CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2019 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Ai, Zhongcheng 艾仲承 |
|
|
BHA426 |
Rep |
2017-06-26 |
2022-02-18 |
| 2 |
Avenel, Gerald Marie Jean Alain |
|
M |
BKO053 |
Rep |
2017-08-18 |
2021-06-25 |
| 3 |
Cai, Jingxing 蔡景行 |
|
|
AZW297 |
Rep |
2017-06-26 |
2021-09-20 |
| 4 |
Cai, Shixin 蔡時欣 |
|
|
BMH732 |
Rep |
2018-08-02 |
|
| 5 |
Cao, Zheng (SFC:AND187) 曹政 |
|
|
AND187 |
Rep |
2017-06-26 |
2020-02-19 |
| 6 |
Carlone, Thomas |
|
M |
AMJ337 |
Rep |
2017-12-06 |
2021-01-20 |
| 7 |
Chan, King (SFC:AXH382) 陳競 |
|
|
AXH382 |
Rep |
2017-06-26 |
2020-01-15 |
| 8 |
Chan, Ying Tung 陳映彤 |
|
|
BOB781 |
Rep |
2019-01-29 |
2020-12-01 |
| 9 |
Chang, Derek Xiao |
|
M |
ANU938 |
Rep |
2019-05-14 |
2020-08-24 |
| 10 |
Chen, Ke (SFC:BOT251) 陳可 |
|
|
BOT251 |
Rep |
2019-09-09 |
2020-11-06 |
| 11 |
Cheng, Zhiqian 程智倩 |
|
|
BKU851 |
Rep |
2017-09-04 |
2021-05-07 |
| 12 |
Cheung, Keith Tsun Hei 張俊禧 |
|
M |
BLE084 |
Rep |
2017-10-04 |
2020-04-17 |
| 13 |
Cheung, Na 張娜 |
|
|
BDE788 |
Rep |
2019-05-30 |
|
| 14 |
Chiu, Jone Yin 趙仲賢 |
|
|
BCZ927 |
Rep |
2017-11-15 |
2021-06-30 |
| 15 |
Chiu, Ju-Ping 丘如平 |
|
|
BJQ340 |
Rep |
2017-06-14 |
2020-07-20 |
| 16 |
Chou, Vincent Ho Cheong 巢澔鏘 |
|
M |
BLC112 |
Rep |
2017-09-27 |
2020-11-27 |
| 17 |
Collard, Jeremy David |
|
M |
AJC639 |
Rep |
2019-05-09 |
|
| 18 |
Deng, Haili 鄧海立 |
|
|
BGO942 |
Rep |
2017-06-26 |
2019-10-19 |
| 19 |
Doshi, Nirav Niranjan |
|
|
BKO057 |
Rep |
2017-08-18 |
2021-03-08 |
| 20 |
Fan, Alan Ping Lun 范秉倫 |
|
M |
BJK467 |
Rep |
2017-11-21 |
|
| 21 |
Fedotova, Jelena (SFC:BNH659) |
|
|
BNH659 |
Rep |
2018-07-30 |
2021-06-25 |
| 22 |
Fu, Hsin Chang 傅信彰 |
|
|
AUJ844 |
Rep |
2017-06-26 |
2021-02-18 |
| 23 |
Gomez, Bienvenido Antonio Monponbanua |
|
M |
BOR296 |
Rep |
2019-08-08 |
2024-08-30 |
| 24 |
He, Jialin 賀家琳 |
|
|
ASL683 |
Rep |
2017-10-20 |
2021-01-21 |
| 25 |
Hong, Sang Jin 洪祥鎮 |
|
|
BIW989 |
RO |
2019-01-04 |
2020-02-04 |
| 26 |
Hou, Yueyang 侯越洋 |
|
|
BAT984 |
Rep |
2017-06-26 |
2020-09-24 |
| 27 |
Ip, Wang Fung Frank 葉泓楓 |
|
M |
BGB024 |
Rep |
2017-06-26 |
2021-03-22 |
| 28 |
Jaeger, Christian John |
|
M |
APD422 |
Rep |
2019-03-28 |
|
| 29 |
Jiang, Haiyuan 江海源 |
|
|
BNK729 |
Rep |
2018-09-03 |
2020-06-12 |
| 30 |
Jiang, Yakang 蔣亞康 |
|
|
AWY537 |
Rep |
2017-06-26 |
|
| 31 |
Jiang, Yue (SFC:BGP809) 姜越 |
|
|
BGP809 |
Rep |
2017-06-26 |
2021-11-05 |
| 32 |
Kay, Chong-san 郭忠山 |
|
|
AXG649 |
Rep |
2017-06-26 |
|
| 33 |
Kim, Ji Eum 金知音 |
|
|
BOP662 |
Rep |
2019-07-18 |
2021-12-10 |
| 34 |
Lam, Ka Wun Gary 林家垣 |
|
M |
BDH211 |
Rep |
2017-06-26 |
2021-01-08 |
| 35 |
Lau, Cheong (SFC:BFA120) 劉暢 |
|
|
BFA120 |
Rep |
2018-06-04 |
2024-02-08 |
| 36 |
Lee, Bong Tae 李鳳泰 |
|
|
AQP646 |
Rep |
2018-11-15 |
|
| 37 |
Lee, Kin Man (SFC:BLK431) 李建民 |
|
|
BLK431 |
Rep |
2017-11-01 |
|
| 38 |
Leung, Fung Man 梁鳳敏 |
|
|
ASP987 |
Rep |
2017-06-26 |
2020-01-29 |
| 39 |
Li, Li (SFC:BJI670) 李理 |
|
|
BJI670 |
Rep |
