Neuberger Berman Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bao, Hui Ying 鮑慧穎 | AQH585 | Rep | 2011-11-11 | 2015-06-13 | ||
| 2 | Bloomfield, David John (SFC:BAU224) | M | BAU224 | Rep | 2013-01-21 | 2013-10-23 | |
| 3 | Boon, Yan Taw 溫演道 | AXQ380 | Rep | 2013-11-05 | 2022-09-29 | ||
| 4 | Chan, Christy Wai Nga 陳慧雅 | F | AQG586 | Rep | 2013-09-11 | 2020-05-11 | |
| 5 | Chan, Kwan Ho (SFC:APN775) 陳鈞浩 | APN775 | Rep | 2014-06-12 | 2022-12-16 | ||
| 6 | Chan, Pui Kwan (SFC:ALF667) 陳佩君 | ALF667 | Rep | 2014-06-23 | |||
| 7 | Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 | AEQ438 | Rep | 2014-06-16 | 2020-12-04 | ||
| 8 | Chong, Sue Ching 張素菁 | F | AQN999 | Rep | 2008-04-23 | 2014-07-01 | |
| 9 | Chow, Tak Yen 周得賢 | ASE465 | Rep | 2008-12-23 | 2011-08-12 | ||
| 10 | Choy, Elina Elaine Yee Ling 蔡懿翎 | F | AMX707 | Rep | 2014-02-04 | 2017-02-01 | |
| 11 | Chung, Tak Wai (SFC:AMM043) 鍾德偉 | 37 | M | AMM043 | Rep | 2008-12-18 | 2009-02-02 |
| 12 | Du, Yanyi 杜延奕 | AGB123 | Rep | 2012-09-24 | 2017-04-28 | ||
| 13 | Dutray, Benjamin Guillaume Marie | M | AND843 | Rep | 2008-04-23 | 2008-06-16 | |
| 14 | Edwards, Antony James (1967) | 47 | M | AAW726 | Rep | 2009-10-13 | 2009-12-01 |
| RO | 2009-12-01 | 2011-05-30 | |||||
| 15 | Gan, Ying 干迎 | AXZ691 | Rep | 2011-10-19 | 2017-04-28 | ||
| 16 | Gao, Xinyu (SFC:AYW246) 高新宇 | AYW246 | Rep | 2012-02-03 | 2017-04-28 | ||
| 17 | Gunns, Christopher Michael Adrian | M | APC679 | Rep | 2010-02-17 | 2011-06-24 | |
| 18 | Hao, Lei (SFC:ANX528) 郝雷 | ANX528 | Rep | 2008-12-18 | 2009-06-30 | ||
| 19 | Henchman, Jason Christopher D. | M | AMS676 | RO | 2010-05-31 | 2024-07-25 | |
| 20 | Ho, Dominic Pui Fung 何沛峰 | M | ARF686 | Rep | 2011-05-19 | 2011-07-11 | |
| 21 | Hoar, Nicholas John Francis | 47 | M | AXR713 | Rep | 2011-08-25 | 2011-11-25 |
| Rep | 2011-11-28 | 2012-03-21 | |||||
| RO | 2012-03-21 | 2022-07-29 | |||||
| 22 | Holzherr, Thomas Markus | M | AVS009 | Rep | 2012-06-01 | 2025-01-31 | |
| 23 | Ingham, Fredrick Roy | M | APP053 | Rep | 2008-04-23 | 2012-03-23 | |
| 24 | Jiang, Bo (SFC:AWD081) 姜博 | AWD081 | Rep | 2012-05-07 | 2015-07-11 | ||
| 25 | Ke, Wei (SFC:BAR240) 柯伟 | BAR240 | Rep | 2013-01-09 | 2017-04-28 | ||
| 26 | Kwan, Herbert Wing Fung | M | ANX520 | Rep | 2008-12-18 | 2009-03-10 | |
| 27 | Kwok, Roy Shun Keung 郭舜強 | M | AQI400 | Rep | 2008-04-23 | 2008-10-24 | |
| 28 | Lau, Wing Chung (SFC:ANG393) 劉穎聰 | ANG393 | Rep | 2008-04-23 | 2011-03-14 | ||
| 29 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | AOP097 | Rep | 2008-04-23 | 2009-03-31 | |
| RO | 2009-03-31 | 2010-05-31 | |||||
| 30 | Li, Cherry Sin King 李倩琼 | F | AOB713 | Rep | 2008-04-23 | 2008-07-08 | |
