UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Au, Alexander Pak Cheung 區柏祥 | 30 | M | AKP472 | Rep | 2004-05-18 | 2008-03-11 |
2 | Beshke, Clarence John | M | ADS271 | RO | 2005-05-20 | ||
Rep | 2005-05-20 | 2009-03-24 | |||||
3 | Blackburn, Andrew James (SFC:AJE473) | M | AJE473 | Rep | 2003-09-29 | 2003-12-10 | |
4 | Bradshaw, John (SFC:AHC328) | M | AHC328 | Rep | 2005-03-24 | ||
5 | Chan, Brian Hon Kei 陳漢基 | M | AKI936 | Rep | 2004-04-15 | 2009-04-22 | |
6 | Cheng, Jimmy Min Tat 鄭勉達 | M | ACV741 | RO | 2007-04-28 | ||
7 | Chu, Peter | M | AIR824 | Rep | 2004-08-06 | 2007-02-23 | |
8 | Coffeng, John Martinus (SFC:ADJ820) | M | ADJ820 | Rep | 2009-06-10 | ||
9 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2005-07-08 | 2005-11-29 | |
Rep | 2005-11-29 | 2009-05-06 | |||||
10 | Donnelly, Anthony Michael | M | AKX161 | Rep | 2004-07-06 | 2005-06-29 | |
11 | Easterbrook, Trevor Stephen | M | AGX021 | Rep | 2004-02-23 | ||
12 | Fok, Ronald King Man 霍敬文 | 29 | M | AGE025 | Rep | 2005-03-24 | |
13 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
14 | Hong, Shaw-Shiun 洪紹勛 | ALC783 | Rep | 2004-08-20 | 2009-04-22 | ||
15 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2007-04-19 | |||
16 | Lee, Samuel Man Fat 李萬發 | 37 | M | ADR824 | Rep | 2004-12-03 | 2009-09-05 |
17 | Lee, Simon Chun Kit 李俊傑 | 30 | M | AHA361 | Rep | 2009-04-22 | |
18 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
19 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | AEU252 | Rep | 2009-03-13 | ||
20 | Ng, Kwong Man 吳光民 | AME704 | Rep | 2005-07-04 | 2008-03-15 | ||
21 | Pal, Andrew Leslie | M | AKW574 | Rep | 2004-06-24 | 2014-04-12 | |
22 | Pang, Kenneth Kwok Kit 彭國傑 | M | AEO731 | RO | 2005-05-19 | 2009-04-08 | |
23 | Park, Min | AFA670 | RO | 2004-07-29 | 2009-04-15 | ||
24 | Pitts, Greenfield Spenceley | ANM515 | Rep | 2006-06-29 | 2007-02-01 | ||
25 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
26 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | AIH670 | Rep | 2005-04-07 | 2009-04-06 | ||
27 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2004-03-19 | 2008-04-30 | |
28 | Yoon, Chi Won | ACN181 | RO | 2003-09-15 | 2005-06-09 | ||
Rep | 2005-06-09 | 2016-07-25 |
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