J.P. MORGAN SECURITIES (FAR EAST) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Ang, Xiao Yun 洪曉雲			AQU426	Rep	2012-01-13	2015-08-25
2	Banh, Jason 彭志承		M	AYR985	Rep	2012-01-13	2014-02-27
3	Chan, Douglas Tak Kee 陳德基		M	AMB242	Rep	2012-01-13	2013-12-31
4	Chan, Gavin Ka Yin 陳家賢		M	AYT451	Rep	2012-02-13	2013-11-29
5	Chan, Rebecca Wai Ying (SFC:AMF214) 陳慧瑩		F	AMF214	Rep	2012-01-13	2014-04-25
6	Chan, Siu Lun (SFC:AXH172) 陳兆麟			AXH172	Rep	2012-01-09	2014-10-09
7	Chan, Sze Chung (SFC:AEE351) 陳思冲			AEE351	Rep	2012-01-13	2017-08-31
8	Chang, Jung Hoon			AZR321	Rep	2012-08-13	2013-07-12
9	Chen, Bin (SFC:AYS798) 陳濱			AYS798	Rep	2012-01-13	2022-09-19
10	Chen, Ming Xuan 陳銘軒			AYS807	Rep	2012-01-13	2014-04-29
11	Chen, Sijia (SFC:AZR339) 陳斯佳			AZR339	Rep	2012-08-20	2020-06-02
12	Chen, Xiaoying (SFC:AYU716) 陳晓穎			AYU716	Rep	2012-01-13	2016-03-16
13	Chen, Ying (SFC:AYR997) 陳瑩			AYR997	Rep	2012-01-13	2013-10-04
14	Cheng, Chun Ning 鄭振寧			AQJ204	Rep	2013-03-06	2018-08-07
15	Chia, Yong Yue Wilfred 謝永岳			AYT485	Rep	2012-01-13	2023-04-28
16	Chow, Tsun Ying Jenny 周進盈			AYT696	Rep	2012-01-13	2013-07-26
17	Choy, Wai Ting 蔡偉定			ARE817	Rep	2012-01-13	2015-06-15
18	Clayton, Kerwin Patrick		M	AYR971	Rep	2012-01-13
19	De T'Serclaes De Wommersom, C. E. H			AYR976	Rep	2012-01-13	2020-01-31
20	Diao, Yang (SFC:AFT479) 刁揚	39	M	AFT479	RO	2012-03-01	2014-07-18
21	Donnelly, Paul (SFC:AZQ387)		M	AZQ387	Rep	2012-06-11	2014-09-01
22	El Omari, Maher	43	M	AGO017	Rep	2012-01-13	2021-06-01
23	Fang, Fang (SFC:ACF847) 方方	48	M	ACF847	RO	2012-03-01	2014-03-21
24	Feng, Sha 馮沙			AYS823	Rep	2012-01-13	2018-09-17
25	Fisk, Eliot James Hywel		M	AFG740	Rep		2015-02-12
26	Flake, Conrad Owen		M	BAQ647	Rep	2012-12-28	2015-07-31
27	Fletcher, Timothy John (SFC:AHD377)		M	AHD377	Rep	2012-01-13	2013-10-23
28	Ghitis, Yaniv			AYR952	Rep	2012-01-13	2021-03-31
29	Gong, Fangxiong 龔方雄	50	M	AYT726	Rep	2012-01-13	2015-04-10
30	Gordon, Steven Barry		M	APB696	Rep	2007-06-08
31	Green, Michael Bernard (SFC:BAF277)		M	BAF277	RO	2013-03-14	2015-04-02
32	Greenberg, Matthew Bailey		M	AVT233	RO	2013-06-04	2015-05-20
33	Gu, Brian Hongdi 顧宏地		M	AYS835	Rep	2012-01-13	2018-03-25
34	Gupta, Maansi			AYS658	Rep	2012-02-03	2025-03-20
35	Gupte, Aloke			AYT729	Rep	2012-01-13	2016-08-31
36	Hall Iii, John Philip		M	BBA897	Rep	2013-04-02	2018-08-01
