UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Anderson, Michael James (SFC:ABX611) |
|
M |
ABX611 |
Rep |
|
2005-03-24 |
| 2 |
Beshke, Clarence John |
|
M |
ADS271 |
RO |
|
2010-10-15 |
| 3 |
Blackburn, Andrew James (SFC:AJE473) |
|
M |
AJE473 |
Rep |
2003-09-29 |
2003-12-10 |
| 4 |
Bradshaw, John (SFC:AHC328) |
|
M |
AHC328 |
Rep |
|
2012-03-29 |
| 5 |
Chan, Mark Man Wai 陳孟為 |
|
M |
ABR486 |
Rep |
|
2003-04-09 |
| 6 |
Cheng, Jimmy Min Tat 鄭勉達 |
|
M |
ACV741 |
RO |
|
2005-05-20 |
| 7 |
Chung, Rex Richard Kyuchang |
|
M |
AEI990 |
Rep |
|
2003-06-25 |
| 8 |
Coffeng, John Martinus (SFC:ADJ820) |
|
M |
ADJ820 |
Rep |
|
2010-09-06 |
| 9 |
Combalot, Laurent Benoit Georges |
|
M |
AHC015 |
Rep |
|
2009-05-06 |
| 10 |
Easterbrook, Trevor Stephen |
|
M |
AGX021 |
Rep |
|
2004-02-23 |
| 11 |
Fok, Ronald King Man 霍敬文 |
26 |
M |
AGE025 |
Rep |
|
2018-05-04 |
| 12 |
Ho, Tat Shing 何達成 |
|
|
AHA554 |
Rep |
2003-06-11 |
2003-08-21 |
| 13 |
Ho, Tsz Leung 何子樑 |
|
|
AJD615 |
Rep |
2003-09-02 |
2018-06-05 |
| 14 |
Ho, Yuk (SFC:AJC804) 何旭 |
|
|
AJC804 |
Rep |
2003-08-06 |
2006-03-03 |
| 15 |
Hosie, Neil Cameron |
|
M |
AHQ348 |
Rep |
|
2004-05-28 |
| 16 |
Hsu, Karen Chia Lin 徐嘉琳 |
|
F |
ACO622 |
Rep |
|
2004-02-23 |
| 17 |
Hung, Gary Lok Ming 熊洛銘 |
|
M |
ADY288 |
Rep |
2003-06-11 |
2006-03-04 |
| 18 |
Lam, Hu Yang 林曉陽 |
|
|
ADU633 |
Rep |
2003-06-11 |
2006-09-16 |
| 19 |
Lau, Marcus Chi Chiu 劉志超 |
|
M |
AAC292 |
Rep |
|
2006-06-08 |
| 20 |
Lee, Hyun Jae (SFC:AHN694) 李賢宰 |
|
|
AHN694 |
Rep |
|
2007-04-19 |
| 21 |
Lee, Simon Chun Kit 李俊傑 |
27 |
M |
AHA361 |
Rep |
|
2009-04-22 |
| 22 |
Liew, Yew Wah |
|
|
AET878 |
Rep |
2003-05-06 |
2004-04-28 |
| 23 |
Lim, Meng Phong 林明鳳 |
|
|
AFH049 |
Rep |
|
2017-06-28 |
| 24 |
Melwani, Rajesh Ramesh (SFC:AEU252) |
|
M |
AEU252 |
Rep |
|
2010-01-26 |
| 25 |
Pang, Kenneth Kwok Kit 彭國傑 |
|
M |
AEO731 |
Rep |
2003-06-11 |
2009-04-08 |
| 26 |
Redbourn, Paul Robert (SFC:AFQ906) |
|
M |
AFQ906 |
Rep |
2003-05-14 |
2015-01-28 |
| 27 |
Suen, Benny Hung Kit 孫雄傑 |
|
M |
AIB797 |
Rep |
|
2009-04-22 |
| 28 |
Sum, Hing Man 岑慶文 |
|
|
ABW145 |
Rep |
|
2014-04-11 |
| 29 |
Tan, Lien Seng |
|
|
AFK584 |
Rep |
2003-05-06 |
2005-03-21 |
| 30 |
Tan, Yew Boon 陳友文 |
|
|
AFS647 |
Rep |
2003-05-28 |
2004-05-04 |
| 31 |
Woodland, Emily Jane |
|
F |
AJE851 |
Rep |
2003-10-14 |
2012-03-19 |
| 32 |
Yip, Shuk Ling 葉淑玲 |
|
|
AEA526 |
Rep |
2003-05-06 |
2009-12-03 |
| 33 |
Yoon, Chi Won |
|
|
ACN181 |
Rep |
|
2003-09-15 |
|
|
|
RO |
2003-09-15 |
2005-06-09 |
| 34 |
Zhang, Ning (SFC:AGD246) 張宁 |
35 |
M |
AGD246 |
Rep |
2003-06-03 |
2004-03-11 |
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