Goldman Sachs Investment Management Hong Kong Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Armstrong, Paul Ralph M AAT564 Rep 2004-12-23 2009-01-19
2 Chan, Chuak Hoan 陳澤鴻 AFN605 RO 2007-11-09
3 Chan, Edith Ka Wai 陳嘉慧 F AMC667 Rep 2005-06-22 2006-08-25
4 Chan, Ho Pok 陳浩博 AOV557 Rep 2007-04-24 2008-10-16
5 Chan, Kelly Tung Mui 陳冬梅 F ADQ100 Rep 2005-12-23
6 Chan, Pui Kwan (SFC:ALF667) 陳佩君 ALF667 Rep 2004-09-13 2006-05-28
7 Chan, Shek Ping 陳錫萍 AFS352 Rep 2006-05-02 2008-11-06
8 Chang, Li (SFC:APD249) 常立 APD249 Rep 2007-06-27 2010-01-23
9 Chao, Kimberly Gar Lei 周嘉莉 ASF125 Rep 2008-12-31 2011-04-21
10 Chau, Devan Sze Wan 鄒思韻 AMH270 Rep 2006-08-31 2013-07-05
11 Chau, Suma Ho Ching 仇顥晴 APV578 Rep 2007-10-16 2008-06-07
12 Cheah, Wei Teik AIR150 Rep 2006-05-24
RO 2006-05-24 2010-08-01
13 Chen, Jing Yi 陳靜宜 ARN454 Rep 2008-08-20 2009-03-13
14 Chen, Wei-Hung ACK844 Rep 2007-12-13 2011-12-01
15 Chiu, Hon Lung 趙漢龍 AGW556 Rep 2004-05-13 2012-05-18
16 Cho, Mabel Ki Po 曹紀寶 F AOH365 Rep 2007-01-18 2010-03-26
17 Choi, Pik Chi 蔡碧芝 ADW996 Rep 2007-08-01 2013-07-05
18 Chung, Kelly Kar Lee 鍾嘉莉 AMY786 Rep 2006-01-27 2012-08-06
19 Chung, Yuen Sheung 鍾婉嫦 ALA454 Rep 2008-09-11 2008-11-15
20 Foo, Adrian Tiang Hock 41 M AIT063 Rep 2003-04-25 2004-06-08
21 Fu, Ming Hon 符明漢 APH718 Rep 2007-07-23 2008-07-16
22 Gunns, Christopher Michael Adrian M APC679 Rep 2007-06-21 2008-11-14
23 Ha, Ka Yan 夏嘉欣 ANK949 Rep 2008-01-09 2011-06-17
24 Har, Vivian 夏慧芸 AIR309 Rep 2007-07-23 2008-07-19
25 Ho, Benny Tak Ming 何德明 M AJH567 Rep 2004-01-06 2006-05-09
RO 2006-05-09 2007-08-15
26 Ho, Chee Hau 何志浩 ALF705 Rep 2004-09-13 2005-06-06
27 Ho, Edwina Mei Ling 何美玲 F AEK540 Rep 2006-03-21 2008-10-11
28 Ho, Shaw Yann 何少燕 ANW530 Rep 2007-05-25 2011-04-20
29 Hoekstra, Douwe Johannes M AQM398 Rep 2008-02-11 2010-05-19
30 Huang, Kuan-Po 黃冠博 APW011 Rep 2007-10-17 2008-08-30
31 Hui, Kin Wai (SFC:AOX998) 許健偉 AOX998 Rep 2007-05-25 2010-05-08
32 Hui, Wei Ming 許慧明 AFD939 Rep 2012-08-10
33 Ip, Sum Sum 葉森森 ADE695 Rep 2006-05-04
34 Jansen, Rolandus Gerardus Wilhelmus ALL780 Rep 2004-11-23 2010-07-01
35 Kang, Melissa Su Yi 江素儀 F ARN456 Rep 2008-08-20 2011-03-21
36 Kim, Hai Joung 金會中 ARX093 Rep 2008-11-25 2009-07-13
37 Kim, Joel AIL394 Rep 2003-06-10 2010-02-24
38 Ko, Gregory Adam 高泳鍇 M AIR727 Rep 2005-07-11 2011-04-15
39 Lacis, Edmunds Janis ACQ607 Rep 2008-08-28 2008-10-06
RO 2008-10-06 2013-07-26
40 Laosomboon, Pramote AUL681 Rep 2010-01-04 2010-09-01
41 Lau, Chun Yu (SFC:ANK121) 劉振宇 ANK121 Rep 2007-10-18 2008-10-17
42 Lee, Flora Hoi Ling 李凱玲 F AOM524 Rep 2007-01-25 2011-07-22
43 Lee, Jacqueline Hwai On 李懷安 F ALB953 Rep 2004-08-12 2007-08-24
44 Lee, Jian Xiang APW890 RO 2008-01-08 2008-11-14
45 Lee, Julia Siu Lie 李紹莉 F AEO838 Rep 2009-07-07 2012-12-14
46 Leung, Chin Hung 梁展鴻 ANF148 Rep 2006-03-23 2007-01-31
47 Leung, Kin Fai 梁健輝 ABE420 Rep 2012-03-14
48 Leung, Pui Man (SFC:AMC685) 梁佩雯 AMC685 Rep 2005-06-16 2007-06-07
49 Li, Jing (SFC:AMU237) 李京 AMU237 Rep 2007-07-31 2011-10-28
