Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chai, Yan 柴妍 | ASG320 | Rep | 2009-01-14 | 2010-01-31 | ||
| 2 | Chan, Hui 曾輝 | APR220 | Rep | 2010-07-26 | 2013-06-08 | ||
| 3 | Chan, Kim Kim Ling 陳劍陵 | 42 | M | AFE208 | Rep | 2010-04-12 | 2010-05-24 |
| RO | 2010-05-24 | 2013-03-23 | |||||
| 4 | Chan, Sze Man (SFC:AIC279) 陳詩敏 | AIC279 | Rep | 2010-07-09 | 2011-10-14 | ||
| 5 | Chang, Jack (SFC:ARS401) | M | ARS401 | Rep | 2008-10-15 | 2009-10-15 | |
| 6 | Chang, Kuang Wei 張光緯 | AYG339 | Rep | 2011-10-14 | 2015-04-18 | ||
| 7 | Chang, Ludwig | M | AFH012 | Rep | 2006-07-10 | 2007-07-31 | |
| 8 | Chang, Shuo-Fong 張碩峯 | AQE954 | Rep | 2008-02-13 | 2009-05-08 | ||
| 9 | Chang, Wen Hui (SFC:ATW265) 張文慧 | ATW265 | Rep | 2009-09-28 | 2011-10-14 | ||
| 10 | Chang, Yi Chiun 張憶群 | AUZ931 | Rep | 2010-04-12 | 2010-12-03 | ||
| 11 | Chen, Beini (SFC:ASG301) 陳蓓妮 | ASG301 | Rep | 2009-01-14 | 2009-09-01 | ||
| 12 | Chen, Chih Yu (SFC:ARS400) 陳治宇 | ARS400 | Rep | 2008-10-15 | 2009-10-21 | ||
| 13 | Chen, Li-Fong 陳豊丰 | AOX090 | Rep | 2009-04-30 | 2011-10-14 | ||
| 14 | Chen, Xiaoyan (SFC:AVY039) 陳曉燕 | AVY039 | Rep | 2010-09-20 | 2012-04-28 | ||
| 15 | Chen, Zhong Wei 陳仲偉 | AMM502 | Rep | 2009-02-13 | 2009-09-14 | ||
| 16 | Cheng, Charles Yo-chuan 鄭又銓 | M | ALG172 | Rep | 2008-11-14 | 2010-07-01 | |
| 17 | Cheung, Jasmine Lok Hang 張樂恆 | F | AIN696 | Rep | 2003-10-16 | 2004-08-19 | |
| 18 | Cheung, Wai Hung (SFC:AUN717) 章偉鴻 | AUN717 | Rep | 2010-01-29 | 2012-09-29 | ||
| 19 | Chiang, Shih-Wei 江仕偉 | AKS603 | RO | 2004-07-02 | 2005-11-15 | ||
| 20 | Cho, Larry Yui Kwan 曹銳焜 | M | ALQ596 | Rep | 2009-11-20 | 2010-05-15 | |
| Rep | 2010-07-02 | 2011-05-23 | |||||
| 21 | Chum, Michael Hon Wang 覃漢宏 | 48 | M | AEA451 | RO | 2006-07-08 | 2012-12-01 |
| 22 | Chung, Christine Jui Mei 鍾瑞美 | F | AEJ588 | RO | 2006-07-08 | 2007-12-31 | |
| Rep | 2009-11-16 | 2009-12-23 | |||||
| RO | 2009-12-23 | 2012-09-01 | |||||
| 23 | Clarke, Daniel Patrick | M | ALB224 | Rep | 2008-12-05 | 2009-10-20 | |
| 24 | Ding, Jing Wei 丁經緯 | ASG310 | Rep | 2009-01-20 | 2009-06-09 | ||
| 25 | Dunham, Christopher Mark | M | ANU648 | Rep | 2009-04-28 | 2009-08-05 | |
| RO | 2009-08-05 | 2012-04-26 | |||||
