Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aggarwal, Mayur | APM135 | Rep | 2015-02-03 | 2019-11-19 | ||
| 2 | Ahn, Junsang 安俊相 | AQT284 | Rep | 2008-05-05 | 2011-12-04 | ||
| 3 | An, Jun Wye 安峻位 | BDA023 | Rep | 2014-03-25 | |||
| 4 | An, Sang Beom | AYX987 | Rep | 2012-03-15 | 2017-05-17 | ||
| 5 | Antweiler Iii, John Christian | M | ALQ494 | RO | 2008-10-30 | 2013-01-07 | |
| 6 | Askalany, Nermin | BIS597 | Rep | 2016-12-19 | 2019-05-16 | ||
| 7 | Auger, Kevin D'Arcy | M | ARP061 | Rep | 2008-09-10 | 2009-04-13 | |
| 8 | Banson, Eric Laurea | M | ASX744 | RO | 2010-12-07 | 2019-05-16 | |
| 9 | Boice Iii, James Hillyer | M | ACN485 | RO | 2008-04-25 | 2011-05-26 | |
| Rep | 2011-05-26 | 2011-08-09 | |||||
| RO | 2013-08-30 | 2016-03-23 | |||||
| 10 | Cala, Carlos | M | ADL125 | Rep | 2016-09-12 | 2018-06-26 | |
| 11 | Chang, Hwa-Ping 張華平 | AQW385 | Rep | 2008-05-21 | 2009-03-11 | ||
| 12 | Cheung, Gregory Chi-Ho 蔣自浩 | M | BGP371 | Rep | 2015-11-30 | 2021-09-30 | |
| 13 | Chiang, Pei Yun 蔣佩芸 | ARF128 | Rep | 2008-07-31 | 2017-05-17 | ||
| 14 | Ching, Kerry Kim Wai 程劍慧 | F | AFF128 | Rep | 2008-10-23 | 2008-12-01 | |
| 15 | Choong, Ignatius Wooi Kean | 56 | M | ADT736 | RO | 2009-08-10 | 2010-10-11 |
| Rep | 2010-10-11 | 2011-05-13 | |||||
| RO | 2013-03-15 | 2022-03-31 | |||||
| 16 | Chow, King Man (SFC:AQT305) 周敬民 | AQT305 | Rep | 2008-05-05 | 2009-03-13 | ||
| 17 | Chu, Betty Kar Chun 朱家珍 | F | AQB147 | Rep | 2009-10-30 | 2010-09-29 | |
| 18 | Chung, Jong Hun | BHX002 | Rep | 2016-08-01 | 2019-10-02 | ||
| 19 | Dela Cruz, Daniel | M | BDP661 | Rep | 2014-07-07 | 2020-12-03 | |
| 20 | Donohugh, William Hugh McGregor 唐威林 | M | ACM011 | RO | 2008-04-25 | 2013-08-31 | |
| 21 | Erikci, Serkan | BIS399 | Rep | 2017-01-03 | 2017-02-03 | ||
| RO | 2017-02-03 | 2021-01-08 | |||||
| 22 | Espineli, Reynaldo Miguel Nazareno | ARM746 | Rep | 2008-09-05 | 2009-04-24 | ||
| 23 | Forsman, Elisabeth Wang 王如玉 | F | BCW890 | Rep | 2014-03-06 | 2014-06-20 | |
| 24 | Fu, Frederick Cheuk Kei 符卓基 | M | APL965 | Rep | 2015-10-16 | 2020-10-27 | |
| 25 | Fu, Ruowei 傅若偉 | BIS660 | Rep | 2016-12-14 | 2018-10-11 | ||
| 26 | Geng, Cong (SFC:AWT803) 耿聰 | AWT803 | Rep | 2011-02-28 | 2019-05-16 | ||
| 27 | Guha, Somit | AYW331 | Rep | 2012-02-20 | 2013-07-31 | ||
| 28 | Hahn, Daniel Sangwon 韓相元 | M | AWZ260 | Rep | 2016-10-19 | 2020-12-03 | |
| 29 | Ho, Edward Man Tat 何聞達 | M | ADG964 | RO | 2016-04-13 | 2018-11-01 | |
| 30 | Ho, Hsin Lun 何欣倫 | BDA091 | Rep | 2014-02-27 | 2014-10-06 | ||
| 31 | Ho, Noelle Ying 何熒 | F | AQT287 | Rep | 2008-05-05 | 2015-08-31 | |
| 32 | Hong, Yong Wha 洪用和 | BIL915 | Rep | 2016-10-31 | 2019-09-30 | ||
| 33 | Hsieh, Fu Jen 謝輔仁 | BHX649 | Rep | 2016-08-02 | |||
| 34 | Huang, Haiming (SFC:AWU883) 黃海明 | AWU883 | Rep | 2011-03-16 | 2015-01-30 | ||
| 35 | Jacobson, John Michael | M | BAC426 | Rep | 2012-09-21 | 2013-03-31 | |
| 36 | Jones, Mark Dean | M | AZQ241 | RO | 2014-07-16 | 2018-12-10 | |
| 37 | Koo, George Chen Yu 顧震宇 | M | ABU687 | Rep | 2014-04-04 | 2015-03-18 | |
| RO | 2015-03-18 | 2023-03-24 | |||||
| 38 | Kun, In 管弦 | AOA393 | Rep | 2012-07-03 | 2017-02-07 | ||
| RO | 2017-02-07 | 2018-05-14 | |||||
| 39 | Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 | M | BEI452 | Rep | 2014-11-07 | ||
| 40 | Kwon, Sung Wook | ATO040 | Rep | 2009-08-17 | 2019-09-30 | ||
