3 9 12 75.00 2005-10-21
535 Citadel Securities (Hong Kong) Limited 3 9 12 75.00 2009-04-09
536 Cithara Investment International Limited 2 0 2 0.00 2016-07-18
537 CITIC Futures International Company Limited 2 9 11 81.82 2015-08-31
538 CITIC Securities (Hong Kong) Limited 11 60 71 84.51
539 CITIC Securities Asset Management (HK) Limited 4 17 21 80.95 2008-08-01
540 CITIC Securities Brokerage (HK) Limited 12 228 240 95.00
541 CITIC Securities CLSA Capital Partners (HK) Limited 3 10 13 76.92
542 CITIC Securities Futures (HK) Limited 7 112 119 94.12
543 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
544 Citigroup Global Markets Asia Limited 24 553 577 95.84 2008-03-31
545 CITY CREDIT CAPITAL (HK) LIMITED 3 5 8 62.50 2012-10-16
546 City Financial Investment Company (Hong Kong) Limited 3 1 4 25.00 2013-12-03
547 Claren Road Asia Limited 1 2 3 66.67 2009-03-30
548 CLC ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-11-10
549 CLC FUTURES LIMITED 3 7 10 70.00 2014-10-29
550 CLC International Limited 6 9 15 60.00 2012-12-07
551 CLC SECURITIES LIMITED 4 11 15 73.33 2008-06-16
552 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
553 CloudAlpha Capital Management Limited 3 0 3 0.00 2015-03-05
554 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00 2014-11-18
555 CLSA LIMITED 22 264 286 92.31 2013-07-09
556 CLSA Premium International (HK) Limited 3 8 11 72.73 2004-10-20
557 CMB International Asset Management Limited 5 10 15 66.67 2010-05-26
558 CMB International Capital Limited 8 46 54 85.19 2010-09-07
559 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
560 CMB International Global Markets Limited 2 0 2 0.00
561 CMB International Securities Limited 9 54 63 85.71 2010-06-15
562 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-02-22
563 CMBC ASSET MANAGEMENT COMPANY LIMITED 1 0 1 0.00 2015-12-11
564 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 13 18 72.22 2010-08-20
565 CMBC International Securities Limited 4 3 7 42.86 2016-11-30
566 CMBC SECURITIES COMPANY LIMITED 7 23 30 76.67 2008-01-24
567 CMH Capital Co., Limited 4 2 6 33.33 2014-10-15
568 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 14 18 77.78 2009-03-31
569 CMS CAPITAL (HK) CO., LIMITED 3 7 10 70.00 2004-05-06
570 CN CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-06-01
571 CN FIRST INTERNATIONAL FUTURES LIMITED 2 4 6 66.67 2013-09-25
572 CNCB (Hong Kong) Capital Limited 4 9 13 69.23 2010-10-27
573 CNI Global Assets Management Limited (HK) 2 1 3 33.33 2015-06-02
574 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
575 CNI Securities Group Limited 3 13 16 81.25 2009-12-15
576 COFCO Asset Management (International) Company Limited 3 2 5 40.00 2013-02-05
577 Cofes China Limited 2 0 2 0.00 2016-04-29
578 COHEN & STEERS ASIA LIMITED 6 4 10 40.00 2005-07-29
579 COL Securities (HK) Limited 2 1 3 33.33
580 COMGEST FAR EAST LIMITED 4 2 6 33.33 2014-11-03
581 COMMENCE COMPANY LIMITED 2 0 2 0.00
582 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
583 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 2 6 33.33 2013-04-10
584 Complus Asset Management Limited 3 8 11 72.73 2011-05-25
585 Composite Capital Management (HK) Limited 3 3 6 50.00 2016-06-17
586 COMPRADOR LIMITED (HK) 3 7 10 70.00 2015-04-08
587 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 33 35 94.29 2008-12-17
588 Conning Asia Pacific Limited 4 17 21 80.95 2012-02-24
589 Constance Capital Limited (HK) 2 0 2 0.00 2016-12-19
590 Constellar Capital Partners Hong Kong Limited 3 2 5 40.00 2015-11-09
591 Continuum Capital Limited 2 2 4 50.00 2013-03-07
592 Convera Hong Kong Limited 2 17 19 89.47 2016-05-20
593 CONVOY CAPITAL HONG KONG LIMITED 3 7 10 70.00 2012-08-23
594 Coordinates Capital Management Limited 3 2 5 40.00 2016-08-19
595 Core Capital Securities Limited 2 0 2 0.00 2016-06-21
596 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
597 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 198 206 96.12 2016-07-01
598 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
599 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 115 118 97.46
600 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
601 CORNERSTONE SECURITIES LIMITED 3 2 5 40.00 2016-06-13
602 Cornucopiae Asset Management Limited 2 3 5 60.00 2011-08-02
603 CORPORATE BROKERS LIMITED 4 62 66 93.94
604 CORPORATE COMMODITIES LIMITED 4 26 30 86.67
605 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
606 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
607 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
608 CR Wealth and Asset Management Limited 2 0 2 0.00 2016-02-03
609 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2008-07-09
610 Credit Agricole Securities (Asia) Limited 2 4 6 66.67
611 Credit Suisse (Hong Kong) Limited 49 452 501 90.22 2008-11-04
612 Credit Suisse Securities (Hong Kong) Limited 11 104 115 90.43 2013-07-30
613 CreditEase Wealth Management (HK) Limited 3 10 13 76.92 2013-11-06
614 Critica Capital Management Limited 2 0 2 0.00 2016-05-12
615 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33
616 Crosby Securities Limited 9 16 25 64.00 2013-03-06
617 CS Wealth Securities Limited 2 5 7 71.43
618 CSC FUTURES (HK) LIMITED 5 28 33 84.85 2015-03-09
619 CSC SECURITIES (HK) LIMITED 7 31 38 81.58 2003-12-29
620 CSI Corporate Finance (HK) Limited 2 1 3 33.33 2007-08-01
621 CSI Partners HK Limited 2 3 5 60.00 2015-11-06
622 CSOP Asset Management Limited 5 38 43 88.37 2008-09-29
623 CSPI Credit Ratings Company Limited 3 0 3 0.00 2012-08-10
624 CTBC Asia Limited 4 12 16 75.00 2004-01-14
625 CTI Capital Hong Kong Limited 5 7 12 58.33 2015-01-26
626 CTW SECURITIES LIMITED 3 0 3 0.00
627 CUPOLA CAPITAL LIMITED 4 3 7 42.86
628 CVC Asia Pacific Limited 5 14 19 73.68 2009-11-16
629 CVP Asset Management Limited 1 1 2 50.00 2016-02-15
630 CVP Capital Limited (HK) 3 2 5 40.00 2014-10-22
631 CVP Securities Limited 5 6 11 54.55 2004-07-09
632 Cynergy Asset Management Limited 4 0 4 0.00 2016-01-28
633 Cynosure Asset Management Hong Kong Limited 5 1 6 16.67
634 Cypress Capital Hong Kong Limited 2 2 4 50.00 2013-06-19
635 D&R International Capital Management (Hong Kong) Limited 3 1 4 25.00 2015-01-30
636 D'Asie Asset Management Limited 2 0 2 0.00 2015-09-24
637 D. E. Shaw & Co. (Asia Pacific) Limited 3 10 13 76.92 2007-11-14
638 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
639 D.J. SECURITIES LIMITED 2 1 3 33.33
640 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 5 12 17 70.59 2009-10-14
641 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 5 7 12 58.33 2011-09-02
642 DAEWOO SECURITIES (HONG KONG) LIMITED 5 20 25 80.00 2012-02-17
643 DAH SING SECURITIES LIMITED 2 7 9 77.78
644 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
645 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 57.14
646 Daiwa Capital Markets Hong Kong Limited 12 95 107 88.79 2007-10-05
647 DAKIN CAPITAL LIMITED 6 10 16 62.50 2016-01-21
648 DAKIN SECURITIES LIMITED 2 3 5 60.00 2016-04-12
649 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
650 DATANG FINANCIAL HOLDING CO., LIMITED 1 0 1 0.00 2015-11-11
651 Davidson Kempner Asia Limited 2 10 12 83.33 2010-05-04
652 Dawn Capital Limited 2 1 3 33.33 2016-03-07
653 DAYOU FUTURES (HK) COMPANY LIMITED 2 6 8 75.00 2016-09-08
654 DBS ASIA CAPITAL LIMITED 8 9 17 52.94
655 DBS VICKERS (HONG KONG) LIMITED 5 116 121 95.87 2003-10-14
656 De Riva Asia Limited 3 10 13 76.92 2010-07-29
657 Deepwater Capital Limited 3 4 7 57.14 2015-05-19
658 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 29 34 85.29
659 Delphinium Capital Partners Limited 2 1 3 33.33 2016-10-24
660 DELTA ASIA FINANCIAL FUTURES LIMITED 3 5 8 62.50
661 DELTA ASIA SECURITIES LIMITED 3 12 15 80.00 2011-12-23
662 Delta Asia Wealth Management Limited 2 4 6 66.67
663 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
664 DES Asset Management Limited 3 1 4 25.00 2015-03-03
665 DEUTSCHE SECURITIES ASIA LIMITED 23 230 253 90.91 2004-01-08
666 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
667 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
668 DIGNARI CAPITAL PARTNERS (HK) LIMITED 4 1 5 20.00 2014-06-30
669 Direxion Asia Limited 4 0 4 0.00 2013-06-13
670 DL BROKERAGE LIMITED 3 16 19 84.21
671 DL Family Office (HK) Limited 3 3 6 50.00 2015-07-23
672 DL SECURITIES (HK) LIMITED 2 1 3 33.33 2012-09-04
673 dLab Asset Management Limited 2 0 2 0.00 2012-10-18
674 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
675 Donghai International Asset Management (Hong Kong) Limited 2 5 7 71.43 2016-06-02
676 Donghai International Futures (Hong Kong) Limited 2 5 7 71.43 2016-07-22
677 Donghai International Securities (Hong Kong) Limited 2 5 7 71.43 2016-07-27
678 Dongxing Securities (Hong Kong) Company Limited 5 26 31 83.87 2013-12-23
679 DONVEX CAPITAL LIMITED 2 6 8 75.00 2009-01-29
680 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
681 Double Haven Capital (Hong Kong) Limited 3 9 12 75.00 2007-02-16
682 DOUBLE S CAPITAL LIMITED 2 1 3 33.33 2015-06-25
683 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2008-01-28
684 Dragon Financial Partners Limited 2 0 2 0.00 2016-11-28
685 DRAGON INVESTMENT ADVISORY COMPANY LIMITED 3 0 3 0.00 2016-09-27
686 Dragonstone Capital Management Limited 2 0 2 0.00 2016-05-11
687 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
688 DSG Asset Management (HK) Company Limited 2 2 4 50.00 2015-11-18
689 DSG Securities (Hong Kong) Limited 2 2 4 50.00 2016-07-21
690 DST Investment Management Limited 2 4 6 66.67 2012-04-23
691 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
692 DWS Investments Hong Kong Limited 10 28 38 73.68 2016-03-18
693 Dymon Asia Capital (HK) Limited 4 13 17 76.47 2011-08-31
694 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 33 40 82.50 2009-01-02
695 EAA SECURITIES LIMITED 2 1 3 33.33
696 Eagle Asset Management (CP) Limited 3 2 5 40.00 2006-04-28
697 Eagle Trader Asset Management Limited 2 0 2 0.00 2016-10-20
698 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
699 EAST ASIA FUTURES LIMITED 4 7 11 63.64
700 EAST ASIA SECURITIES COMPANY LIMITED 4 66 70 94.29
701 EAST CAPITAL ASIA LIMITED 3 6 9 66.67 2007-04-04
702 EAST EAGLE ASSET MANAGEMENT HOLDINGS LIMITED 2 0 2 0.00 2015-07-27
703 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
704 Eastfort Asset Management Private Limited 2 3 5 60.00 2015-07-29
705 Eastspring Investments (Hong Kong) Limited 3 31 34 91.18 2006-08-08
706 Eclipse Options (HK) Limited 7 16 23 69.57 2007-05-31
707 Eddid Securities and Futures Limited 2 0 2 0.00 2016-12-14
708 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 1 4 25.00 2008-02-26
709 Edmond de Rothschild Securities (Hong Kong) Limited 2 1 3 33.33 2011-10-20
710 EFG Asset Management (HK) Limited 3 4 7 57.14 2008-06-06
711 EFM ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-11-04
712 eFusion Capital Limited 2 4 6 66.67 2014-06-06
713 EIG Global Energy (Asia) Limited 3 2 5 40.00 2012-02-08
714 EIP Alpha Limited 3 5 8 62.50 2014-02-12
715 Elements Advisors Limited 2 2 4 50.00 2010-06-08
716 ELEPHAS INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00 2015-12-22
717 ELEVATION INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-12-20
718 Elezeno Capital Limited 2 0 2 0.00 2015-03-18
719 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
720 Elixir Capital Management Limited 2 0 2 0.00 2009-02-18
721 ELLIOTT ADVISORS (HK) LIMITED 2 10 12 83.33 2005-03-08
722 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2006-10-31
723 Elpis Capital Limited 2 1 3 33.33 2015-01-09
724 ELSTONE SECURITIES LIMITED 3 0 3 0.00
725 EMINENCE CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-11-08
726 EMP CAPITAL LIMITED 2 0 2 0.00 2016-12-02
727 Emperio Securities And Assets Management Limited 2 0 2 0.00 2016-10-04
728 Emperor Asset Management Limited 3 2 5 40.00 2009-11-03
729 EMPEROR CORPORATE FINANCE LIMITED 5 7 12 58.33 2009-12-24
730 EMPEROR FUTURES LIMITED 4 90 94 95.74
731 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 141 148 95.27
732 EMPEROR SECURITIES LIMITED (HK) 9 164 173 94.80
733 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
734 Encap (Global) Asset Management Limited 1 2 3 66.67 2009-03-30
735 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
736 ENHANCED INVESTMENT PRODUCTS LIMITED 3 4 7 57.14 2012-01-06
737 Enhanced Securities Limited 4 5 9 55.56 2011-08-02
738 ENLIGHTEN FUTURES LIMITED 3 11 14 78.57
739 ENLIGHTEN SECURITIES LIMITED 3 24 27 88.89
740 EnTrustPermal (Hong Kong) Limited 2 0 2 0.00 2006-03-09
741 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 1 4 25.00 2009-07-31
742 Epigen Group (Hong Kong) Limited 3 0 3 0.00 2014-02-05
743 EQT Partners Asia Limited 5 7 12 58.33 2011-04-15
744 Equant Point Asset Management Limited 2 0 2 0.00 2016-11-11
745 Equities First Holdings Hong Kong Limited 2 2 4 50.00 2015-09-17
746 ESR ASSET MANAGEMENT (FORTUNE) LIMITED 3 1 4 25.00 2010-03-30
747 ESR Asset Management (Prosperity) Limited 3 4 7 57.14 2005-11-30
748 ETF Securities (HK) Limited 1 0 1 0.00 2012-08-02
749 Eton Park Asia Limited 3 6 9 66.67 2006-11-13
750 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
751 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2016-08-23
752 Eurizon Capital Asia Limited 2 0 2 0.00 2016-10-26
753 European Capital Partners (Hong Kong) Limited 1 0 1 0.00 2014-10-28
754 EUTO CAPITAL PARTNERS LIMITED 2 5 7 71.43 2015-04-28
755 EVENSTAR ADVISORS LIMITED 5 4 9 44.44 2007-04-19
756 Ever Fountain Asia Limited 2 1 3 33.33 2014-12-12
757 Ever-Long Capital Management Limited (b2014-01-15) 3 10 13 76.92 2014-11-27
758 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
759 EVER-LONG SECURITIES COMPANY LIMITED 11 32 43 74.42
760 Everbright Capital Management Limited 3 1 4 25.00 2007-09-24
761 Everbright Securities Digital Finance (HK) Limited 2 13 15 86.67
762 Everbright Securities Global (HK) Limited 3 3 6 50.00
763 Everbright Securities Investment Services (HK) Limited 12 403 415 97.11
764 Evercore Asia Limited 5 14 19 73.68 2011-03-04
765 Evergain Funds Limited 2 1 3 33.33 2013-12-17