| 26 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2006-01-26 | 2009-01-19 | |
| 27 | Fan, Lai Kwan 范勵君 | APU298 | Rep | 2010-06-09 | 2010-09-04 | ||
| 28 | Fu, Hsiang Chuan 傅祥銓 | ALR024 | Rep | 2009-01-08 | 2010-06-02 | ||
| 29 | Gin, Kevin Hoey Kwan Hoong 許錕鴻 | M | AVL241 | Rep | 2010-07-07 | 2011-10-14 | |
| 30 | Gu, Lingwei 顧玲蔚 | AVH529 | Rep | 2010-06-08 | 2012-04-28 | ||
| 31 | Hill, Liam Patrick | M | AKI975 | Rep | 2008-10-15 | 2008-12-20 | |
| 32 | Ho, King Hang 何景行 | AAF005 | Rep | 2010-02-24 | 2010-08-26 | ||
| RO | 2010-08-26 | 2012-09-29 | |||||
| 33 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-10-27 | |||
| 34 | Hsu, Pei 徐培 | AGF149 | Rep | 2003-10-22 | 2004-06-09 | ||
| RO | 2004-06-09 | 2004-11-09 | |||||
| 35 | Hsu, Yi-Ju 徐怡如 | APK835 | Rep | 2009-02-25 | 2009-10-31 | ||
| 36 | Hu, Xiaoyan (SFC:AVK473) 胡小燕 | AVK473 | Rep | 2010-06-25 | 2012-06-29 | ||
| 37 | Huang, Yung-Chao 黃勇超 | AHK485 | Rep | 2011-03-21 | 2012-02-01 | ||
| 38 | Hung, Michael Siu Chun 洪小駿 | M | AGA524 | Rep | 2011-11-14 | 2012-10-09 | |
| 39 | Jackson, Katie Mary | F | ALA502 | Rep | 2011-08-19 | 2018-06-14 | |
| 40 | Jiang, Jun (SFC:AYE728) 蔣鈞 | AYE728 | Rep | 2011-10-04 | 2011-11-08 | ||
| 41 | Kiang, Li Li 姜麗莉 | AMF565 | Rep | 2010-10-20 | 2011-10-29 | ||
| 42 | Kung, Te-Yi 孔德儀 | ASW868 | Rep | 2009-04-30 | 2009-10-15 | ||
| 43 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2005-04-28 | 2008-11-25 | ||
| Rep | 2009-11-23 | 2019-11-21 | |||||
| 44 | Kwok, Samuel Ming Sum 郭銘琛 | M | AVL823 | Rep | 2010-07-09 | 2014-07-04 | |
| 45 | Lai, Anthony King Yan 黎敬恩 | 39 | M | AGA420 | Rep | 2011-10-31 | 2012-01-17 |
| RO | 2012-01-17 | 2012-12-01 | |||||
| 46 | Lam, Chi Hsin 林志興 | ALO052 | Rep | 2010-03-05 | 2012-08-16 | ||
| 47 | Lam, Terence Joe Cho Ying 林祖瀛 | 51 | M | ABW710 | RO | 2004-04-28 | |
| RO | 2012-05-25 | 2013-06-08 | |||||
| 48 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2008-09-12 | 2018-06-27 | |
| 49 | Lehner, Charles Warren Jr | M | AWI800 | Rep | 2010-11-19 | 2011-06-24 | |
| 50 | Leung, Richard Chi Wing 梁志榮 | M | APZ101 | Rep | 2009-03-13 | 2009-04-17 | |
| 51 | Li, Chiu Yee 李昭儀 | AJY016 | Rep | 2010-04-27 | 2013-03-07 | ||
