HSBC Global Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2007 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, King Lun 區景麟 |
48 |
M |
ABL820 |
RO |
|
2008-08-01 |
| 2 |
Chan, Cecilia Po Chi 陳寶枝 |
|
F |
ACD290 |
RO |
2006-03-10 |
2023-11-30 |
| 3 |
Chan, Fiona Nga Yee 陳雅儀 |
|
F |
ADZ146 |
Rep |
|
2008-05-07 |
| 4 |
Chau, Lydia Wing Yu 周穎愉 |
|
F |
ACP445 |
Rep |
|
2021-09-17 |
| 5 |
Chen, Arthur Bing Lam 陳炳霖 |
|
M |
AMK226 |
Rep |
2005-08-26 |
2013-10-28 |
| 6 |
Cheung, Michelle Wei Sze 張慧詩 |
|
F |
ANW214 |
Rep |
2006-09-01 |
2008-09-30 |
| 7 |
Cheung, Wai Ying (SFC:AOV443) 張慧盈 |
|
|
AOV443 |
Rep |
2007-04-27 |
2008-10-02 |
| 8 |
Chow, Charles 周灼健 |
|
M |
ANH153 |
Rep |
2006-04-18 |
2014-11-30 |
| 9 |
Crivelli, Patrick Marcel |
|
M |
ANB909 |
Rep |
2006-02-28 |
2012-06-28 |
| 10 |
Fu, Felix Chi Pui 符致培 |
|
|
ANU385 |
Rep |
2006-08-25 |
2011-09-16 |
| 11 |
Fung, Honyu 馮漢宇 |
|
|
AIN693 |
Rep |
|
2014-05-09 |
| 12 |
Goldfeld, Leon |
|
M |
AED561 |
RO |
2004-09-09 |
2010-06-18 |
| 13 |
Ha, Ka Yan 夏嘉欣 |
|
|
ANK949 |
Rep |
2006-06-30 |
2007-12-14 |
| 14 |
Ha, Michael Cheuk Wah 夏卓華 |
|
M |
ABZ431 |
Rep |
|
2011-05-11 |
| 15 |
Hau, Winnie Wai Yin 侯慧賢 |
|
F |
AAO493 |
RO |
2006-01-18 |
2011-07-29 |
| 16 |
Hsieh, Yuk Chun 佘玉真 |
|
|
ACA339 |
Rep |
|
2010-10-28 |
| 17 |
Kan, Isabelle Pui Ling 簡佩玲 |
|
F |
AOE059 |
Rep |
2006-11-15 |
2008-09-25 |
| 18 |
Kang, Mi Jung |
|
|
ADI436 |
Rep |
2004-10-21 |
2012-02-29 |
| 19 |
Khoo, Pui Wun 丘培煥 |
35 |
F |
AGO218 |
Rep |
2006-08-16 |
2007-11-23 |
| 20 |
Ko, Wai Man 高偉文 |
|
|
AMH681 |
Rep |
2005-07-29 |
|
| 21 |
Ko, Yvonne Chi Yuen 高志遠 |
|
F |
AJJ561 |
Rep |
2005-05-12 |
2007-06-08 |
| 22 |
Kwong, Wing Man 鄺穎文 |
|
|
AFC448 |
Rep |
2003-05-19 |
2007-09-14 |
| 23 |
Lai, Amy Pui Ming 黎沛明 |
|
F |
AHG510 |
Rep |
2005-08-01 |
2011-11-14 |
| 24 |
Lai, Siu Yan (SFC:ACI867) 賴少忍 |
|
|
ACI867 |
Rep |
|
2012-03-27 |
| 25 |
Lam, Bonnie Po Yee 林寶儀 |
|
F |
AAH069 |
RO |
2006-04-12 |
2014-04-01 |
| 26 |
Lam, Leilani Sai Ki 林世淇 |
|
|
ACC235 |
Rep |
|
2011-12-12 |
| 27 |
Lam, Martin Thanh |
|
M |
AOB912 |
Rep |
2006-10-31 |
2008-09-26 |
| 28 |
Lau, Priscilla Pui Sze 劉沛思 |
|
F |
AFW717 |
Rep |
2007-02-23 |
2010-09-06 |
| 29 |
Law, Nerida Jane |
|
F |
AOH090 |
Rep |
2006-12-07 |
2008-05-21 |
| 30 |
Lee, Andrew Shu Yan 李樹仁 |
|
M |
AFP239 |
Rep |
2005-01-06 |
2010-09-20 |
| 31 |
Lee, Cristi Boon-Yee 李本儀 |
|
|
ADY920 |
Rep |
2005-05-18 |
2008-09-11 |
| 32 |
Lee, Euisup 李宜燮 |
|
|
AOC912 |
Rep |
2006-11-01 |
2007-11-27 |
| 33 |
Lee, Hubert Wai Hon 李威漢 |
|
M |
AGI659 |
Rep |
2006-04-11 |
2021-09-10 |
| 34 |
Lee, Mathew Shih Hao 利仕豪 |
|
M |
AMN727 |
Rep |
2006-10-19 |