766 Evergrande Futures (Hong Kong) Limited 3 19 22 86.36 2003-11-21
767 Evergrande Securities (Hong Kong) Limited 5 36 41 87.80
768 EVERHOT SECURITIES LIMITED 3 5 8 62.50
769 EVERSAFE ASSET MANAGEMENT CO., LIMITED 2 0 2 0.00 2015-03-17
770 Evo Capital Management Asia Limited 2 5 7 71.43 2007-08-22
771 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 0.00 2007-08-24
772 EWARTON SECURITIES LIMITED 4 15 19 78.95
773 ExaByte Capital Management (HK) Limited 2 1 3 33.33 2012-09-25
774 EXCEL INVESTMENT (HK) LIMITED 2 1 3 33.33 2014-07-21
775 Excel Shining Asia Limited 2 0 2 0.00 2016-08-01
776 EXCELLENT TIDE SECURITIES LIMITED 2 0 2 0.00 2016-10-11
777 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
778 EXS Capital Asia Limited 3 1 4 25.00 2008-06-12
779 F. R. ZIMMERN LIMITED 2 3 5 60.00
780 F.E. Corporate Finance Advisory Limited 3 2 5 40.00 2012-08-03
781 F.T.M.F. DISTRIBUTION LIMITED 5 5 10 50.00 2008-08-15
782 FACTORIAL MANAGEMENT LIMITED 3 3 6 50.00 2011-12-30
783 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
784 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
785 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
786 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
787 FAIRWIN BROKING LIMITED 3 5 8 62.50
788 Falcon Partners Limited 2 0 2 0.00 2016-08-31
789 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
790 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
791 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
792 FDB Financial Group Limited 3 6 9 66.67
793 FE Advisory Asia Limited 2 2 4 50.00 2015-03-31
794 FE SECURITIES LIMITED 2 4 6 66.67
795 Ferran Securities Limited 2 0 2 0.00 2016-09-30
796 Fidelity Management & Research (Hong Kong) Limited 10 47 57 82.46 2008-09-04
797 Fiera Capital (Asia) Hong Kong Limited 3 3 6 50.00 2010-08-23
798 FIG HK (Hong Kong) Limited 1 0 1 0.00 2014-10-08
799 FIGHTON CAPITAL LIMITED 2 0 2 0.00 2014-08-29
800 FIL Investment Advisors 6 101 107 94.39
801 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
802 Finet Securities Limited 3 0 3 0.00 2015-12-17
803 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
804 First Avenue Partners (Asia) Limited 2 1 3 33.33 2016-07-11
805 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
806 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
807 First Fidelity Capital (International) Limited 3 2 5 40.00 2006-04-19
808 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
809 FIRST SECURITIES (HK) LIMITED 7 36 43 83.72 2009-08-03
810 First Sentier Investors (Hong Kong) Limited 4 28 32 87.50
811 FIRST SHANGHAI CAPITAL LIMITED 3 6 9 66.67
812 FIRST SHANGHAI FUTURES LIMITED 4 35 39 89.74
813 First Shanghai Investment Management (HK) Limited 2 0 2 0.00 2015-03-18
814 FIRST SHANGHAI SECURITIES LIMITED 9 66 75 88.00
815 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
816 FITCH (HONG KONG) LIMITED 4 90 94 95.74 2011-06-01
817 FIVE STATES CAPITAL RESOURCES LIMITED 2 0 2 0.00 2016-11-09
818 Forebright Capital Management Limited 3 4 7 57.14 2014-11-25
819 Foresee Global Asset Management (HK) Limited 3 1 4 25.00 2016-07-07
820 FORMAX ASSET MANAGEMENT LIMITED 3 6 9 66.67 2014-06-10
821 FORMAX SECURITIES LIMITED 3 7 10 70.00 2014-09-12
822 FORSYTH BARR ASIA LIMITED 3 5 8 62.50 2015-01-21
823 Forthright Capital Management Limited 3 0 3 0.00 2015-02-02
824 FORTHRIGHT SECURITIES COMPANY LIMITED 3 3 6 50.00 2016-05-12
825 FORTUNE (HK) SECURITIES LIMITED 2 35 37 94.59
826 Fortune Asset Management Limited (HK) 3 8 11 72.73 2009-12-16
827 FORTUNE FINANCIAL CAPITAL LIMITED 3 10 13 76.92 2009-03-12
828 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 1 3 33.33 2011-11-07
829 Fortune Origin Securities Limited 6 8 14 57.14 2009-07-09
830 Forwin Capital Management Limited 3 1 4 25.00 2014-06-17
831 Forwin Futures Group Limited 2 1 3 33.33 2016-06-22
832 Forwin Securities Group Limited 2 2 4 50.00 2015-05-19
833 Fosun Asset Management Limited 3 2 5 40.00 2016-03-03
834 Fosun International Securities Limited 6 24 30 80.00 2008-06-23
835 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
836 FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 50.00 2016-05-31
837 FOUNDER FUTURES (HONG KONG) LIMITED 2 11 13 84.62 2016-06-15
838 FOUNDER SECURITIES (HONG KONG) LIMITED 4 21 25 84.00 2014-12-19
839 FountainCap Research & Investment (Hong Kong) Co., Limited 2 2 4 50.00 2015-04-27
840 Fountainhead Partners Company Limited 4 1 5 20.00 2015-10-12
841 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 8 37 45 82.22
842 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
843 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
844 FRONTIER CAPITAL INVESTMENT LIMITED 1 0 1 0.00 2013-01-29
845 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 6 10 60.00 2011-11-15
846 Frontpage Capital Limited 4 6 10 60.00 2015-11-10
847 FT Securities Limited 2 9 11 81.82
848 FTFT International Securities and Futures Limited 2 2 4 50.00 2010-08-23
849 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
850 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
851 FUBON SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2012-05-18
852 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 66.67 2009-02-27
853 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 4 6 66.67
854 FULBRIGHT ASSET MANAGEMENT LIMITED 2 12 14 85.71 2012-03-22
855 FULBRIGHT FUTURES LIMITED 4 91 95 95.79 2005-12-05
856 FULBRIGHT SECURITIES LIMITED 7 255 262 97.33 2010-05-18
857 FULL HOUSE ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-08-24
858 FULL WIN SECURITIES LIMITED 2 0 2 0.00
859 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 3 16 19 84.21 2012-09-24
860 FULLJET SECURITIES LIMITED 2 0 2 0.00
861 FUND GENESIS LIMITED 2 0 2 0.00 2016-06-23
862 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
863 Funderstone Asset Management (HK) Limited 2 1 3 33.33
864 Funderstone Futures Limited 3 14 17 82.35
865 Funderstone Securities Limited 4 14 18 77.78
866 FUSION WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2016-09-26
867 Futu Securities International (HONG KONG) Limited 4 15 19 78.95 2012-10-04
868 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
869 Future Growth Financial Services Limited 5 12 17 70.59 2010-04-08
870 FWD Financial Planning Limited (HK) 3 113 116 97.41 2011-01-25
871 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
872 FXG Asset Management Limited 2 0 2 0.00 2016-11-15
873 G. H. Financials (Hong Kong) Limited 2 2 4 50.00 2013-12-09
874 Gain Capital - Forex.com Hong Kong Limited 3 10 13 76.92 2009-07-22
875 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 17 19 89.47 2005-02-16
876 GAINWELL SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-08-21
877 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 7 9 77.78
878 GAM HONG KONG LIMITED 6 12 18 66.67
879 Gamma Consortium Limited (The) 2 0 2 0.00 2016-10-03
880 GaoTeng Global Asset Management Limited 2 0 2 0.00 2015-04-28
881 GAOYU SECURITIES LIMITED 5 12 17 70.59
882 Gary Cheng Securities Limited 3 8 11 72.73 2015-12-02
883 GATEWAY CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2009-06-16
884 GAVEKAL CAPITAL LIMITED 2 15 17 88.24 2003-06-09
885 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
886 GCAM Limited 2 2 4 50.00 2004-10-19
887 GCIS LIMITED 2 0 2 0.00 2007-05-16
888 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
889 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
890 Gen2 Partners Limited 3 1 4 25.00 2008-10-06
891 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 1 4 25.00
892 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
893 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 0 2 0.00 2013-12-02
894 Genting Securities Limited 3 0 3 0.00 2012-05-18
895 GEO Securities Limited 2 28 30 93.33 2013-05-03
896 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
897 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-12-16
898 GET NICE CAPITAL LIMITED 2 1 3 33.33
899 GET NICE FUTURES COMPANY LIMITED 3 35 38 92.11
900 GET NICE SECURITIES LIMITED 6 81 87 93.10
901 GF Asset Management (Hong Kong) Limited 4 16 20 80.00 2007-11-08
902 GF Capital (Hong Kong) Limited 6 32 38 84.21 2007-01-31
903 GF FUTURES (HONG KONG) CO., LIMITED 3 39 42 92.86 2007-02-16
904 GF International Investment Management Limited 2 14 16 87.50 2011-09-08
905 GF Securities (Hong Kong) Brokerage Limited 11 152 163 93.25 2007-01-31
906 GFI (HK) SECURITIES L.L.C. 2 20 22 90.91 2007-06-18
907 GFM Group Limited (HK) 2 0 2 0.00 2016-10-06
908 GIGA (HONG KONG) LIMITED 2 0 2 0.00
909 Ginger Capital Advisory Limited 2 0 2 0.00 2011-06-01
910 GL Advisors Hong Kong Limited 2 2 4 50.00 2015-08-24
911 Gladius Investment Group Asia Limited 2 0 2 0.00 2015-09-30
912 GLENWORTH CAPITAL LIMITED 2 0 2 0.00 2013-01-29
913 GLG Partners Hong Kong Limited 2 2 4 50.00 2010-11-30
914 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
915 Global Prime Partners (Asia) Limited 2 3 5 60.00 2015-08-05
916 Global Value Chain Investment Corporation Limited 2 2 4 50.00 2015-02-02
917 GLOBAL VISION CAPITAL LIMITED 2 0 2 0.00 2016-12-12
918 Glory Sun Securities Limited 7 30 37 81.08 2012-09-18
919 GLS SECURITIES LIMITED 3 3 6 50.00
920 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
921 GMT RESEARCH LIMITED (HK) 2 2 4 50.00 2014-10-10
922 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
923 GOLD MEDAL GLOBAL INVESTMENT CO., LIMITED 2 0 2 0.00 2016-11-09
924 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
925 Goldbridge Securities Limited 2 0 2 0.00
926 Golden Full Asset Management Limited 2 2 4 50.00 2014-04-03
927 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 1 1 2 50.00 2008-12-02
928 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
929 Golden Hen Securities and Futures Limited 3 4 7 57.14 2010-05-13
930 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 3 6 50.00
931 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
932 Golden Jade Capital Limited 2 1 3 33.33 2008-07-23
933 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 3 6 50.00 2012-03-30
934 Golden Rich Securities Limited 4 10 14 71.43 2016-04-06
935 GOLDENWAY SECURITIES COMPANY LIMITED 2 2 4 50.00
936 GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2015-01-05
937 Goldhorse Securities Limited 2 0 2 0.00 2015-10-19
938 Goldin Equities Limited 3 4 7 57.14 2008-12-17
939 Goldin Financial Limited 2 2 4 50.00 2009-06-01
940 GOLDLINK SECURITIES LIMITED 3 2 5 40.00 2016-08-15
941 GOLDMAN SACHS (ASIA) L.L.C. 48 781 829 94.21
942 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 18 396 414 95.65 2016-10-11
943 Goldman Sachs Asset Management (Hong Kong) Limited 7 47 54 87.04 2016-06-24
944 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
945 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
946 Goldyard Capital Limited 2 2 4 50.00
947 Gong Ping Futures Limited 2 13 15 86.67 2011-11-22
948 Gong Ping Securities Limited 2 13 15 86.67 2010-12-08
949 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
950 GPB Financial Services Hong Kong Limited 2 4 6 66.67 2015-12-15
951 Grace Financial Limited (HK) 4 2 6 33.33 2008-02-13
952 Gram Capital Limited 4 3 7 42.86 2014-03-12
953 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 9 11 81.82
954 GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-27
955 Grand Cartel Securities Company Limited 4 2 6 33.33
956 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 9 11 81.82
957 Grand China Securities Limited 2 5 7 71.43 2012-05-03
958 GRAND HARBOUR CORPORATE FINANCE LIMITED 2 0 2 0.00 2016-11-01
959 Grand Moore Capital Limited 3 3 6 50.00 2015-12-22
960 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 7 10 70.00
961 GRAND PARTNERS INVESTMENT CONSULTANTS LIMITED 2 3 5 60.00 2016-08-18
962 GRAND PARTNERS SECURITIES LIMITED 2 0 2 0.00 2016-12-29
963 GRAND VIEW SECURITIES LIMITED 2 0 2 0.00 2016-12-16
964 GRANDLY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2014-08-08
965 GRANSING SECURITIES CO., LIMITED 5 15 20 75.00
966 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
967 GREAT BAY SECURITIES LIMITED 3 0 3 0.00
968 Great Wall Pan Asia Asset Management Limited 3 11 14 78.57 2014-05-13
969 Greater China Asset Management (HK) Limited (b2011-10-21) 2 1 3 33.33 2012-08-06
970 Greater China Securities Limited (b1999-04-26) 2 6 8 75.00
971 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 0 3 0.00
972 GREATPAGE CAPITAL COMPANY LIMITED 2 1 3 33.33 2016-05-13
973 Green Capital Limited (HK) 3 1 4 25.00 2016-07-08
974 Greenfield Asset Management Limited 3 0 3 0.00 2005-11-11
975 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
976 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
977 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
978 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2005-08-12
979 Grey Investment Limited 2 2 4 50.00 2012-02-21
980 Grit Securities Limited 2 1 3 33.33
981 GROW Asset Management (HK) Limited 2 2 4 50.00 2015-01-09
982 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
983 GSI FINANCE GROUP LIMITED 1 0 1 0.00 2011-03-18
984 GT Asset & Portfolio Management Limited 3 10 13 76.92 2004-11-04
985 GT CAPITAL LIMITED 4 8 12 66.67
986 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
987 Guard Capital Management Limited 2 5 7 71.43 2014-07-07
988 Gulf Line Capital Advisors Limited 2 4 6 66.67 2015-08-27
989 Guo Tong Capital Management Company Limited 2 1 3 33.33 2010-05-24
990 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
991 GUODU FUTURES (HONG KONG) LIMITED 2 5 7 71.43 2012-12-04
992 GUODU SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2009-03-20
993 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
994 Guosen Securities (HK) Brokerage Company, Limited 4 55 59 93.22 2010-02-26
995 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 7 12 58.33 2010-06-30
996 GUOTAI GLOBAL INVESTMENTS LIMITED 3 1 4 25.00 2015-08-19
997 GUOTAI JUNAN ASSETS (ASIA) LIMITED 4 18 22 81.82 2004-11-29
998 GUOTAI JUNAN CAPITAL LIMITED 10 39 49 79.59
999 GUOTAI JUNAN FUND MANAGEMENT LIMITED 3 1 4 25.00 2008-05-29
