SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Abercrombie, Justin (SFC:AST103) M AST103 Rep 2009-04-08 2009-04-09
2 Arai, Taku BFT949 Rep 2015-07-22 2015-07-24
Rep 2016-03-16 2016-03-18
3 Ayres, Frank Alan M ADP222 Rep 2010-06-22 2010-06-24
Rep 2016-10-24 2016-10-26
4 Barrineau, James William M BAR106 Rep 2013-01-07 2013-01-08
Rep 2013-09-10 2013-09-10
5 Bateman, Rory Lawrence (SFC:BAY467) BAY467 Rep 2013-03-07 2013-03-07
6 Bazany, Rosalind Jane F BIC636 Rep 2016-09-19 2021-06-25
7 Bertrand, Eric Philippe Maxime 56 M AON840 Rep 2007-02-06 2007-03-06
8 Blanning, Geoffrey Stephen M BHM637 Rep 2016-06-03 2016-06-06
9 Bong, Peng Leong Terence M AWD298 Rep 2010-10-26 2010-11-04
Rep 2010-11-25 2014-08-20
10 Brown, Alan John (SFC:AMM410) M AMM410 Rep 2007-05-14 2007-06-13
Rep 2008-11-25 2008-11-29
Rep 2009-08-24 2009-08-26
Rep 2011-04-11 2011-04-15
11 Bryant, Steve Roger M ALI655 Rep 2012-09-12 2012-11-16
RO 2012-11-16 2021-04-14
12 Buck, Jennifer Katherine F AQX740 Rep 2008-05-19 2008-07-19
Rep 2008-11-10 2008-11-23
13 Campion, James Edmund M AEQ897 RO 2004-07-12
14 Carline, Christian Benjamin M AQZ701 Rep 2008-05-13 2019-10-24
15 Cauberghs, Alan Cornelia H. BHA630 Rep 2016-03-10 2016-03-14
Rep 2016-08-11 2016-08-15
16 Chalmers, Nicholas (SFC:ADW939) M ADW939 Rep 2004-04-14
17 Chan, Chun Man (SFC:AGJ907) 陳俊文 AGJ907 Rep 2005-08-29
18 Chan, Pinky Yuen Yee 陳婉儀 AFI268 Rep 2008-08-27 2021-04-01
19 Chan, Vincent Wai Chong M BHJ406 Rep 2016-05-03 2017-06-30
20 Chan, Winnie Wun-yin 陳韻妍 F AOS567 Rep 2007-03-23 2007-08-10
21 Chantrell, John Robert M BIB351 Rep 2016-08-29 2019-06-28
22 Chen, Chao-Teng 陳朝燈 AXP590 Rep 2011-07-19 2011-07-21
23 Cheng, Kei Pong 鄭祁邦 ANR239 Rep 2014-04-03 2021-06-15
24 Cheung, Ka Lun (SFC:AWS224) 張嘉麟 AWS224 Rep 2013-10-09 2021-09-30
25 Chin, Szu Yi 陳思伊 ASE564 Rep 2008-12-22 2008-12-24
Rep 2009-11-02 2010-02-02
26 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 AGN586 Rep 2008-10-27 2024-04-12
27 Chiu, Sze Miu 招詩苗 AQD961 Rep 2011-09-19
28 Chow, Charles 周灼健 M ANH153 Rep 2014-12-08
29 Chow, Yan Yan 周茵茵 ADW712 Rep 2003-09-03 2022-12-21
30 Choy, Simon Man Tsung 蔡文聰 M BHJ689 Rep 2016-04-25 2016-07-12
31 Chu, Timothy Ting Fung 朱霆峰 M AXH173 Rep 2015-05-12 2020-08-10
32 Chui, Henry Kar-Kea 徐家傑 M AQI323 Rep 2008-01-17 2008-11-12
