GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2007 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Adair, John Joseph |
|
M |
ADR043 |
RO |
2005-04-28 |
2007-02-24 |
| 2 |
Agne, Mark Edward (SFC:ANP670) |
|
M |
ANP670 |
Rep |
2006-06-30 |
2006-09-26 |
|
|
|
RO |
2006-09-26 |
2016-05-21 |
| 3 |
Ahmad, Syed Hyder |
|
|
ADU329 |
RO |
|
2006-08-01 |
| 4 |
Carr, Michael John (SFC:AGC458) |
|
M |
AGC458 |
RO |
|
2003-06-16 |
| 5 |
Chan, Beonna Mei Chun 陳美珍 |
|
|
AAF948 |
Rep |
|
2011-10-11 |
| 6 |
Chan, Pui Ping 陳沛萍 |
|
|
ACW670 |
Rep |
|
2016-10-10 |
| 7 |
Chau, Chun 周聰 |
|
|
ACS103 |
Rep |
|
2016-10-10 |
| 8 |
Cheeseman, Robert Ross |
|
M |
ANY227 |
Rep |
2006-09-19 |
2012-03-16 |
| 9 |
Chen, Charles Yuan Liang 陳仁樑 |
|
M |
AEZ084 |
Rep |
|
2008-05-02 |
| 10 |
Chia, Wei Chen 謝偉政 |
|
M |
ALZ911 |
Rep |
2005-11-16 |
2007-01-29 |
| 11 |
Chiu, Ping 趙平 |
|
|
AEW882 |
Rep |
|
2007-01-13 |
| 12 |
Chow, Isabella Man Fung 周文鳳 |
|
F |
AFU155 |
Rep |
|
2004-12-29 |
| 13 |
Chui, Chi-Sun 徐志真 |
|
|
AFH192 |
Rep |
|
2004-06-19 |
| 14 |
Evans, John Michael (1957-08-16) |
50 |
M |
ALL687 |
Rep |
2004-11-29 |
2005-02-01 |
|
|
|
RO |
2005-02-01 |
2008-04-10 |
| 15 |
Freshwater, Timothy George 范華達 |
63 |
M |
ADV670 |
RO |
|
2011-08-26 |
| 16 |
Ghatalia, Rajiv Arvind |
|
|
ADJ584 |
RO |
2003-07-16 |
2005-06-22 |
| 17 |
Gnodde, Richard John |
47 |
M |
AFM829 |
RO |
|
2005-01-07 |
| 18 |
Joly, Jean Denis |
|
|
AMN692 |
Rep |
2005-10-03 |
2012-02-06 |
| 19 |
Jung, Christopher Lam 曾俊文 |
|
M |
ADX061 |
Rep |
|
2008-03-04 |
| 20 |
Karnani, Vijay |
|
|
AEO835 |
Rep |
|
2006-06-01 |
| 21 |
Kedia, Prashant |
|
|
AHA894 |
Rep |
|
2007-03-24 |
| 22 |
Kemp, Michael Kenneth |
|
M |
AMR616 |
Rep |
2005-11-07 |
2008-12-11 |
| 23 |
Kengeter, Carsten Norbert (SFC:ANM959) |
|
|
ANM959 |
RO |
2007-02-23 |
2008-09-22 |
| 24 |
Koto, Hisanori 古東久典 |
|
|
ANS125 |
Rep |
2006-08-04 |
2012-02-17 |
| 25 |
Kuo, Cheung 郭強 |
|
|
ACZ555 |
Rep |
2003-04-26 |
2007-07-10 |
| 26 |
Lai, Wai Tsz 黎慧慈 |
|
|
ACU891 |
Rep |
|
2003-08-22 |
| 27 |
Lam, Milton Chi Siu 林子紹 |
|
|
AGW054 |
Rep |
2004-05-14 |
2009-01-17 |
| 28 |
Lau, Lambert Ming Yeung 劉名揚 |
28 |
M |
AGP157 |
Rep |
|
2015-10-19 |
| 29 |
Lau, Vincent Ying Kwong 劉迎光 |
|
M |
AAA905 |
Rep |
|
2008-12-30 |
| 30 |
Lee, Cheril Chung Chi 李頌慈 |
|
|
AEF121 |
Rep |
2005-10-13 |
2008-11-07 |
| 31 |
Lim, Boon Keong |
|
|
ACY706 |
Rep |
|
2003-07-01 |
| 32 |
Lin, Danny Chi Long 林志朗 |
|
|
ADD804 |
Rep |
2007-05-21 |
2008-12-11 |
| 33 |
