HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 An, Xuemei 安雪梅 AQU951 Rep 2008-07-08 2010-08-09
2 Ao, Di 敖迪 AUB994 Rep 2009-12-03 2014-05-16
3 Chak, Samuel Ka Fai 翟家輝 M AMX582 Rep 2011-02-11 2011-02-24
RO 2011-02-24 2011-09-01
4 Chan, Amy (SFC:AEY768) 陳安薇 F AEY768 Rep 2011-12-28 2012-02-07
5 Chan, Chun Fung 陳俊峰 ARD430 Rep 2010-11-23 2012-07-06
6 Chan, Hung Ping 陳鴻平 ATG911 Rep 2011-09-30 2011-12-10
7 Chan, Lai Ming (SFC:AOD290) 陳麗明 AOD290 Rep 2008-10-03 2009-07-08
8 Chan, Lok Fung (SFC:AUR102) 陳樂峰 AUR102 Rep 2011-12-16 2012-03-01
9 Chan, Vincent Sai Yee 陳世義 M ABM105 Rep 2010-12-08 2011-01-25
RO 2011-01-25 2012-07-06
10 Chan, Yik Lun 陳奕倫 AOR284 Rep 2011-05-12 2012-09-11
11 Chen, Lingshan (SFC:AXG028) 陳玲珊 AXG028 Rep 2011-05-13 2013-01-31
12 Chen, Wen-Chung 陳文聰 AEB983 Rep 2010-09-13 2010-09-29
RO 2010-09-29 2011-01-14
13 Chen, Ying (SFC:AXC899) 陳瑩 AXC899 Rep 2011-04-19 2013-01-07
14 Chen, Yu (SFC:AQS372) 陳裕 AQS372 Rep 2008-05-30 2013-03-20
15 Cheung, Fei Chau 張菲洲 AGC679 Rep 2011-09-27 2012-03-30
16 Chu, Simon Wing Him 朱穎謙 M AVX942 Rep 2010-10-18 2012-06-11
17 Ding, Er 丁爾 AWS221 Rep 2011-02-09 2011-05-15
18 Ding, Zhiqiang 丁志強 ARR414 Rep 2008-11-27 2011-05-13
19 Du, Qingwen 杜清雯 ATB497 Rep 2010-01-18 2017-11-04
20 Fan, Winndie Mei Ki 范美琪 APO240 Rep 2007-10-05 2011-03-10
21 Fan, Yunfeng 范云凤 AQA838 Rep 2011-02-11 2014-08-27
22 Fong, Mabel Sum Wun 方心媛 AVS888 Rep 2011-06-17 2012-02-01
23 Gu, Mingming (SFC:AXR152) 顧明明 AXR152 Rep 2011-08-10 2012-10-18
24 Ha, Wilson Ho Yin 夏浩賢 M AVT247 Rep 2010-10-14 2011-05-15
25 Hu, Yang (SFC:ATX835) 胡楊 ATX835 Rep 2009-11-11 2011-02-07
26 Hu, Yong (SFC:AUZ497) 胡永 AUZ497 Rep 2010-05-27 2015-01-30
27 Huang, Li Min (SFC:AQW347) 黃麗敏 AQW347 Rep 2008-07-08 2016-02-24
28 Huang, Lihua (SFC:ATH748) 黃鸝華 ATH748 Rep 2009-12-30 2014-12-24
29 Huang, Yong (SFC:ATH192) 黃勇 ATH192 Rep 2009-09-02 2010-08-16
30 Hui, Lung Kei 許龍基 APJ521 Rep 2011-09-12 2013-08-14
31 Jiang, Jiwei 姜繼威 AQY202 Rep 2008-07-08 2010-02-25
RO 2010-02-25 2014-05-22
32 King, Alex Tat Hung 金達鴻 ABT987 Rep 2011-12-20 2012-04-13
33 Kong, Ming Fai 江明輝 ADZ902 RO 2007-04-04 2009-10-11
34 Lam, Cheuk Fung (SFC:ADW995) 林卓峯 ADW995 RO 2007-04-04 2011-01-05
Rep 2011-01-05 2011-03-10
35 Lam, Siu Ting (SFC:AVT290) 林少婷 AVT290 Rep 2010-10-14 2015-06-26
36 Lau, Iki Pak Yu 劉柏妤 AQY422 Rep 2009-10-08 2009-11-23
37 Lee, Daisy Sze Wai 李思慧 F ATM807 Rep 2011-04-21 2011-08-11
38 Lee, Kai Ming (SFC:AAH316) 李啟明 AAH316 Rep 2011-01-07 2014-04-30
39 Lee, Pui Man (SFC:AQQ430) 李佩雯 AQQ430 Rep 2009-07-15 2009-09-25
40 Lei, Xiaoyun 雷曉雲 AXL389 Rep 2011-07-05 2014-01-08