33 Chum, Terrace Pak Hing 覃伯興 M ACZ116 Rep 2003-06-25
34 Clark, Alastair Stanley M ASE563 Rep 2008-12-22 2008-12-24
Rep 2011-07-14 2011-07-15
Rep 2011-08-03 2013-12-13
35 Coleman, Lisa Maria F ANN077 Rep 2006-06-16 2006-07-16
36 Conway, Allan Brian M AMS702 Rep 2006-11-14 2006-12-14
Rep 2007-01-16 2007-02-16
Rep 2007-11-26 2007-12-07
Rep 2009-10-14 2016-09-27
37 Cox, Andrew Michael (SFC:AOA555) M AOA555 Rep 2006-10-16 2006-11-16
38 Coyle, John (SFC:AUB182) M AUB182 Rep 2009-11-09 2009-11-13
39 Cunningham, Jeremy James Warren M AQS229 Rep 2008-03-28 2008-04-03
Rep 2008-11-18 2008-11-21
Rep 2009-06-15 2009-06-17
Rep 2009-11-26 2011-08-09
40 Custard, Curtis William M ANJ473 Rep 2006-05-10 2006-06-10
Rep 2007-03-27 2007-04-26
41 Dasher, Karl Franklin M ATS248 Rep 2009-09-14 2009-09-16
42 Dawson, James (SFC:BCA004) M BCA004 Rep 2013-10-23 2013-10-25
Rep 2014-05-08 2014-05-08
Rep 2015-07-23 2015-07-24
Rep 2015-11-10 2015-11-11
Rep 2016-01-18 2016-01-20
Rep 2016-09-21 2016-09-22
43 De Mello, Rajeev Donald M ATI148 Rep 2011-09-23 2018-02-21
44 Debruyne, Lieven M O 李定邦 M ACS819 Rep 2005-09-28 2006-03-21
RO 2006-03-21 2020-10-09
45 Dennis, Clive M ATM462 Rep 2009-08-06 2010-11-24
46 Dreaneen, Andrew Robert (SFC:BAX627) M BAX627 Rep 2013-02-25 2021-05-17
47 Dupont, Charles Frederic M BIJ516 Rep 2016-10-19 2016-10-22
48 Durack, Christopher James M BGY586 Rep 2016-02-01 2016-07-28
RO 2016-07-28 2019-01-16
49 Enlund, Dianna APU795 Rep 2007-10-15 2007-10-31
50 Field, Nicholas Alfred M AOL056 Rep 2007-01-16 2007-02-16
51 Fok, Pui Shan (SFC:AFT509) 霍佩珊 AFT509 Rep 2007-05-14
Rep 2011-10-11 2015-12-01
52 Gao, Xiang (SFC:BIC191) 高翔 BIC191 Rep 2016-09-05 2016-09-08
53 Gao, Ya (SFC:BGC216) 高雅 BGC216 Rep 2015-08-28
54 George, Manu AZJ281 Rep 2012-04-25 2012-05-24
Rep 2013-11-13 2020-03-05
55 Go, Swan Khing BAI631 Rep 2012-10-22 2013-01-25
Rep 2013-10-09 2013-10-11
Rep 2014-04-02 2014-04-03
56 Goh, How Phuang 吳浩藩 ALU196 Rep 2006-10-17 2006-11-17
Rep 2007-03-28 2007-06-08
57 Gotto, James Anthony Warren M APK228 Rep 2007-08-14 2007-09-14
58 Guo, Wei (SFC:ASU040) 郭煒 ASU040 Rep 2010-06-10 2018-05-02
59 Harris, David Shannon M ARS574 Rep 2008-11-03 2010-11-24
Rep 2016-05-16 2016-05-23
Rep 2016-10-19 2016-10-22
60 Hashmi, Wajahat Altaf ANJ199 Rep 2006-05-09 2006-08-09
