J.P. MORGAN SECURITIES (FAR EAST) LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Andrews, Nicholas James (1963-03) 46 M ACM817 RO 2009-11-01
2 Assomull, Yovan Vijay M ARJ546 Rep 2008-07-28 2013-04-24
3 Ayoub, Faris Ibrahim Taha 31 M ART001 Rep 2008-10-17 2012-02-03
4 Back, Jonathan Paul M AFD784 Rep 2005-05-27
RO 2005-05-27 2007-07-01
5 Bamber, Richard Mark Anthony M AGM551 Rep 2006-02-03
6 Burdett, James William (SFC:AJO203) M AJO203 Rep 2004-03-18 2012-03-16
7 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2004-02-09
8 Chen, Lan (SFC:AHD684) 陳嵐 AHD684 Rep 2003-11-26
9 Cheng, Gordon Yu 程鈺 34 M AFN669 Rep 2003-11-26
10 Cheung, Elaine Ling Yee 張苓怡 F AEH773 Rep 2003-05-30
11 Chew, Kang Wei 周康偉 ANW223 Rep 2007-05-31 2008-07-04
12 Ching, Raymond Wei Man 程偉文 M AFD851 Rep 2003-11-26
13 Cooper, Andrew (SFC:AIL379) M AIL379 Rep 2005-03-04
14 Douris, Leonidas ALU721 Rep 2005-03-14 2011-11-15
15 Economos, Andrew (SFC:APW596) M APW596 Rep 2007-10-29 2009-05-07
16 Er, Wilson 余偉勝 M APK732 Rep 2007-08-16 2011-02-01
17 Fane, Rupert John Alexander 42 M AEL032 Rep 2005-05-27
RO 2005-05-27 2007-11-02
18 Fang, Fang (SFC:ACF847) 方方 44 M ACF847 Rep 2003-11-26
19 Fisk, Eliot James Hywel M AFG740 Rep 2015-02-12
20 Freedman, Bruce Ian M ABS428 Rep 2004-07-13 2005-10-15
21 Gattani, Vikaskumar Nandkishore AFB901 Rep 2005-08-26 2007-03-27
22 Gordon, Steven Barry M APB696 Rep 2007-06-08
23 Han, Bruce Wook M ACO279 Rep 2005-11-04 2006-07-04
24 Harris, Thomas Christopher (SFC:AGZ861) M AGZ861 Rep 2004-11-01
25 Ho, Edmund 何艾文 M ACR485 RO 2003-11-26
26 Huang, Thomas Chung-Ming 黃崇銘 M AFU681 Rep 2006-11-02 2008-06-13
27 Hui, Gary San M AKV267 Rep 2004-06-26 2007-04-16
28 Hwang, Jason Son M AGN590 Rep 2004-04-16
29 Hwang, Simon 黃丞天 M AOB273 Rep 2007-09-06 2008-05-27
30 Jackson, Anthony Philip M AGB448 Rep 2003-11-26
31 Kavanagh, Simon Montague (SFC:AFT911) M AFT911 Rep 2003-11-26
32 Large, Alexander Richard Brooks 39 M AGV235 Rep 2004-08-27
33 Lau, Kan Wah 劉勤華 ABT973 Rep 2012-11-09
34 Lau, Tsz Wing 劉子頴 ALW219 Rep 2005-04-04 2012-05-23
35 Lee, Ji Hoon (SFC:ANR877) ANR877 Rep 2007-05-31 2008-07-03
36 Lee, Juwan Ju Hoon ADT663 Rep 2007-09-25 2010-01-11
37 Lee, William Kei Leung 李基樑 M AHP766 RO 2008-12-08 2012-02-28
38 Leteissier, Arnaud Pierre Marie M APO665 Rep 2007-09-07 2008-06-06
39 Leung, Karen Kin Ling 梁健鈴 F APS510 Rep 2007-10-08 2009-06-16
40 Li, Min (SFC:AGU654) 李民 AGU654 Rep 2004-06-18
