CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
Role From Until
1 Ainslie, Bradford Rep 2005-01-14 2008-07-22
RO 2008-07-22 2011-05-30
2 Bensmihen, Jordane Rep 2010-03-22 2010-08-31
3 Boyer, Jason Jon 42 M RO 2004-07-15 2011-05-30
4 Bridgeford, Shannon Richard M Rep 2007-08-08 2010-01-05
5 Brown, Martyn Roger M Rep 2005-04-14 2006-09-29
6 Burke, Daniel Christopher M Rep 2008-12-29 2009-03-03
7 Carle, Richard Jude M Rep 2007-06-12 2008-05-22
8 Cha, Louis Min 車珉 M Rep 2009-03-19 2010-01-25
9 Chan, Kam Kuan Rep 2008-08-04 2009-03-03
10 Chan, Koon Hung (SFC:ANR762) 陳冠雄 Rep 2010-03-03 2011-03-05
11 Chan, Susan Shu Fun F Rep 2009-10-02 2010-06-24
12 Chan, Vincent Toi Tung 陳代東 M Rep 2005-07-18 2009-03-16
RO 2009-03-16
13 Chang, Ioi Tim 曾銳添 Rep 2009-05-04 2010-11-30
14 Chin, Cheryl Pi I 秦碧儀 Rep 2007-01-31 2009-03-03
15 Christie, Glen Alexander M Rep 2006-09-12 2009-02-20
16 Chu Tsang Kwan, Caroline F Rep 2008-08-18 2009-03-03
17 Chua, Alvin Cheng Hock 蔡清福 52 M Rep 2009-05-14 2010-03-26
RO 2010-03-26 2011-12-14
18 Cornaire, Christophe Louis Jacques 42 M Rep 2006-03-29 2008-09-22
RO 2008-09-22 2011-03-17
19 Cottis, Graham Stuart M Rep 2009-06-01 2009-09-04
20 Davidson, Duncan Neil M Rep 2006-02-06 2015-05-29
21 Delrue, Thibault Marc M Rep 2006-12-28 2009-10-09
22 Desai, Keemesh (SFC:AUL786) Rep 2010-01-05 2014-06-01
23 Ding, Yuwen (SFC:AQI394) 丁煜雯 Rep 2008-02-01 2009-03-03
24 Faidi, Ghazi Rep 2007-09-21 2011-04-14
25 Feeney, Eugene Tomas M Rep 2008-03-19 2009-05-18
26 Froissart, Julien Sebastien M Rep 2009-09-07 2011-04-13
27 Giraudeau, Sylvain Dimitri M Rep 2006-10-18 2007-06-08
28 Grimes, Ryan Mccracken M Rep 2006-09-27 2006-10-27
29 Ha, Steve Wai Cheung 夏偉祥 M Rep 2008-09-18 2009-03-03
Rep 2009-04-14 2013-01-25
30 Hall, Grant Conway Dorian Arthur M Rep 2006-02-06
31 Harrison, David Martin (SFC:AKO500) M RO 2004-07-16 2006-04-11
32 Hayase, Takahiro Rep 2009-11-27 2010-11-24
33 Henke Von Parpart, Uwe Rep 2007-11-01 2009-03-13
RO 2009-03-13 2011-05-30
34 Ho, Anita Hoi Lam 何海琳 F Rep 2009-04-17 2015-07-09
35 Hoegee, Brian Richard M Rep 2008-06-27 2012-04-01
36 Hong, Christine Kee Wing 孔基穎 F Rep 2009-01-20 2010-09-08
37 Hughes, Anthony Michael (SFC:ARG524) M Rep 2008-07-02 2009-02-12
38 Kimura, Kuniomi Rep 2009-10-15 2010-05-28
39 Kirley, John Andrew M Rep 2008-01-22 2011-11-04
40 Knott, David Barry M Rep 2004-07-16 2009-05-31
41 Ko, Kurt C 高翹楚 M Rep 2007-10-05 2009-03-31
42 Kong, Kam Fan 江錦帆 Rep 2006-02-03 2016-05-05
43 Kwan, Angelina Agnes 關蕙 44 F RO 2008-11-13 2010-09-06
44 Kwok, Ka Chung (SFC:AFG520) 郭家聰 Rep 2006-06-16 2007-05-19
45 La Rocca, Daniel Anthony Jr M Rep 2008-01-17 2011-07-05
46 Lahogue, Nicolas Bruno M Rep 2009-10-08 2011-04-13