61 Henriques, Guy Michael Quixano M ATN770 Rep 2009-08-17 2009-12-03
62 Ho, Kelly Ngar Ying 何雅盈 F AFY162 Rep 2007-05-07
63 Ho, Veda Wing Sum 何詠心 F AOA335 Rep 2009-09-28 2019-04-03
64 Ho, Vida Nim Yan 何念恩 AGB455 Rep 2003-06-25
65 Ho, Winnie Wai Yee 何慧兒 F AFD506 Rep 2006-08-04 2012-08-21
66 Howells, Christian Steven M BFJ339 Rep 2016-01-05 2023-09-28
67 Huang, Guan (SFC:BBT472) 黃冠 BBT472 Rep 2013-08-20 2022-09-22
68 Hui, Pui Yu 許佩如 AFY007 Rep 2010-10-04
69 Hui, Sau Wai (SFC:AEA524) 許秀慧 AEA524 Rep 2003-06-25
70 Imam, Michael Raza M AOL063 Rep 2007-01-22 2010-11-30
71 Kalra, Showbhik BCD976 Rep 2013-10-29 2019-12-20
72 Ki, Shui Ping 祁瑞萍 ABD063 Rep 2022-12-30
73 Koester, Andreas Josef Johannes M ANJ471 Rep 2006-05-08 2006-06-08
74 Kong, Cheuk Hang (SFC:ADD792) 江焯亨 ADD792 Rep 2003-12-11
75 Kwan, Anna Wai Yee 關慧儀 F AEO754 Rep 2010-08-13 2011-05-10
76 Kwan, Ka Po (SFC:AED278) 關嘉寶 AED278 Rep 2007-06-21
77 Kwok, Karen Ka Pik 郭嘉碧 F AFX845 Rep 2005-06-07 2012-07-31
78 Lam, Kit Wah 林潔華 BGJ350 Rep 2015-10-20 2017-09-25
79 Lau, Pei Man Hidy 劉姵妏 AVZ457 Rep 2010-10-05 2018-04-30
80 Lau, Roger Yee Ho 劉以浩 M ASS671 Rep 2010-03-01 2022-09-22
81 Law, Clara Yuet Yee 羅月兒 F ACS196 Rep 2003-06-16 2005-08-10
RO 2005-08-10 2006-02-08
Rep 2006-02-08 2006-04-12
RO 2006-04-12
82 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2009-03-16 2010-03-26
83 Lee, Miu Chi 利妙芝 AYR769 Rep 2012-01-19
84 Lee, Oliver David Graham M BCW949 Rep 2014-02-17 2015-08-27
85 Lee, Sai Yin 李世賢 AFN905 Rep 2007-10-02 2018-05-02
86 Lee, Shiu Kuen 李少娟 AFX333 Rep 2008-09-12 2014-04-27
87 Lee, Wai Fung (SFC:AFU140) 李韋鋒 AFU140 Rep 2003-06-11
88 Lee, Wilson Kwok Wai 李國偉 M AWK840 Rep 2010-12-03 2011-05-28
89 Leung, Rita Siu Ling 梁少玲 ARG354 Rep 2008-09-12 2009-10-24
90 Li, Man Ling (SFC:ADW938) 李蔓玲 ADW938 Rep 2003-04-17
91 Liu, Wai Keung (SFC:AEE248) 廖偉強 AEE248 Rep 2004-10-28
92 Lo, Lai Ha 盧麗霞 AIX153 Rep 2007-08-21
93 Lothian, Scott Alan M ANM176 Rep 2013-09-06 2013-09-06
Rep 2014-05-13 2014-05-14
94 Ludlam, Christopher David M BGV479 Rep 2016-01-25 2016-01-29
Rep 2016-09-05 2016-09-07
95 Lui, David Yin Tat 雷賢達 66 M AAJ229 RO 2009-03-17
Rep 2009-03-17 2016-04-22
96 Lui, Mandy Man Lok 雷敏諾 F BAI757 Rep 2012-11-06 2015-11-14
97 Luk, Kim Ping 陸劍平 ACS638 Rep 2008-08-27 2010-07-30
