HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Acar, Capan AJO226 Rep 2007-12-05 2009-11-03
2 Allauzen, Renaud Charles Joseph M ASD123 Rep 2008-12-05 2016-08-24
3 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2004-01-15
4 Barton, Richard Jeremy M ACF860 Rep 2005-12-20 2008-07-18
5 Barton, Stuart John M APH304 Rep 2007-07-19 2008-01-07
6 Birlenbach, Michael Dieter M APK741 Rep 2007-08-15 2011-03-25
7 Bormann, Frank M AOP021 Rep 2007-02-21 2007-06-27
RO 2007-06-27 2010-10-26
8 Chan, Chun Ning (SFC:AQM626) 陳振寧 AQM626 Rep 2008-02-18 2012-05-02
9 Chan, Hang Ting 陳杏婷 ARG755 Rep 2008-06-30 2009-04-27
10 Chan, Hon Wah (SFC:ABN589) 陳漢華 ABN589 Rep 2008-04-18
11 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2005-10-27
12 Chan, Otto Chun Shing 陳鎮成 47 M AAF999 RO 2006-09-07
13 Chan, Rene Hoi Yan 陳海茵 ANG332 Rep 2006-03-29 2007-08-06
14 Chan, Tsz Fung (SFC:AQM624) 陳梓豐 M AQM624 Rep 2008-02-18 2008-11-18
15 Chan, Victor Kam Yiu 陳敢耀 M AQN415 Rep 2008-02-20 2011-05-23
16 Chaneb, Khalid AFM356 Rep 2006-07-19 2007-04-21
17 Chang, Yung Ching 張永經 AFF918 RO 2007-08-15 2008-09-20
18 Chen, Michael Moon Fee M ADC178 Rep 2008-10-02 2017-04-25
19 Cheng, Ivan Kwok Lueng 鄭國良 M AGZ747 Rep 2005-12-20 2009-06-03
20 Cheung, Lap Pong 張立邦 ARU855 Rep 2008-11-03 2018-08-07
21 Choi, Stephen Joon M AJH431 Rep 2007-07-27 2008-11-18
22 Chung, Alden Kam Wah 鍾金華 M ABH271 Rep 2004-01-28
23 Chung, Tony Ming Lok 鍾明烙 M AAF326 RO 2003-09-03
Rep 2003-09-03 2004-04-30
24 Crispin, James Anthony M ANU647 Rep 2006-08-18 2009-02-16
25 Dunham, Christopher Mark M ANU648 Rep 2006-08-18 2007-05-08
RO 2007-05-08 2009-02-18
26 Ellison, Alexander Hugh M AEH938 RO 2007-12-20 2009-06-12
27 Finkbeiner, Kurt Ernst (SFC:AMW602) M AMW602 RO 2007-09-05 2007-09-08
28 Foley, Cathal Brendan M APB451 Rep 2007-06-08 2010-03-16
29 Guglietta, Joel Stephan AHD235 Rep 2007-07-19 2008-07-24
30 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
31 Heng, Franklin Ching Kuen 幸正權 44 M ACY056 RO 2006-04-14
32 Ho, Chia-Long 何佳龍 ARA661 Rep 2008-05-16 2015-01-06
33 Ho, Hoi Tung 何凱棟 32 M AHE146 Rep 2007-11-28 2010-08-26
34 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2008-01-18 2011-01-25
35 Jaffer, Nooreshan Shamsuddin APJ487 Rep 2007-08-06 2011-08-16
36 Ko, Desmond Chin Hung 高展雄 M APH990 Rep 2007-07-26 2014-02-20
37 Lagarde, Arnaud Ludovic M AQM256 Rep 2008-02-11 2008-11-18
38 Lai, Gordon Yat Hung 黎一鴻 M AQS197 Rep 2008-03-19 2009-06-03
39 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
40 Lau, Che Wah 劉志華 AAB300 Rep 2005-09-27 2007-09-29
41 Lau, Chun Hou 劉俊厚 AAE282 Rep 2009-07-11
42 Lau, Peter Yim Lam 劉炎霖 M ABE725 Rep 2004-10-14
43 Lau, Shek Wing 劉錫榮 AAC254 Rep 2004-12-09
44 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
45 Lau, Wing Sze (SFC:ARG767) 劉詠詩 ARG767 Rep 2008-06-30 2013-10-01