| 52 | Li, Fang (SFC:AOR995) 厲放 | 54 | F | AOR995 | Rep | 2007-03-19 | 2013-12-05 |
| 53 | Li, Hongbin (SFC:AYY392) 李洪斌 | AYY392 | Rep | 2012-02-03 | 2012-08-30 | ||
| 54 | Li, Min (SFC:ASU506) 李敏 | ASU506 | Rep | 2009-04-23 | 2012-03-24 | ||
| 55 | Liang, William Wei Jen 梁維仁 | M | AGU673 | Rep | 2009-08-03 | 2010-03-05 | |
| RO | 2010-03-05 | 2011-09-30 | |||||
| 56 | Lin, Li Yu (SFC:AHT091) 林麗玉 | AHT091 | Rep | 2004-07-19 | 2008-11-25 | ||
| 57 | Lin, Yen Jie 林彥傑 | ALC987 | Rep | 2004-11-08 | 2005-10-12 | ||
| RO | 2005-10-12 | 2009-02-12 | |||||
| 58 | Lin, Yu Hong 林妤虹 | ATS207 | Rep | 2009-09-11 | 2011-06-02 | ||
| 59 | Liu, Jia (SFC:ASH678) 劉佳 | ASH678 | Rep | 2009-02-18 | 2009-04-10 | ||
| 60 | Liu, Ken Wu 劉耕吾 | M | APQ644 | Rep | 2008-11-17 | 2010-01-31 | |
| 61 | Liu, Mei Shan 廖美珊 | F | ATI925 | Rep | 2009-07-20 | 2010-05-01 | |
| 62 | Liu, Ren (SFC:ASH680) 劉韌 | ASH680 | Rep | 2009-01-16 | 2010-05-22 | ||
| 63 | Liu, Shusheng 劉淑生 | AZJ892 | Rep | 2012-04-26 | 2012-11-28 | ||
| 64 | Liu, Wen-Yu 劉文昱 | ASA033 | Rep | 2009-04-09 | 2009-11-30 | ||
| 65 | Liu, Yi (SFC:ATR118) 劉禕 | ATR118 | Rep | 2009-09-02 | 2011-03-26 | ||
| 66 | Liu, Yixuan (SFC:ATQ883) 劉怡軒 | ATQ883 | Rep | 2009-08-28 | 2012-08-30 | ||
| 67 | Liu, Yu-Chi 劉毓綺 | AJE119 | Rep | 2003-10-27 | 2004-04-27 | ||
| 68 | Lo, Chih-peng 羅志鵬 | ARE530 | Rep | 2008-07-24 | 2009-02-12 | ||
| RO | 2009-02-12 | 2010-02-09 | |||||
| Rep | 2010-02-09 | 2010-04-01 | |||||
| Rep | 2010-06-10 | 2010-11-03 | |||||
| 69 | Lo, Kit Ming 盧潔明 | ACG022 | Rep | 2011-01-18 | 2022-03-04 | ||
| 70 | Lu, Yiwen (SFC:AYY014) 陆怡雯 | AYY014 | Rep | 2012-02-02 | 2012-07-01 | ||
| 71 | Ma, Vicky V. | F | ASM274 | Rep | 2009-02-27 | 2010-02-26 | |
| 72 | Ma, Xiaowen 馬曉文 | ASG314 | Rep | 2009-01-20 | 2010-04-14 | ||
| 73 | Markovich, Boris | M | ASG330 | Rep | 2009-01-19 | 2009-06-02 | |
| RO | 2009-06-02 | 2010-05-01 | |||||
| 74 | Ming, Ming-Hsia 明明霞 | ATO860 | Rep | 2009-08-24 | 2011-04-07 | ||
| 75 | Ming, Shu (SFC:ASH318) 明舒 | ASH318 | Rep | 2009-01-16 | 2010-04-08 | ||
| 76 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2009-09-18 | |||
| 77 | Mui, Kay Boon 梅基本 | AAJ763 | Rep | 2010-11-17 | 2013-06-08 | ||
| 78 | Ng, Ka Fuk 吳嘉福 | ABM509 | Rep | 2009-07-09 | 2011-11-30 | ||
