Wellington Management Hong Kong Limited (b2003-01-02) 威靈頓管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abrams, Kenneth Lee | M | BGL283 | Rep | 2015-11-09 | 2015-11-13 | |
| 2 | Argyle, Charles Sean | M | AQB133 | RO | 2008-03-05 | 2013-05-31 | |
| 3 | Babson, Abigail Olken | F | BGH582 | Rep | 2015-10-22 | 2015-10-23 | |
| 4 | Baker, Samuel Cranage | M | AOA383 | Rep | 2009-01-05 | 2009-05-28 | |
| 5 | Baxter, Thomas Wilbur | M | AYY701 | RO | 2012-03-20 | 2018-12-31 | |
| 6 | Bhagwat, Niraj Dilip | AHU701 | Rep | 2016-04-19 | 2016-04-22 | ||
| 7 | Booth, William Nichols | M | ARL339 | Rep | 2008-10-21 | 2011-12-31 | |
| 8 | Brooks, Philip Andrew | M | ALJ927 | Rep | 2011-01-20 | ||
| 9 | Chai, Pamela Pui Pui 蔡蓓蓓 | F | ADT113 | Rep | 2007-06-12 | 2017-03-03 | |
| 10 | Chan, Caroline Wing Han 陳咏嫻 | F | AQS919 | Rep | 2015-09-01 | 2017-12-15 | |
| 11 | Chan, Chun Kit (SFC:AFY913) 陳俊傑 | AFY913 | Rep | 2005-07-15 | 2011-08-13 | ||
| 12 | Chan, Gigi Kai Zi 陳暟滋 | BBB314 | Rep | 2015-04-10 | 2017-09-12 | ||
| 13 | Chan, Yuk King (SFC:ACQ204) 陳玉琼 | ACQ204 | Rep | 2008-07-07 | 2016-06-15 | ||
| 14 | Chang, Andrew Inhyuk | M | AMJ738 | Rep | 2012-10-12 | 2014-06-24 | |
| 15 | Chang, Jae Won | BDC792 | Rep | 2014-05-07 | 2018-03-02 | ||
| 16 | Chau, Gigi Yun Gi 周潤芝 | ARP574 | Rep | 2008-10-23 | 2009-05-21 | ||
| 17 | Chen, Jay | AXG435 | Rep | 2011-07-05 | 2013-08-01 | ||
| 18 | Chu, Victor Wai Tak 褚偉德 | M | ARK830 | Rep | 2014-01-06 | 2016-07-30 | |
| 19 | Chung, Dong Woo 鄭東祐 | AZF448 | Rep | 2012-05-08 | 2016-12-01 | ||
| 20 | Clark, William Robert Hywel | M | ABV428 | RO | 2003-09-18 | 2013-06-30 | |
| 21 | Clougherty, Carolyn Anne | F | BHQ080 | Rep | 2016-08-01 | 2019-09-30 | |
| 22 | Coakley, Paul Jeremiah | M | ALK118 | Rep | 2004-12-24 | 2006-12-31 | |
| 23 | Creighton, Antony John | M | ALP566 | Rep | 2005-11-03 | 2006-04-26 | |
| RO | 2006-04-26 | 2013-12-06 | |||||
| 24 | Cui, Junxiang 崔俊翔 | BGD424 | Rep | 2015-10-08 | |||
| 25 | Cushing, David Charles (1962-02) | 54 | M | BAU770 | RO | 2013-05-15 | 2016-10-31 |
| 26 | Duckworth, Cheryl Mcdaniel | F | AYT355 | RO | 2014-01-20 | 2018-06-30 | |
| 27 | Dunne, Daire Timothy | M | BDN111 | Rep | 2014-07-16 | ||
| 28 | Elliott, David Jonathan | M | BIK518 | Rep | 2016-11-10 | 2016-11-16 | |
| 29 | Enderlein, Carl Dirk | 43 | M | BIN855 | Rep | 2016-11-21 | 2016-11-25 |
