GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | RO | 2005-04-28 | 2007-02-24 | |
| 2 | Agne, Mark Edward (SFC:ANP670) | M | Rep | 2006-06-30 | 2006-09-26 | |
| RO | 2006-09-26 | 2016-05-21 | ||||
| 3 | Ahmad, Syed Hyder | RO | 2006-08-01 | |||
| 4 | Carr, Michael John (SFC:AGC458) | M | RO | 2003-06-16 | ||
| 5 | Chan, Beonna Mei Chun 陳美珍 | Rep | 2011-10-11 | |||
| 6 | Chan, Pui Ping 陳沛萍 | Rep | 2016-10-10 | |||
| 7 | Chau, Chun 周聰 | Rep | 2016-10-10 | |||
| 8 | Cheeseman, Robert Ross | M | Rep | 2006-09-19 | 2012-03-16 | |
| 9 | Chen, Charles Yuan Liang 陳仁樑 | M | Rep | 2008-05-02 | ||
| 10 | Chen, Henry Lin 陳林正 | 37 | M | RO | 2007-07-04 | 2008-08-23 |
| 11 | Chia, Wei Chen 謝偉政 | M | Rep | 2005-11-16 | 2007-01-29 | |
| 12 | Chiu, Ping 趙平 | Rep | 2007-01-13 | |||
| 13 | Chow, Isabella Man Fung 周文鳳 | F | Rep | 2004-12-29 | ||
| 14 | Chui, Chi-Sun 徐志真 | Rep | 2004-06-19 | |||
| 15 | Evans, John Michael (1957-08-16) | 50 | M | Rep | 2004-11-29 | 2005-02-01 |
| RO | 2005-02-01 | 2008-04-10 | ||||
| 16 | Freshwater, Timothy George 范華達 | 63 | M | RO | 2011-08-26 | |
| 17 | Ghatalia, Rajiv Arvind | RO | 2003-07-16 | 2005-06-22 | ||
| 18 | Gnodde, Richard John | 47 | M | RO | 2005-01-07 | |
| 19 | Joly, Jean Denis | Rep | 2005-10-03 | 2012-02-06 | ||
| 20 | Jung, Christopher Lam 曾俊文 | M | Rep | 2008-03-04 | ||
| 21 | Karnani, Vijay | Rep | 2006-06-01 | |||
| 22 | Kedia, Prashant | Rep | 2007-03-24 | |||
| 23 | Kemp, Michael Kenneth | M | Rep | 2005-11-07 | 2008-12-11 | |
| 24 | Kengeter, Carsten Norbert (SFC:ANM959) | RO | 2007-02-23 | 2008-09-22 | ||
| 25 | Koto, Hisanori 古東久典 | Rep | 2006-08-04 | 2012-02-17 | ||
| 26 | Kuo, Cheung 郭強 | Rep | 2003-04-26 | 2007-07-10 | ||
| RO | 2007-07-10 | 2011-02-01 | ||||
| 27 | Lai, Wai Tsz 黎慧慈 | Rep | 2003-08-22 | |||
| 28 | Lam, Milton Chi Siu 林子紹 | Rep | 2004-05-14 | 2009-01-17 | ||
| 29 | Lau, Lambert Ming Yeung 劉名揚 | 28 | M | Rep | 2015-10-19 | |
| 30 | Lau, Vincent Ying Kwong 劉迎光 | M | Rep | 2008-12-30 | ||
| 31 | Lee, Cheril Chung Chi 李頌慈 | Rep | 2005-10-13 | 2008-11-07 | ||
| 32 | Lim, Boon Keong | Rep | 2003-07-01 | |||
| 33 | Lin, Danny Chi Long 林志朗 | Rep | 2007-05-21 | 2008-12-11 | ||
| 34 | Liu, Gary Huan Chieh 劉煥傑 | M | Rep | 2004-04-06 | ||
| 35 | Liu, Hao-Cheng 劉浩正 | Rep | 2004-10-12 | |||
| 36 | Lu, Peili 陸培麗 | Rep | 2007-02-16 | 2011-03-26 | ||
| 37 | Lui, Jervis Chun Wai 呂俊為 | Rep | 2003-10-09 | |||
| 38 | Mabardy, Michael Paul | M | Rep | 2006-01-07 | ||
| 39 | Macdonald, Peter Bremner (SFC:AMM281) | M | RO | 2007-01-25 | 2007-04-18 | |
| 40 | Machin, Mark Gordon Adam | M | RO | 2006-09-11 | 2011-08-26 | |
| 41 | McTamaney, Robert Anthony III | M | Rep | 2007-02-09 | 2007-10-29 | |
| 42 | Mithran, Girish | Rep | 2003-11-07 | 2012-03-21 | ||
| 43 | Mok, Jonathan Chung Kiu 莫仲翹 | M | Rep | 2003-10-29 | 2005-08-11 | |
| 44 | Ng, Soon Wei 伍順輝 | Rep | 2006-07-27 | 2009-01-22 | ||
| 45 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2003-09-29 | 2003-12-18 | |
| 46 | Okabe, Toru | Rep | 2012-07-28 | |||
| 47 | Paik, Sang Hyeon | Rep | 2005-02-01 | |||
| 48 | Piplani, Dhruv | Rep | 2007-05-11 | 2009-05-27 | ||
| 49 | Reilly, Eugene T | M | RO | 2007-03-13 | 2009-12-21 | |
| 50 | Rhee, Howard Sang-Hoon | M | Rep | 2005-01-17 | ||
| 51 | Ryan, David Michael (SFC:ADX838) | M | RO | 2006-09-29 | 2008-06-01 | |
| 52 | Sago, Katsunori | Rep | 2006-07-24 | 2008-09-30 | ||
| 53 | Schrantz, Alexander (SFC:AFF166) | M | RO | 2006-09-11 | 2011-03-19 | |
| 54 | Seto, Elvis Kong Yiu 司徒光耀 | M | Rep | 2005-10-25 | 2016-05-06 | |
| 55 | Stubbs, Arthur James Kay | 42 | M | Rep | 2003-10-29 | 2004-02-20 |
| 56 | Sze, Rick Wai Pang 施維鵬 | Rep | 2004-07-05 | 2011-05-04 | ||
| 57 | Tom, Edward 譚子平 | M | Rep | 2007-03-30 | 2014-06-19 | |
| 58 | Voon, David Hian Fook 溫賢福 | 41 | M | RO | 2007-03-21 | |
| 59 | Waitze, Michael Irwin | M | Rep | 2003-12-04 | 2004-07-30 | |
| 60 | Wan, Yu Tsung 尹宇冲 | Rep | 2006-07-11 | 2016-10-10 | ||
| 61 | Wang, Ernie | Rep | 2005-09-01 | 2008-03-18 | ||
| 62 | Wang, Jian (SFC:APB793) 王堅 | Rep | 2007-06-11 | 2011-07-23 | ||
| 63 | Wat, Chi Ming 屈志銘 | Rep | 2003-08-21 | |||
| 64 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | Rep | 2003-07-12 | ||
| 65 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | Rep | 2016-06-29 | |||
| 66 | Zee, John 徐強生 | M | Rep | 2005-04-07 | ||
| 67 | Zhang, You (SFC:AMF141) 章友 | Rep | 2005-08-09 | 2015-01-29 |
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