47 Lam, Karvan Ka Man 林嘉敏 Rep 2005-10-26 2016-06-06
48 Langan, Helen Mary F Rep 2005-06-02 2007-03-21
RO 2007-03-21 2009-02-27
49 Larbier, Patrick M Rep 2004-10-15 2005-10-26
50 Lawrence, Nicholas Spencer Parslo M Rep 2007-05-02 2008-01-15
Rep 2008-11-24 2010-02-01
51 Lay, Richard Donovan M Rep 2008-05-29 2010-08-31
52 Lee, Paul Wang Tak 李宏德 M Rep 2009-04-03 2010-03-01
53 Leung, Sze Man (SFC:ARG096) 梁思敏 Rep 2008-06-24 2011-03-01
54 Liu, Wing Sze 廖穎思 Rep 2009-07-14 2011-01-17
55 Ma, Lai Mei 馬麗眉 Rep 2006-06-29 2012-04-23
56 Malhotra, Anish (SFC:AOV242) Rep 2007-04-19 2007-07-18
57 Manas, Francois Vincent M Rep 2007-06-06 2007-12-17
58 Martin, Guillaume Claude Jean-Marie M Rep 2008-08-20 2009-01-06
59 Mascolo, Fabiano Hugues Joseph M Rep 2006-03-13 2009-01-31
60 McGonegal, Brett Alexander 38 M Rep 2006-12-13 2008-07-16
RO 2008-07-16 2011-05-30
61 McKay, Mark Andrew (SFC:ASH863) M Rep 2009-01-20 2011-10-17
62 Miller, Ryan James (SFC:ARF537) M Rep 2008-06-20 2008-06-20
63 Morvan, Christophe Rep 2009-11-02 2010-06-30
64 Ngo, Francois M Rep 2004-07-23 2011-06-17
65 Nichols, Michael Christian M Rep 2008-05-16 2008-09-16
66 Rhee, Jae Kyung 李在慶 Rep 2010-03-26 2012-08-31
67 Ricklow, Darryl Michael (SFC:ATW459) M Rep 2009-10-02 2011-11-03
68 Seah, Mitchell Yee Yong 謝于榮 M Rep 2007-01-23 2009-03-02
69 Selig, William Louis M Rep 2007-05-08 2011-02-24
70 Servant, Remy Jerome Rep 2007-05-22 2011-11-02
71 Shiu, Lai Man 邵禮文 Rep 2010-03-11 2011-03-05
72 Sillam, Jonathan Charles Marc M Rep 2009-11-09 2010-02-01
73 Sing, Raymond Pui Choy 成培洲 M Rep 2005-07-13 2006-02-15
74 Smedhall, Sandra Estelle F Rep 2008-11-13 2009-03-03
75 Stapanavatr, Niphon Rep 2008-07-22 2009-03-31
76 Sultan, Asad Turab Rep 2007-03-08 2008-09-16
77 Tin, Yuk 田旭 Rep 2009-01-21 2009-04-28
78 Tsui, Wai Chi 徐偉智 Rep 2009-01-20 2011-03-05
79 Tuthill, David Theodore M Rep 2007-10-17 2008-08-30
80 Uchida, Kikuko 內田喜久子 Rep 2009-12-01 2010-07-14
81 Watts, Nigel Owen M Rep 2009-01-20 2011-10-31
82 Weil, Daniel Scott M Rep 2006-09-04 2006-12-03
Rep 2007-04-26 2007-07-27
Rep 2007-11-12 2009-06-15
83 Wong, Jackie Kin Fung 黃建峰 Rep 2009-05-04 2011-07-29
84 Wong, Kwun Hung 王冠雄 Rep 2007-10-17 2009-05-04
85 Wong, Wah Lam 黃華林 Rep 2007-05-10 2007-09-22
86 Wong, Yiu Ming (SFC:ACK380) 黃耀明 Rep 2010-03-03 2010-04-22
87 Work, David Lyall M RO 2004-07-15 2008-07-23
88 Yip, Anthony Wing Kai 葉永楷 M Rep 2010-03-03 2010-03-23
RO 2010-03-23 2011-03-05
89 Young, Timothy James (SFC:AOX767) M Rep 2007-05-16 2010-05-31
90 Zhang, Wei (SFC:AQD327) 張威 Rep 2007-12-12 2008-08-21
91 Zhu, Kai (SFC:AHC311) 朱凱 Rep 2009-04-06 2015-06-04

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