BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
SFC ID Role From Until
1 Altman, Kristin Kyoko AZV697 Rep 2014-03-17 2015-08-01
2 Amir, Faridah BDJ450 Rep 2017-08-21 2019-07-19
3 Ao Ieong, Ka Ian 歐陽嘉恩 AZX999 Rep 2018-01-22
4 Bailer, John Charles M BTQ750 Rep 2023-05-02 2023-05-25
5 Bannon, Deborah Mary F AIK991 Rep 2017-08-24 2019-04-04
RO 2019-04-04
6 Bell, Jonathan George M BTP256 Rep 2023-04-03 2023-04-28
7 Brain, Paul Robert (SFC:BLD597) M BLD597 Rep 2017-10-23 2017-10-25
Rep 2018-10-04 2018-10-09
8 Brown, Sebastian Gordon M BCU731 Rep 2014-01-30 2015-09-25
Rep 2017-08-29 2023-01-01
9 Buerge, Alex Karl M BBW565 Rep 2015-05-26 2015-06-03
10 Burger, Jeffrey Bielous M BTB493 Rep 2022-10-17 2022-11-04
Rep 2023-03-02 2023-03-08
11 Cha, Yong Jin 車墉鎮 BGE287 Rep 2018-10-11 2020-01-01
12 Challenger, Lynn Thomas (SFC:BAH334) M BAH334 RO 2013-01-31 2014-03-07
13 Chan, Chi Man (SFC:AVA790) 陳志雯 AVA790 Rep 2020-07-27 2021-03-24
14 Chan, Clarence Choon Wei M AVW223 Rep 2022-04-20
15 Chan, Jenny Ka Yun 陳嘉茵 F AHX334 Rep 2014-01-16 2015-08-01
16 Chan, Man Ying (SFC:BRO966) 陳敏盈 BRO966 Rep 2021-08-27
17 Chan, Mo Yan (SFC:BCI303) 陳慕恩 BCI303 Rep 2022-03-23
18 Chan, Phoebe Lok Hang 陳洛珩 F BSZ831 Rep 2022-09-23
19 Chang, Carmen 張嘉雯 F AVS344 Rep 2012-11-12 2015-06-03
Rep 2015-09-01 2016-06-01
Rep 2022-06-16 2024-08-31
20 Chang, Lei (SFC:BGO327) 常磊 BGO327 Rep 2015-11-20 2017-03-31
21 Chen, Kuan Ying 陳冠穎 ARS043 Rep 2008-11-04 2011-04-30
22 Chen, Zixuan (SFC:BPT986) 陳梓玄 BPT986 Rep 2023-06-13
23 Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 AEQ438 Rep 2013-05-03 2014-06-06
24 Cheung, Hoi Ki (SFC:BPH626) 張鎧淇 BPH626 Rep 2020-02-26 2021-02-01
25 Chiang, Hong Yip BEB904 Rep 2014-08-29 2016-01-30
26 Chiu, Bill Lawrence Sung Biu 趙崇鏢 M ANJ016 Rep 2016-04-18 2016-06-06
RO 2016-06-06
27 Chong, Sue Ching 張素菁 F AQN999 Rep 2014-09-05 2017-11-24
RO 2017-11-24 2018-10-22
28 Chu, Hsu Wen 朱戌文 BHU818 Rep 2016-07-19 2020-09-01
Rep 2022-11-01 2024-04-02
29 Chung, Siu Hong Billy 鍾兆康 BDH281 Rep 2019-09-20 2019-11-27
30 Cimino, John Arthur M BCZ486 Rep 2014-03-03 2015-08-15
31 Clay, Nicholas Timothy (SFC:BDE792) M BDE792 Rep 2014-04-07 2014-07-07
32 Collis, Murray James M AOV819 RO 2013-01-31 2014-02-25
Rep 2014-02-25 2016-05-27
33 Collis, Richard Mark M BCU735 Rep 2014-01-30 2015-06-02
34 Cox, Simon James (SFC:BDM349) M BDM349 Rep 2014-05-29 2016-03-31
35 Davies, Chad Matthew Francis M BGV499 Rep 2022-01-13 2022-08-10
RO 2022-08-10
36 Delaney-Smith, Graeme James Robert M BCB462 Rep 2013-10-16 2014-01-16
37 Delgiudice, John Paul M BGJ354 Rep 2015-10-28 2022-11-01
38 Dent, John George M BHG618 Rep 2016-04-05 2016-04-15
Rep 2023-03-07 2023-03-10
39 Duff, Thomas Hunter M BJU626 Rep 2017-06-23 2017-06-30
Rep 2018-07-03 2018-07-09