| 30 | Fan, Fei Fei Philip 范飛飛 | M | BGJ235 | Rep | 2015-11-02 | 2015-11-05 | |
| 31 | Fan, Liang (SFC:BCC317) 樊亮 | BCC317 | Rep | 2016-09-29 | 2018-04-19 | ||
| 32 | Fuhrman, Robert Neil | M | BGC390 | Rep | 2015-09-04 | 2015-09-07 | |
| 33 | Gallo, Ann Catherine | F | BDZ924 | Rep | 2014-08-25 | 2014-08-29 | |
| 34 | Goodstadt, Patricia Ann 顧文瑜 | F | AVI453 | Rep | 2010-07-13 | 2024-12-31 | |
| 35 | Goulding, Harriet Katherine | F | BGY973 | Rep | 2016-02-15 | 2016-02-17 | |
| 36 | Green, Nicholas Peter | M | AYF209 | Rep | 2011-11-07 | 2017-06-30 | |
| 37 | Guck, Brian Hall | M | ANU992 | Rep | 2006-08-31 | 2011-12-31 | |
| 38 | Han, Hye Won 韓惠媛 | BGD423 | Rep | 2015-09-25 | 2021-12-31 | ||
| 39 | Hannigan, William Joseph | 54 | M | BCY164 | Rep | 2014-03-24 | 2016-12-31 |
| 40 | Helfer, Ray Eugene Jr | M | AVD288 | RO | 2010-07-14 | 2017-11-10 | |
| 41 | Henry, Simon Charles (SFC:BDN112) | M | BDN112 | Rep | 2014-07-16 | ||
| 42 | Hoffman, Richard Kirk | M | BDD367 | Rep | 2014-04-07 | 2014-04-15 | |
| 43 | Horowitz, Jason Aaron | M | BHE016 | Rep | 2016-04-07 | 2016-04-08 | |
| 44 | Hwang, Jennifer Nicole 黃悅真 | F | AXG088 | Rep | 2014-04-30 | 2016-04-22 | |
| 45 | Hynes, Jean Marie | 47 | F | BEJ077 | Rep | 2016-02-15 | 2016-02-17 |
| 46 | Iwai, Katsuhiro | M | BGJ236 | Rep | 2015-11-02 | 2015-11-05 | |
| 47 | Jia, Chelsea Yue | AVX461 | Rep | 2014-04-24 | 2014-09-25 | ||
| 48 | Kalbreier, Malte Manuel | M | BIL892 | Rep | 2016-10-31 | 2016-11-02 | |
| 49 | Kang, Hee Joo 姜熹住 | AWV264 | Rep | 2011-04-04 | 2011-11-11 | ||
| 50 | Kapadia, Sunil Vijay | M | AWB792 | Rep | 2014-07-16 | 2021-09-03 | |
| 51 | Killian, Anita | F | ARL331 | Rep | 2008-08-13 | 2022-09-16 | |
| 52 | Kim, Dennis Hong | M | BGO947 | Rep | 2015-12-02 | 2015-12-04 | |
| 53 | Kim, Hye Na 金慧娜 | BFU953 | Rep | 2015-08-24 | 2017-07-26 | ||
| 54 | Kim, Pau Lam | BBM050 | Rep | 2013-10-03 | 2015-05-29 | ||
| 55 | Kirk, Christopher George | M | BIG449 | Rep | 2016-10-24 | 2016-10-28 | |
| 56 | Kong, Jessica Pik Suen 江璧璇 | F | ANB753 | Rep | 2013-12-02 | 2019-04-18 | |
| 57 | Kwan, Mei Mei 關美美 | APX211 | Rep | 2011-08-26 | 2014-11-07 | ||
| 58 | Kwok, Ping (SFC:ADO003) 郭蘋 | ADO003 | Rep | 2008-01-18 | 2012-10-31 | ||
| RO | 2012-10-31 | ||||||
| 59 | Lam, Carol Wan Yeung 林韻洋 | F | AOQ811 | Rep | 2007-04-02 | 2013-07-24 | |
| 60 | Lee, Chin Choi 利展才 | AMB639 | Rep | 2005-06-16 | |||