50 Li, Kathy (SFC:AGW424) 李嘉怡 F AGW424 Rep 2004-01-03
51 Li, Vincent Ho Fai 李浩暉 M ANW827 Rep 2006-09-05 2011-09-29
52 Lim, Eng Seng 林永成 ANW831 Rep 2006-09-05 2006-11-03
53 Liu, Dan Dan (SFC:AFJ903) 劉丹丹 AFJ903 Rep 2007-06-28 2011-03-21
54 Liu, Qi (SFC:AJO302) 劉琦 AJO302 Rep 2004-03-23 2006-07-14
55 Lou, Nathalie Choi Chi 劉賽枝 AGH565 Rep 2007-05-31 2008-11-15
56 Mak, Chun Bond 麥俊邦 AIY650 Rep 2007-12-04 2009-04-01
57 Matson, Timothy Thomas M AHC409 Rep 2003-05-21 2003-09-22
RO 2003-09-22 2004-05-15
Rep 2004-05-24 2009-10-31
58 Mok, Pui Man (SFC:ANF295) 莫佩雯 ANF295 Rep 2006-03-24 2006-07-21
59 Ng, Ching Han 伍靜嫺 AEZ033 Rep 2008-03-20 2011-06-02
60 Ng, Herman Chi Tin 吳志天 M ASQ359 Rep 2009-04-02 2011-07-08
61 Ng, Stephen (SFC:APV980) 吳俊亨 M APV980 Rep 2007-10-17 2008-11-14
62 Niu, Ruolei (SFC:APZ539) 牛若磊 APZ539 Rep 2007-11-13 2010-05-15
63 Nolan, Christian Timothy M ARP119 Rep 2008-09-08 2009-01-30
64 Pica, Justin Primo M AOX125 Rep 2007-05-11 2010-04-24
65 Poon, Kit Ching 潘傑晶 APF554 Rep 2008-02-25 2008-03-07
66 Ramanathan, Shriram AMZ988 Rep 2006-02-02 2009-10-31
67 Reyes, Jose Michael Ignacio M APA377 Rep 2007-06-01 2011-11-18
68 Ryan, Christopher John (SFC:ADH094) M ADH094 RO 2008-02-01
69 Sanyal, Bratindra Saran ALF293 Rep 2004-09-06 2012-06-15
70 Simons, Robert-Jan AMY784 Rep 2006-01-25 2006-09-29
71 Singh, Prashant (SFC:ARH654) ARH654 Rep 2008-07-11 2011-11-18
72 So, Benjamin Kei Cheong 蘇圻錩 M AOY056 Rep 2007-05-22 2008-04-02
73 Tan, Dao Gyng 陳道烱 APH716 Rep 2007-07-27 2009-08-01
74 Tan, Siew Ching 陳小晶 AQN988 Rep 2008-02-25 2010-04-24
75 Thakkar, Rajeev Ramesh M ASD054 Rep 2008-12-02 2009-07-02
76 Toovey, Nicholas Richard M AEE614 Rep 2003-10-31 2008-04-21
RO 2008-04-21 2010-02-01
77 Tsang, Billy Sze Wai 曾思偉 AIR095 Rep 2005-08-30 2010-03-20
78 Tsang, Ka Man (SFC:AFR181) 曾嘉敏 AFR181 Rep 2004-06-21 2006-08-18
79 Van Buuren, Bastiaan Jeroen M AIL165 Rep 2004-11-05
Rep 2009-07-29 2010-02-05
80 Van Vliet, Willem Gustaaf Stephan M AMR979 Rep 2005-11-09 2006-06-20
81 Vandeville, Betty Yvonne Gusta Mathilde F ATS636 Rep 2009-09-14 2010-07-24
82 Venes, Carolus Franciscus Arnoldus M ANH724 Rep 2006-04-24 2008-06-14
83 Wai, Regina Yui-Kwan 韋乙君 F AFA133 Rep 2007-07-30 2008-11-14
84 Wan, Charles Bradley (SFC:ARE664) 尹澤淳 M ARE664 Rep 2008-06-16 2011-03-21
85 Wang, Ming Yuan 王銘元 AGI951 Rep 2003-07-07 2008-02-25
86 Wharton, Jonathan Matthew M ASH868 Rep 2009-02-03 2010-03-20
87 Wijono, Rizal 黃日昌 ADT339 Rep 2007-09-18
88 Woo, Alan Kai Lun 胡啟倫 M AOD009 Rep 2006-11-01 2007-02-05
89 Wu, Edward (SFC:AQF070) M AQF070 Rep 2007-12-28 2010-04-01
90 Yang, Chong Wey 楊宗煒 ALG140 Rep 2004-09-20 2005-01-25
RO 2005-01-25 2009-01-31
91 Yang, Xiaoyu (SFC:ANW832) 楊曉煜 ANW832 Rep 2006-09-05 2010-07-01
92 Yiu, Wai Ho (SFC:APR883) 姚偉浩 APR883 Rep 2009-10-27 2011-10-21
93 Yoon, Harold Steven 45 M AMB594 Rep 2005-06-20 2005-09-19
94 Yu, Sandra Ka Yee 余嘉儀 F AGC563 Rep 2007-07-30 2010-07-28

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