| RO | 2011-11-30 | 2018-08-23 | |||||
| 79 | Nie, Shengshen 聶晟申 | AVL824 | Rep | 2010-07-09 | 2012-04-03 | ||
| 80 | Nissen, Charles Peter Alexander | 28 | M | ASI132 | Rep | 2009-02-25 | 2011-10-21 |
| 81 | Poon, Ming Pui 潘明培 | M | AAF320 | Rep | 2009-08-06 | 2009-11-02 | |
| RO | 2009-11-02 | 2011-04-21 | |||||
| 82 | Qian, Shenglei 錢晟磊 | ASG325 | Rep | 2009-01-14 | 2011-01-14 | ||
| 83 | Qian, Shoulu 錢守璐 | AXK688 | Rep | 2011-06-10 | 2012-12-01 | ||
| 84 | Shek, Winnie Po Wan 石寶雲 | F | ADY724 | Rep | 2009-10-12 | 2010-12-06 | |
| 85 | Shi, Lin (SFC:AMF516) 石琳 | AMF516 | Rep | 2009-03-02 | 2009-05-11 | ||
| 86 | Shih, Po-Cheng 施伯承 | ARK095 | Rep | 2008-09-04 | 2009-07-17 | ||
| 87 | Sun, Koon Kwan 辛冠群 | ALL054 | Rep | 2012-04-26 | 2013-12-20 | ||
| 88 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2009-02-26 | 2010-08-10 | ||
| RO | 2010-08-10 | 2012-03-24 | |||||
| 89 | Tan, Kim Chong 陳金崇 | ANT749 | Rep | 2009-12-03 | 2012-03-24 | ||
| 90 | Tan, Ming Yi 陳銘億 | AVH984 | Rep | 2010-06-09 | 2013-04-10 | ||
| 91 | Tan, Wee Lee (SFC:AQI099) 陳偉利 | AQI099 | Rep | 2010-11-04 | 2011-12-10 | ||
| 92 | Tang, Yuwen (SFC:AZG141) 湯昱文 | AZG141 | Rep | 2012-03-28 | 2012-08-04 | ||
| 93 | Tsai, Chiu Hsun 蔡秋洵 | AQS647 | Rep | 2008-05-05 | 2009-07-16 | ||
| 94 | Tsai, Hsin Yi 蔡心怡 | AXV938 | Rep | 2011-08-12 | 2012-06-18 | ||
| 95 | Tsang, Tak Chi 曾德芝 | ADV457 | Rep | 2009-11-23 | 2011-06-15 | ||
| RO | 2011-06-15 | 2012-09-01 | |||||
| 96 | Tseng Kuo, Jorge | AQW616 | Rep | 2008-05-21 | 2008-11-11 | ||
| 97 | Tseng Kuo, Juan | AJL228 | Rep | 2008-09-26 | 2009-10-20 | ||
| 98 | Tsui, Yau Wan 徐幼雲 | AAP144 | Rep | 2011-10-26 | 2013-06-08 | ||
| 99 | Wai, Kwai Fong 韋桂芳 | AWQ619 | Rep | 2011-01-14 | 2012-09-29 | ||
| 100 | Wan, David Ngar Yin 溫雅言 | 52 | M | ABH754 | RO | 2004-02-06 | 2010-10-01 |
| 101 | Wan, Joyce Nga Yee 溫雅怡 | F | AOH920 | Rep | 2010-01-25 | 2015-06-14 | |
| 102 | Wan, Wei (SFC:ASH820) 萬煒 | ASH820 | Rep | 2009-01-20 | 2010-01-31 | ||
| 103 | Wang, Cong (SFC:ATW842) 王聰 | ATW842 | Rep | 2009-10-02 | 2011-05-23 | ||
| 104 | Wang, Jin (SFC:AVY040) 王瑾 | AVY040 | Rep | 2010-09-20 | 2012-04-28 | ||
| 105 | Wang, Kuan Jan 王冠然 | AXK690 | Rep | 2011-06-13 | 2012-11-16 | ||