37	Hamilton, Jeffrey Wayne		M	AYT771	Rep	2012-01-13	2015-06-10
38	Han, Tahee 韓泰熙			AYS837	Rep	2012-01-13
39	Hazarika, Anupom			AWY734	Rep	2013-05-15	2015-03-18
40	He, Xiang (SFC:AXR086) 何翔	30	M	AXR086	Rep	2013-06-21	2021-07-28
41	He, Yuan (SFC:AZQ522) 何遠			AZQ522	Rep	2012-07-23	2015-06-24
42	Ho, Kelvin Cheuk Yin 何卓賢	40	M	ACY765	RO	2012-03-01	2017-12-29
43	Hsieh, Chris		M	AEU791	Rep	2012-01-13	2013-07-19
44	Hu, Tianzong Angela 胡天縱		F	ANH100	Rep	2012-02-03	2017-05-31
45	Huang, Vanessa Yi Fei 黃一緋	41	F	AYS868	Rep	2012-01-18	2015-09-21
46	Huang, Yilei (SFC:AZQ614) 黃奕磊			AZQ614	Rep	2012-07-23	2014-05-20
47	Hwang, Jae Hyuk			AYS870	Rep	2012-01-13	2014-04-22
48	Ip, Hiram Hon Lam 葉瀚林		M	AIB932	Rep	2012-01-13	2016-10-31
49	Ip, Ho Ming (SFC:ARZ150) 葉灝銘			ARZ150	Rep	2012-01-16	2014-03-28
50	Ip, Wang Hoi 葉耘開	37	M	ALN577	Rep	2012-01-13	2016-02-01
51	Jayaraman, Sreenivas			AUG804	Rep	2012-01-13	2014-09-30
52	Ji, Yehong 季業宏	48	M	ALU479	Rep	2012-01-13	2016-03-24
53	Jia, Qin (SFC:AYT778) 賈沁			AYT778	Rep	2012-01-13	2020-07-03
54	Jiang, Zhangli 蔣章犁			AYR992	Rep	2012-02-03	2013-12-13
55	Johnson, Nicholas Regan 庄历豪		M	AYT747	Rep	2012-02-10	2019-11-29
56	Jung, Woo Sung (SFC:AYR994) 鄭宇成			AYR994	Rep	2012-02-03	2017-08-02
57	Kim, Kyung Han			AQQ105	Rep	2012-01-13	2014-03-31
58	Kohli, Nikhil			AVI597	Rep	2012-01-13	2014-03-14
59	Kwok, Irene Wa Yan 郭華欣		F	AYR945	Rep	2012-01-13	2015-03-31
60	Lai, Dandan (SFC:AYS183) 賴旦旦			AYS183	Rep	2012-01-13	2014-09-01
61	Lau, David Pak Wai 劉伯偉	42	M	ACQ669	RO	2012-03-01
62	Lau, Kwan Yeung 劉坤讓			AZR337	Rep	2012-08-13	2014-07-31
63	Lau, Tsz Wing 劉子頴			ALW219	Rep	2013-05-15	2015-04-30
64	Lawson, Matthew James (1973-07) 馬修	40	M	AYS248	Rep	2012-01-19	2016-02-01
65	Lee, Si In 李時仁			BAR461	Rep	2013-01-08	2014-07-31
66	Lee, Soryo 李小麗			AYS244	Rep	2012-01-13	2014-03-31
67	Lee, Sungjae (SFC:AYS186) 李誠宰			AYS186	Rep	2012-01-13	2014-07-31
68	Lee, Vanessa (SFC:AYS194) 李穎嬋	29	F	AYS194	Rep	2012-01-13	2015-04-22
69	Legrand, Mikael Jacques Adrien		M	BAC208	Rep	2013-06-28	2016-01-28
70	Leung, Catherine Kar Cheung 梁嘉彰	45	F	AGN568	RO	2012-03-01	2015-04-10
71	Leung, Chi Man (SFC:AQV179) 梁治文			AQV179	Rep	2010-07-12	2017-12-13
72	Leung, Henry Shun Hin 梁迅軒		M	AYT473	Rep	2012-01-13	2018-03-06
73	Li, Qingnan 李卿囡		F	AZR336	Rep	2012-08-13	2014-02-20
74	Li, Wen (SFC:AYU052) 李雯			AYU052	Rep	2012-01-16	2014-03-18