1000 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 4 83 87 95.40 2010-11-26
1001 Guotai Junan FX Limited 2 36 38 94.74 2010-10-21
1002 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 12 198 210 94.29
1003 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1004 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 6 8 75.00 2007-11-28
1005 GUOYUAN CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2014-10-30
1006 GUOYUAN FUTURES (HONG KONG) LIMITED 5 58 63 92.06 2007-11-29
1007 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 4 81 85 95.29 2007-01-30
1008 Hafoo Securities Limited 3 8 11 72.73 2009-12-09
1009 Haitong Futures Hong Kong Limited 2 6 8 75.00 2016-07-07
1010 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 22 26 84.62 2008-07-03
1011 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 29 33 87.88
1012 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 12 15 80.00 2008-07-24
1013 HAITONG INTERNATIONAL CAPITAL LIMITED 10 39 49 79.59
1014 HAITONG INTERNATIONAL FUTURES LIMITED 8 275 283 97.17
1015 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 26 30 86.67 2005-11-15
1016 HAITONG INTERNATIONAL RESEARCH LIMITED 3 37 40 92.50
1017 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 19 407 426 95.54 2003-09-30
1018 HALCYON CAPITAL LIMITED (HK) 3 7 10 70.00 2012-12-06
1019 HALCYON SECURITIES LIMITED 4 9 13 69.23 2013-01-28
1020 Hamilton Asset Management Limited (HK) 4 1 5 20.00 2016-05-31
1021 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1022 HAMON ASIAN ADVISORS LIMITED 4 7 11 63.64
1023 HAMON ASSET MANAGEMENT LIMITED 4 7 11 63.64
1024 HAMON INVESTMENT MANAGEMENT LIMITED 4 8 12 66.67
1025 HANG SENG FUTURES LIMITED 3 6 9 66.67
1026 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 44 50 88.00
1027 HANG SENG INVESTMENT SERVICES LIMITED 3 18 21 85.71
1028 HANG SENG SECURITIES LIMITED 5 15 20 75.00
1029 HANG TAI SECURITIES LIMITED 4 4 8 50.00
1030 Hang Tang International Capital Management Limited 2 5 7 71.43 2016-05-23
1031 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1032 HANTEC FUTURES LIMITED 2 2 4 50.00 2008-12-19
1033 HANTEC SECURITIES CO., LIMITED 2 15 17 88.24
1034 Hao Advisors Management Limited 2 0 2 0.00 2015-05-12
1035 Hao Tian Asset Management Limited 2 0 2 0.00 2016-12-09
1036 Hao Tian International Futures Limited 3 7 10 70.00 2016-10-06
1037 Hao Tian International Securities Limited 4 7 11 63.64
1038 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1039 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
1040 Harmony Advisors Limited 3 1 4 25.00 2014-01-28
1041 HARMONY ASSET MANAGEMENT LIMITED 3 1 4 25.00
1042 Harmony Capital Global Asset Management Limited 2 0 2 0.00 2016-11-16
1043 HARRIS FRASER (INTERNATIONAL) LIMITED 4 35 39 89.74
1044 Harvest Global Capital Investments Limited 2 3 5 60.00 2016-10-28
1045 HARVEST GLOBAL INVESTMENTS LIMITED 5 42 47 89.36 2009-02-16
1046 HD Capital Limited 2 2 4 50.00 2015-12-14
1047 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 2 10 12 83.33 2012-05-21
1048 HEAD & SHOULDERS SECURITIES LIMITED 4 11 15 73.33 2008-03-27
1049 Hedgestone Capital Group (H.K.) Co., Limited 2 3 5 60.00 2015-05-12
1050 Heitman HK Limited 2 2 4 50.00 2012-12-05
1051 Heitman International HK Limited 2 2 4 50.00 2014-02-18
1052 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1053 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00
1054 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 5 1 6 16.67 2006-11-30
1055 HENIK SECURITIES LIMITED 2 10 12 83.33
1056 HENYEP SECURITIES LIMITED 3 11 14 78.57
1057 Herald Energy Capital (HK) Limited 3 0 3 0.00 2016-08-19
1058 HERCULES CAPITAL LIMITED (b2002-05-21) 3 0 3 0.00
1059 HERMES SECURITIES LIMITED 2 9 11 81.82
1060 HEXA ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-02
1061 HF Asset Management Limited (HK) 2 2 4 50.00 2009-10-05
1062 HF Securities and Futures Limited 3 1 4 25.00 2015-10-28
1063 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1064 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 5 8 62.50 2010-10-27
1065 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1066 HGNH International Asset Management Co., Limited 3 12 15 80.00 2011-10-24
1067 HGNH International Forex Co., Limited 2 24 26 92.31 2014-04-04
1068 HGNH International Futures Co., Limited 5 37 42 88.10 2007-06-26
1069 HGNH International Securities Co., Limited 3 31 34 91.18 2014-01-08
1070 High Nine Asset Management Limited 2 0 2 0.00 2015-04-24
1071 Hillhouse Investment Management Limited 2 8 10 80.00 2011-01-24
1072 Himalaya Asset Management Limited 2 0 2 0.00 2015-05-21
1073 HING WAI ALLIED SECURITIES LIMITED 3 13 16 81.25
1074 HING WONG SECURITIES LIMITED 3 9 12 75.00
1075 HIP HING SECURITIES LIMITED 2 2 4 50.00
1076 HK NOBLE SKY TREASURE SECURITIES LIMITED 3 4 7 57.14 2013-02-28
1077 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1078 HO FUNG SHARES INVESTMENT LIMITED 3 10 13 76.92 2005-03-24
1079 HOBA Global Investors (HK) Limited 2 1 3 33.33 2015-04-23
1080 Hodes Weill Asia Limited 2 3 5 60.00 2012-08-31
1081 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1082 HOI YICK INTERNATIONAL SECURITIES LIMITED 2 0 2 0.00 2016-05-10
1083 Holly International Financial Holdings Limited 3 5 8 62.50 2012-06-29
1084 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1085 HONG KONG ASSET MANAGEMENT LIMITED 3 9 12 75.00 2005-11-21
1086 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 3 7 42.86 2007-09-21
1087 HONG KONG INTERNATIONAL FUTURES LIMITED 3 13 16 81.25
1088 Hong Kong Metasequoia Capital Management Limited 2 0 2 0.00 2016-03-21
1089 Hong Kong Securities (International) Company Limited 4 0 4 0.00 2009-07-23
1090 Hong Kong Stock Link Securities Limited 2 5 7 71.43
1091 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 1 3 33.33 2005-03-29
1092 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
1093 Hongkong Bay Asset Management Limited 4 1 5 20.00 2012-03-08
1094 Hongkong Bay Securities Limited 2 1 3 33.33 2016-09-26
1095 HONOR ASSET MANAGEMENT LIMITED 2 4 6 66.67 2016-02-15
1096 HONOR SECURITIES (HK) LIMITED 2 2 4 50.00 2016-08-04
1097 HOORAY ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-03-10
1098 HOORAY CAPITAL LIMITED 2 5 7 71.43
1099 HOORAY SECURITIES LIMITED 2 11 13 84.62
1100 Horizon Asset International (HK) Limited 3 8 11 72.73 2008-09-03
1101 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 50.00
1102 Houlihan Lokey (China) Limited 2 14 16 87.50 2008-10-09
1103 HPEF Capital Partners Limited 2 4 6 66.67
1104 HPEF Venture Partners Limited 2 1 3 33.33
1105 HPS Investment Partners (HK), Limited 2 1 3 33.33 2016-11-25
1106 HQ Capital Asia Limited 3 0 3 0.00 2016-11-03
1107 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1108 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1109 HSBC BROKING FOREX (ASIA) LIMITED 4 89 93 95.70
1110 HSBC BROKING FUTURES (ASIA) LIMITED 4 98 102 96.08
1111 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 24 27 88.89
1112 HSBC BROKING SECURITIES (ASIA) LIMITED 8 105 113 92.92 2015-01-19
1113 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 16 22 72.73
1114 HSBC Corporate Finance (Hong Kong) Limited 8 111 119 93.28 2012-03-09
1115 HSBC Global Asset Management (Hong Kong) Limited 9 121 130 93.08 2006-03-29
1116 HSBC Global Asset Management Holdings (Bahamas) Limited 4 20 24 83.33
1117 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 94 103 91.26
1118 HSBC SECURITIES (ASIA) LIMITED 2 1 3 33.33
1119 HSBC SECURITIES BROKERS (ASIA) LIMITED 9 69 78 88.46 2011-03-04
1120 HSZ (HONG KONG) LIMITED 2 5 7 71.43
1121 HUA NAN SECURITIES (HK) LIMITED 2 7 9 77.78
1122 HUA YU INVESTMENT MANAGEMENT LIMITED 3 3 6 50.00
1123 HuaAn Asset Management (Hong Kong) Limited 3 2 5 40.00 2010-12-01
1124 HUABANG CORPORATE FINANCE LIMITED 3 1 4 25.00 2016-06-21
1125 Huajin Corporate Finance (International) Limited 6 8 14 57.14
1126 HUAJIN FUTURES (INTERNATIONAL) LIMITED 4 7 11 63.64 2015-08-17
1127 HUAJIN RESEARCH (INTERNATIONAL) LIMITED 3 4 7 57.14 2016-01-20
1128 HUAJIN SECURITIES (INTERNATIONAL) LIMITED 4 16 20 80.00 2015-08-17
1129 HUAJUN CAPITAL LIMITED 2 0 2 0.00 2016-10-13
1130 Huarong International Asset Management Limited 4 20 24 83.33 2011-03-14
1131 Huarong International Capital Limited (HK) 3 4 7 57.14 2016-06-10
1132 Huarong International Securities Limited 6 55 61 90.16 2004-10-25
1133 Huatai (Hong Kong) Futures Limited 2 3 5 60.00 2016-09-14
1134 Huatai Asset Management (Hong Kong) Company Limited 2 1 3 33.33 2010-11-12
1135 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 22 85 107 79.44 2007-04-04
1136 Huaxin Futures Limited 2 2 4 50.00 2015-11-10
1137 Huayu Securities Limited 2 6 8 75.00
1138 Huge Asset Management Limited 2 2 4 50.00 2016-04-11
1139 Hui Xian Asset Management Limited 5 0 5 0.00 2011-04-08
1140 Huizhi International Capital Holdings Co., Limited 4 1 5 20.00
1141 HUNG SING FUTURES LIMITED 2 2 4 50.00
1142 HUNG SING SECURITIES LIMITED 4 13 17 76.47
1143 Hutchin Hill Capital HK Limited 1 0 1 0.00 2015-03-09
1144 HWA Asset Management Limited 3 1 4 25.00 2013-12-02
1145 HX Innovation Capital Management Co. Limited 1 0 1 0.00 2016-01-29
1146 HZ CAPITAL LIMITED (HK) 2 1 3 33.33 2015-03-26
1147 I-ACCESS INVESTORS LIMITED 5 24 29 82.76 2005-07-13
1148 i-Golden Data Capital Limited 1 0 1 0.00 2016-03-03
1149 IAM LEGACY LIMITED 4 7 11 63.64 2007-08-21
1150 iBest Consultants Limited 4 28 32 87.50 2008-04-15
1151 iBest Investment Services Limited 3 0 3 0.00 2016-12-06
1152 iBest Securities Company Limited 2 2 4 50.00
1153 IBTS ASIA (HK) LIMITED 3 0 3 0.00 2005-11-17
1154 ICAP Equities Asia Limited 3 13 16 81.25 2008-12-22
1155 ICAP Securities Hong Kong Limited 3 34 37 91.89 2005-10-06
1156 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
1157 ICBC (ASIA) SECURITIES LIMITED 4 15 19 78.95
1158 ICBC Asset Management (Global) Company Limited 3 7 10 70.00
1159 ICBC Credit Suisse Asset Management (International) Company Limited 4 9 13 69.23 2011-11-18
1160 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 12 15 80.00 2009-12-14
1161 ICBC INTERNATIONAL CAPITAL LIMITED 5 61 66 92.42 2008-05-27
1162 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 26 30 86.67 2009-11-16
1163 ICBC INTERNATIONAL FUTURES LIMITED 3 21 24 87.50 2009-05-06
1164 ICBC INTERNATIONAL RESEARCH LIMITED 4 15 19 78.95 2009-07-10
1165 ICBC INTERNATIONAL SECURITIES LIMITED 14 50 64 78.13 2008-11-14
1166 IDS FOREX HK LIMITED 3 6 9 66.67 2014-09-17
1167 iFAST Financial (HK) Limited 3 15 18 83.33 2007-03-30
1168 iFAST Global Markets (HK) Limited 3 12 15 80.00 2008-02-12
1169 iFAST Securities (HK) Limited 3 3 6 50.00
1170 IFM Investors (HK) Limited 2 0 2 0.00 2016-09-23
1171 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
1172 IL&FS Global Financial Services (HK) Limited 2 1 3 33.33 2013-10-11
1173 Imagi Brokerage Limited 3 4 7 57.14
1174 IMARKETS LIMITED 2 0 2 0.00
1175 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1176 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1177 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1178 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 1 0 1 0.00 2013-12-02
1179 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 0.00 2005-12-21
1180 Imperium International Asset Management Limited 5 1 6 16.67 2008-12-02
1181 IMPERIUM INTERNATIONAL SECURITIES LIMITED 3 19 22 86.36 2010-10-06
1182 Impression Investment Limited 3 0 3 0.00 2014-04-30
1183 Income Partners Asset Management (HK) Limited 5 15 20 75.00
1184 INCU CORPORATE FINANCE LIMITED 2 5 7 71.43
1185 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 6 10 60.00 2009-08-06
1186 Infinite Success Assets Management Limited 1 0 1 0.00 2016-06-08
1187 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1188 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 40.00 2014-02-28
1189 Ingensoma Trading Group Limited 3 0 3 0.00 2008-10-30
1190 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1191 INNOVATION SECURITIES CO., LIMITED 2 4 6 66.67 2016-02-16
1192 INNOVAX CAPITAL LIMITED 8 7 15 46.67 2015-02-25
1193 Innovest Asset Management Limited 2 0 2 0.00 2015-12-04
1194 Insight Capital Investment Limited 2 2 4 50.00 2014-06-16
1195 INSTINET PACIFIC LIMITED 5 16 21 76.19
1196 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1197 Integrity Capital Management (HK) Limited 3 2 5 40.00 2013-03-05
1198 INTEGRITY FINANCIAL SERVICES LIMITED 2 4 6 66.67 2005-05-09
1199 INTEGRITY SECURITIES LIMITED 2 3 5 60.00 2012-04-11
1200 Interactive Brokers Hong Kong Limited 5 49 54 90.74 2004-01-07
1201 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1202 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 5 7 71.43
1203 INTERNATIONAL COMMERCE CORPORATION 2 5 7 71.43 2006-02-13
1204 INV ADVISORY LIMITED 3 0 3 0.00 2016-09-19
1205 INV Partners Limited 2 1 3 33.33 2009-11-24
1206 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 80 84 95.24
1207 INVESCO HONG KONG LIMITED 6 92 98 93.88
1208 INVESTPORT (H.K.) LIMITED 4 2 6 33.33 2016-08-29
1209 Ion Pacific Limited 4 5 9 55.56 2015-12-17
1210 IP Investment Management (HK) Limited 2 7 9 77.78 2015-12-21
1211 IPP Financial Advisers Limited 2 25 27 92.59 2006-12-21
1212 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1213 IRIDIUM CAPITAL LIMITED (HK) 2 4 6 66.67 2015-01-29
1214 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1215 ITAU ASIA LIMITED 1 0 1 0.00 2006-10-31
1216 iTrade Securities Investment Limited 2 0 2 0.00 2016-12-28
1217 iVenture Investment Management Limited 2 1 3 33.33
1218 IVORY CAPITAL PRIVATE LIMITED 2 1 3 33.33 2007-03-21
1219 IvyRock Asset Management (HK) Limited 3 3 6 50.00 2014-03-06
1220 J Capital Research Limited 2 1 3 33.33 2012-03-01
1221 J.P. MORGAN BROKING (HONG KONG) LIMITED 15 187 202 92.57 2003-12-02
1222 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 8 153 161 95.03
1223 J.W. Childs Asia Equities (Hong Kong) Limited 2 5 7 71.43 2007-07-16
1224 JANCHOR PARTNERS LIMITED 3 11 14 78.57 2009-11-06
1225 JANE STREET HONG KONG LIMITED 3 21 24 87.50 2013-07-26
