Sino-Rich Securities & Futures Limited 中順證券期貨有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Au Yeung, Tsz Fung 歐陽子鋒 AQG706 Rep 2008-02-28 2012-12-05
2 Au, Kwong Hoi 區光海 ABM765 RO 2010-11-17 2016-05-06
3 Budihardjo, Wilhelm Soeharsono 沈振偉 M ACJ251 RO 2011-08-22
4 Chan, Andrew Wing Shing 陳永成 M ABT087 Rep 2009-12-04
5 Chan, Felex Wan Wong 陳運煌 AWO651 Rep 2011-02-09 2012-12-10
6 Chan, Ka Yee (SFC:AJA765) 陳嘉儀 AJA765 Rep 2003-07-29 2007-08-29
Rep 2007-10-16 2017-04-27
7 Chan, Kin Ming (SFC:AAI262) 陳建明 AAI262 Rep 2003-08-22
8 Chan, Yik Fung 陳奕豐 APL959 Rep 2007-10-10 2009-03-12
9 Chau, Keith Hon Kit 周漢傑 M AAZ939 Rep 2004-02-12
10 Chau, Kwong Lui 鄒光磊 AUI437 Rep 2011-09-15 2013-10-08
11 Cheng, Harrie Kwok Wing 鄭國榮 AAW476 Rep 2007-10-02
12 Cheung, Barry Kwok Wing 張國榮 M ABM132 Rep 2009-08-07 2010-11-17
RO 2010-11-17 2011-09-30
13 Cheung, Kam Wah (SFC:AGM866) 張錦華 AGM866 Rep 2006-04-03 2019-03-01
14 Cheung, Kin Fai (SFC:AAE990) 張建輝 AAE990 Rep 2003-05-27
Rep 2005-03-21 2005-11-03
15 Cheung, Wing Yan (SFC:AMM076) 張詠欣 AMM076 Rep 2005-11-01 2006-08-04
16 Chik, Upton Pui Cheong 戚培昌 AEF322 Rep 2005-04-12 2005-06-20
17 Chiou, Jerry 邱志哲 62 M ADV931 RO 2005-09-17 2006-06-28
18 Chow, Chi Hang (SFC:AMN648) 周智行 AMN648 Rep 2005-11-14 2011-07-18
19 Chow, Gigi Tak Chi 周德芝 F AXK090 Rep 2011-07-14 2013-01-31
20 Chow, Kenneth Pak Lin 周伯年 M AGA548 Rep 2005-09-20 2022-03-09
21 Chu, Lap Yin 朱立賢 ARH142 Rep 2009-07-14 2010-02-24
22 Gong, Hua (SFC:AQB146) 龔華 AQB146 Rep 2008-09-08 2009-04-02
23 Ho, Cho Ki 何祖祈 ARB955 Rep 2011-11-16 2012-03-09
24 Hong, Fanny Suet Kei 項雪琦 F AXD247 Rep 2011-07-21 2012-05-29
25 Hu, Jinhuan 胡金環 AQV787 Rep 2008-11-07 2009-04-22
26 Lai, Chun Keung (SFC:AGO011) 賴俊強 AGO011 Rep 2011-09-15 2012-03-26
27 Lau, Vincent Chi Kin (SFC:AHA572) 劉子堅 M AHA572 Rep 2009-08-05 2009-08-31
28 Law, Kok Yu (SFC:ALS149) 羅玨瑜 ALS149 Rep 2005-03-08 2005-05-04
29 Lee, Wai Yee (SFC:AMX278) 李慧兒 AMX278 Rep 2006-02-20 2006-10-26
30 Lee, Yin Man (SFC:ARB818) 李彥文 ARB818 Rep 2008-06-16 2012-12-07
31 Lee, Yiu Chung 李耀宗 AAH579 Rep 2006-03-15 2006-08-01
32 Lee, Yiu Ming (SFC:AQM056) 李耀明 AQM056 Rep 2008-03-12 2008-12-29
