Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Archibald, James Maxwell | M | Rep | 2008-02-04 | 2010-04-11 | |
| 2 | Au, Tin Wai 區天偉 | Rep | 2009-09-04 | 2012-06-30 | ||
| 3 | Batchelor, Joseph James (SFC:ARD487) | M | Rep | 2008-06-04 | 2011-04-29 | |
| 4 | Brewer, Jeffrey Michael | M | Rep | 2005-07-13 | 2009-10-12 | |
| 5 | Cannamela, Cyril | M | Rep | 2009-06-02 | 2009-10-16 | |
| 6 | Chan, Katherine Ching Yu 陳菁瑜 | F | Rep | 2006-10-18 | 2012-06-30 | |
| 7 | Chan, Mei Kwan (SFC:AOZ032) 陳美君 | Rep | 2007-05-29 | 2010-01-05 | ||
| 8 | Cheung, Carmen Ka Mun 張嘉敏 | F | Rep | 2007-06-26 | 2012-08-15 | |
| 9 | Cheung, Kar Man (SFC:AIN882) 張嘉文 | Rep | 2008-06-23 | 2010-11-03 | ||
| 10 | Cheung, Kin Sang (SFC:ACI723) 張健生 | RO | 2008-10-21 | 2013-09-27 | ||
| 11 | Chiang, Kee Hong 蔣紀康 | Rep | 2003-11-24 | 2010-11-27 | ||
| 12 | Chiu, Chiao 邱喬 | Rep | 2008-03-11 | 2011-11-10 | ||
| 13 | Chuy Kon, Alejandro Jose | M | Rep | 2008-10-13 | 2014-09-27 | |
| 14 | Cross, David Frederick | M | RO | 2010-07-01 | ||
| 15 | Desai, Mohan Kumar | M | Rep | 2007-05-29 | 2009-10-14 | |
| 16 | Dyer, Ashley George (SFC:ACO919) | M | RO | 2006-08-25 | 2012-06-30 | |
| 17 | Farrell, Stephen Robert | M | Rep | 2007-10-30 | 2012-06-30 | |
| 18 | Freyre-Sanders, Andrew David Nuno D.S. | M | RO | 2009-09-08 | 2010-03-08 | |
| 19 | Fung, Kin Chueng 馮健昌 | Rep | 2008-08-21 | 2011-08-08 | ||
| 20 | Fung, Vicky Wai Kei 馮瑋琪 | F | Rep | 2012-05-05 | ||
| 21 | Garg, Manish (SFC:AKT480) | Rep | 2006-09-13 | 2014-02-08 | ||
| 22 | Ge, Jia 葛佳 | Rep | 2006-12-05 | 2010-07-24 | ||
| 23 | Glassock, Lee Douglas | M | Rep | 2008-06-27 | 2012-06-08 | |
| 24 | Guha, Krishna Jyoti | Rep | 2008-09-26 | 2010-05-25 | ||
| 25 | Han, Ki Hoon | Rep | 2007-09-05 | 2013-03-29 | ||
| 26 | Hilton, Peter Roland | M | RO | 2008-10-09 | 2012-06-30 | |
| 27 | Ho, Kai Chung (SFC:AJD791) 何啟聰 | Rep | 2005-06-01 | 2010-01-05 | ||
| 28 | Ho, Sin Yi 何善儀 | Rep | 2012-06-30 | |||
| 29 | Hong, Sung Kap 洪性甲 | Rep | 2008-07-07 | 2009-12-01 | ||
| 30 | Howard, Stephen Douglas | M | RO | 2009-03-05 | 2014-09-27 | |
| 31 | Hsu, Yi Ying 徐怡盈 | Rep | 2007-08-30 | 2011-09-05 | ||
| 32 | Hsueh, Ya-Chi 薛雅琦 | Rep | 2008-07-02 | 2009-11-09 | ||
| 33 | Huang, Zhiyun (SFC:APJ943) 黃志芸 | Rep | 2008-10-13 | 2012-06-30 | ||
| 34 | Irvine, Peter Stuart | M | RO | 2009-09-08 | 2010-03-08 | |
| 35 | Kang, Jong Hak 姜宗學 | Rep | 2008-05-26 | 2012-03-23 | ||
