Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Liu, Chung Hsun 劉宗勳 | Rep | 2023-09-29 | |||
| 2 | Ho, Andy Tsz Ho 何子浩 | Rep | 2005-09-23 | |||
| 3 | Fung, Cissy 馮婉詩 | F | Rep | 2005-12-29 | ||
| 4 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2006-02-16 | ||
| 5 | Chan, Shun Ho 陳舜河 | Rep | 2007-08-20 | |||
| 6 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2007-08-28 | ||
| 7 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2008-10-27 | ||
| 8 | Mizoguchi, Hironori | Rep | 2009-04-01 | 2022-10-01 | ||
| 9 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | Rep | 2009-08-24 | 2022-02-11 | ||
| 10 | Lai, Chi Man (SFC:APQ351) 賴志文 | Rep | 2009-08-24 | 2022-09-08 | ||
| 11 | Lau, Kelvin Wai Kin 劉偉健 | M | Rep | 2009-08-24 | ||
| 12 | Lee, Kee Siong 李淦祥 | Rep | 2009-08-24 | 2024-03-28 | ||
| 13 | Wan, Maurine 溫慕蓮 | F | Rep | 2009-08-24 | 2023-03-21 | |
| 14 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | Rep | 2009-11-02 | |||
| 15 | Wong, Ka Man (SFC:AEK749) 黃家文 | RO | 2010-03-10 | |||
| 16 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-07-02 | 2022-12-21 | |
| 17 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-07-02 | 2024-03-28 | ||
| 18 | Kwok, Joyce Yik Man 郭奕妏 | F | Rep | 2010-08-31 | ||
| 19 | Woo, Lam Hay 胡林熙 | Rep | 2010-09-17 | 2022-11-16 | ||
| 20 | Choi, Hyung Wook 崔亨旭 | Rep | 2010-10-15 | |||
| 21 | Grose, George Francis | M | Rep | 2010-11-10 | ||
| 22 | Xue, Fei (SFC:ASP680) 薛菲 | Rep | 2010-12-02 | |||
| 23 | Oka, Hironori | RO | 2011-06-20 | |||
| 24 | Shum, Charles Cheok I 沈卓爾 | M | Rep | 2012-06-07 | ||
| 25 | Qi, Xiaoliang 齊晓亮 | Rep | 2012-10-09 | 2024-03-25 | ||
| 26 | Xiong, Li (SFC:BAI988) 熊力 | Rep | 2012-11-15 | |||
| 27 | Yeung, Anna Pui Fung 楊佩鳳 | F | Rep | 2013-06-03 | 2024-03-14 | |
| 28 | Matsumoto, Jeffrey Yuji | M | RO | 2013-07-04 | 2021-11-01 | |
| 29 | Parker, Henry Roger Jacques | 39 | M | Rep | 2013-07-22 | 2022-08-31 |
| 30 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | Rep | 2013-08-19 | ||
| 31 | Ip, Chit Yin 葉捷賢 | Rep | 2013-09-02 | |||
| 32 | Chan, Adrian Kin Chung 陳建中 | M | Rep | 2014-01-06 | 2023-03-21 | |
| 33 | Makino, Akiko | F | Rep | 2014-01-06 | 2024-03-28 | |
| 34 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | Rep | 2014-01-07 | 2022-09-14 | ||
| 35 | Lai, Chu Hang 黎曙衡 | Rep | 2014-01-21 | |||
| 36 | Lai, Kar Hei Carlton 黎家禧 | Rep | 2014-07-28 | |||
| 37 | Cudia, Celso S. 邱明傑 | Rep | 2014-09-01 | 2024-03-01 | ||
| 38 | Tsang, Andrew Chiu Yin 曾昭然 | M | Rep | 2014-09-29 | ||