Liu, Gary Huan Chieh 劉煥傑 |
|
M |
ADW756 |
Rep |
|
2004-04-06 |
| 34 |
Liu, Hao-Cheng 劉浩正 |
|
|
ADA141 |
Rep |
|
2004-10-12 |
| 35 |
Lu, Peili 陸培麗 |
|
|
AOO566 |
Rep |
2007-02-16 |
2011-03-26 |
| 36 |
Lui, Jervis Chun Wai 呂俊為 |
|
|
AHY083 |
Rep |
|
2003-10-09 |
| 37 |
Mabardy, Michael Paul |
|
M |
AFQ687 |
Rep |
|
2006-01-07 |
| 38 |
Macdonald, Peter Bremner (SFC:AMM281) |
|
M |
AMM281 |
RO |
2007-01-25 |
2007-04-18 |
| 39 |
Machin, Mark Gordon Adam |
|
M |
ACT421 |
RO |
2006-09-11 |
2011-08-26 |
| 40 |
McTamaney, Robert Anthony III |
|
M |
AON377 |
Rep |
2007-02-09 |
2007-10-29 |
| 41 |
Mithran, Girish |
|
|
AFU262 |
Rep |
2003-11-07 |
2012-03-21 |
| 42 |
Mok, Jonathan Chung Kiu 莫仲翹 |
|
M |
AHA655 |
Rep |
2003-10-29 |
2005-08-11 |
| 43 |
Ng, Soon Wei 伍順輝 |
|
|
AEN030 |
Rep |
2006-07-27 |
2009-01-22 |
| 44 |
Ngai, Henry Chun Kit 倪俊傑 |
|
M |
AEF259 |
Rep |
2003-09-29 |
2003-12-18 |
| 45 |
Okabe, Toru |
|
|
AGG883 |
Rep |
|
2012-07-28 |
| 46 |
Paik, Sang Hyeon |
|
|
AGN870 |
Rep |
|
2005-02-01 |
| 47 |
Piplani, Dhruv |
|
|
AOX012 |
Rep |
2007-05-11 |
2009-05-27 |
| 48 |
Reilly, Eugene T |
|
M |
ANH725 |
RO |
2007-03-13 |
2009-12-21 |
| 49 |
Rhee, Howard Sang-Hoon |
|
M |
AGN744 |
Rep |
|
2005-01-17 |
| 50 |
Ryan, David Michael (SFC:ADX838) |
|
M |
ADX838 |
RO |
2006-09-29 |
2008-06-01 |
| 51 |
Sago, Katsunori |
|
|
ANR813 |
Rep |
2006-07-24 |
2008-09-30 |
| 52 |
Schrantz, Alexander (SFC:AFF166) |
|
M |
AFF166 |
RO |
2006-09-11 |
2011-03-19 |
| 53 |
Seto, Elvis Kong Yiu 司徒光耀 |
|
M |
AML314 |
Rep |
2005-10-25 |
2016-05-06 |
| 54 |
Stubbs, Arthur James Kay |
42 |
M |
AGH355 |
Rep |
2003-10-29 |
2004-02-20 |
| 55 |
Sze, Rick Wai Pang 施維鵬 |
|
|
AGK899 |
Rep |
2004-07-05 |
2011-05-04 |
| 56 |
Tom, Edward 譚子平 |
|
M |
ANF158 |
Rep |
2007-03-30 |
2014-06-19 |
| 57 |
Voon, David Hian Fook 溫賢福 |
41 |
M |
ADT742 |
RO |
|
2007-03-21 |
| 58 |
Waitze, Michael Irwin |
|
M |
AJH323 |
Rep |
2003-12-04 |
2004-07-30 |
| 59 |
Wan, Yu Tsung 尹宇冲 |
|
|
ANQ569 |
Rep |
2006-07-11 |
2016-10-10 |
| 60 |
Wang, Ernie |
|
|
AMK118 |
Rep |
2005-09-01 |
2008-03-18 |
| 61 |
Wat, Chi Ming 屈志銘 |
|
|
ADU895 |
Rep |
|
2003-08-21 |
| 62 |
Wong, Jeffrey Shek Chuen 黃碩俊 |
|
M |
AHX034 |
Rep |
|
2003-07-12 |
| 63 |
Yeung, Kai Yin (SFC:ADU464) 楊啟賢 |
|
|
ADU464 |
Rep |
|
2016-06-29 |
| 64 |
Zee, John 徐強生 |
|
M |
AAE260 |
Rep |
|
2005-04-07 |
| 65 |
Zhang, You (SFC:AMF141) 章友 |
|
|
AMF141 |
Rep |
2005-08-09 |
2015-01-29 |
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