98 Ma, Calvin Kwai Shing 馬桂承 M APA545 Rep 2010-06-29 2012-05-31
99 Maisonneuve, Virginie Monique F ANA059 Rep 2008-04-11 2008-04-17
Rep 2009-04-06 2009-04-09
Rep 2009-05-13 2009-05-15
Rep 2009-11-16 2013-11-15
100 Marriott, Gavin Brent M ASH807 Rep 2009-01-20 2009-01-24
Rep 2010-11-22 2010-11-25
Rep 2011-03-07 2011-03-11
101 Marsland, John Robert M AZE446 Rep 2012-03-21 2012-03-23
Rep 2013-03-07 2013-03-08
Rep 2013-06-19 2013-06-19
Rep 2013-11-26 2013-11-26
Rep 2014-01-16 2014-01-17
102 Matthews, Timothy Richard M BEJ895 Rep 2014-11-12 2014-11-14
Rep 2015-11-12 2015-11-13
103 McLaughlin, John Gerard (SFC:BDY312) M BDY312 Rep 2014-08-18 2014-08-22
104 Meachem, Laura Anne F BEW673 Rep 2015-01-30 2015-02-17
105 Money, Giles Richard M AXG765 Rep 2011-05-25 2011-05-27
106 Monsen, Thor Kristian Vigso AQV127 Rep 2008-04-15 2009-02-11
107 Mooney, David John Francis 54 M ANW542 Rep 2006-09-07 2006-10-06
108 Moute, Benjamin Daniel Germain 41 M ARP639 Rep 2008-09-29 2010-11-24
109 Ng, Ying Min Grace 吳穎敏 AZZ102 Rep 2012-07-31
110 Pang, Matthew Man Yat 彭文逸 M ANE767 Rep 2015-03-11 2022-09-22
111 Prawitz, Alexander Gunter Peter M AZC709 Rep 2012-03-07 2012-10-17
Rep 2012-11-23 2017-08-28
112 Price, Charles Dominic M AQL465 Rep 2008-02-18 2008-02-25
113 Raman, Ranjiv BAI760 Rep 2012-10-24 2013-01-24
Rep 2013-05-29 2013-05-31
Rep 2013-10-09 2013-10-11
Rep 2014-04-03 2014-04-04
114 Rayon, Lionel Pierre Victor M BGX418 Rep 2016-01-26 2016-01-27
115 Saier, Georges-Arnaud AOT455 Rep 2007-03-28 2007-04-27
116 Schemmann, Sonja APB527 Rep 2007-06-11 2007-07-11
117 Scott, Elisabeth Charlotte F ACI103 RO 2008-04-06
Rep 2008-04-06 2009-12-08
118 See, Thomas M BBT565 Rep 2013-08-26 2013-08-28
Rep 2013-12-04 2013-12-06
Rep 2014-11-12 2014-11-14
Rep 2015-02-04 2015-02-05
Rep 2016-01-25 2016-01-26
119 Sennitt, Richard John M BCC970 Rep 2013-10-21 2013-10-22
120 Serocold, Mark Joseph Pearce M AWI427 Rep 2010-11-23 2012-04-13
121 Shelton, Janan Rebecca BAK851 Rep 2012-11-12 2012-11-12
122 Shen, Jiaojiao 沈嬌嬌 BCM624 Rep 2013-12-16 2018-08-02
123 Shum, Taro Ka Chun 岑嘉俊 ACX489 Rep 2003-06-25
124 Sidani, Rami AVJ147 Rep 2010-06-24 2010-11-24
Rep 2011-02-24 2021-05-17
125 Simler, Justin Paul M AOS379 Rep 2007-03-21 2007-04-21
Rep 2007-10-15 2007-10-31