2013-03-15 |
| 35 |
Lee, Mei Ling (SFC:AFR791) 李美玲 |
|
|
AFR791 |
Rep |
2005-01-15 |
2008-08-08 |
| 36 |
Lee, Suen Chun 李選進 |
|
|
AGR377 |
RO |
2003-12-18 |
2013-01-31 |
| 37 |
Leung, Lap Wai (SFC:ALN045) 梁立偉 |
|
|
ALN045 |
Rep |
2004-11-30 |
2011-06-30 |
| 38 |
Leung, Po Chun 梁寶珍 |
|
|
AEY251 |
Rep |
2005-03-23 |
2013-06-19 |
| 39 |
Leung, Sandra Tsui San 梁翠珊 |
|
F |
ADG928 |
Rep |
2003-11-04 |
2010-04-30 |
| 40 |
Li, Cecil Chi Yan 李志仁 |
|
M |
ALF525 |
Rep |
2004-09-08 |
|
| 41 |
Li, Shuk Ling 李淑玲 |
|
|
AMJ572 |
Rep |
2005-09-09 |
2021-07-19 |
| 42 |
Loaring, Kristie Choi Man 沈賽文 |
|
|
AFD355 |
RO |
2006-07-10 |
2011-11-29 |
| 43 |
Mak, Ka Yee (SFC:AEQ948) 麥家儀 |
|
|
AEQ948 |
Rep |
|
2008-07-31 |
| 44 |
Maldonado-Codina, Guillermo Eduardo 馬浩德 |
|
M |
AFS654 |
Rep |
|
2011-09-19 |
| 45 |
Mok, Philip Wan Yu 莫韻餘 |
|
M |
AAK403 |
Rep |
2003-05-06 |
2010-06-28 |
| 46 |
Mung, Wing Kee 蒙榮基 |
|
|
AGO031 |
Rep |
|
|
| 47 |
Ng, Grace Wing Sze 吳穎詩 |
|
F |
AGW637 |
Rep |
2006-05-23 |
2008-11-28 |
| 48 |
Ng, Kwok Hung (SFC:ACL451) 吳國雄 |
|
|
ACL451 |
Rep |
|
2011-06-22 |
| 49 |
Ngai, Lai Wah 倪麗華 |
|
|
AEW048 |
Rep |
|
2008-06-30 |
| 50 |
Pai, Husan 白浩森 |
|
|
ACR544 |
Rep |
|
2010-06-28 |
| 51 |
Seto, Spencer W |
|
M |
ANU367 |
Rep |
2006-09-04 |
2012-05-31 |
| 52 |
Sin, Cathy Ka Yee 冼加兒 |
|
F |
AOA553 |
Rep |
2006-10-03 |
2016-02-05 |
| 53 |
So, Tony Chun Chung 蘇振中 |
|
M |
ACT588 |
Rep |
|
|
| 54 |
Spence, Susannah Mary |
|
F |
AAK751 |
RO |
2006-01-18 |
2019-08-13 |
| 55 |
Tsang, Karen Sze Wai 曾思慧 |
|
F |
AFN688 |
Rep |
2004-11-03 |
2020-07-21 |
| 56 |
Tsang, Sin Man (SFC:AFO918) 曾倩雯 |
|
|
AFO918 |
Rep |
|
2010-05-31 |
| 57 |
Tse, Cecilia Kam Sum 謝琴心 |
|
F |
AIO056 |
Rep |
|
2008-09-25 |
| 58 |
Tse, Patrick Kwok Shing 謝國誠 |
|
M |
AMX789 |
Rep |
2006-01-16 |
2013-02-28 |
| 59 |
Tucker, Robert Denis |
|
M |
ALZ927 |
Rep |
2005-05-25 |
2009-09-23 |
| 60 |
Valadao, Mark Paul |
36 |
M |
ALZ929 |
Rep |
2005-05-25 |
2007-06-22 |
| 61 |
Wong, Amelia Ngar Men 黃雅雯 |
|
F |
AEX263 |
Rep |
2005-02-04 |
2007-10-05 |
| 62 |
Wong, Eldora Suet King 王雪瓊 |
|
|
AOE058 |
Rep |
2006-11-15 |
2007-07-03 |
| 63 |
Wong, Jennifer Hsiu Hui 黃秀慧 |
|
F |
ANE206 |
Rep |
2006-03-27 |
2009-06-27 |
| 64 |
Wong, Joyce Wen Mee 王穎薇 |
|
F |
AGF478 |
Rep |
2004-03-12 |
2009-12-14 |
| 65 |
Wong, Richard Chi Lung 黃子驊 |
|
M |
ABP922 |
Rep |
|
2011-01-28 |
| 66 |
Wu, Yee Lun 鄔依倫 |
|
|
ANT779 |
Rep |
2006-08-08 |
2011-02-11 |
| 67 |
Yuen, Polly Po Yee 阮寶儀 |
|
|
AOE182 |
Rep |
2006-11-17 |
2011-11-04 |
| 68 |
Zhong, Shan (SFC:AJN966) 鍾山 |
|
|
AJN966 |
Rep |
2005-09-07 |
2011-05-17 |
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