| 61 | Lee, Steven Hyung Wk | M | AUJ842 | Rep | 2010-01-28 | 2011-09-17 | |
| 62 | Lee, Yong Ha | AVJ141 | Rep | 2011-12-19 | 2015-03-31 | ||
| 63 | Levy, Nathaniel Stephen | M | BGH587 | Rep | 2015-10-22 | 2015-10-23 | |
| 64 | Lewis, Richard James (SFC:BGL296) | M | BGL296 | Rep | 2015-11-09 | 2017-06-30 | |
| 65 | Li Chan, Marian Sien Mun 李陳倩文 | F | AAK519 | Rep | 2005-01-12 | 2005-12-23 | |
| RO | 2005-12-23 | 2010-05-01 | |||||
| 66 | Liu, Wing Sze 廖穎思 | ATI403 | Rep | 2011-02-24 | 2014-08-15 | ||
| 67 | Liu, Zhaoying 劉兆熒 | AWJ024 | Rep | 2010-12-20 | 2013-08-01 | ||
| 68 | Lockhart, William Robert Somervell | M | ANF270 | Rep | 2006-03-21 | 2009-12-11 | |
| 69 | Maguire, Daniel (SFC:BGJ237) | M | BGJ237 | Rep | 2015-11-02 | 2015-11-05 | |
| 70 | Mak, Ada Lai Ling 麥麗玲 | F | AAJ497 | RO | 2003-09-18 | 2007-10-12 | |
| 71 | Mason, Matthew James (SFC:ANZ767) | M | ANZ767 | Rep | 2006-09-25 | 2009-05-21 | |
| 72 | Mattiko, Gregory Alan | M | ANP871 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2016-08-01 | 2022-08-05 | |||||
| 73 | McElroy, Michael Patrick | M | BIK519 | Rep | 2016-11-10 | 2016-11-16 | |
| 74 | Meunier, Bo Zhang | AWW207 | Rep | 2011-04-01 | 2011-10-12 | ||
| Rep | 2011-11-11 | 2014-11-28 | |||||
| RO | 2014-11-28 | 2024-04-09 | |||||
| 75 | Murray, Brian Robert | M | BAU769 | RO | 2013-05-15 | 2015-06-12 | |
| Rep | 2015-11-09 | 2019-10-15 | |||||
| 76 | Neubert, Daniel McNeil | M | BGB245 | Rep | 2015-09-14 | ||
| 77 | O'Connell, Susan Gail | F | AST317 | Rep | 2015-05-15 | 2015-05-21 | |
| 78 | Oh, Jun Young | AXD514 | Rep | 2011-04-26 | 2024-07-01 | ||
| 79 | Orly, Christophe Yann Olivier | 52 | M | BCO233 | Rep | 2014-01-20 | 2014-04-18 |
| Rep | 2014-05-05 | 2016-12-05 | |||||
| 80 | Pang, Alwyn See Kit 彭思杰 | M | ACJ317 | Rep | 2015-11-02 | 2021-06-11 | |
| 81 | Pannell, Saul Joseph | M | AJB494 | Rep | 2013-10-02 | 2015-05-08 | |
| 82 | Park, Hye Jin (SFC:BDD041) | BDD041 | Rep | 2014-04-28 | 2021-12-03 | ||
| 83 | Parker, Jawan Shamel | 40 | BGJ234 | Rep | 2015-11-02 | 2015-11-05 | |
| 84 | Patodia, Yashvardhan Narayan | BGJ231 | Rep | 2015-11-02 | 2015-11-05 | ||
| 85 | Perelmuter, Phillip H | 55 | M | ALC035 | Rep | 2016-01-25 | 2016-01-29 |
| 86 | Perumal, Janet Anandhi | F | BDH781 | Rep | 2014-05-26 | 2020-08-04 | |
| 87 | Pool, Gregory Daniel | M | BBG313 | Rep | 2013-06-10 | 2016-05-20 | |
| 88 | Pouillart, Cedric Roger Armand Jean-Yves | M | BAU771 | RO | 2013-05-15 | ||