| 39 | Hirose, Wataru | Rep | 2014-10-20 | |||
| 40 | Liu, Moshi 劉墨石 | Rep | 2014-11-14 | |||
| 41 | Sasaki, Shinichi 佐佐木伸一 | RO | 2014-12-19 | 2022-06-15 | ||
| 42 | Tsutsumi, Atsushi | Rep | 2015-04-27 | 2023-04-25 | ||
| 43 | Chan, Cynthia Hoi Kay 陳凱琪 | F | Rep | 2015-06-15 | 2024-03-14 | |
| 44 | Tomiyama, Takuya 富山卓也 | M | Rep | 2015-06-18 | ||
| 45 | Lo, Ilona Ching Man 羅靜敏 | F | Rep | 2015-06-22 | ||
| 46 | Kim, Jason Sung | M | Rep | 2015-07-13 | ||
| 47 | Bradley, Joseph (SFC:BEB455) | M | Rep | 2015-08-18 | ||
| 48 | Hirasaki, Koji 平崎晃史 | Rep | 2015-08-19 | |||
| 49 | Shen, Janet Wei Ling 沈慧玲 | F | RO | 2015-09-29 | ||
| 50 | Chiang, Wei-Chih 江威志 | Rep | 2016-01-06 | |||
| 51 | Souleyman, Jan | RO | 2016-02-04 | |||
| 52 | Duan, Hong (SFC:ADE819) 段宏 | RO | 2016-05-03 | 2022-04-01 | ||
| 53 | Chen, Wen Ling (SFC:BGI467) 陳玟伶 | RO | 2016-06-08 | 2023-06-03 | ||
| 54 | Yeung, Calson Kar Tsun 楊家駿 | M | Rep | 2016-06-23 | ||
| 55 | Lai, Gavin Ka Wai 黎家瑋 | M | Rep | 2016-07-07 | ||
| 56 | Hattori, Shoichi | Rep | 2016-12-09 | 2021-12-06 | ||
| 57 | Yuan, Ke (SFC:BIV268) 袁可 | Rep | 2017-01-09 | 2022-12-30 | ||
| 58 | Pampapathi, Vinay Kumar | M | Rep | 2017-03-21 | ||
| 59 | Kobayashi, Yosuke 小林洋介 | M | Rep | 2017-05-09 | ||
| 60 | Lin, Wei-Ting 林蔚婷 | Rep | 2017-06-28 | |||
| 61 | Cork, Craig William 黃光程 | M | Rep | 2017-08-08 | 2023-12-13 | |
| 62 | Iokibe, Jiro | RO | 2017-08-16 | 2024-05-03 | ||
| 63 | Ho, Cho Ming Jonathan 何祖銘 | M | Rep | 2017-08-18 | 2023-03-21 | |
| 64 | Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 | Rep | 2017-09-08 | 2022-01-07 | ||
| 65 | Hetherington, John Charles 夏嶺東 | M | RO | 2017-09-13 | ||
| 66 | Xian, Chuping 冼楚平 | RO | 2017-10-09 | 2024-03-28 | ||
| 67 | Jenn, Marc Steven | M | RO | 2017-12-05 | ||
| 68 | Pan, Jiazhou 潘加州 | Rep | 2018-01-08 | |||
| 69 | Carter, Damon (SFC:BEO225) | M | RO | 2018-01-29 | ||
| 70 | Sakamoto, Ryoh | Rep | 2018-03-01 | 2023-11-10 | ||
| 71 | Chan, Yee (SFC:BMQ543) 陳儀 | Rep | 2018-04-12 | |||
| 72 | Fujii, Takashi (SFC:BMV173) | M | Rep | 2018-05-25 | 2022-05-17 | |
| 73 | Ng, Siu Hong (SFC:BCK507) 吳肇康 | Rep | 2018-05-31 | 2023-12-21 | ||
| 74 | Yanagi, Akira 柳明 | Rep | 2018-07-10 | 2021-10-11 | ||
| 75 | Leung, Robin Chun Yin 梁俊諺 | Rep | 2018-07-25 | |||
| 76 | Chung, Andrew Yan Yee 鍾欣餘 | 48 | M | Rep | 2018-09-10 | 2022-02-16 |
| 77 | Hu, Sha (SFC:BMO300) 胡莎 | Rep | 2018-11-06 | |||
| 78 | Chan, Pok Hei 陳博曦 | Rep | 2018-12-06 | 2023-03-03 | ||
| 79 | Lai, Karl Gar Ho 黎家豪 | M | Rep | 2018-12-06 | 2022-02-16 | |