75	Li, Xiang (SFC:ANP011) 李响			ANP011	Rep	2012-01-13	2014-05-23
76	Li, Ziyong 李子勇			AYS196	Rep	2012-01-13	2017-06-12
77	Lian, Lian (SFC:AMO372) 連漣			AMO372	Rep	2012-09-24
78	Liang, Lining 梁立寧			AXV969	Rep	2013-06-03	2014-09-30
79	Lin, Jing (SFC:AZQ419) 林菁			AZQ419	Rep	2012-08-13	2015-08-21
80	Lin, Sen (SFC:AYS875) 林森			AYS875	Rep	2012-02-06	2017-12-02
81	Liu, Chang (SFC:AOJ599) 劉暢			AOJ599	Rep	2012-01-13	2015-05-20
82	Liu, Jia (SFC:AVX016) 劉佳			AVX016	Rep	2012-01-13	2013-08-20
83	Liu, Ying (SFC:ATO768) 劉莹			ATO768	Rep	2012-02-23	2014-06-30
84	Luo, Jianglan 羅江蘭			BAD322	Rep	2012-08-28	2013-08-29
85	Ma, Li (SFC:BBG535) 馬力			BBG535	Rep	2013-05-10	2014-10-15
86	Ma, Yingjun 馬應珺			BAE184	Rep	2013-06-03
87	Maheshwari, Abhinav		M	AVK737	Rep	2010-06-28	2014-04-02
88	Malkani, Sanjeev Lalchand		M	AGO384	Rep	2012-02-03	2014-02-07
89	Mangla, Achintya			AFU651	RO	2009-10-28	2013-08-31
90	Mao, Yunjun 毛雲鋆			AZR330	Rep	2012-08-13	2013-12-30
91	Mardix, Elad			AYS379	Rep	2012-01-13	2017-09-15
92	Maria, Gaurav		M	AYU709	Rep	2012-01-13	2022-01-14
93	Marin, Todd Robert		M	AHN604	Rep	2012-01-16	2015-05-08
94	Min, Keyu 閔科玉			BAE560	Rep	2013-05-15	2014-05-19
95	Myers, Kevin Mitchell		M	ALB239	RO	2012-10-25	2013-08-16
96	Naito, Kazuma 內藤一真			AMW685	RO	2012-04-13	2014-09-30
97	Narayan, Anand			AYT420	Rep	2012-01-13	2014-02-01
98	Ng, Chor Sum Sam 吳楚琛			AYT391	Rep	2012-01-13	2014-08-29
99	Ng, Kin Ting 吳建霆			AYT344	Rep	2012-01-13	2014-11-21
100	Ng, Winnie Wing Han 伍穎嫻	38	F	AYS383	Rep	2012-02-03	2021-04-23
101	No, Patrick		M	AYT365	Rep	2012-01-13	2016-04-29
102	Pai, Nelly Szu Chia 白思佳	38	F	AGH243	RO	2012-09-14
103	Pak, Andrew Young		M	AYS661	Rep	2012-02-03	2015-05-19
104	Pernet, Lionel		M	AYS378	Rep	2012-01-13	2022-06-06
105	Poon, Chun Kit (SFC:AYS662) 潘俊傑			AYS662	Rep	2012-02-03	2015-03-19
106	Qi, Chao (SFC:AYS388) 齊超			AYS388	Rep	2012-01-13	2013-09-09
107	Rodriguez-Cano Julia, Francisco De Borja			BBL071	Rep	2013-06-24	2021-07-30
108	Roth, Johannes Konrad		M	BAX629	Rep	2013-02-27	2013-09-27
109	Shah, Kiran Dhirajlal			AWC345	RO	2013-02-18	2015-06-29
110	Shen, Xiao (1977) 沈霄	36	M	ANT287	Rep	2012-01-13	2016-03-24
111	Si-Tu, Chi Wai 司徒志威			AYS665	Rep	2012-02-03
112	Sng, Ren Yi 孫仁義			AYT411	Rep	2012-01-13	2015-07-31
113	Song, Minjie 宋旻洁			AYT409	Rep	2012-01-13	2019-05-10
114	Song, Younghun			AYS534	Rep	2012-01-13	2017-08-31