| 89 | Qian, Feng (SFC:ANH323) 錢峰 | ANH323 | Rep | 2006-04-20 | 2014-01-10 | ||
| RO | 2014-01-10 | 2017-12-31 | |||||
| 90 | Rice, Eric Marshall | M | BIJ005 | Rep | 2016-10-25 | 2016-10-28 | |
| 91 | Richter, Steven Anthony | M | ARL336 | Rep | 2008-08-13 | 2016-12-31 | |
| 92 | Sharp Paul, Andrew David | M | BEX115 | Rep | 2015-03-18 | 2022-06-29 | |
| 93 | St John, Scott Ivan | M | BEM717 | Rep | 2014-11-28 | 2014-12-05 | |
| 94 | Syn, Mark Li-Min | M | AGG540 | Rep | 2008-11-24 | 2018-07-31 | |
| 95 | To, Ngoc-Diep Diana 蘇玉葉 | AJK799 | Rep | 2004-03-19 | 2004-09-19 | ||
| Rep | 2004-12-30 | 2007-09-11 | |||||
| Rep | 2009-01-05 | 2010-07-29 | |||||
| 96 | Towfighi, Ali Reza | 50 | M | AOV143 | RO | 2010-02-26 | 2013-05-31 |
| Rep | 2013-05-31 | 2015-05-08 | |||||
| 97 | Tsang, Benjamin Lok Mun 曾樂敏 | M | ARU874 | Rep | 2009-05-20 | 2010-08-26 | |
| 98 | Ueki, Hideo | M | BEJ774 | Rep | 2016-05-09 | 2019-10-15 | |
| 99 | Uzun, Ekaterina Alexeevna | BGC393 | Rep | 2015-09-04 | 2015-09-07 | ||
| 100 | Wang, Hua (SFC:AUX415) 王華 | AUX415 | Rep | 2010-05-06 | 2013-03-29 | ||
| 101 | Wang, Lisha 王丽莎 | AWW125 | Rep | 2012-03-09 | 2016-08-13 | ||
| 102 | Whiting, Lori Lynn | BEM703 | Rep | 2014-11-28 | 2014-12-05 | ||
| 103 | Wong, Chi Wai (SFC:ARH852) 王子瑋 | ARH852 | Rep | 2011-05-13 | 2021-03-31 | ||
| 104 | Wong, Sally Yat Sze 黃逸詩 | F | ASO411 | Rep | 2009-04-14 | 2015-03-06 | |
| 105 | Xu, Xiao (SFC:ATL670) 徐霄 | ATL670 | Rep | 2009-07-29 | 2010-07-24 | ||
| 106 | Yang, Yan (SFC:AST106) 楊琰 | AST106 | Rep | 2009-04-08 | |||
| 107 | Yau, Carmen Ka Mun 邱嘉敏 | F | ADJ396 | Rep | 2004-08-19 | 2007-07-06 | |
| 108 | Yeong, Brian Zhiyong | M | BIM901 | Rep | 2016-11-07 | 2016-11-11 | |
| 109 | Yeung, Ka Lee 楊嘉莉 | ANA541 | Rep | 2014-10-13 | 2017-01-31 | ||
| 110 | Yim, Wai Nga 嚴維雅 | BBS695 | Rep | 2015-10-15 | 2018-06-29 | ||
| 111 | Yiu, Suet King 饒雪琼 | ARE062 | Rep | 2008-07-09 | 2011-06-01 | ||
| 112 | Yu, Che Kaei 游智凱 | AXL098 | Rep | 2011-07-22 | 2014-01-15 | ||
| RO | 2014-01-15 | 2018-04-13 | |||||
| 113 | Yu, Hsueh-Yu 于學宇 | AXY698 | Rep | 2011-09-19 | 2015-02-26 | ||
| 114 | Yu, Jiayan 郁嘉言 | BHF578 | Rep | 2016-05-16 | |||
| 115 | Zhang, Hong (SFC:ASZ571) 張虹 | ASZ571 | Rep | 2011-08-31 | 2014-07-15 | ||
| 116 | Zhu, Guanhua 朱冠华 | AVG924 | Rep | 2010-07-12 | 2015-01-23 | ||
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