1226 Janus Henderson Investors Hong Kong Limited 3 23 26 88.46
1227 Japaninvest (Hong Kong) Limited 1 0 1 0.00 2010-10-26
1228 Jefferies Hong Kong Limited 12 123 135 91.11 2010-01-04
1229 JF INTERNATIONAL MANAGEMENT INC. 5 53 58 91.38
1230 JIMEI SECURITIES LIMITED 2 14 16 87.50 2008-12-09
1231 Jinde Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-11-16
1232 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
1233 JK Capital Management Limited 6 4 10 40.00 2015-12-01
1234 JNL Investments Limited (HK) 1 0 1 0.00 2011-10-21
1235 JOINCAP CAPITAL LIMITED 4 0 4 0.00
1236 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
1237 JOSPA INVESTMENT COMPANY LIMITED 3 8 11 72.73
1238 JOYFUL CAPITAL HK LIMITED 3 0 3 0.00 2015-02-05
1239 JPMorgan Asset Management (Asia Pacific) Limited 15 123 138 89.13 2006-02-16
1240 JPMorgan Asset Management Real Assets (Asia) Limited 3 5 8 62.50 2009-06-26
1241 JPMorgan Funds (Asia) Limited 8 124 132 93.94
1242 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1243 JS CRESVALE CAPITAL LIMITED 4 4 8 50.00
1244 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 11 15 73.33 2010-09-29
1245 JS SECURITIES LIMITED (HK) 2 3 5 60.00 2011-01-20
1246 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1247 Jupiter Asset Management (Asia Pacific) Limited 5 11 16 68.75 2014-12-12
1248 Jupiter Asset Management (Hong Kong) Limited 3 3 6 50.00 2013-04-10
1249 JVSakk Asia Limited 5 10 15 66.67
1250 JVSakk Asset Management Limited 6 28 34 82.35 2008-08-28
1251 JW Capital Limited (HK) 3 4 7 57.14 2011-12-19
1252 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1253 Kadensa Capital Limited 2 5 7 71.43 2016-09-02
1254 KAI WO ASSET MANAGEMENT LIMITED 1 0 1 0.00 2008-07-04
1255 Kai Yin Securities Limited 2 2 4 50.00 2016-08-31
1256 Kaifeng Investment Management (Hong Kong) Limited 2 1 3 33.33 2016-11-04
1257 Kairous Capital (HK) Limited 2 0 2 0.00 2016-11-15
1258 Kaisa Asset Management Limited 1 1 2 50.00 2015-08-18
1259 Kaisa Financial Group Company Limited 2 7 9 77.78 2008-06-16
1260 KAISER FUTURES LIMITED 4 16 20 80.00
1261 Kaiser KT Capital Limited 3 2 5 40.00
1262 KAISER SECURITIES LIMITED 4 16 20 80.00
1263 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1264 KAM FAI SECURITIES CO., LIMITED 3 22 25 88.00
1265 KAM LUEN SECURITIES LIMITED 3 1 4 25.00
1266 Kam Wah Investments Limited 1 0 1 0.00
1267 KARFORD SECURITIES LIMITED 2 0 2 0.00
1268 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1269 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 3 5 60.00
1270 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 7 9 77.78 2004-12-16
1271 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 16 19 84.21
1272 KARL-THOMSON SECURITIES COMPANY LIMITED 3 32 35 91.43
1273 KARST PEAK CAPITAL LIMITED 3 5 8 62.50 2012-03-16
1274 KB Securities Hong Kong Limited 3 1 4 25.00
1275 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
1276 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1277 KCG SECURITIES ASIA LIMITED 3 3 6 50.00 2004-11-25
1278 KEC Capital Company Limited 2 2 4 50.00 2010-10-04
1279 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1280 KELUSA ASIA FOCUS RESEARCH LIMITED 1 0 1 0.00 2014-12-24
1281 Keptain Securities and Asset Management Limited 3 7 10 70.00 2013-01-24
1282 Kerogen Capital (Asia) Limited 5 7 12 58.33 2010-02-01
1283 KEYSTONE CAPITAL LIMITED (HK) 2 4 6 66.67 2016-06-17
1284 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 11 14 78.57 2006-11-28
1285 KGI ASIA LIMITED 19 753 772 97.54
1286 KGI Asset Management Limited 5 14 19 73.68 2013-05-31
1287 KGI CAPITAL ASIA LIMITED 9 11 20 55.00
1288 KGI FUTURES (HONG KONG) LIMITED 13 469 482 97.30
1289 KGI SECURITIES (HONG KONG) LIMITED 11 33 44 75.00
1290 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 11 52 63 82.54
1291 KILMOREY SECURITIES LIMITED 2 8 10 80.00
1292 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1293 KIN BRIDGE CAPITAL LIMITED 2 0 2 0.00 2016-03-04
1294 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1295 King Sun Securities Limited 3 0 3 0.00 2016-11-15
1296 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1297 King Wai Asset Management Company Limited 2 2 4 50.00 2011-09-05
1298 KINGDOM INVESTMENT MANAGERS LIMITED 3 1 4 25.00 2008-12-02
1299 KINGKEY SECURITIES GROUP LIMITED 2 6 8 75.00 2011-07-27
1300 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1301 KINGSTON CORPORATE FINANCE LIMITED 5 8 13 61.54
1302 KINGSTON FUTURES LIMITED 2 17 19 89.47
1303 KINGSTON SECURITIES LIMITED 5 54 59 91.53
1304 KINGSTONE INTERNATIONAL ADVISORS LIMITED 2 0 2 0.00 2015-08-21
1305 KINGSWAY CAPITAL LIMITED 5 14 19 73.68 2008-08-14
1306 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 11 48 59 81.36 2004-05-31
1307 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 60.00
1308 Kirin Asset Management Limited 2 5 7 71.43 2007-06-12
1309 KKR CAPITAL MARKETS ASIA LIMITED 2 9 11 81.82 2009-10-22
1310 KMT SECURITIES LIMITED 2 4 6 66.67
1311 KO KUN STOCK COMPANY LIMITED 1 0 1 0.00 2005-03-18
1312 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1313 KOALA SECURITIES LIMITED 3 13 16 81.25 2015-09-09
1314 KOG FOREX LIMITED 2 2 4 50.00 2013-01-08
1315 Koi Investment Partners International Limited 2 0 2 0.00 2010-11-05
1316 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 3 5 8 62.50 2014-04-11
1317 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 3 5 60.00
1318 KPMG CORPORATE FINANCE LIMITED 3 4 7 57.14
1319 KRISTAL ADVISORS (HK) LIMITED 2 0 2 0.00 2016-11-15
1320 Kriya Capital Limited 3 3 6 50.00 2010-01-08
1321 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1322 KVB Capital Markets Limited 2 0 2 0.00 2016-12-21
1323 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1324 KVB Kunlun Securities (HK) Limited 2 2 4 50.00 2008-07-02
1325 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1326 KWAN YICK SECURITIES (INT'L) LIMITED 3 4 7 57.14
1327 KWOK HING SECURITIES LIMITED 2 6 8 75.00
1328 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
1329 Kylin International (HK) Co., Limited 3 0 3 0.00 2014-04-04
1330 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1331 Lakefront Asset Management (HK) Co., Limited 3 0 3 0.00 2016-11-08
1332 Lakeville Capital Management Limited 2 1 3 33.33 2016-09-07
1333 LAMTEX SECURITIES LIMITED 5 9 14 64.29 2016-09-02
1334 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1335 LaSalle Investment Management Hong Kong Limited 3 6 9 66.67 2007-06-14
1336 LAU & COMPANY LIMITED 2 0 2 0.00
1337 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 72.73 2007-03-20
1338 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2008-11-20
1339 LBN Advisers Limited 2 3 5 60.00 2007-09-13
1340 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1341 Leading Securities Company Limited 4 4 8 50.00 2013-02-21
1342 Lee Kee Store Company Limited 3 7 10 70.00 2015-02-04
1343 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1344 Legal & General Investment Management Asia Limited 3 3 6 50.00 2013-07-22
1345 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1346 Legg Mason Asset Management Hong Kong Limited 2 10 12 83.33 2005-10-31
1347 Lego Corporate Finance Limited 6 15 21 71.43 2016-01-13
1348 LEHIN SECURITIES LIMITED 3 16 19 84.21
1349 LEI SHING HONG SECURITIES LIMITED 3 12 15 80.00
1350 Leo Capital Corp (Hong Kong) Limited 2 0 2 0.00 2016-12-15
1351 Leonteq Securities (Hong Kong) Limited 3 16 19 84.21 2011-04-07
1352 LERTHAI Asset Management Limited 2 0 2 0.00 2015-09-15
1353 LERTHAI Securities (Hong Kong) Limited 2 0 2 0.00 2016-07-08
1354 Lexington Partners Asia Limited 2 3 5 60.00 2013-08-16
1355 LFM Global Investment (Hong Kong) Company, Limited 3 2 5 40.00 2012-12-06
1356 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 17 21 80.95 2003-06-06
1357 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 91 96 94.79
1358 Light & Salt Capital Management Limited 2 4 6 66.67 2014-09-10
1359 Lighthorse Asset Management (HK) Limited 2 7 9 77.78 2009-09-04
1360 LIM ADVISORS LIMITED 6 15 21 71.43
1361 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1362 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
1363 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 7 9 77.78 2011-04-28
1364 Lion Futures Limited 2 0 2 0.00 2016-12-29
1365 Lion Global Financial Limited 3 13 16 81.25 2008-10-10
1366 Lion International Securities Group Limited 2 0 2 0.00 2016-12-29
1367 Liquid Capital Markets Hong Kong Limited 2 7 9 77.78 2009-10-29
1368 Liquidnet Asia Limited 3 5 8 62.50 2007-08-15
1369 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
1370 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1371 LLOYD GEORGE MANAGEMENT (HK) LIMITED 2 4 6 66.67 2015-01-16
1372 LMAX Hong Kong Limited 3 4 7 57.14 2015-01-06
1373 LMR Partners Limited 2 7 9 77.78 2012-07-17
1374 LOGOS TECHNOLOGIES (HK) LIMITED 3 0 3 0.00 2016-09-22
1375 LOMBARD ODIER (HONG KONG) LIMITED 5 22 27 81.48
1376 Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited 2 0 2 0.00 2016-10-04
1377 Long Asia Asset Management (HK) Limited 3 1 4 25.00 2016-04-21
1378 Longitude Asia Limited 2 2 4 50.00
1379 LONGMEGA ASSET INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2016-12-28
1380 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1381 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1382 Look's Securities Limited 2 2 4 50.00 2016-08-31
1383 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 3 6 50.00 2007-02-14
1384 LST CAPITAL PARTNERS LIMITED 3 2 5 40.00 2014-07-25
1385 LT Finance Management Limited 3 6 9 66.67 2012-12-10
1386 LT Securities Limited 4 7 11 63.64 2011-04-01
1387 LUEN FAT SECURITIES COMPANY LIMITED 5 38 43 88.37
1388 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1389 LUK FOOK FUTURES (HK) LIMITED 5 43 48 89.58 2011-12-05
1390 LUK FOOK SECURITIES (HK) LIMITED 6 95 101 94.06 2012-06-25
1391 LUMINARY CAPITAL LIMITED 2 0 2 0.00 2007-11-14
1392 Luminous Asset Management (HK) Limited 2 0 2 0.00 2016-09-20
1393 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1394 LW Asset Management Advisors Limited 3 1 4 25.00 2013-05-08
1395 LY CAPITAL LIMITED 4 5 9 55.56 2013-12-11
1396 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1397 LYNX INVESTMENT PARTNERS LIMITED 2 1 3 33.33 2016-04-06
1398 M SECURITIES LIMITED (HK) 3 3 6 50.00 2006-02-23
1399 M&F Asset Management Limited 4 3 7 42.86
1400 M&G Investments (Hong Kong) Limited 2 3 5 60.00 2014-02-18
1401 M3 Capital Partners (HK) Limited 2 15 17 88.24 2008-10-17
1402 Mackenzie Investments Asia Limited 5 4 9 44.44
1403 Macquarie Asia Securities Limited 2 2 4 50.00 2005-07-26
1404 MACQUARIE CAPITAL LIMITED 18 200 218 91.74 2013-07-09
1405 Macquarie Corporate (Hong Kong) Limited 7 56 63 88.89
1406 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1407 MacroValue Investors Limited 3 2 5 40.00 2008-03-17
1408 MAGIC COMPASS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-12
1409 MAGIC COMPASS FUTURES LIMITED 2 2 4 50.00 2016-09-26
1410 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
1411 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1412 Major Domus Limited 2 3 5 60.00 2016-04-20
1413 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
1414 MAN INVESTMENTS (HONG KONG) LIMITED 5 4 9 44.44 2005-07-28
1415 MANGO FINANCIAL LIMITED 4 16 20 80.00
1416 Manulife Investment Management (Hong Kong) Limited 30 389 419 92.84 2015-03-17
1417 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1418 MARC FABER LIMITED 2 0 2 0.00
1419 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1420 Marex HK Asia Limited 3 4 7 57.14 2013-08-23
1421 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
1422 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1423 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1424 MASECO Asia Limited 2 0 2 0.00 2016-10-07
1425 Maso Capital Partners Limited 2 5 7 71.43 2012-09-06
1426 Mason Futures Limited (HK) 3 38 41 92.68
1427 MASON INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
1428 Mason Securities Limited 12 46 58 79.31 2016-09-02
1429 MASTER TRADEMORE SECURITIES LIMITED 3 8 11 72.73
1430 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1431 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 19 22 86.36 2008-06-30
1432 Matrix Asset Management Limited 2 3 5 60.00 2014-06-05
1433 Matrix Securities Limited 3 3 6 50.00
1434 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1435 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 6 9 66.67 2004-09-22
1436 MAX GIANT LIMITED 2 1 3 33.33 2014-06-09
1437 Maxcess Capital Limited 1 0 1 0.00 2016-01-14
1438 MC Asset Management Asia Limited 1 0 1 0.00 2014-03-18
1439 MCM Asia Limited 3 9 12 75.00 2013-03-28
1440 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
1441 MEAG Hong Kong Limited 5 3 8 37.50
1442 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1443 MEIJI YASUDA ASIA LIMITED 3 3 6 50.00
1444 MERCER INVESTMENTS (HK) LIMITED 2 13 15 86.67 2005-08-04
1445 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1446 Merdeka Securities Limited 1 3 4 75.00
1447 Merrill Lynch (Asia Pacific) Limited 42 522 564 92.55
1448 Merrill Lynch Far East Limited 39 438 477 91.82 2010-08-20
1449 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
1450 MESSIS CAPITAL LIMITED 3 16 19 84.21 2012-12-11
1451 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
1452 METRO CAPITAL FUTURES LIMITED 3 0 3 0.00
1453 METRO CAPITAL SECURITIES LIMITED 4 6 10 60.00
1454 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
1455 MFG Limited (HK) 6 6 12 50.00 2006-07-17
1456 MFS International (Hong Kong) Limited 4 2 6 33.33 2009-07-29
1457 MIB FUTURES (HONG KONG) LIMITED 3 46 49 93.88 2011-03-25
1458 MIB SECURITIES (HONG KONG) LIMITED 13 80 93 86.02 2012-05-21
1459 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 2 4 50.00 2013-11-26
1460 MIDLAND WEALTH MANAGEMENT LIMITED 2 14 16 87.50 2008-02-18
1461 MIGHTY BROKERAGE (ASIA) LIMITED 2 3 5 60.00 2011-11-22
1462 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1463 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2008-09-03