46 Lee, Angela Mei Lan 李美蘭 F ADB609 Rep 2007-05-25 2014-03-05
47 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
48 Lee, Louis Pang 李鵬 M APO909 Rep 2007-09-11 2009-08-22
49 Lee, Tung Ming 李通明 ARR924 Rep 2008-10-15 2012-04-24
50 Leleu, Stephane Clement Daniel M AMU224 Rep 2005-12-09 2006-02-15
RO 2006-02-15 2006-08-01
51 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
52 Leung, Ping Fai (SFC:ARG750) 梁炳輝 ARG750 Rep 2008-07-02 2011-04-27
53 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
54 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2005-08-04 2007-07-01
55 Ling, Vivian 林蔚然 ACR957 Rep 2008-09-04 2012-04-12
56 Linsenmaier, Xavier Claude Auguste Robert M APZ442 Rep 2007-11-12 2008-04-16
57 Lui, Moses Yu Mo 雷裕武 M AGL154 Rep 2006-05-24 2007-06-09
58 Luu, Ngoc Hung 劉玉雄 ARH584 Rep 2008-07-08 2014-07-29
59 Ma, Diana Ka Lai 馬嘉麗 F AHN555 Rep 2005-10-27
60 Martin, Alexandre Joseph Gaston M ARW206 Rep 2008-11-19 2018-12-21
61 McGee, Alan Craig M AMJ457 Rep 2006-04-21 2007-04-10
62 Mrosek, Martin Andreas M AQR389 Rep 2008-03-17 2020-03-30
63 Ng, Chi Fai (SFC:APK565) 吳志輝 APK565 Rep 2007-08-15
64 Ng, Chi Hung (SFC:APM137) 吳志雄 APM137 Rep 2007-08-27 2012-01-08
65 Ng, Ka Lai (SFC:AQH952) 伍嘉麗 AQH952 Rep 2008-01-21 2012-08-21
66 Ng, Sze Man (SFC:AOT397) 吳詩敏 AOT397 Rep 2007-03-30 2007-06-23
67 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
68 Scott, David Paul Mcleod M ADX363 RO 2007-08-31 2008-09-20
69 Semin, Herve Pierre Alexandre M AQQ331 Rep 2008-03-11 2022-10-26
70 Shek, Simon Ming Hon 石明翰 M AFS192 Rep 2007-07-10
71 Shum, Tommy Chung Lai 沈仲禮 M ANT372 Rep 2007-07-10 2019-07-15
72 Sillam, Jonathan Charles Marc M AOM654 Rep 2007-01-29 2009-06-03
73 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
74 Taesch, Frederic Marcel Georges Marie M AML240 Rep 2005-09-08 2007-04-28
75 Tang, Lok Him 鄧樂謙 AQM625 Rep 2008-02-18 2013-10-01
76 Tsai, Alex I-Chung 蔡易忠 ARA025 Rep 2008-05-07 2008-11-18
77 Wallace, Lee Peter M ADM554 Rep 2005-07-20 2006-05-16
RO 2006-05-16 2008-11-18
78 Wan, Cheuk Yin 尹卓賢 ARR928 Rep 2008-10-10 2016-06-01
79 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2005-08-04 2007-04-21
80 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2006-06-20
81 Wong, Siu Leung 黃紹良 ANK932 Rep 2006-05-24 2009-03-28
82 Wu, Yihe 吳軼鶴 APZ445 Rep 2007-11-12 2021-06-19
83 Yeung, Chun Hei 楊俊希 AOO273 Rep 2008-03-05 2012-01-13
84 Yiong, Hoi San 楊海山 AGT132 Rep 2007-09-05 2009-10-16
85 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2007-08-11
86 Zhang, Justin Yisha M APR486 Rep 2007-09-24 2008-09-26
87 Zhou, Sheng (SFC:APL667) 周晟 APL667 Rep 2007-08-22 2014-04-26
88 Zuo, Jie (SFC:AKP468) 左杰 AKP468 Rep 2008-05-21 2008-07-30

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