40 Fu, Eric Wai Man 傅偉民 M ABH654 Rep 2013-01-25 2014-03-25
41 Fung, Yuen Fun 馮婉芬 AEX954 Rep 2013-10-29 2022-01-03
42 Fung, Yuen Tsun 馮苑蓁 AWU399 Rep 2012-06-01 2013-05-15
43 Gerhard, Albert Ulrich (SFC:BOG329) M BOG329 Rep 2019-05-10 2019-05-17
44 Gerrard, Elizabeth Sarah (SFC:BON891) F BON891 Rep 2019-07-02 2021-06-07
45 Guinness, Stuart Wesley Grattan M ARG897 Rep 2014-03-10 2014-07-14
46 Harden, Alan Jerry (SFC:AAF818) M AAF818 RO 2012-03-26 2015-12-31
47 He, Lei (SFC:AYN150) 賀磊 AYN150 Rep 2013-03-14 2015-04-21
48 Hmelnitsky, Leonid Michael M BFJ365 RO 2015-06-15 2019-01-15
49 Ho, Andy 何肇聰 F BAH333 RO 2013-01-31 2016-02-05
50 Ho, Judy May Wai 何美蕙 F AUM594 Rep 2013-10-07 2015-06-06
51 Hwang, Suk Hwan ASI289 RO 2009-03-09 2012-11-22
52 Jiang, David T 姜治平 M AJF761 RO 2008-06-06 2010-04-10
53 Jing, Hua (SFC:ATE233) 景華 ATE233 Rep 2016-06-28 2018-09-07
54 Jones, Barnaby Leonard M BMN484 Rep 2020-07-20
55 Kan, Shau Yee 簡秀儀 BTT383 Rep 2023-06-12 2023-07-14
56 Kennedy, Brett Ashwin James M BKO362 Rep 2017-10-10
57 Kim, Eung Who 51 ANW471 Rep 2013-10-29
58 Ko, Gregory Adam 高泳鍇 M AIR727 Rep 2014-06-24 2015-03-23
59 Ko, Wai Ling (SFC:AMR265) 高韋玲 AMR265 Rep 2022-11-16
60 Kopitsis, Nicolas M BHK145 Rep 2016-05-10 2018-02-02
RO 2018-02-02 2021-03-01
61 Lai, Weng Si Vivian 黎穎思 BNU128 Rep 2021-12-13
62 Lam, Chi Ming (SFC:AZJ283) 林智明 AZJ283 Rep 2020-10-09 2021-12-17
63 Lam, Sahra 林思源 BFD240 Rep 2015-03-25 2019-04-30
64 Lau, Johnette Ka 劉嘉 ADX886 Rep 2012-10-10 2014-07-25
65 Lau, Lai Kwan Angel 劉麗君 F BSU818 Rep 2022-08-01
66 Lau, Melannie Yan Yan 劉欣欣 BCR054 Rep 2014-01-15 2014-08-13
67 Leckie, Roy Mcgregor (SFC:BLD300) M BLD300 Rep 2017-10-27 2017-11-01
Rep 2018-04-06 2018-04-13
68 Lee, Flora Hoi Ling 李凱玲 F AOM524 Rep 2015-02-13 2017-08-31
69 Leung, Wai Ting Amy 梁煒婷 BGR317 Rep 2015-12-30 2019-06-17
70 Li, Vincent Ho Fai 李浩暉 M ANW827 Rep 2017-11-01 2021-06-03
71 Lin, Amanda Yi-Chun 林怡君 F BAB144 Rep 2012-08-13 2015-10-27
72 Liu, Victoria Audrey 廖卓琦 F BGO756 Rep 2021-05-04 2021-07-26
73 Lui, Man Ying 呂文瑛 AMF529 Rep 2008-07-15 2011-04-19
RO 2011-04-19
74 Luk, Tak Ching (SFC:BRY398) 陸德貞 BRY398 Rep 2022-11-30
75 Lung, Philip Edwin M AQM691 Rep 2014-11-27 2015-05-07
RO 2015-05-07 2018-05-21
76 Lydotes, James Aristom M BSR900 Rep 2022-07-11 2022-08-12
77 MacKirdy, Andrew Stuart (SFC:BPF524) M BPF524 Rep 2020-01-09 2020-01-17
78 Maclean, Murdo Alexander M BGK887 Rep 2015-10-30 2015-11-05
Rep 2017-03-15 2017-03-20
Rep 2018-10-15 2018-10-29
Rep 2019-02-25 2019-03-06
Rep 2019-08-23 2019-08-30
Rep 2020-03-23 2020-04-23
Rep 2020-08-11 2020-08-18
Rep 2021-02-17 2021-03-03
Rep 2023-09-18 2023-09-22
79 Martin, Charles Ashley M BEB222 Rep 2014-09-03
80 Matsuura, Hiroki 松浦弘樹 BAK380 Rep 2012-11-15 2013-06-27