| 31 | Li, Sixuan (SFC:ARJ826) 李斯璇 | ARJ826 | Rep | 2008-12-18 | 2009-05-26 | ||
| 32 | Lin, Michael Ben | M | BCQ148 | Rep | 2014-02-04 | 2015-03-13 | |
| 33 | Liu, Du 劉都 | AOR274 | Rep | 2013-09-11 | 2017-04-28 | ||
| 34 | Lloyd, Jonathan Ceri | M | ADG111 | Rep | 2010-04-23 | 2010-06-04 | |
| 35 | Louie, Wai Ying 雷慧瑩 | ARI453 | Rep | 2008-07-21 | 2012-09-01 | ||
| 36 | Luk, Tsz Yan (SFC:BBW116) 陸梓欣 | BBW116 | Rep | 2013-09-11 | 2017-06-16 | ||
| 37 | Ma, Chrisie Wai Sze 馬慧詩 | ATW866 | Rep | 2009-09-30 | 2011-06-10 | ||
| 38 | Manning, Christopher Reid | M | APD925 | RO | 2008-03-13 | 2009-03-31 | |
| 39 | McGrath, Danielle Marie (SFC:AYO990) | F | AYO990 | Rep | 2011-12-07 | 2016-06-09 | |
| 40 | Nackenson, Richard Sol | M | BBF303 | Rep | 2013-05-10 | 2013-06-10 | |
| 41 | Nova, Ria Therese | F | APR251 | Rep | 2008-04-23 | 2011-08-29 | |
| RO | 2011-08-29 | 2014-12-31 | |||||
| 42 | O'Halloran, Paul Desmond | M | ATI406 | Rep | 2009-07-13 | 2010-08-17 | |
| 43 | Okita, Bradley | M | APH490 | RO | 2008-03-13 | 2010-01-22 | |
| Rep | 2013-03-11 | 2017-04-28 | |||||
| 44 | Pan, Calliea | AWZ809 | Rep | 2011-03-21 | 2013-10-16 | ||
| 45 | Pang, Maggie Man Yee 彭雯兒 | F | APZ425 | Rep | 2013-05-06 | ||
| 46 | Santilli, Filippo | AOI871 | Rep | 2008-04-23 | 2008-10-24 | ||
| 47 | Schrage, Rebecca Mak Karen | F | AUE422 | Rep | 2012-02-01 | 2015-02-28 | |
| 48 | Serocold, Mark Joseph Pearce | M | AWI427 | Rep | 2012-05-02 | 2016-04-05 | |
| 49 | So, Chi Kay 蘇智琪 | BDM977 | Rep | 2014-06-05 | 2024-08-15 | ||
| 50 | Tam, Kin Wo 譚健和 | AYZ048 | Rep | 2013-07-29 | 2019-03-19 | ||
| 51 | Tang, Ka Nam 鄧嘉南 | AFM342 | Rep | 2014-05-07 | 2018-11-02 | ||
| 52 | Tang, Lihui 湯禮輝 | AQI649 | Rep | 2008-04-23 | 2017-04-28 | ||
| 53 | Tsang, Lok Ching 曾樂正 | BBJ687 | Rep | 2013-06-03 | |||
| 54 | Vishnevskaja, Elizabeth | F | APN586 | Rep | 2008-04-23 | 2009-03-10 | |
| 55 | Wang, Nan (SFC:ATY806) 王楠 | ATY806 | Rep | 2009-10-21 | 2014-04-01 | ||
| 56 | Watkins, Junjie 趙俊杰 | AQS396 | Rep | 2008-03-27 | 2015-09-06 | ||
| 57 | Weng, Youyi 翁有誼 | AVV680 | Rep | 2010-09-07 | 2017-04-28 | ||
| 58 | Williams, Douglas Brock | M | AQX957 | Rep | 2008-11-25 | 2017-07-14 | |
| 59 | Wong, Camilla Kit Sum 黃潔琛 | F | AXD192 | Rep | 2011-04-12 | 2011-09-19 | |
| 60 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2012-02-28 | 2012-09-03 | |
| Rep | 2012-10-25 | 2015-07-01 | |||||
| 61 | Yao, Yulin (SFC:AQI648) 姚毓林 | AQI648 | Rep | 2008-04-23 | 2009-05-18 | ||
| RO | 2009-05-18 | 2017-04-20 | |||||
| 62 | Yu, Adrianne Jia Yan 余家延 | F | ARQ478 | Rep | 2011-07-25 | 2017-04-28 | |
| 63 | Yuen, Wai Kin (SFC:AVM568) 阮惠健 | AVM568 | Rep | 2014-02-07 | |||
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