2017-06-26 |
|
| 40 |
Li, Shangyi 郦尚义 |
|
|
BOI347 |
Rep |
2019-05-02 |
2021-09-24 |
| 41 |
Li, Yen Cheng 黎彥成 |
|
|
BKU850 |
Rep |
2017-09-04 |
2024-07-05 |
| 42 |
Lin, David Ping 林平 |
|
M |
AOT744 |
Rep |
2017-06-26 |
|
| 43 |
Lin, Jiahong (SFC:BMN462) 林家鸿 |
|
|
BMN462 |
Rep |
2018-03-12 |
2021-07-20 |
| 44 |
Lin, Mason Man Shan 林漫山 |
|
M |
BOR900 |
Rep |
2019-08-12 |
2022-08-26 |
| 45 |
Liu, Guangming (SFC:BDD671) 劉廣明 |
|
|
BDD671 |
Rep |
2019-05-10 |
2020-03-31 |
| 46 |
Lu, Jianan 陸佳男 |
|
|
BBU782 |
Rep |
2017-06-27 |
2021-10-22 |
| 47 |
Luo, Xuan (SFC:AQS758) 羅烜 |
|
|
AQS758 |
Rep |
2017-10-17 |
2020-07-06 |
| 48 |
McQueen, Lee Michael |
|
M |
ACR744 |
Rep |
2019-03-28 |
2020-10-05 |
| 49 |
Miao, Yiqiao 苗奕喬 |
|
|
BLZ394 |
Rep |
2018-01-15 |
|
| 50 |
Ng, Ming Hui Sancia 黃明慧 |
|
|
BGS699 |
Rep |
2019-07-10 |
|
| 51 |
Ng, Pauline Pui-Han 吳佩嫻 |
|
F |
BKQ278 |
Rep |
2019-07-18 |
|
| 52 |
Osekita, Folasefeoluwa Ayoifeoluwape Oluwamisimi |
|
|
BNL373 |
Rep |
2018-08-27 |
2021-06-25 |
| 53 |
Qin, Qian (SFC:ANR972) 秦黔 |
|
|
ANR972 |
RO |
2018-01-05 |
|
| 54 |
Ratti, Upwan (SFC:BDY281) |
|
|
BDY281 |
Rep |
2019-05-30 |
|
| 55 |
Roy Ghatak, Dhiman |
|
|
BDJ566 |
Rep |
2017-06-26 |
|
| 56 |
Shan, Yi 單怡 |
|
|
BGW834 |
Rep |
2019-07-02 |
2021-06-07 |
| 57 |
Shao, Tianyi 邵天一 |
|
|
BOU086 |
Rep |
2019-09-13 |
2021-08-25 |
| 58 |
Shekleton, Peter Maxwell (SFC:BFE234) |
|
M |
BFE234 |
Rep |
2017-09-11 |
2021-06-25 |
| 59 |
Smith, Adam Alexander (SFC:ANT189) |
|
M |
ANT189 |
Rep |
2019-05-30 |
|
| 60 |
Sun, Jianfeng (SFC:AOC797) 孫劍鋒 |
|
|
AOC797 |
RO |
2017-05-23 |
2020-08-13 |
| 61 |
Teo, Alvin Chien Liang |
|
M |
BOI301 |
Rep |
2019-05-08 |
2021-06-25 |
| 62 |
Tong, Leo 唐震宇 |
|
M |
BBU281 |
RO |
2017-08-31 |
2020-10-28 |
| 63 |
Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 |
|
|
BGL066 |
Rep |
2019-06-24 |
2020-12-18 |
| 64 |
Wang, Chih Hsiang 王致翔 |
|
|
APJ781 |
Rep |
2017-08-03 |
2020-08-26 |
| 65 |
Wang, Mengting (SFC:AWJ513) 王梦婷 |
|
|
AWJ513 |
Rep |
2019-07-05 |
|
| 66 |
Wong, Anthony Ming Yeung 黃銘揚 |
|
M |
BOG409 |
Rep |
2019-04-01 |
2020-06-30 |
| 67 |
Xia, Hui (SFC:ANX904) 夏暉 |
|
|
ANX904 |
Rep |
2017-06-26 |
2021-04-30 |
| 68 |
Xu, Jianqiang (1980) 許建強 |
39 |
M |
BAJ277 |
RO |
2018-01-29 |
|
| 69 |
Yang, Lujia (SFC:BBU233) 楊路加 |
|
|
BBU233 |
Rep |
2018-05-18 |
2021-01-11 |
| 70 |
Yang, Tian (SFC:BHA618) 楊天 |
|
|
BHA618 |
Rep |
2017-06-26 |
|
| 71 |
Yip, Timothy Churk Yue 葉卓儒 |
|
M |
APF351 |
RO |
2018-02-15 |
2021-05-10 |
| 72 |
Yung, Louis Chun Woon 翁進煥 |
|
M |
AON896 |
Rep |
2017-11-15 |
|
| 73 |
Zhang, Hanzhu 張晗竹 |
|
|
BNO985 |
Rep |
2018-09-24 |
2020-07-08 |
| 74 |
Zhang, Rui (SFC:BED057) 張睿 |
|
|
BED057 |
Rep |
2018-12-03 |
2019-11-22 |
| 75 |
Zhang, Xiaojia 張小佳 |
|
|
BGO941 |
Rep |
2017-06-26 |
|
| 76 |
Zheng, Xiaofeng 鄭小峰 |
|
|
ALH862 |
Rep |
2017-06-26 |
|
| 77 |
Zhou, Xuan (SFC:BOI483) 周璇 |
|
|
BOI483 |
Rep |
2019-05-06 |
2020-02-24 |
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