| 106 | Wen, Hsin Wei 聞歆瑋 | AJK591 | Rep | 2004-03-18 | 2004-09-18 | ||
| 107 | Wertheimer, Richard Miles | M | ACT127 | Rep | 2006-05-03 | 2009-01-07 | |
| RO | 2009-01-07 | 2009-09-30 | |||||
| 108 | Wong, Arthur Chi To 黃志滔 | M | ANK679 | Rep | 2008-09-17 | 2014-04-30 | |
| 109 | Wong, Johnny Kin Man 黃建文 | M | ACI033 | Rep | 2009-03-13 | 2012-11-16 | |
| 110 | Wong, Ka Yau 黃嘉佑 | AHL492 | Rep | 2009-12-11 | 2010-03-23 | ||
| 111 | Wong, Kam Wah (SFC:AHG506) 黃錦華 | 35 | M | AHG506 | Rep | 2010-04-12 | 2010-05-31 |
| RO | 2010-05-31 | 2013-04-08 | |||||
| 112 | Wong, Kwok Wai (SFC:AOY613) 黃國威 | AOY613 | Rep | 2009-09-02 | 2010-04-25 | ||
| 113 | Wong, Siu Wai (SFC:AAY168) 黃瀟慧 | AAY168 | Rep | 2010-07-06 | 2011-09-24 | ||
| 114 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2008-09-16 | 2009-08-11 | ||
| RO | 2009-08-11 | 2012-01-01 | |||||
| 115 | Wu, Hung-Ting 吳洪霆 | ARS402 | Rep | 2008-10-15 | 2009-02-20 | ||
| 116 | Wu, Jie (SFC:ASH801) 吳杰 | ASH801 | Rep | 2009-01-16 | 2010-01-31 | ||
| 117 | Wu, Rong (SFC:ASH827) 吳蓉 | ASH827 | Rep | 2009-01-16 | 2012-04-29 | ||
| 118 | Wu, Zheng (SFC:ASH677) 吳正 | ASH677 | Rep | 2009-02-13 | 2009-03-11 | ||
| 119 | Wun, Duncan Wai Yee 溫偉儀 | 48 | M | AAD933 | Rep | 2009-08-28 | 2010-07-13 |
| RO | 2010-07-13 | 2017-05-27 | |||||
| 120 | Xu, Ting (SFC:ASK490) 徐挺 | ASK490 | Rep | 2009-02-09 | 2009-03-11 | ||
| 121 | Yan, Zhixiong (1970) 嚴志雄 | 42 | M | ARI511 | Rep | 2009-02-02 | 2011-09-03 |
| 122 | Yang, Cheng-Yuan 楊鎭源 | AYE730 | Rep | 2011-10-04 | 2012-05-15 | ||
| 123 | Yang, Te Hau 楊得灝 | AIC882 | Rep | 2006-07-10 | 2007-11-30 | ||
| RO | 2007-11-30 | 2011-03-04 | |||||
| Rep | 2011-03-04 | 2016-10-25 | |||||
| 124 | Yeung, Lai Man (SFC:AWP881) 楊麗雯 | AWP881 | Rep | 2011-01-11 | 2012-09-29 | ||
| 125 | Young, Ti-Sheng 楊滌生 | ABD503 | Rep | 2009-03-26 | 2009-08-31 | ||
| RO | 2009-08-31 | 2010-03-05 | |||||
| Rep | 2010-03-05 | 2010-04-01 | |||||
| 126 | Yu, Peng (SFC:ASH304) 于芃 | ASH304 | Rep | 2009-02-13 | 2009-03-11 | ||
| 127 | Zhao, Sharon Chang 趙嫦 | F | ARN679 | Rep | 2011-01-21 | 2012-06-29 | |
| 128 | Zhao, Zhenyi 趙振毅 | AVV675 | Rep | 2010-09-02 | 2012-07-01 | ||
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