41 Leung, Chun Wa (SFC:AJF048) 梁晉華 AJF048 Rep 2010-11-09 2011-05-13
42 Leung, Hon Kuen 梁漢權 ATM775 Rep 2010-12-08 2012-08-20
43 Leung, Pui 梁佩 AEK184 Rep 2011-08-17 2016-03-17
44 Li, Zheng (SFC:AQA465) 李崢 AQA465 Rep 2008-01-31 2008-04-10
45 Liang, Juntao 梁俊濤 AQC828 Rep 2011-12-15 2014-05-18
46 Lin, Huayong (SFC:AVR191) 林華勇 AVR191 Rep 2010-10-12 2014-04-17
47 Liu, Keung (SFC:AQT307) 廖強 AQT307 Rep 2009-11-20 2015-07-03
48 Liu, Wanyun 劉萬雲 AUE706 Rep 2009-12-28 2010-06-28
49 Lung, Tak Wing 龍德榮 AAG270 Rep 2009-12-04 2010-12-07
50 Man, Kam Fai 文錦輝 ADG019 RO 2009-06-22 2015-03-22
51 Mok, Chiu Hung 莫招雄 AOJ448 Rep 2009-10-20 2011-05-09
52 Ng, Ka Ling 吳嘉玲 ANK544 Rep 2007-06-08 2008-09-30
53 Pak, Chi Wing 白志頴 AGM852 Rep 2010-08-30 2011-09-09
54 Pak, Suet Ho 白雪皓 ARO062 Rep 2011-02-15 2012-12-13
55 Peng, Mei 彭媚 ATX628 Rep 2009-12-17 2012-02-29
56 Qiu, Yang (SFC:AXD385) 邱陽 AXD385 Rep 2011-05-05 2014-10-31
57 Qiu, Zhengwei 邱正威 ASZ607 Rep 2011-09-06 2014-12-31
58 Sham, Kai Him (SFC:AVN092) 岑啟謙 AVN092 Rep 2011-07-13 2014-12-01
59 Sima, Xuefang 司馬雪放 AQM636 Rep 2008-04-01 2008-09-08
60 Sit, Ka Yun 薛家潤 ANQ894 Rep 2009-07-17 2011-05-15
61 Siu, Sendy So Fun 蕭素芬 ADB652 Rep 2011-02-25 2012-05-30
62 So, Ignatius Hon Wai 蘇漢煒 M AMF449 Rep 2010-12-02 2011-06-27
63 Song, Yangzhou 宋洋洲 AOK810 RO 2007-04-04 2013-09-24
64 Tang, Xiaolei (SFC:AWS220) 湯小雷 AWS220 Rep 2011-04-21 2016-03-21
65 Tang, Zhi (SFC:AWW136) 唐志 AWW136 Rep 2011-04-21 2016-02-24
66 Tse, Soo Lai 謝素麗 AIC206 Rep 2010-06-10 2011-01-05
67 Tze, Hei 紫曦 AWQ683 Rep 2011-01-19 2011-01-28
68 Wong, Chin Pang (SFC:AFU569) 黃展鵬 AFU569 Rep 2011-02-07 2011-03-09
RO 2011-03-09 2013-02-01
69 Wong, Chun (SFC:ANL995) 黃俊 M ANL995 Rep 2011-09-12 2012-10-05
70 Wong, Chun Lun 王俊麟 AQE929 Rep 2009-07-15 2016-02-05
71 Wong, Yee Hing (SFC:AAF918) 黃綺卿 AAF918 Rep 2009-11-23 2009-12-28
RO 2009-12-28 2011-01-05
72 Woo, Kathin Siu Ling 鄔笑玲 ACL598 Rep 2011-07-11 2014-12-05
73 Wu, Hiu Man 鄔曉敏 AGO828 Rep 2010-12-02 2011-06-27
74 Yang, Shengkang (SFC:AXF785) 楊聖康 AXF785 Rep 2011-05-13 2013-01-07
75 Ye, Zuobin (SFC:AWK611) 葉作斌 AWK611 Rep 2010-12-13 2011-05-05
76 Yeung, On Lit 楊安烈 AQE939 Rep 2010-12-08 2012-09-21
77 Yu, Shek Lun 余石麟 ATQ882 Rep 2011-03-14 2013-05-08
78 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2011-06-20 2012-01-12
79 Yuen, Lai King 袁麗琼 ASU024 Rep 2009-11-16 2011-03-10
80 Zhang, Xiaosi 張曉思 AWI146 Rep 2010-12-08 2014-05-16
81 Zhang, Yong (SFC:ANI719) 張勇 ANI719 RO 2009-05-25 2014-05-16
82 Zheng, Xiaobin 鄭曉斌 ASI312 Rep 2009-02-26 2016-03-17

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