| 36 | Ko, Man Ho 高文灝 | Rep | 2006-08-28 | 2011-08-08 | ||
| 37 | Koh, Poh Soon (SFC:ARX026) 許寶順 | RO | 2009-07-20 | 2012-06-01 | ||
| 38 | Kumar, Gaurav (SFC:AOY508) | Rep | 2007-05-29 | 2012-11-13 | ||
| 39 | Kwok, Kenneth Chun Hei 郭俊熙 | M | Rep | 2007-07-23 | 2009-10-14 | |
| 40 | Lam, Darwin Tat Wai 林達威 | M | Rep | 2009-04-29 | 2009-10-10 | |
| 41 | Lau, Jimmy Ka Seung 劉嘉相 | M | Rep | 2012-06-30 | ||
| 42 | Law, Oliver Tin-Loong 羅天龍 | M | Rep | 2007-06-12 | 2013-03-16 | |
| 43 | Law, Wagner Chung Po 羅忠寶 | Rep | 2012-05-01 | |||
| 44 | Ling, May Yee Man 凌意文 | F | Rep | 2007-05-30 | 2012-06-29 | |
| 45 | Liu, Mingdi (SFC:AKU877) 劉鳴鏑 | Rep | 2008-05-16 | 2011-05-24 | ||
| 46 | Lo, Fai 羅暉 | Rep | 2008-05-16 | 2011-05-12 | ||
| 47 | Lui, Laura 呂靄華 | F | Rep | 2006-02-17 | 2012-06-01 | |
| 48 | Lui, Martin Wing Kei 雷永基 | M | Rep | 2006-12-28 | 2010-10-08 | |
| 49 | Malka, Benjamin Simon Joseph | M | Rep | 2007-07-16 | 2011-11-10 | |
| 50 | Ng, David Ka Chun 吳嘉俊 | M | Rep | 2008-11-20 | 2011-07-26 | |
| 51 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | Rep | 2009-02-27 | 2010-08-23 | ||
| 52 | Pang, Siu Lun 彭兆麟 | Rep | 2009-09-28 | 2011-04-06 | ||
| 53 | Poon, Ben Shu Fai 潘樹輝 | M | Rep | 2012-06-23 | ||
| 54 | Preller, Raoul Gustav | M | Rep | 2008-10-20 | 2011-02-09 | |
| 55 | Raman, Lalita | Rep | 2009-07-24 | 2012-01-09 | ||
| 56 | Salgaocar, Rohit Anil | Rep | 2009-05-26 | 2010-10-29 | ||
| 57 | Seymour, Steven James | M | RO | 2009-08-12 | 2011-09-05 | |
| 58 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | RO | 2007-08-17 | 2012-06-30 | |
| 59 | Tang, Tsz Kit 鄧子傑 | Rep | 2013-06-18 | |||
| 60 | Tso, Kevin Key Man 曹繼敏 | M | Rep | 2008-10-20 | 2012-06-30 | |
| 61 | Wang, Feili 王斐麗 | Rep | 2010-08-21 | |||
| 62 | Whitney, Sean William | M | Rep | 2009-05-07 | 2009-10-24 | |
| 63 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | RO | 2005-07-20 | 2010-11-01 | ||
| 64 | Wong, Sharnie Wing San 黃穎珊 | Rep | 2007-05-30 | 2010-10-14 | ||
| 65 | Wong, Wah Lam 黃華林 | Rep | 2009-03-25 | 2012-06-30 | ||
| 66 | Xu, PeiLai 徐沛來 | Rep | 2008-09-26 | 2013-01-08 | ||
| 67 | Yang, Lei (SFC:AMK234) 楊蕾 | Rep | 2005-08-31 | 2012-06-30 | ||
| 68 | Yim, Heung Yue 嚴香如 | Rep | 2006-09-08 | 2013-05-01 | ||
| 69 | Yuan, Weibin | Rep | 2007-08-02 | 2013-12-17 | ||
| 70 | Zhang, Jing (SFC:ANV102) 張靖 | Rep | 2006-08-28 | 2013-07-01 |
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