UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2005 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Alexander Pak Cheung 區柏祥 |
29 |
M |
AKP472 |
Rep |
2004-05-18 |
2008-03-11 |
| 2 |
Beshke, Clarence John |
|
M |
ADS271 |
RO |
|
2005-05-20 |
|
|
|
Rep |
2005-05-20 |
2009-03-24 |
| 3 |
Blackburn, Andrew James (SFC:AJE473) |
|
M |
AJE473 |
Rep |
2003-09-29 |
2003-12-10 |
| 4 |
Bradshaw, John (SFC:AHC328) |
|
M |
AHC328 |
Rep |
|
2005-03-24 |
| 5 |
Chan, Brian Hon Kei 陳漢基 |
|
M |
AKI936 |
Rep |
2004-04-15 |
2009-04-22 |
| 6 |
Cheng, Jimmy Min Tat 鄭勉達 |
|
M |
ACV741 |
RO |
|
2007-04-28 |
| 7 |
Chu, Peter |
|
M |
AIR824 |
Rep |
2004-08-06 |
2007-02-23 |
| 8 |
Coffeng, John Martinus (SFC:ADJ820) |
|
M |
ADJ820 |
Rep |
|
2009-06-10 |
| 9 |
Combalot, Laurent Benoit Georges |
|
M |
AHC015 |
RO |
2005-07-08 |
2005-11-29 |
| 10 |
Donnelly, Anthony Michael |
|
M |
AKX161 |
Rep |
2004-07-06 |
2005-06-29 |
| 11 |
Easterbrook, Trevor Stephen |
|
M |
AGX021 |
Rep |
|
2004-02-23 |
| 12 |
Fok, Ronald King Man 霍敬文 |
28 |
M |
AGE025 |
Rep |
|
2005-03-24 |
| 13 |
Ho, Tsz Leung 何子樑 |
|
|
AJD615 |
Rep |
2003-09-02 |
2016-12-18 |
| 14 |
Hong, Shaw-Shiun 洪紹勛 |
|
|
ALC783 |
Rep |
2004-08-20 |
2009-04-22 |
| 15 |
Lee, Hyun Jae (SFC:AHN694) 李賢宰 |
|
|
AHN694 |
Rep |
|
2007-04-19 |
| 16 |
Lee, Samuel Man Fat 李萬發 |
36 |
M |
ADR824 |
Rep |
2004-12-03 |
2009-09-05 |
| 17 |
Lee, Simon Chun Kit 李俊傑 |
29 |
M |
AHA361 |
Rep |
|
2009-04-22 |
| 18 |
Li, Man Wing 李文穎 |
|
|
AJO743 |
Rep |
2005-05-24 |
2014-10-01 |
| 19 |
Melwani, Rajesh Ramesh (SFC:AEU252) |
|
M |
AEU252 |
Rep |
|
2009-03-13 |
| 20 |
Ng, Kwong Man 吳光民 |
|
|
AME704 |
Rep |
2005-07-04 |
2008-03-15 |
| 21 |
Pal, Andrew Leslie |
|
M |
AKW574 |
Rep |
2004-06-24 |
2014-04-12 |
| 22 |
Pang, Kenneth Kwok Kit 彭國傑 |
|
M |
AEO731 |
RO |
2005-05-19 |
2009-04-08 |
| 23 |
Park, Min |
|
|
AFA670 |
RO |
2004-07-29 |
2009-04-15 |
| 24 |
Sum, Hing Man 岑慶文 |
|
|
ABW145 |
Rep |
|
2014-04-11 |
| 25 |
Tang, Ming Wai (SFC:AIH670) 鄧明緯 |
|
|
AIH670 |
Rep |
2005-04-07 |
2009-04-06 |
| 26 |
Wong, Stephen (SFC:AJO207) 黃錦豪 |
|
M |
AJO207 |
Rep |
2004-03-19 |
2008-04-30 |
| 27 |
Yoon, Chi Won |
|
|
ACN181 |
RO |
2003-09-15 |
2005-06-09 |
|
|
|
Rep |
2005-06-09 |
2016-07-25 |
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