| 41 | Lai, Albert Ka Tak 賴家德 | M | BHU911 | Rep | 2016-07-18 | 2018-05-31 | |
| 42 | Lam, Cham (SFC:ARA670) 林箴 | ARA670 | Rep | 2008-05-19 | 2014-06-03 | ||
| 43 | Lau, David Kwok Hei 劉國熙 | M | AVN397 | Rep | 2013-10-22 | 2021-02-17 | |
| 44 | Lau, Sing Chong 劉承浚 | AOE376 | Rep | 2012-06-26 | 2014-05-16 | ||
| 45 | Lee, Jih-Pao 李日寶 | AQW408 | Rep | 2008-05-21 | 2009-03-12 | ||
| 46 | Leung, Chi Hin (SFC:BBK455) 梁梓軒 | BBK455 | Rep | 2017-03-06 | 2018-06-11 | ||
| 47 | Leung, Delia Wai Ting 梁惠婷 | F | BDV084 | Rep | 2014-08-29 | 2016-06-03 | |
| 48 | Leung, Lai Woon 梁禮桓 | ARF127 | Rep | 2008-07-31 | 2015-10-23 | ||
| 49 | Li, Yijuan (SFC:BEI411) 李禕娟 | BEI411 | Rep | 2014-10-17 | 2015-08-18 | ||
| 50 | Lin, Chun Ju 林純如 | AQW398 | Rep | 2008-05-21 | 2013-12-31 | ||
| 51 | Lin, Jung Fang 林榕芳 | BFA781 | Rep | 2015-03-09 | |||
| 52 | Lin, Xiao Xiao 林瀟瀟 | BER963 | Rep | 2016-03-14 | 2022-03-31 | ||
| 53 | Luo, Peng (SFC:AUJ707) 羅鵬 | AUJ707 | Rep | 2015-02-17 | 2017-05-17 | ||
| 54 | Mao, Shuguang 毛曙光 | 49 | M | AMY549 | Rep | 2008-05-05 | 2008-05-30 |
| 55 | McCullough, Ian Thomas | M | AYB107 | Rep | 2011-09-14 | 2015-03-04 | |
| 56 | McDermott, Glen Michael | M | ARM737 | Rep | 2008-09-01 | 2009-03-13 | |
| 57 | Ngai, Chi Sheng 倪智承 | BDW162 | Rep | 2014-08-14 | 2016-03-27 | ||
| 58 | Oh, Dee Xiang | BFB082 | Rep | 2015-03-10 | 2016-03-31 | ||
| 59 | Ottery, Gavin John | M | ALS347 | Rep | 2015-03-11 | ||
| 60 | Oumary, Sophia Isabelle | F | BJA027 | Rep | 2017-02-03 | 2022-05-10 | |
| 61 | Peng, Yu Yuan 彭鈺元 | AQW409 | Rep | 2008-05-21 | 2009-03-12 | ||
| 62 | Phoon, Priscilla Yilin 潘藝琳 | F | AWW476 | Rep | 2016-03-14 | 2021-08-11 | |
| 63 | Porwal, Pradyot | BGE603 | Rep | 2015-09-14 | 2021-04-26 | ||
| 64 | Sciulli, Michael Joseph | M | AYY812 | Rep | 2012-03-02 | 2013-03-15 | |
| RO | 2013-03-15 | 2016-06-28 | |||||
| 65 | Sheh, Ho Kwong 佘浩光 | ABZ266 | Rep | 2008-05-19 | 2012-03-12 | ||
| RO | 2012-03-12 | 2019-09-30 | |||||
| 66 | Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 | AUJ706 | Rep | 2010-12-13 | |||
| 67 | Shi, Ran (SFC:BFT925) 施冉 | BFT925 | Rep | 2015-07-07 | 2018-02-26 | ||
| 68 | Song, Sally | F | APZ784 | Rep | 2009-07-24 | 2011-05-06 | |
| 69 | Suen, Pik Wang 孫碧泓 | AVG406 | Rep | 2017-03-01 | |||
| 70 | Sun, Shu I 孫樹怡 | BDR559 | Rep | 2014-07-07 | 2014-07-18 | ||
| 71 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | BGL066 | Rep | 2015-10-29 | 2017-05-10 | ||
| 72 | Wan, Mandy Man Yi 尹敏兒 | F | BBQ502 | Rep | 2014-04-29 | 2017-05-17 | |
| 73 | Wang, Kun (SFC:BGV035) 王堃 | BGV035 | Rep | 2016-01-13 | 2019-04-30 | ||
| 74 | Wang, Yu-Ming 王裕閔 | APL801 | RO | 2008-04-25 | 2009-02-27 | ||
| 75 | Welch, Peter Joseph | M | AEU528 | Rep | 2017-03-23 | 2020-10-27 | |
| 76 | Wong, Alan Ka Lun (SFC:BBS506) 黃嘉倫 | M | BBS506 | Rep | 2015-07-13 | 2017-05-27 | |
| 77 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | AQU335 | Rep | 2014-12-09 | 2015-07-20 | |
| RO | 2015-07-20 | 2020-12-15 | |||||
| 78 | Wong, Timothy Ting Fung 王庭峰 | M | BGS895 | Rep | 2015-12-22 | 2023-03-03 | |
| 79 | Xie, Yijing 謝奕菁 | BGI283 | Rep | 2015-10-07 | 2017-04-26 | ||
| 80 | Yu, Jue 郁珏 | AXR591 | Rep | 2016-04-01 | 2019-08-02 | ||
| 81 | Yung, Kathryn Ka Sing 榮嘉信 | 43 | F | BGZ327 | Rep | 2016-03-14 | 2020-03-31 |
| 82 | Zhang, Junchen (SFC:BCJ651) 章俊晨 | BCJ651 | Rep | 2015-01-20 | 2015-07-03 | ||
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