1464 Milma & Co. Limited 2 2 4 50.00 2008-09-24
1465 Minerva Advisory Global Capital Limited 2 0 2 0.00 2016-01-12
1466 Minerva Asset Global Investment Capital Limited 4 5 9 55.56 2016-03-22
1467 Minerva Holding Financial Securities Limited 3 15 18 83.33
1468 Minerva Investments Limited (HK) 2 0 2 0.00 2016-10-25
1469 MING HON SECURITIES LIMITED 2 1 3 33.33
1470 Ming Yang Capital Limited 2 0 2 0.00 2016-10-04
1471 MIRABAUD (ASIA) LIMITED 2 6 8 75.00 2003-05-13
1472 Mirae Asset Capital (China) Limited 3 7 10 70.00 2012-11-29
1473 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 23 29 79.31 2005-07-05
1474 Mirae Asset Securities (HK) Limited 4 1 5 20.00 2007-01-11
1475 MIS SERVICES LIMITED (d2019-06-01) 3 0 3 0.00
1476 Mitsubishi UFJ Investment Services (HK) Limited 3 4 7 57.14 2007-12-21
1477 MizMaa Ventures Limited 2 2 4 50.00 2015-01-15
1478 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 3 6 50.00 2010-11-03
1479 MIZUHO SECURITIES ASIA LIMITED 13 155 168 92.26
1480 MLB Asset Management Limited 3 3 6 50.00 2015-10-30
1481 Modus Asset Management Limited 2 4 6 66.67 2015-09-10
1482 MOELIS & COMPANY ASIA LIMITED 2 16 18 88.89 2009-12-11
1483 Monex Boom Securities (H.K.) Limited 5 8 13 61.54 2016-06-03
1484 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 66.67 2011-04-14
1485 MONEY CONCEPTS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-02-18
1486 MoneyMore Securities Limited 3 13 16 81.25
1487 Monmonkey Group Securities Limited 3 0 3 0.00 2016-11-10
1488 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1489 Monument Group (HK) Limited 3 2 5 40.00 2014-01-24
1490 Moody's Investors Service Hong Kong Limited 4 105 109 96.33 2011-06-01
1491 Moore Capital Asia Limited 2 5 7 71.43 2010-06-11
1492 Morgan Stanley Asia Limited 35 907 942 96.28 2006-04-07
1493 Morgan Stanley Hong Kong Securities Limited 15 334 349 95.70 2010-11-30
1494 Morningstar Investment Management Asia Limited 5 23 28 82.14 2014-05-08
1495 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1496 MORTON SECURITIES LIMITED 2 1 3 33.33
1497 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 1 3 33.33 2014-06-24
1498 MOUNT LOGAN CAPITAL LIMITED 2 1 3 33.33 2016-08-01
1499 MTF SECURITIES LIMITED 2 0 2 0.00
1500 MTI Management (HK) Limited 2 0 2 0.00 2016-06-21
1501 Mu Investment Management (Asia) Limited 2 0 2 0.00 2014-09-29
1502 MUFG Securities Asia Limited 9 46 55 83.64 2010-12-31
1503 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1504 MVision Private Equity Advisers Asia Limited 2 7 9 77.78 2012-03-29
1505 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1506 Myo Capital Advisers Limited 3 0 3 0.00 2007-11-16
1507 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 16 18 88.89 2011-11-25
1508 MZ Asset Management Limited 2 1 3 33.33 2014-11-25
1509 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1510 Nan Guo International Asset Management Limited 2 1 3 33.33 2014-10-03
1511 Nan Guo International Securities Limited 2 0 2 0.00 2016-05-19
1512 Nanjia Capital Limited (HK) 2 0 2 0.00 2016-10-20
1513 NATIONAL RESOURCES SECURITIES LIMITED 5 11 16 68.75
1514 NATIXIS ASIA LIMITED 3 83 86 96.51 2004-10-19
1515 Natixis Investment Managers Hong Kong Limited 2 5 7 71.43 2012-10-16
1516 NBC Financial Markets Asia Limited 3 2 5 40.00 2014-08-05
1517 Neo Risk Investment Advisors Limited 2 1 3 33.33 2015-02-05
1518 Neo-Criterion Capital Limited 3 1 4 25.00 2014-04-14
1519 Nerico Brothers Limited (HK) 10 84 94 89.36 2004-11-30
1520 Neuberger Berman Asia Limited 4 36 40 90.00 2008-03-13
1521 Neumann Advisory Hong Kong Limited 2 0 2 0.00 2015-12-23
1522 Neutral Financial Holding Company Limited 3 10 13 76.92
1523 New Century Asset Management Limited 3 1 4 25.00 2013-06-21
1524 New China Asset Management (Hong Kong) Limited 4 14 18 77.78 2013-11-06
1525 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 40.00 2004-02-02
1526 New Harvest Wealth Securities Company Limited 2 2 4 50.00 2016-06-28
1527 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1528 NEW REGION SECURITIES COMPANY LIMITED 2 3 5 60.00
1529 NEW SPRING CAPITAL LIMITED 3 2 5 40.00 2011-06-17
1530 New Vision Asset Management Limited 2 1 3 33.33 2011-12-01
1531 NewQuest Capital Advisors (HK) Limited 2 11 13 84.62 2012-03-08
1532 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1533 NEXT MILE INVESTMENT LIMITED 3 3 6 50.00 2011-07-22
1534 Nexus Investment Advisors Limited 3 2 5 40.00 2014-05-02
1535 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
1536 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1537 NF Trinity Capital (Hong Kong) Limited 3 10 13 76.92 2014-08-26
1538 NFH Asset Management Limited 2 1 3 33.33 2015-10-16
1539 NFH Corporate Finance Limited 3 0 3 0.00 2015-11-17
1540 NFH Securities and Futures Limited 3 1 4 25.00 2016-08-25
1541 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 10 13 76.92 2013-09-17
1542 Nikko Asset Management Hong Kong Limited 2 8 10 80.00 2013-03-19
1543 Nine Masts Capital Limited 3 20 23 86.96 2010-05-11
1544 NINE RIVERS CAPITAL PARTNERS LIMITED 2 7 9 77.78 2015-09-25
1545 Ninety One Hong Kong Limited 3 12 15 80.00 2014-04-09
1546 Nittan Securities Asia Limited 5 2 7 28.57 2013-09-11
1547 NIVALIS PARTNERS LIMITED 3 3 6 50.00 2013-09-04
1548 Nomura Asset Management Hong Kong Limited 5 6 11 54.55 2013-05-20
1549 NOMURA INTERNATIONAL (HONG KONG) LIMITED 18 520 538 96.65
1550 NORMAN KONG SECURITIES COMPANY LIMITED 2 0 2 0.00 2004-07-15
1551 North Beta International Securities Limited 2 6 8 75.00 2009-07-17
1552 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1553 Northern Trust Company of Hong Kong Limited (The) 11 19 30 63.33 2011-09-05
1554 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 3 7 42.86 2009-04-09
1555 Nova Spectrum Capital Management Limited 2 1 3 33.33 2016-03-30
1556 NT Securities Asia Limited 1 2 3 66.67 2014-06-03
1557 NTF Asset Management Limited 2 1 3 33.33 2016-06-23
1558 Nuada Limited 6 4 10 40.00 2004-01-15
1559 NUOXIN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2006-08-24
1560 Oak Hill Advisors (Hong Kong) Limited 2 0 2 0.00 2015-08-19
1561 OAKLANDS PATH CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2015-06-11
1562 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
1563 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1564 Oasis Management (Hong Kong) 3 9 12 75.00 2004-09-14
1565 OC Consultants Limited (HK) 2 0 2 0.00 2015-11-19
1566 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1567 OCBC Securities Brokerage (Hong Kong) Limited 4 12 16 75.00
1568 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1569 Ocean Blue Economic Asset Management Company Limited 3 0 3 0.00 2014-12-30
1570 OCP Asia (Hong Kong) Limited 3 4 7 57.14 2004-09-03
1571 Octal Capital Asset Management Limited 2 1 3 33.33 2016-09-02
1572 Octal Capital Limited 7 8 15 53.33 2011-06-01
1573 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1574 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1575 OIA Asia Limited 2 0 2 0.00 2014-11-20
1576 OIL ASSETS INTERNATIONAL LIMITED 2 1 3 33.33 2015-05-27
1577 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1578 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 17 20 85.00
1579 OKASAN INTERNATIONAL (ASIA) LIMITED 4 21 25 84.00 2007-05-17
1580 Old Peak Capital Limited 1 0 1 0.00 2014-07-08
1581 OLD PEAK LIMITED (HK) 3 5 8 62.50 2005-08-26
1582 OMNIX CAPITAL LIMITED 2 0 2 0.00 2009-03-19
1583 ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2016-06-08
1584 ONE CHINA SECURITIES LIMITED 3 26 29 89.66 2004-03-01
1585 ONE FINANCIAL MARKETS ASIA LIMITED 2 0 2 0.00 2016-10-31
1586 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1587 OnePlatform Asset Management Limited 21 904 925 97.73 2007-07-04
1588 OnePlatform Securities Limited 4 21 25 84.00 2016-07-28
1589 ONSHINE SECURITIES LIMITED 3 5 8 62.50
1590 Ontario Teachers' Pension Plan (Asia) Limited 5 9 14 64.29 2013-05-20
1591 oOo Securities (HK) Group Limited 7 28 35 80.00 2004-12-03
1592 OP INVESTMENT MANAGEMENT LIMITED 7 12 19 63.16 2004-02-18
1593 Open Asset Management Limited 3 2 5 40.00 2011-03-08
1594 Open Securities Limited 6 7 13 53.85 2010-07-16
1595 Oppenheimer Investments Asia Limited 4 6 10 60.00 2010-02-12
1596 Optima Capital Limited 3 14 17 82.35 2007-10-25
1597 Optimas Capital Limited 3 3 6 50.00 2016-07-14
1598 OPTIVER TRADING HONG KONG LIMITED 2 4 6 66.67 2007-12-03
1599 Opus Capital Limited (HK) 3 6 9 66.67 2014-08-18
1600 Opus Capital Management Limited 3 2 5 40.00 2015-03-31
1601 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1602 Orbis Investment Management (Hong Kong) Limited 4 0 4 0.00 2014-05-14
1603 Orchard Wealth Management Limited 4 2 6 33.33 2008-11-05
1604 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1605 ORCHID TREE CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2015-06-02
1606 Ord Minnett Hong Kong Limited 3 9 12 75.00 2013-01-15
1607 Oreana Financial Services Limited 4 6 10 60.00 2011-07-12
1608 ORFI CAPITAL LIMITED 2 2 4 50.00 2013-07-31
1609 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 12 14 85.71 2010-08-18
1610 ORIENT CAPITAL (HONG KONG) LIMITED 4 15 19 78.95 2014-09-18
1611 ORIENT FUTURES (HONG KONG) LIMITED 5 23 28 82.14 2011-02-28
1612 ORIENT SECURITIES (HONG KONG) LIMITED 9 58 67 86.57 2010-07-21
1613 ORIENT SECURITIES LIMITED 2 15 17 88.24
1614 Oriental Harbor (Hong Kong) Investment Management Co., Limited 2 2 4 50.00 2015-01-15
1615 ORIENTAL PATRON ASIA LIMITED 4 7 11 63.64
1616 ORIENTAL PATRON SECURITIES LIMITED 4 9 13 69.23
1617 orientiert International Markets Limited 3 0 3 0.00 2005-01-11
1618 Original Group Securities Limited 3 0 3 0.00 2016-12-15
1619 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1620 ORTUS CAPITAL MANAGEMENT LIMITED 3 11 14 78.57 2003-08-29
1621 Oshidori Corporate Finance Limited 2 7 9 77.78
1622 Oshidori Securities Limited 6 11 17 64.71 2015-05-19
1623 OTCex Hong Kong Limited 3 10 13 76.92 2010-08-23
1624 Otkcab Limited 2 4 6 66.67 2011-10-07
1625 Our Nature Limited 2 0 2 0.00 2016-02-03
1626 OVERLOOK INVESTMENTS LIMITED 2 5 7 71.43
1627 Owl Creek Hong Kong Limited 3 1 4 25.00 2011-05-20
1628 Oxbow Capital Management (HK) Limited 2 7 9 77.78 2015-06-02
1629 P.B. Global Asset Management Limited 2 1 3 33.33 2014-11-18
1630 PACAT Capital Management Limited 3 0 3 0.00 2010-07-12
1631 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 5 34 39 87.18 2007-01-09
1632 PACIFIC ALPHA SECURITIES LIMITED 2 2 4 50.00 2016-09-19
1633 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 4 8 50.00 2004-04-07
1634 PACIFIC GROUP LIMITED (THE) 2 0 2 0.00
1635 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1636 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
1637 Pacific International Securities Limited 2 0 2 0.00 2016-11-07
1638 Pacific Sun Advisors Limited 2 1 3 33.33
1639 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
1640 PAN ASIAN RATINGS LIMITED 1 0 1 0.00 2015-01-07
1641 PANOPTIC EUROPE LIMITED 2 1 3 33.33 2015-05-04
1642 PANTHEON VENTURES (HK) LLP 2 5 7 71.43 2010-06-30
1643 PAOCHU INVESTMENT ADVISORY LIMITED 2 4 6 66.67 2009-10-09
1644 PARAMETRICA MANAGEMENT LIMITED 3 6 9 66.67 2012-08-03
1645 Parantoux Capital Limited 3 1 4 25.00 2016-09-01
1646 PARRY CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-09-24
1647 Parry International Trading Limited 1 3 4 75.00 2010-08-26
1648 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1649 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1650 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 60.00
1651 PARTNERS CAPITAL SECURITIES LIMITED 3 5 8 62.50
1652 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1653 PASSAGE INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2015-09-09
1654 Pathway Capital Management (HK) Limited 2 2 4 50.00 2012-11-01
1655 Patrol Capital Management Limited 2 2 4 50.00 2015-08-24
1656 PC SECURITIES LIMITED 2 13 15 86.67 2014-06-11
1657 PEAK CAPITAL LIMITED (b2004-03-30) 4 3 7 42.86 2004-10-28
1658 Pearl Street Advisors Limited 2 1 3 33.33 2013-09-09
1659 Pedder Street Investment Management Limited 4 4 8 50.00 2014-06-03
1660 PEGASUS FUND MANAGERS LIMITED 3 11 14 78.57 2011-01-28
1661 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1662 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1663 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1664 Persistent Asset Partners Limited 3 2 5 40.00 2015-02-13
1665 Petiole Management (Hong Kong) Limited 2 3 5 60.00 2011-05-19
1666 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 70.00 2008-07-29
1667 PGIM (Hong Kong) Limited 3 3 6 50.00
1668 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1669 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 50.00 2006-01-13
1670 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 4 22 26 84.62
1671 PHILLIP COMMODITIES (H.K.) LIMITED 4 315 319 98.75 2003-12-09
1672 PHILLIP SECURITIES (HONG KONG) LIMITED 6 486 492 98.78
1673 Phoenician Limited (HK) 1 1 2 50.00 2013-03-22
1674 Phoenix Capital (International) Limited 2 0 2 0.00 2016-11-29
1675 PHOENIX CAPITAL ASIA LIMITED 2 0 2 0.00
1676 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2016-04-29
1677 PHOENIX CAPITAL SECURITIES LIMITED 4 5 9 55.56 2006-07-03
1678 PICC Asset Management (Hong Kong) Company Limited 5 2 7 28.57 2015-04-16
1679 PICKERS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-10-30
1680 PICO ZEMAN SECURITIES (HK) LIMITED 4 5 9 55.56 2010-07-12
1681 Pictet Asset Management (Hong Kong) Limited 7 15 22 68.18 2006-10-26
1682 PIMCO Asia Limited 3 24 27 88.89 2006-05-17
1683 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 16 20 80.00 2007-03-08
1684 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1685 PineBridge Investments Asia Limited 5 37 42 88.10 2009-04-02
1686 PineBridge Investments Hong Kong Limited 4 21 25 84.00
1687 PINERION ASSET MANAGEMENT LIMITED 2 1 3 33.33 2016-04-19
1688 PINESTONE SECURITIES LIMITED 3 1 4 25.00 2012-09-13
1689 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 7 9 77.78 2007-03-01