| 80 | Wong, Wai Kin (SFC:BOB036) 王維健 | Rep | 2019-01-30 | |||
| 81 | Yip, Man Hon 葉文瀚 | Rep | 2019-05-06 | |||
| 82 | Terasawa, Satoshi | M | Rep | 2019-05-24 | 2022-04-01 | |
| 83 | Ng, Terry (SFC:BOJ797) 伍嘉朗 | Rep | 2019-05-27 | 2022-12-21 | ||
| 84 | Uemura, Ryuta 上村隆太 | Rep | 2019-06-25 | 2022-04-08 | ||
| 85 | Ni, Bintuo 倪滨拓 | Rep | 2019-07-03 | |||
| 86 | Yang, Haodong 楊昊東 | Rep | 2019-07-03 | 2022-08-06 | ||
| 87 | Ding, Zixuan 丁紫璇 | Rep | 2019-08-01 | 2023-06-10 | ||
| 88 | Lau, Pauline Hor Yan 劉可恩 | F | Rep | 2019-10-11 | ||
| 89 | Yabe, Ryota 矢部亮太 | RO | 2019-11-28 | 2022-06-22 | ||
| 90 | Yamaguchi, Yusuke 山口悠介 | Rep | 2019-12-06 | 2022-02-23 | ||
| 91 | Mizobata, Mari | Rep | 2020-03-23 | |||
| 92 | Xu, Manrui 徐曼睿 | Rep | 2020-04-06 | 2024-03-28 | ||
| 93 | Zeng, Siyang 曾斯揚 | Rep | 2020-05-06 | 2024-03-14 | ||
| 94 | Zhang, Yunfang (SFC:BHY180) 張云芳 | Rep | 2020-06-02 | |||
| 95 | Horiai, Koji 堀合晃嗣 | RO | 2020-07-10 | |||
| 96 | Mizuno, Kosuke | RO | 2020-07-14 | |||
| 97 | Ho, Tsz Lok (SFC:BPW940) 何子樂 | Rep | 2020-07-23 | |||
| 98 | Wu, Ronald Ching Ho 胡程皓 | M | Rep | 2020-08-10 | 2021-11-26 | |
| 99 | Zheng, Yumeng (SFC:BQJ772) 鄭雨萌 | Rep | 2020-11-11 | 2023-06-30 | ||
| 100 | Wang, Guohan (SFC:BQL057) 王國晗 | Rep | 2020-11-20 | 2023-04-04 | ||
| 101 | Nie, Zhuofei 聶卓非 | Rep | 2021-01-04 | |||
| 102 | Ma, Kaiyi 馬鍇漪 | Rep | 2021-03-18 | |||
| 103 | Wu, Chenguang 鄔辰光 | Rep | 2021-03-18 | |||
| 104 | Lau, Pok Yui 劉博睿 | Rep | 2021-04-21 | 2022-03-03 | ||
| 105 | Terada, Wataru | Rep | 2021-05-24 | 2023-06-30 | ||
| 106 | Tsang, Kei Yan 曾紀昕 | Rep | 2021-07-15 | 2021-12-03 | ||
| 107 | Yang, Bei (SFC:AVV546) 楊北 | Rep | 2021-07-15 | 2022-07-04 | ||
| 108 | Zhao, Kai (SFC:BRJ377) 趙凱 | Rep | 2021-07-15 | 2022-05-21 | ||
| 109 | Inoue, Yoshihiro 井上義大 | Rep | 2021-07-26 | 2021-10-19 | ||
| 110 | Takata, Reita 高田麗太 | Rep | 2021-07-26 | |||
| 111 | Lau, Rebecca Ching Yee 劉靜儀 | F | Rep | 2021-08-03 | ||
| 112 | Lai, Yan Tung 黎欣彤 | Rep | 2021-08-17 | 2023-03-31 | ||
| 113 | Fujikura, Takashi | M | Rep | 2021-08-18 | 2023-11-13 | |
| 114 | Chai, Win Lock | Rep | 2021-08-19 | 2023-04-17 | ||
| 115 | Liu, Xiaohong (SFC:AGC636) 劉曉紅 | RO | 2021-08-19 | 2022-06-17 | ||
| 116 | Tan, Minling 譚敏鈴 | Rep | 2021-08-23 | 2024-03-14 | ||
| 117 | Kato, Nobutaka | Rep | 2021-08-27 | 2021-11-26 | ||
| 118 | Takahashi, Ryuji | Rep | 2021-08-30 | 2024-03-11 | ||
| 119 | Cheung, Suk Mun 張淑敏 | Rep | 2021-09-23 | 2024-03-08 |
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