81 McDonagh, Colm James M BOC818 Rep 2019-03-11 2019-03-15
82 Meng, Yuan (SFC:BCG394) 孟媛 BCG394 Rep 2022-12-05
83 Merritt, Mathew M BOS855 Rep 2019-09-02 2019-09-09
84 Noronha, Virginia Choi Ping 彩平 F AOB040 Rep 2012-05-03 2012-08-10
85 Saffaye, George Christopher M BNM174 Rep 2018-09-21 2018-09-28
Rep 2018-10-26 2018-11-05
Rep 2019-02-25 2019-03-01
Rep 2019-09-06 2019-09-13
86 Schulte, Paul Louis Peter M ADR766 Rep 2012-08-20 2012-08-31
87 Sempill, Francis Henry William Forbes 44 M BGK893 Rep 2015-10-30 2015-11-05
88 Shamsuddin, Doni AZB289 RO 2015-04-30
89 So, Yenny Tsz Yan 蘇子恩 AFO456 Rep 2014-01-15 2015-06-03
90 Speciale, Mark Phillip M ALF648 Rep 2015-03-24 2015-05-23
91 Sun, Haifeng 孫海峰 AJL015 RO 2008-06-06 2013-11-07
92 Sun, Ming (SFC:AVC988) 孫明 AVC988 Rep 2012-09-28 2014-10-07
93 Suri, Navin BAD417 Rep 2012-09-26 2013-11-27
94 Tang, Winnie Wing Sze 鄧詠詩 F AGF374 Rep 2021-12-13 2022-02-23
95 Tha, Gyaw Min 高明 BEY883 Rep 2015-07-10 2016-05-12
96 Tojima, Masato BDE135 Rep 2014-03-28 2015-07-04
97 Tse, Carmen Ka Man 謝嘉汶 F BBA612 Rep 2020-06-22 2023-01-01
98 Tse, Pui Kwan (SFC:AFF231) 謝佩坤 AFF231 Rep 2012-08-13 2013-07-05
99 Tse, Yue Hong 謝汝康 ANQ294 Rep 2016-11-18 2017-06-30
100 Tuen Muk, Hoi Ning Helen 端木愷寧 F ALR002 Rep 2015-03-24 2015-06-03
101 Uding, Gerardus Henricus Paulus M AUZ982 Rep 2013-08-27 2014-01-09
RO 2014-01-09 2016-09-05
102 Walton, Matthew (SFC:AXL711) M AXL711 Rep 2013-09-09 2016-02-19
RO 2016-02-19 2021-08-20
103 Wong, Dominic Wing Hang 王永鏗 M ACL614 Rep 2021-03-22 2023-07-20
RO 2023-07-20 2024-07-19
104 Wong, Shu Xian Melanie 王淑嫻 BJM260 Rep 2017-05-19 2018-03-21
105 Wong, Sui Man 黃瑞文 AMH458 Rep 2008-11-04 2012-03-21
106 Wright, Lindsay Megan F AKY945 Rep 2016-06-13 2016-09-27
RO 2016-09-27 2018-06-13
107 Wu, Qin (SFC:BBH665) 武芹 BBH665 Rep 2017-11-06 2018-11-21
108 Wu, Yi Ting 吳翊婷 BNS681 Rep 2021-08-30 2023-11-06
109 Yan, Cleo Sheung Ngar 甄尚雅 F AKW688 Rep 2013-05-09 2014-07-17
110 Yeh, Albert Alan M BBQ229 Rep 2013-08-01 2014-03-20
111 Yen, Nga Man 嚴雅雯 AEA830 Rep 2008-07-15 2019-12-25
Rep 2022-04-13
112 Yeung, Fu Ngai 楊富藝 AOH572 Rep 2014-04-01 2015-07-16
113 Yip, Lai Chuen 葉禮荃 ATX917 Rep 2015-01-13 2015-08-01
114 Yu, Chia-Yu 余佳禹 BTW006 Rep 2023-06-23
115 Yu, Kai (SFC:AUQ952) 于凱 AUQ952 Rep 2019-08-07 2022-09-27
RO 2022-09-27
116 Yu, Sandra Ka Yee 余嘉儀 F AGC563 Rep 2011-01-12 2024-07-01
117 Yuen, Zit Tun 袁雪彤 BFH968 Rep 2015-04-24 2015-09-18
118 Zeuthen, Robert Craig M BSR663 Rep 2022-07-11 2022-08-12
119 Zhang, Jinhong (SFC:BHR791) 張金弘 BHR791 Rep 2019-07-16 2021-09-09
120 Zhang, Xuan (SFC:AIQ967) 張璇 AIQ967 Rep 2014-12-03 2015-04-20
RO 2015-04-20 2019-11-22
121 Zhao, Xiaowei 趙晓薇 BHF439 Rep 2018-06-08
122 Zhong, Ying (SFC:BLB650) 鍾莹 BLB650 Rep 2022-02-25

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