1690 Ping An of China Capital (Hong Kong) Company Limited 2 4 6 66.67 2010-12-07
1691 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 16 18 88.89 2012-03-30
1692 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 7 25 32 78.13 2009-07-30
1693 Pinnacle Investment Management Limited 2 1 3 33.33 2016-06-29
1694 Pinpoint Asset Management Limited 2 14 16 87.50 2010-10-25
1695 Pinxin (Hong Kong) Asset Management Co. Limited 2 3 5 60.00 2014-11-13
1696 Pinyin Capital Management Hong Kong Limited 1 0 1 0.00 2015-11-02
1697 PIPER SANDLER HONG KONG LIMITED 3 0 3 0.00 2015-08-13
1698 Pittodrie Finance Limited 5 0 5 0.00 2012-04-02
1699 PJT Partners (HK) Limited 2 7 9 77.78 2015-10-06
1700 Planetree Asset Management Limited (HK) 3 2 5 40.00 2012-09-20
1701 Planetree Futures Limited 4 8 12 66.67
1702 Planetree Securities Limited 5 12 17 70.59
1703 PLATFORM ASSET MANAGEMENT LIMITED 2 2 4 50.00 2015-06-26
1704 Platina Capital Management Limited (HK) 2 1 3 33.33 2016-06-20
1705 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00 2011-02-21
1706 PLATINUM SECURITIES COMPANY LIMITED 3 7 10 70.00
1707 Pleiad Investment Advisors Limited 3 7 10 70.00 2014-06-13
1708 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
1709 PO LEE SECURITIES LIMITED 3 5 8 62.50
1710 PO SANG SECURITIES LIMITED 5 15 20 75.00 2012-03-23
1711 Point72 Hong Kong Limited 5 48 53 90.57 2006-11-14
1712 Polen Capital HK Limited 3 11 14 78.57 2012-09-28
1713 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1714 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1715 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
1716 PRESIDENT SECURITIES (HONG KONG) LIMITED 10 19 29 65.52 2007-06-20
1717 PRESTIGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-11-15
1718 PRESTIGE SECURITIES LIMITED (HK) 2 3 5 60.00 2015-09-15
1719 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 6 10 16 62.50
1720 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1721 Prime Cdex Securities Limited 5 21 26 80.77 2016-06-27
1722 Prime China Securities Limited 3 0 3 0.00 2016-09-02
1723 PRIME COURAGE SECURITIES COMPANY LIMITED 3 5 8 62.50 2011-09-19
1724 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1725 PRINCE FUND MANAGEMENT LIMITED 3 2 5 40.00 2013-10-11
1726 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 8 12 66.67
1727 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 1 2 50.00
1728 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 10 14 71.43
1729 Principal Investment & Retirement Services Limited 2 48 50 96.00 2011-08-17
1730 Prior Asset Management Limited 2 1 3 33.33 2016-09-14
1731 Prior Securities Limited 3 3 6 50.00 2016-02-29
1732 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1733 Prive Financial Limited 2 0 2 0.00 2012-12-06
1734 Privium Fund Management (HK) Limited 2 1 3 33.33 2016-05-24
1735 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1736 Profound Capital Limited 2 2 4 50.00 2014-01-24
1737 Progeny (Hong Kong) Limited 2 2 4 50.00 2010-07-09
1738 PROMISING SECURITIES COMPANY LIMITED 1 9 10 90.00 2004-01-02
1739 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
1740 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 2 4 50.00 2013-04-23
1741 Proton Capital Limited 3 2 5 40.00 2007-10-16
1742 Providence Equity Asia Limited 2 1 3 33.33 2007-08-23
1743 Prudence Investment Management (Hong Kong) Limited 4 4 8 50.00 2009-06-08
1744 PRUDENTIAL BROKERAGE LIMITED 4 138 142 97.18
1745 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 57 60 95.00
1746 Prunus Capital Management Limited 2 0 2 0.00 2015-05-12
1747 PSI Capital Asia Limited 2 4 6 66.67 2012-10-12
1748 Public Financial Securities Limited 2 5 7 71.43
1749 Public Securities Limited 3 7 10 70.00
1750 Pulun International Asset Management Limited 2 1 3 33.33 2008-02-19
1751 Pulun International Capital Limited 3 6 9 66.67 2015-09-16
1752 Pulun International Securities Limited 2 1 3 33.33 2016-12-05
1753 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1754 PV Capital (HK) Limited 2 3 5 60.00 2013-04-18
1755 PYRMONT WEALTH MANAGEMENT LIMITED 2 2 4 50.00 2006-02-24
1756 Q FUND MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2015-10-19
1757 Qantex Capital Markets Limited 4 12 16 75.00 2009-04-14
1758 QH Asset Management Company Limited 3 0 3 0.00 2014-07-03
1759 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1760 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1761 QIAN LONG ASSETS MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2016-05-11
1762 QL Asset Management Company Limited 4 5 9 55.56 2014-10-06
1763 QMIS Asset Management Limited 2 1 3 33.33 2009-08-13
1764 QMIS Securities Limited 2 2 4 50.00 2009-07-24
1765 QUAD CAPITAL MANAGEMENT LIMITED 3 6 9 66.67 2014-08-04
1766 Quam Asset Management Limited (b1983-06-28) 4 8 12 66.67
1767 Quam Capital Limited (b1994-08-04) 7 7 14 50.00
1768 Quam Securities Limited 12 185 197 93.91 2004-10-15
1769 Quantbot Technologies (HK), Limited 2 1 3 33.33 2016-05-24
1770 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
1771 QUASAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-11-22
1772 QUEST STOCKBROKERS (HK) LIMITED 3 1 4 25.00
1773 QUINTAR CAPITAL LIMITED 3 4 7 57.14 2016-03-21
1774 Quinton Investments Limited (HK) 4 2 6 33.33 2012-11-15
1775 Quintus Partners Limited 4 1 5 20.00 2015-06-12
1776 R.J. O'Brien & Associates HK Limited 3 6 9 66.67 2007-10-29
1777 Racing Capital Management (HK) Limited 4 0 4 0.00 2015-08-27
1778 RaffAello Capital Limited 4 6 10 60.00 2012-07-05
1779 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
1780 Rafiki Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-11-07
1781 Rakuten Securities Hong Kong Limited 4 7 11 63.64
1782 RAM Investment Advisors Limited 2 4 6 66.67 2016-01-14
1783 RAMON INVESTMENT COMPANY LIMITED 2 1 3 33.33
1784 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1785 RAYS Capital Partners Limited 2 7 9 77.78 2011-05-19
1786 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 6 51 57 89.47
1787 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 62 67 92.54 2004-10-14
1788 RC Futures Advisory Limited 2 0 2 0.00 2010-05-19
1789 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1790 REALINK FINANCIAL TRADE LIMITED 3 4 7 57.14 2003-09-25
1791 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1792 Realord Asia Pacific Securities Limited 2 2 4 50.00 2010-11-24
1793 RED CLIFF ASSET MANAGEMENT LIMITED 2 3 5 60.00 2012-08-15
1794 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1795 Redbridge Capital Management Limited 4 1 5 20.00 2014-06-09
1796 Redford Asset Management Limited 3 2 5 40.00 2010-03-09
1797 REDFORD CORPORATE FINANCE LIMITED 1 1 2 50.00 2011-02-07
1798 REDFORD SECURITIES LIMITED 4 7 11 63.64 2005-03-31
1799 Redwood Peak Limited 3 3 6 50.00 2007-10-05
1800 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1801 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 1 3 33.33 2011-01-07
1802 Religare Capital Markets (Hong Kong) Limited 2 4 6 66.67 2008-07-24
1803 Renco Investments Limited 2 0 2 0.00 2016-12-21
1804 RHB ASSET MANAGEMENT LIMITED 2 6 8 75.00 2008-05-08
1805 RHB CAPITAL HONG KONG LIMITED 5 9 14 64.29
1806 RHB FUTURES HONG KONG LIMITED 4 53 57 92.98 2005-09-28
1807 RHB SECURITIES HONG KONG LIMITED 9 115 124 92.74 2006-11-17
1808 Rich Bay Securities Limited 2 1 3 33.33 2005-03-31
1809 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1810 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1811 Rich Union Securities (H.K.) Limited 6 38 44 86.36
1812 RICHE BRIGHT SECURITIES LIMITED 2 3 5 60.00 2008-01-04
1813 RICHES DEPOT SECURITIES CO., LIMITED 2 2 4 50.00 2014-05-30
1814 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1815 Rifa Futures Limited 3 14 17 82.35 2008-12-01
1816 Rifa Securities Limited 6 34 40 85.00
1817 Righteous Capital Limited 2 0 2 0.00 2016-09-22
1818 River Capital Limited (HK) 2 0 2 0.00 2016-03-22
1819 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1820 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
1821 ROC Partners (HK) Limited 2 5 7 71.43 2015-02-03
1822 ROCIM Limited 2 0 2 0.00 2007-06-29
1823 Rockhampton Management Limited 3 10 13 76.92 2011-01-26
1824 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1825 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1826 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1827 RONGTONG GLOBAL INVESTMENT LIMITED 2 6 8 75.00 2013-12-30
1828 ROOFER SECURITIES LIMITED 3 8 11 72.73
1829 ROSA SECURITIES LIMITED 3 2 5 40.00
1830 Rosefinch Global Asset Management (HK) Limited 2 1 3 33.33 2015-06-15
1831 Rothschild & Co Hong Kong Limited 5 29 34 85.29 2005-04-27
1832 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
1833 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1834 RRJ Management (HK) Limited 3 12 15 80.00 2013-05-31
1835 RS Investments (Hong Kong) Limited 2 1 3 33.33 2013-11-28
1836 Ruffer (Asia) Limited 2 4 6 66.67 2008-06-05
1837 Rui Da International Finance Holding Limited 1 7 8 87.50 2012-03-30
1838 Ruisen Port Securities Limited 2 4 6 66.67 2011-01-05
1839 S&P Global Ratings Hong Kong Limited 3 74 77 96.10 2011-06-01
1840 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1841 Safari Asia Limited 3 1 4 25.00 2010-04-30
1842 SAIL ADVISORS LIMITED 3 5 8 62.50 2004-05-17
1843 Samena Capital Hong Kong Limited 3 3 6 50.00 2009-09-01
1844 Samsung Asset Management (Hong Kong) Limited 3 21 24 87.50 2008-04-23
1845 SAMSUNG SECURITIES (ASIA) LIMITED 4 5 9 55.56
1846 Sanford C. Bernstein (Hong Kong) Limited 10 45 55 81.82 2011-09-28
1847 SANFULL FUTURES LIMITED 3 8 11 72.73 2007-12-21
1848 SANFULL SECURITIES LIMITED 5 71 76 93.42
1849 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1850 Sapiens Technologies Limited 2 2 4 50.00 2015-11-30
1851 Saxo Capital Markets HK Limited 5 5 10 50.00 2011-01-19
1852 SBI China Capital Asset Management Limited 2 2 4 50.00 2007-10-17
1853 SBI China Capital Financial Services Limited 6 17 23 73.91 2008-09-19
1854 SBI FX Co., Limited 4 4 8 50.00 2016-07-21
1855 SBI Securities (Hong Kong) Limited 3 0 3 0.00 2015-11-13
1856 SC Lowy Asset Management (HK) Limited 2 3 5 60.00 2010-03-12
1857 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1858 Schonfeld Strategic Advisors (Hong Kong) Limited 3 7 10 70.00 2016-10-11
1859 Schroder & Co. (Hong Kong) Limited 3 2 5 40.00 2013-04-05
1860 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
1861 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 8 81 89 91.01
1862 SCOTIATRUST (ASIA) LIMITED 3 4 7 57.14 2011-09-07
1863 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 4 26 30 86.67 2007-03-09
1864 SDG Asset Management (HK) Limited 3 2 5 40.00 2016-10-12
1865 SDHG International Asset Management Limited 2 0 2 0.00 2008-12-02
1866 SDHG International Securities Limited 4 5 9 55.56
1867 SDICS International Asset Management (Hong Kong) Limited 2 8 10 80.00 2010-08-19
1868 SDICS International Corporate Finance (Hong Kong) Limited 5 7 12 58.33 2010-09-01
1869 SDICS International Futures (Hong Kong) Limited 3 39 42 92.86 2010-10-25
1870 SDICS International Securities (Hong Kong) Limited 9 80 89 89.89 2010-05-18
1871 SEAGA INTERNATIONAL LIMITED 4 1 5 20.00 2005-02-05
1872 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1873 Seazen Resources Asset Management Limited 3 1 4 25.00 2014-12-29
1874 Seazen Resources Futures Limited 3 4 7 57.14 2013-08-21
1875 Seazen Resources Securities Limited 4 6 10 60.00 2016-01-28
1876 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1877 SECURIS CAPITAL LIMITED 3 0 3 0.00 2005-08-29
1878 SEEKERS ADVISORS H.K. LIMITED 4 5 9 55.56 2012-03-23
1879 SEEKERS MARKETS LIMITED 4 13 17 76.47 2013-08-09
1880 Segantii Capital Management Limited 3 22 25 88.00 2007-11-22
1881 SEI INVESTMENTS (ASIA) LIMITED 3 5 8 62.50 2005-03-02
1882 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1883 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1884 SENRIGAN CAPITAL GROUP LIMITED 3 9 12 75.00 2009-08-27
1885 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 10 14 71.43 2008-11-07
1886 Sensible Asset Management Limited 3 3 6 50.00 2005-06-18
1887 Seres Asset Management Limited 3 2 5 40.00 2010-04-14
1888 SEYON ASSET MANAGEMENT LIMITED 3 2 5 40.00 2016-08-15
1889 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1890 SFGHK Limited 2 0 2 0.00 2007-06-12
1891 SFM HK Management Limited 3 12 15 80.00 2010-11-01
1892 SG SECURITIES (HK) LIMITED 42 192 234 82.05 2003-12-16
1893 SGI Capital Asset Management Limited 2 0 2 0.00 2016-08-30
1894 SHACOM FUTURES LIMITED 2 6 8 75.00
1895 Shacom Securities Limited 2 10 12 83.33
1896 Shang International Finance Limited 1 2 3 66.67
1897 Shangding International Asset Management Company Limited 2 1 3 33.33 2010-09-08
1898 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 0.00
1899 SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2015-06-19
1900 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 12 15 80.00 2007-05-18
1901 SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED 3 9 12 75.00 2016-11-01
1902 SHANXI SECURITIES INTERNATIONAL LIMITED 3 20 23 86.96 2015-06-10
1903 SHENG YUAN ASSET MANAGEMENT LIMITED 2 7 9 77.78 2011-06-14
1904 SHENG YUAN CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2011-12-05
1905 SHENG YUAN SECURITIES LIMITED 5 9 14 64.29 2010-10-27
1906 Sheng Yuan Sino Asset Management Limited 2 0 2 0.00 2005-09-09
1907 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 6 13 19 68.42
1908 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 23 29 79.31
1909 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 158 165 95.76
1910 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 25 28 89.29
1911 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 223 231 96.54
1912 Shinco Capital Limited 2 1 3 33.33 2016-01-21
1913 Shinhan Asset Management (Hong Kong) Limited 2 5 7 71.43 2011-01-27
1914 Shinhan Investment Asia Limited 3 6 9 66.67 2007-10-15
1915 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2011-01-18