115	Sudiman, Johan 蘇壯賢		M	BAQ674	Rep	2012-12-28	2016-09-23
116	Suen, David Toi Wai 孫台維		M	ACS842	RO	2011-12-01	2017-05-08
117	Tang, Zhangliang 湯章亮	33	M	AYS878	Rep	2012-01-13	2015-02-03
118	Teo, Calvin Wee Meng 張偉明		M	ADY959	Rep	2012-01-13	2018-05-15
119	Thakur, Pranav			AWE442	RO	2011-08-19	2016-03-31
120	Tse, Ivy Yan Wah 謝欣樺		F	AZR326	Rep	2012-08-13	2013-09-27
121	Tsoi, Yiu Ting 蔡耀庭	41	M	AFR339	RO	2013-02-27	2016-03-23
122	Wang, Jun (SFC:AYS550) 汪駿	35	M	AYS550	Rep	2012-01-13	2014-04-17
123	Wang, Wenqi (SFC:AYT129)			AYT129	Rep	2012-01-13	2015-04-28
124	Wang, Xiaomeng (SFC:ALT901) 王小蒙			ALT901	Rep	2012-01-13	2016-03-15
125	Wei, Chong (SFC:AYS671) 韋翀			AYS671	Rep	2012-02-03	2015-04-10
126	Wei, Jiao 魏嬌			AYS879	Rep	2012-01-13	2013-08-23
127	Xiang, Yuqiu 項與秋			ARF778	Rep	2012-01-13	2016-03-17
128	Xiao, Xin (SFC:AQA153) 肖欣			AQA153	Rep	2012-02-23	2014-09-02
129	Xu, Hu (SFC:ANV103) 徐虎			ANV103	Rep	2012-01-13	2019-03-20
130	Xu, Ruimin 徐睿旻			ALZ591	Rep	2012-01-13	2017-01-23
131	Xu, Sijia (SFC:AYT011) 徐思嘉		F	AYT011	Rep	2012-01-13	2016-05-30
132	Yang, Charles Zhaoxuan 楊昭烜	30	M	AYT010	Rep	2012-01-13	2017-06-01
133	Yang, Shujun (SFC:AZQ514) 楊舒鈞			AZQ514	Rep	2012-07-23	2020-02-14
134	Yang, Yang (SFC:AYT012) 楊颺			AYT012	Rep	2012-01-13	2021-02-26
135	Yang, Yuan (SFC:AYT801) 楊遠			AYT801	Rep	2012-01-13	2014-03-27
136	Yi, Feifei 易菲菲			AZR320	Rep	2012-08-13	2014-08-30
137	Yip, Chi Fung (SFC:AZR317) 葉祉豐			AZR317	Rep	2012-08-13	2016-01-29
138	Yu, Hui (SFC:AYS989) 俞慧			AYS989	Rep	2012-01-13	2015-11-23
139	Yu, Peter Yun Kai 余雲開		M	ALP935	Rep	2012-01-13
140	Yuen, Ho Man 袁浩文			AME504	Rep	2012-01-13	2018-10-03
141	Zhai, Philip Pu 翟普	39	M	ALC178	Rep	2012-01-18	2015-03-31
142	Zhang, Angelica Chengcheng 張成誠			AYS998	Rep	2012-01-13	2013-07-31
143	Zhang, Lin (SFC:AWA216) 張霖			AWA216	Rep	2012-01-13	2021-06-15
144	Zhang, Xiaofeng (SFC:AYT794)			AYT794	Rep	2012-01-13	2018-05-25
145	Zhang, Zhe Nan 張哲男			AZR314	Rep	2012-08-13	2013-10-28
146	Zhao, Jing (SFC:ACI586) 趙競			ACI586	Rep	2012-07-25	2021-09-30
147	Zhao, Yanchen 趙燕琛			AYS680	Rep	2012-03-01	2014-04-25
148	Zhao, Yiyang 趙億阳			BAB564	Rep	2012-09-03	2013-07-28
149	Zhu, Yuanyuan (SFC:AYS681) 朱圓圓			AYS681	Rep	2012-02-03	2024-05-06
150	Zhu, Yueyue 朱玥玥			AYS993	Rep	2012-01-13	2024-05-24

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