33 Leung, Ka Yiu (SFC:AQL241) 梁家耀 AQL241 Rep 2008-03-26 2015-04-14
34 Leung, Tak Ki 梁德其 AAH581 Rep 2005-10-07
Rep 2005-11-03 2019-09-20
35 Liu, Sai Kwong 廖世光 AAC402 Rep 2004-10-14 2004-11-15
RO 2004-11-15 2011-12-02
36 Loh, Yiu Fai 陸耀輝 ABN692 Rep 2009-05-06 2009-05-29
37 Lui, Jimme Shu Wing 呂樹榮 AAF765 Rep 2007-10-25 2008-11-30
38 Ma, Man Hon 馬文瀚 APH454 Rep 2011-06-21 2013-06-23
39 Ma, Pak Chuen 馬伯全 AQP687 Rep 2009-07-30 2017-04-27
40 Mui, Samuel Chok Wah 梅作華 53 M ABX544 Rep 2006-11-10 2007-04-02
41 Ng, Chau Po 吳秋寶 AMI195 Rep 2011-06-16 2012-02-17
42 Ng, Jeffrey Ka Fai 吳家輝 M AIR483 Rep 2007-05-29 2007-06-11
Rep 2008-03-27 2009-01-14
43 Ng, Ka Kit (SFC:AFB257) 吳家傑 AFB257 Rep 2007-05-31
44 Ng, Philip Chi Kin 伍志堅 ASW468 Rep 2009-04-27 2010-05-12
45 Ng, Wai Man (SFC:ACH939) 吳偉文 ACH939 Rep 2007-05-22 2007-11-16
46 Ng, Wai Yu (SFC:ANP282) 吳慧如 ANP282 Rep 2006-08-16 2007-05-14
47 Ngai, Ling Kwan 魏令君 ACN663 Rep 2008-12-02 2024-05-01
48 Poon, Mike Ho Man 潘浩文 39 M AFP074 RO 1999-10-13 2014-05-30
49 Shing, Yan (SFC:AMH385) 盛欣 AMH385 Rep 2011-03-21 2015-11-13
50 Siu, Wai Kit (SFC:AFM549) 蕭偉杰 AFM549 Rep 2009-06-15 2009-06-30
51 So, Raymond 蘇利民 M AEY942 RO 2005-09-17 2007-10-14
52 Sy, Francois M AWX507 Rep 2011-12-22 2012-09-06
53 Tong, King Tim 唐勁添 M ADO334 Rep 2007-08-28 2008-06-16
54 Tse, Cheuk Kit 謝卓傑 ARA303 Rep 2011-04-11 2012-05-31
55 Tse, Jude Cheung Fat 謝祥發 AAY431 Rep
56 Tsoi, Nelson Yue Shing 蔡如星 M AAD067 Rep 2008-10-29 2011-11-30
57 Tsun, Tracy Chui Shan 秦翠珊 F AXV579 Rep 2011-08-19
58 Wong, Chun Yeung (SFC:AQO492) 汪峻楊 AQO492 Rep 2008-04-09 2009-05-22
59 Wong, Dickie (SFC:AFE019) 黃德几 AFE019 Rep 2005-08-25 2009-01-05
60 Wong, Hong Sing 黃康鋮 ABX116 Rep 2007-08-14 2008-09-30
61 Wong, Wah (SFC:AID279) 黃樺 AID279 Rep 2005-04-18
62 Wong, Yee Wing 黃懿榮 AAW749 Rep 2004-11-17 2005-04-01
63 Wong, Ying Wai (SFC:ACH319) 王英偉 ACH319 Rep 2006-08-21 2007-03-15
64 Yip, Kirk Ho Man 葉浩文 M AQN832 Rep 2009-08-17 2010-05-04
65 Yung, Tak Po 翁德寶 ABP578 RO 2001-11-16 2004-12-13
66 Zhong, Hui (SFC:AMN649) 鍾暉 36 F AMN649 Rep 2005-11-04 2010-11-30
67 Zhu, Jin (SFC:ATB725) 朱瑾 ATB725 Rep 2009-06-19 2013-08-29

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