1916 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1917 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1918 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1919 Sigma Capital Management Limited 6 10 16 62.50 2008-03-12
1920 SIIC ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1921 Silk Road International Capital Limited 3 0 3 0.00
1922 Silver Grant International Capital Management Limited 3 0 3 0.00 2015-04-30
1923 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1924 SILVERHORN INVESTMENT ADVISORS LIMITED 3 11 14 78.57 2011-02-28
1925 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
1926 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 3 0 3 0.00 2014-04-01
1927 SINO CAPITAL SECURITIES LIMITED 2 0 2 0.00
1928 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1929 SINO WEALTH SECURITIES LIMITED 2 8 10 80.00 2012-03-05
1930 SINO-CEEF Capital Management Company Limited 6 0 6 0.00 2008-04-17
1931 Sino-Rich Securities & Futures Limited 4 24 28 85.71 2010-11-17
1932 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 12 31 43 72.09 2008-02-21
1933 SINOMAX SECURITIES LIMITED 5 11 16 68.75 2016-08-19
1934 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 34 40 85.00 2009-06-02
1935 SINOPAC SECURITIES (ASIA) LIMITED 10 93 103 90.29 2012-04-23
1936 Sinostar Asset Management Limited 3 3 6 50.00 2013-08-16
1937 Sinostar Securities Limited 3 0 3 0.00 2014-08-18
1938 SINOSTONE CAPITAL MANAGEMENT COMPANY LIMITED 2 6 8 75.00 2015-03-06
1939 Sinovation Capital Asset Management Company Limited 2 0 2 0.00 2009-10-21
1940 SITCOAM (Hong Kong) Holdings Limited 2 3 5 60.00 2016-09-01
1941 SIU ON SECURITIES LIMITED 3 4 7 57.14
1942 SJS Markets Limited 1 0 1 0.00 2005-03-02
1943 SM Investment Advisors Limited 3 1 4 25.00 2014-12-03
1944 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-10-10
1945 SMART GRANDLY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-02-12
1946 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1947 SMBC Nikko Securities (Hong Kong) Limited 11 26 37 70.27 2012-07-20
1948 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
1949 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1950 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1951 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1952 SoHo Investment Partners (H.K.) Limited 5 0 5 0.00 2014-03-05
1953 Solaris Capital Advisors (HK) Limited 3 0 3 0.00 2015-04-14
1954 SOLID KING SECURITIES LIMITED 3 5 8 62.50
1955 Solitude Limited (HK) 3 0 3 0.00 2015-10-20
1956 Somerley Capital Limited 9 12 21 57.14 2013-10-02
1957 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1958 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1959 Soochow Securities International Brokerage Limited 6 96 102 94.12 2012-01-12
1960 Soochow Securities International Capital Limited 4 6 10 60.00 2013-07-19
1961 Soochow Securities International Futures Limited 5 55 60 91.67 2012-08-27
1962 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1963 SORRENTO CAPITAL LIMITED 2 2 4 50.00 2016-03-21
1964 SORRENTO SECURITIES LIMITED 2 4 6 66.67 2016-07-13
1965 SOUTH CHINA CAPITAL LIMITED 3 17 20 85.00
1966 SOUTH CHINA COMMODITIES LIMITED 4 69 73 94.52
1967 South China Forex Limited 3 13 16 81.25 2010-06-21
1968 South China Investment Management Limited 2 11 13 84.62 2016-11-09
1969 SOUTH CHINA RESEARCH LIMITED 4 24 28 85.71
1970 SOUTH CHINA SECURITIES LIMITED 6 106 112 94.64
1971 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1972 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 11 15 73.33 2008-12-18
1973 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 8 49 57 85.96 2010-02-23
1974 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 6 15 21 71.43
1975 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
1976 SP Securities Limited 4 4 8 50.00 2016-03-11
1977 SPARX Asia Investment Advisors Limited 4 4 8 50.00 2004-04-20
1978 SPDB International Capital Limited 4 10 14 71.43 2015-10-13
1979 SPDB International Investment Management Limited 3 4 7 57.14 2015-10-13
1980 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1981 SPQ Asia Capital Limited 3 2 5 40.00 2013-04-02
1982 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
1983 Spring Capital Asia, Limited 1 0 1 0.00 2008-08-21
1984 Springboard Capital Limited 3 3 6 50.00 2010-07-02
1985 Springs Capital (Hong Kong) Limited 2 4 6 66.67 2011-04-14
1986 SPRINT ASSET MANAGEMENT LIMITED 2 1 3 33.33 2015-05-21
1987 Sprout Asset Management (Asia) Limited 3 2 5 40.00 2014-12-08
1988 Spruce Light Asset Management Company Limited 2 0 2 0.00 2016-05-09
1989 SPS COMMODITIES LIMITED 2 6 8 75.00
1990 SPS INVESTMENT SERVICES LIMITED 2 1 3 33.33
1991 SPS SECURITIES LIMITED 4 18 22 81.82
1992 SR Wealth Securities Limited 2 1 3 33.33 2016-08-25
1993 St. James's Place (Hong Kong) Limited 3 43 46 93.48 2012-02-14
1994 Standard & Poor's Investment Advisory Services (HK) Limited 1 0 1 0.00 2010-09-21
1995 Standard Advisory Asia Limited 3 5 8 62.50 2014-12-01
1996 Standard Chartered Securities (Hong Kong) Limited 11 27 38 71.05 2012-12-17
1997 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 23 27 85.19 2005-07-07
1998 STAR MAGNOLIA CAPITAL (HONG KONG) LIMITED 2 2 4 50.00 2015-01-16
1999 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2012-03-30
2000 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 31 36 86.11 2015-07-02
2001 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
2002 State Street Securities Hong Kong Limited 4 12 16 75.00 2013-04-22
2003 Stellar Securities Limited 3 3 6 50.00
2004 STI Asset Management Limited 5 18 23 78.26 2008-10-22
2005 Stifel Hong Kong Limited 2 2 4 50.00 2011-10-20
2006 STJ Advisors (Asia) Limited 1 0 1 0.00 2011-11-17
2007 Stobene Partners (Hong Kong) Limited 1 0 1 0.00 2012-01-31
2008 STOCKWELL COMMODITIES LIMITED 5 7 12 58.33
2009 STOCKWELL SECURITIES LIMITED 3 49 52 94.23
2010 StoneX Financial (HK) Limited 2 1 3 33.33 2014-07-03
2011 StormHarbour Securities (Hong Kong) Limited 3 10 13 76.92 2010-03-18
2012 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
2013 Strategic Investment Advisors (H.K.) Limited 2 0 2 0.00 2015-04-21
2014 Strategic Vision Investment Limited 2 5 7 71.43 2014-08-14
2015 Substance Capital (HK) Limited 3 0 3 0.00 2015-08-28
2016 SUCCESS ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-08-29
2017 Success Futures and Foreign Exchange Limited 4 46 50 92.00 2005-12-06
2018 Success Securities Limited 4 68 72 94.44
2019 Sucden Financial (HK) Limited 4 3 7 42.86 2009-04-28
2020 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 78.57 2016-12-19
2021 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 5 7 71.43 2007-05-08
2022 Sumitomo Mitsui Trust (Hong Kong) Limited 6 12 18 66.67 2014-01-07
2023 Sumo Asset Management Limited 2 1 3 33.33 2010-07-07
2024 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
2025 SUN GROWTH SECURITIES LIMITED 4 10 14 71.43
2026 Sun International Investment Services Limited 3 1 4 25.00 2016-11-15
2027 Sun Life Asset Management (HK) Limited 4 2 6 33.33 2014-05-23
2028 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
2029 SUN SECURITIES LIMITED 3 7 10 70.00 2011-04-01
2030 Sun Wing International Asset Management Limited 2 0 2 0.00 2016-10-03
2031 SunAsia Investment Management Limited 2 1 3 33.33 2010-12-30
2032 Suncorp Securities Limited 2 2 4 50.00 2016-01-04
2033 Sunfund Capital Limited 2 3 5 60.00 2015-10-27
2034 SUNHIGH FINANCIAL HOLDINGS LIMITED 3 1 4 25.00 2016-09-09
2035 SUNNY WORLD INVESTMENT LIMITED 2 5 7 71.43
2036 Sunrise Brokers (Hong Kong) Limited 3 29 32 90.63 2009-12-09
2037 SUNRISE SECURITIES LIMITED 3 5 8 62.50 2005-03-21
2038 Superactive Financial Group Company Limited 4 3 7 42.86 2015-06-12
2039 Superfund Financial (Hong Kong) Limited 2 1 3 33.33
2040 SUPREME CHINA SECURITIES LIMITED 2 7 9 77.78 2014-10-10
2041 SUSQUEHANNA HONG KONG LIMITED 3 1 4 25.00 2008-11-03
2042 Swiss China Capital Limited 2 5 7 71.43 2011-09-14
2043 Swiss International Asset Management Limited 2 2 4 50.00 2013-12-16
2044 Swiss-Asia Asset Management (HK) Limited 2 7 9 77.78 2010-06-02
2045 Swissquote Asia Limited 4 3 7 42.86 2013-02-25
2046 Sylebra Capital Limited 2 10 12 83.33 2011-09-06
2047 Symmetry Investments (Hong Kong) Limited 2 16 18 88.89 2014-07-03
2048 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
2049 SynerWealth Financial Limited 3 26 29 89.66 2009-02-04
2050 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
2051 T G SECURITIES LIMITED 3 4 7 57.14 2005-12-19
2052 T. M. MANAGEMENT LIMITED 2 0 2 0.00
2053 T. Rowe Price Hong Kong Limited 6 52 58 89.66 2010-12-21
2054 T.F.S. Derivatives HK Limited 6 30 36 83.33 2009-04-03
2055 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
2056 Taconic Capital Advisors (Hong Kong) Limited 3 4 7 57.14 2012-06-18
2057 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2013-07-05
2058 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
2059 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
2060 TAI NING STOCK COMPANY LIMITED 2 4 6 66.67
2061 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 82.35
2062 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
2063 TAI YIP STOCK COMPANY LIMITED 3 6 9 66.67
2064 TAIFAIR FUTURES LIMITED 3 2 5 40.00
2065 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
2066 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 7 29 36 80.56 2008-08-07
2067 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 4 27 31 87.10 2010-04-27
2068 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
2069 Taiping Securities (HK) Co Limited 3 44 47 93.62
2070 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
2071 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
2072 Tandem Investors Limited 3 2 5 40.00 2014-12-24
2073 TANG KEE SECURITIES LIMITED 3 3 6 50.00
2074 TANG PING KONG LIMITED 3 3 6 50.00
2075 Tang Yin International Futures Company Limited 3 0 3 0.00 2016-11-15
2076 TAP CAPITAL LIMITED 2 0 2 0.00 2016-12-05
2077 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
2078 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 48 54 88.89 2007-04-26
2079 TARZAN STOCK & SHARES LIMITED 3 7 10 70.00
2080 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
2081 TBP Investment Advisory (HK) Limited 2 5 7 71.43 2013-06-19
2082 TC Capital International Limited 5 9 14 64.29 2010-08-11
2083 TC CAPITAL MANAGEMENT LIMITED (HK) 2 1 3 33.33 2011-10-24
2084 TC Investment Management (Asia) Limited 5 24 29 82.76 2014-03-18
2085 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
2086 Telecom King Securities Limited 4 14 18 77.78 2007-10-17
2087 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
2088 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
2089 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
2090 Templewater Hong Kong Limited 9 19 28 67.86
2091 Tenbagger Investment Management (Hong Kong) Limited 2 0 2 0.00 2015-09-11
2092 TENGARD FUND MANAGEMENT LIMITED 2 6 8 75.00 2012-04-03
2093 Tensant Securities Limited 2 2 4 50.00 2004-08-25
2094 TFI Asset Management Limited 4 1 5 20.00 2009-06-18
2095 TFI Securities and Futures Limited 3 7 10 70.00 2013-05-14
2096 THING ON SECURITIES LIMITED 3 5 8 62.50
2097 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 4 1 5 20.00
2098 Thoth Investment Management Limited 2 0 2 0.00 2016-11-22
2099 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 18 20 90.00 2008-04-11
2100 THREE STONES CAPITAL LIMITED 2 5 7 71.43 2015-11-11
2101 TIAN YUAN FINANCE (INDEX TRADING) LIMITED 3 5 8 62.50 2016-10-12
2102 TIAN YUAN FINANCE LIMITED 3 25 28 89.29
2103 TIANDA ASSET MANAGEMENT LIMITED 1 1 2 50.00 2013-04-24
2104 TIANDA SECURITIES LIMITED 2 4 6 66.67 2011-01-18
2105 Tianhe Quant Asset Management Limited 2 0 2 0.00 2013-06-11
2106 TIANLI FINANCIAL LIMITED 2 2 4 50.00 2016-11-28
2107 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
2108 Tiger Securities Asset Management Company Limited 4 4 8 50.00 2006-12-29
2109 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
2110 Tiro Capital Limited 2 2 4 50.00 2014-08-27
2111 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 8 11 72.73
2112 Tongfang Securities Limited 2 3 5 60.00 2015-07-17
2113 Top Ace Asset Management Limited 2 1 3 33.33 2012-11-20
2114 TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2016-09-15
2115 TOPAZ CAPITAL MANAGEMENT LIMITED 4 6 10 60.00 2014-02-11
2116 Topaz Financial Group Limited 2 18 20 90.00 2012-10-12
2117 Topfund Capital Management (Hong Kong) Limited 2 0 2 0.00 2016-12-14
2118 Tor Investment Management (Hong Kong) Limited 3 6 9 66.67 2012-12-12
2119 Tora Trading Services Limited (HK) 4 3 7 42.86 2008-11-14
2120 Torq Capital Management (HK) Limited 2 6 8 75.00 2016-10-04
2121 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2013-11-29
2122 Towers Watson Investment Services Hong Kong Limited 3 14 17 82.35 2007-05-14
2123 TOYO SECURITIES ASIA LIMITED 4 6 10 60.00
2124 TPG Capital, Limited 3 11 14 78.57 2012-03-07
2125 TR Advisors Limited 3 2 5 40.00 2008-12-02
2126 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
2127 TradeMaster Securities (Hong Kong) Limited 2 1 3 33.33 2016-08-18
2128 TRADER CITY LIMITED 2 0 2 0.00 2016-04-28
2129 TRADING CENTRAL ASIA LIMITED 2 3 5 60.00 2011-03-08
2130 Trafalgar Capital Management (HK) Limited 3 3 6 50.00 2010-02-01
2131 TRANSASIA PRIVATE CAPITAL LIMITED 3 5 8 62.50 2013-03-19
2132 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
2133 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
2134 TREE LINE ADVISORS (HONG KONG) LIMITED 2 6 8 75.00 2006-06-30
2135 TRG MANAGEMENT HONG KONG LIMITED 3 2 5 40.00 2008-01-07
2136 Triada Capital Limited (HK) 3 2 5 40.00 2012-06-21
2137 Trilogy Partners Limited 2 2 4 50.00 2014-07-25
2138 Trinity Corporate Finance Limited (VG) 2 3 5 60.00 2016-01-04
2139 Trinity Financial Group Limited 2 2 4 50.00 2016-02-16
2140 TRINITY SECURITIES CO. LIMITED 3 0 3 0.00 2012-08-08
2141 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
2142 TRIVEST ADVISORS LIMITED 3 2 5 40.00 2010-04-08
2143 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
2144 TRUTH SECURITIES LIMITED 4 3 7 42.86
2145 TSE'S SECURITIES LIMITED 3 30 33 90.91