41 Lim, Kyong Woo 林炅佑 ANE078 Rep 2006-03-13 2007-03-28
42 Lim, Soo Chong ANM487 Rep 2008-09-10 2010-06-01
43 Liu, Hong (SFC:AIB974) 劉弘 AIB974 Rep 2003-06-16
44 Liu, Xiaohong (SFC:AGC636) 劉曉紅 AGC636 Rep 2003-11-26
45 Liu, Yangyang (SFC:AFK697) 劉揚揚 AFK697 Rep 2003-07-02
46 Long, David Nicholas (SFC:AFU334) M AFU334 RO 2007-01-31
47 Long, Tien Ian 龍田淵 36 M ADV780 Rep 2004-06-02
48 Longua, Mark Paul M APR707 Rep 2007-09-25 2008-09-30
49 Malkani, Sanjeev Lalchand M AGO384 Rep 2003-11-26
50 Mangla, Achintya AFU651 Rep 2009-10-28
RO 2009-10-28 2013-08-31
51 Morton, Peter Douglas M ADO886 Rep 2003-11-26
52 Mullard, David Andrew M APK729 Rep 2007-08-16 2009-02-20
53 Murray, Allan George 66 M AAB001 RO 2007-04-20
Rep 2007-04-20 2011-01-22
54 Ng, Kester Shing Joe 吳繩祖 42 M ACD717 RO 2007-09-20 2013-04-04
55 Preller, Raoul Gustav M AJL240 Rep 2008-06-18 2008-07-23
56 Putterill, Adam Thomas James M ABG123 RO 2004-08-30 2010-05-13
57 Raillot, Franck Kim AOJ295 Rep 2007-01-17 2008-09-01
58 Rummun, Roshan AMO987 Rep 2005-10-17 2007-06-16
59 Saunders, Scott Antony M ADC081 RO 2007-07-10 2009-04-27
60 Sayer, David Michael 33 M AFT910 Rep 2004-05-06
Rep 2005-11-28 2009-03-18
RO 2009-03-18 2012-07-28
61 Schoeb, Richard Joseph Jr M ARO424 Rep 2008-08-28 2010-02-18
62 Seymour, Steven James M ABM769 RO 2004-08-30 2007-01-20
63 Shah, Bhavin Ajitkumar AGO213 Rep 2003-05-30
64 Shanidze, Levan AFD300 Rep 2005-10-06
65 Shelmerdine, Thomas Alexander M AGP879 Rep 2003-10-31
66 Simmons, Daniel Ross M AHP770 Rep 2005-05-31
67 Singh, Chiranjeet ALI017 Rep 2004-10-06 2005-12-06
Rep 2006-02-27 2008-02-13
68 Stiles, Andrew Guy M ABE303 RO 2003-05-27
69 Swarbrick, Andrew Jeremy M AFF234 Rep 2007-02-08
70 Tai, Charlotte Wing Sze 戴詠詩 F ADX658 Rep 2005-10-14
71 Thiessen, Harold Frederick M AHP545 Rep 2005-10-04
72 Tremlett, William M AHR050 Rep 2004-05-07
73 Tsien, David Pak Cheong 錢柏昌 49 M AAA015 Rep 2005-10-05
74 Tsun, Alexander Wing Gey 秦榮基 28 M ANM361 Rep 2008-06-24 2009-04-17
75 Tung, Roland M APJ673 Rep 2007-08-09 2009-05-08
76 Wagle, Kedar Anil ANG488 Rep 2006-04-03 2008-04-29
77 Wang, Lihong (1968) 王勵弘 41 F AHE190 Rep 2003-11-26
78 Weiner, Stefan AHM884 Rep 2007-06-01
79 Wong, Benjamin Malcolm 黃務騰 M APJ685 Rep 2007-08-09 2008-12-15
80 Yap, Junaidi 葉侑瓚 41 M AFF840 Rep 2008-09-10 2011-06-28
81 Yeung, Helen Kit Lun 楊潔賢 F AFA128 Rep 2005-10-05

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