Rep 2008-07-15 2008-07-18
126 Siu, Samuel Chung Sum 蕭仲森 M ARG336 Rep 2008-08-15 2010-10-15
127 So, Yuk Fong (SFC:AOX343) 蘇玉芳 AOX343 Rep 2011-06-10 2022-03-23
128 Sondhi, Simran AON841 Rep 2007-02-06 2007-03-06
129 Sparks, Wesley Allen AZK654 Rep 2012-05-07 2012-05-08
Rep 2013-02-25 2013-02-26
130 Stanton, Benjamin M AUB177 Rep 2009-11-09 2009-11-13
131 Sze, Pui Kay 施培基 AFA836 Rep 2005-09-02 2014-08-16
132 Tai, Amy Yuk Yi 戴玉儀 F ADT504 Rep 2012-06-15 2023-02-28
133 Taljard, Garth Barry M AXO818 Rep 2011-07-07 2018-12-14
134 Tam, Kit Sai 譚潔茜 AFM299 Rep 2008-06-23
135 Tan, Amina 陳明雅 AGC966 Rep 2003-06-25
136 Tang, Angela On Key 鄧安琪 F AFO588 Rep 2008-08-11 2019-11-15
137 Tang, Wai Chi Ricky 鄧偉志 AUS271 Rep 2011-12-12 2021-05-31
138 Tang, Wai Sen 鄧慧珊 AGD027 Rep 2005-11-11 2010-01-08
139 Taylor, Christopher Neil (SFC:ANP718) M ANP718 Rep 2006-06-30 2006-07-30
140 Tsang, Angela Nga Yan 曾雅恩 F AMG900 Rep 2008-05-20 2021-05-14
141 Tsang, Billy Sze Wai 曾思偉 AIR095 Rep 2004-08-17
142 Tse, Chi Ho (SFC:AEB972) 謝志豪 AEB972 Rep 2006-02-22 2008-02-02
143 Tse, Kam Chuen 謝淦全 BEL960 Rep 2014-11-07 2017-09-05
144 Tung, Lai Kwan 董麗君 AOM604 Rep 2010-12-15
145 Van Der Schaft, Pieter ADW623 Rep 2012-11-28 2014-04-30
146 Van Duren, Tim M BCW818 Rep 2014-02-17 2016-07-04
147 Wade, Keith Martin M APU790 Rep 2007-10-15 2007-10-31
Rep 2007-12-05 2007-12-11
Rep 2009-12-01 2009-12-04
148 Wang, Yingying (SFC:BFA820) 汪莹莹 BFA820 Rep 2015-03-10 2017-07-13
149 Webber, Simon Mark M AOS385 Rep 2007-03-23 2007-04-21
Rep 2007-05-14 2007-06-14
Rep 2008-02-18 2010-11-24
150 Wilson, Thomas George St John M AVI947 Rep 2010-06-22 2010-06-24
151 Wyke, Christopher John (SFC:AOR598) M AOR598 Rep 2007-03-12 2021-04-30
152 Xiao, Yunchao 肖運超 BGP665 Rep 2016-01-04 2018-04-21
153 Yap, Sze Sze 葉絲絲 BAI297 Rep 2012-11-01 2015-05-23
Rep 2016-06-29 2023-05-04
154 Yeung, Ho Yip 楊豪業 AGN028 Rep 2012-10-10 2014-09-20
155 Yip, Sau Wing 葉秀榮 BGI785 Rep 2015-10-15 2015-12-12
156 Yiu, Ken Keung 姚強 M ANH317 Rep 2007-06-01 2010-07-14
157 Yu, Maggie Man Ki 余曼琪 F BGI343 Rep 2015-10-14 2023-06-01
158 Yuen, Man Suet 袁漫雪 AFC145 Rep 2003-06-25
159 Yung, Yuk Chun (SFC:AGG014) 容玉珍 AGG014 Rep 2003-06-25
160 Zhu, Yanlin 朱彥霖 BBT505 Rep 2013-08-21 2017-09-08

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