2146 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
2147 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
2148 TULLETT PREBON (HONG KONG) LIMITED 5 21 26 80.77 2010-08-26
2149 Tung Shing Futures (Brokers) Limited 6 76 82 92.68
2150 Tung Shing Securities (Brokers) Limited 9 174 183 95.08 2012-03-15
2151 TUNG SHUN SECURITIES LIMITED 2 2 4 50.00 2005-01-03
2152 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
2153 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
2154 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
2155 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
2156 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
2157 TVC MANAGEMENT LIMITED 3 0 3 0.00
2158 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
2159 Two Sigma Asia Pacific, Limited 3 2 5 40.00 2014-04-08
2160 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
2161 Tybourne Capital Management (HK) Limited 4 5 9 55.56 2012-03-15
2162 UBP ASSET MANAGEMENT ASIA LIMITED 4 9 13 69.23 2007-01-11
2163 UBS Asset Management (Hong Kong) Limited 10 74 84 88.10 2012-09-12
2164 UBS SDIC Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2011-10-11
2165 UBS SECURITIES ASIA LIMITED 15 351 366 95.90
2166 UBS SECURITIES HONG KONG LIMITED 22 289 311 92.93 2016-12-19
2167 UCAP HONG KONG ASSET MANAGEMENT LIMITED 3 10 13 76.92 2012-04-11
2168 UCF Asset Management (HK) Limited 2 0 2 0.00 2012-05-04
2169 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
2170 UNICORN SECURITIES COMPANY LIMITED 2 7 9 77.78
2171 UNION GAMING SECURITIES ASIA LIMITED 5 1 6 16.67 2015-03-26
2172 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
2173 UNITED GREAT INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2016-04-22
2174 United Securities Limited (HK) 5 2 7 28.57
2175 UNITED ZONE INVESTMENT LIMITED 2 0 2 0.00 2016-09-01
2176 UOB KAY HIAN (HONG KONG) LIMITED 4 258 262 98.47
2177 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 157 161 97.52
2178 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
2179 UPBEST COMMODITIES COMPANY LIMITED 2 5 7 71.43
2180 UPBEST INVESTMENT COMPANY LIMITED 2 0 2 0.00
2181 UPBEST SECURITIES COMPANY LIMITED 4 31 35 88.57
2182 UPRIGHT ASSET MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 0.00 2016-11-22
2183 VALUABLE CAPITAL LIMITED 3 2 5 40.00 2010-07-14
2184 VALUE PARTNERS HONG KONG LIMITED 5 80 85 94.12 2007-11-19
2185 VALUE PARTNERS LIMITED 5 80 85 94.12
2186 Value Partners Private Equity Limited 3 5 8 62.50
2187 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
2188 VAN BERKOM GOLDEN DRAGON LIMITED 2 1 3 33.33 2012-07-19
2189 Vanguard Investments Hong Kong Limited 5 24 29 82.76 2012-02-07
2190 Vanhau Asset Management Limited 2 0 2 0.00 2016-12-19
2191 VANHEEL MANAGEMENT LIMITED 3 1 4 25.00
2192 VANTAGE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2016-07-18
2193 Vantage Capital Markets HK Limited 5 29 34 85.29 2008-10-02
2194 Vantage New Generation Securities Limited 2 2 4 50.00 2012-08-03
2195 Vantum Asset Management Limited 2 0 2 0.00 2016-11-18
2196 Vantum Futures Limited 2 4 6 66.67
2197 VARDE PARTNERS HONG KONG LIMITED 2 0 2 0.00 2016-10-03
2198 VBG Capital Limited 6 11 17 64.71 2009-04-20
2199 VC ASSET MANAGEMENT LIMITED 2 3 5 60.00 2010-06-25
2200 VC BROKERAGE LIMITED 4 44 48 91.67
2201 VC CAPITAL LIMITED 3 8 11 72.73
2202 VC International Asset Management Limited 3 0 3 0.00
2203 VC INTERNATIONAL TRADING LIMITED 4 26 30 86.67
2204 VEDA CAPITAL LIMITED (HK) 3 10 13 76.92 2005-12-28
2205 Vegasoul Capital Management (Asia) Limited 3 6 9 66.67 2010-01-29
2206 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 85.00 2004-05-19
2207 Venture Smart Asia Limited 6 17 23 73.91 2015-12-18
2208 VERACITY INVESTMENT CO., LIMITED 4 0 4 0.00 2012-11-20
2209 VERCAP Financial Services Limited 3 5 8 62.50
2210 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
2211 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
2212 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
2213 Victoire Asia Investments Limited 2 2 4 50.00 2014-03-07
2214 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
2215 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 0 2 0.00
2216 VICTORY SECURITIES COMPANY LIMITED 3 43 46 93.48 2007-02-16
2217 Viking Global Hong Kong Limited 3 2 5 40.00 2010-09-17
2218 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
2219 Virtu ITG Hong Kong Limited 4 17 21 80.95
2220 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
2221 Vision Asset Management (HK) Limited 3 1 4 25.00 2009-06-04
2222 VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) 2 0 2 0.00 2016-04-26
2223 Vision Capital Investment Management Limited 4 8 12 66.67 2003-12-17
2224 VISION FINANCE (SECURITIES) LIMITED 4 5 9 55.56 2007-05-08
2225 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 60.00 2006-11-14
2226 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 57.14 2007-11-29
2227 VisionGain Capital Limited 3 2 5 40.00 2007-11-14
2228 VL ASSET MANAGEMENT LIMITED 3 3 6 50.00 2009-04-15
2229 VMS Securities Limited 7 12 19 63.16
2230 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
2231 Vontobel (Hong Kong) Limited 2 4 6 66.67 2008-11-27
2232 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
2233 Vontobel Wealth Management (Hong Kong) Limited 4 7 11 63.64 2013-01-14
2234 VP Wealth Management (Hong Kong) Limited 2 4 6 66.67 2007-09-11
2235 VTB Capital Hong Kong Limited 4 4 8 50.00 2011-06-30
2236 W. Falcon Asset Management (Asia) Limited 2 4 6 66.67 2014-07-17
2237 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
2238 WAH SANG SECURITIES LIMITED 3 1 4 25.00
2239 WAH THAI SECURITIES LIMITED 3 3 6 50.00
2240 WAI FAT SECURITIES LIMITED 2 2 4 50.00
2241 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
2242 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
2243 Walker Capital Limited (HK) 1 0 1 0.00 2014-09-24
2244 Wanhai Securities (HK) Limited 2 7 9 77.78
2245 WARD FERRY MANAGEMENT LIMITED 3 15 18 83.33
2246 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
2247 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 3 2 5 40.00 2013-07-03
2248 Waton Securities International Limited 3 1 4 25.00
2249 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
2250 Waypointe Limited 2 0 2 0.00 2015-02-11
2251 Wealth Link Securities Limited 2 2 4 50.00 2016-06-02
2252 Wealth Management Cube Limited 2 2 4 50.00 2015-03-19
2253 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
2254 Wealth Oasis Asset Management Company Limited 2 0 2 0.00 2015-06-05
2255 Wealthy Global Financial Asset Management Limited 2 0 2 0.00 2016-12-23
2256 WEI CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2015-06-26
2257 WEI DA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2015-10-26
2258 Welkin Capital Management (Asia) Limited 2 2 4 50.00 2016-02-23
2259 Well Link Asset Management Limited 2 1 3 33.33 2014-01-02
2260 Well Link International Securities Limited 3 8 11 72.73 2012-10-04
2261 Well Link Securities Limited 2 15 17 88.24 2005-11-11
2262 WELLCHAMP CAPITAL LIMITED 4 4 8 50.00
2263 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
2264 Wellington Management Hong Kong Limited (b2003-01-02) 8 35 43 81.40 2003-09-18
2265 Wells Fargo Securities Asia Limited 7 36 43 83.72 2008-04-25
2266 WEST BULL SECURITIES LIMITED 2 2 4 50.00 2016-09-19
2267 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 17 20 85.00 2008-09-02
2268 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
2269 Widus Investment Limited 2 0 2 0.00 2015-10-22
2270 WILBY SECURITIES LIMITED 2 2 4 50.00
2271 Willis Towers Watson Securities (Hong Kong) Limited 2 2 4 50.00 2015-06-17
2272 Wilshire Hong Kong Limited 2 0 2 0.00 2015-09-11
2273 Wilson Asset Management Co., Limited 2 0 2 0.00 2016-10-12
2274 WILSON SECURITIES LIMITED 2 4 6 66.67 2010-02-25
2275 WIM ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2010-07-27
2276 Win Harvest Asset Management Limited 2 3 5 60.00 2015-10-28
2277 Win Securities Limited 4 4 8 50.00
2278 WIN WONG SECURITIES LIMITED 5 25 30 83.33
2279 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
2280 WINFULL SECURITIES LIMITED 3 13 16 81.25
2281 WING FAT SECURITIES LIMITED 3 7 10 70.00
2282 WING FUNG FOREX LIMITED 3 11 14 78.57 2009-01-08
2283 WING FUNG FUTURES LIMITED 3 26 29 89.66 2006-04-21
2284 WING FUNG SECURITIES LIMITED 4 28 32 87.50
2285 WING ON CHEONG SECURITIES COMPANY LIMITED 2 3 5 60.00
2286 WING ON SECURITIES LIMITED 2 5 7 71.43
2287 WING YEE SECURITIES COMPANY LIMITED 4 5 9 55.56
2288 WINGATE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-08-31
2289 WINGS SECURITIES (HK) LIMITED 2 3 5 60.00
2290 WINLAND WEALTH MANAGEMENT LIMITED 3 10 13 76.92
2291 Winner International Securities Limited 4 17 21 80.95
2292 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
2293 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
2294 WINSOME CAPITAL LIMITED 2 3 5 60.00 2016-10-31
2295 WINSOME STOCK COMPANY LIMITED 2 5 7 71.43
2296 WINTECH SECURITIES LIMITED 4 6 10 60.00
2297 WINTON CAPITAL ASIA LIMITED 4 4 8 50.00 2014-09-18
2298 WINTONE SECURITIES LIMITED 3 6 9 66.67 2004-02-16
2299 Wise Torch Investments Limited 4 0 4 0.00 2016-11-30
2300 Wisetrade Securities Limited 1 9 10 90.00
2301 Wizardquant Capital Advisors Limited 2 0 2 0.00 2016-07-07
2302 WKA Asset Management (Hong Kong) Limited 2 0 2 0.00 2016-08-16
2303 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
2304 WOCOM FOREIGN EXCHANGE CO. LIMITED 3 4 7 57.14
2305 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
2306 WOCOM LIMITED (HK) 4 17 21 80.95
2307 WOCOM SECURITIES LIMITED 4 21 25 84.00
2308 Wolver Hill Asset Management Asia Limited 3 6 9 66.67 2009-03-10
2309 Wonder Capital Group Limited 2 0 2 0.00 2016-03-07
2310 Wonderland International Asset Management Limited 2 2 4 50.00 2016-07-27
2311 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 77.78 2003-05-23
2312 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
2313 XIN HUA SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2016-10-18
2314 Xin Tian Fund Management Company Limited 3 1 4 25.00 2013-05-30
2315 Xingtai Capital Management Limited 2 0 2 0.00 2013-11-21
2316 Xinhu International Futures (Hong Kong) Co., Limited 3 3 6 50.00 2012-05-22
2317 Yahao Capital Limited 2 3 5 60.00 2016-08-05
2318 Yango International Financial Holdings Limited 2 0 2 0.00 2016-12-14
2319 YAOZHI ASSET MANAGEMENT INTERNATIONAL CO., LIMITED 3 0 3 0.00 2015-09-17
2320 YARDLEY SECURITIES LIMITED 2 3 5 60.00
2321 Yellow River Global Capital Limited 2 3 5 60.00 2016-04-21
2322 YF ASSET MANAGEMENT LIMITED 2 1 3 33.33 2013-04-16
2323 YF FUTURES COMPANY LIMITED 2 3 5 60.00
2324 YF SECURITIES COMPANY LIMITED 2 7 9 77.78
2325 YG Capital Management Limited 2 0 2 0.00 2014-12-12
2326 Yi Shun Da Capital Limited 4 5 9 55.56 2015-11-04
2327 YICKO SECURITIES LIMITED 4 21 25 84.00 2015-10-30
2328 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
2329 YING WAH SECURITIES COMPANY LIMITED 3 7 10 70.00
2330 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2014-10-24
2331 YONG RONG (HK) ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-05-03
2332 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
2333 Yuanhao Capital Management Limited 2 0 2 0.00 2013-07-22
2334 Yuanta Asia Investment (Hong Kong) Limited 3 4 7 57.14 2003-08-13
2335 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 0.00 2012-02-24
2336 Yuanta Securities (Hong Kong) Company Limited 20 153 173 88.44 2006-07-08
2337 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
2338 YUE XIU ASSET MANAGEMENT LIMITED 4 4 8 50.00 2011-04-12
2339 YUE XIU FUTURES COMPANY LIMITED 4 32 36 88.89
2340 YUE XIU SECURITIES COMPANY LIMITED 6 60 66 90.91 2013-12-02
2341 Yuet Sheung International Securities Limited 1 0 1 0.00 2015-12-18
2342 YUEXING SECURITIES COMPANY LIMITED 3 10 13 76.92
2343 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
2344 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
2345 YUN HAI ASSET MANAGEMENT LIMITED 2 0 2 0.00 2016-12-02
2346 Yunfeng Asset Management Limited 2 7 9 77.78 2011-05-18
2347 Yunfeng Financial Markets Limited 13 26 39 66.67
2348 Yunfeng Securities Limited 9 17 26 65.38 2013-08-27
2349 Yupei Fortune Capital Limited 2 0 2 0.00 2016-11-28
2350 Zaaba Capital Limited 3 3 6 50.00 2015-12-16
2351 ZACD Financial Group Limited 3 0 3 0.00 2016-12-02
2352 ZEAL ASSET MANAGEMENT LIMITED 5 11 16 68.75 2009-10-09
2353 Zenas Capital Management Limited 3 0 3 0.00 2013-09-12
2354 Zentific Investment Management Limited 3 3 6 50.00 2015-03-18
2355 Zentrum Capital Advisors Limited 2 4 6 66.67 2014-06-03
2356 Zeta Capital (H.K.) Limited 3 1 4 25.00 2016-03-29
2357 Zheng He Capital Management Limited 2 2 4 50.00 2014-07-07
2358 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED 2 4 6 66.67 2016-03-09
2359 ZHONG JIA SECURITIES LIMITED 2 0 2 0.00 2016-11-01
2360 Zhong Yang Securities Limited 2 1 3 33.33 2016-03-04
2361 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
2362 Zhongcai Securities Limited 3 4 7 57.14 2014-12-19
2363 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
2364 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
2365 ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED 2 2 4 50.00 2016-11-04
2366 Zhongrong International Capital Management Limited 2 5 7 71.43 2015-05-22
2367 ZHONGRONG PT SECURITIES LIMITED 5 42 47 89.36 2010-07-30
2368 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 13 15 86.67 2013-12-19
2369 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 4 23 27 85.19 2014-01-07
2370 ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED 3 9 12 75.00 2016-11-07
2371 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 45 50 90.00 2012-12-07
2372 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 8 91 99 91.92 2012-11-13
2373 Zijing Capital Limited 3 9 12 75.00 2003-05-07
2374 ZMF Asset Management Limited 2 0 2 0.00 2011-01-21
2375 Zynergy Asset Management Limited 2 6 8 75.00 2013-10-10
2375 Average 3.36 16.23 19.59 82.85

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