GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 國信證券(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Kanise Choi Wah 陳再華 | F | AHF667 | Rep | 2010-11-29 | 2011-10-28 | |
| RO | 2011-10-28 | 2012-05-15 | |||||
| 2 | Chan, Kwok Chiu (SFC:AOY089) 陳國超 | 45 | M | AOY089 | Rep | 2011-06-03 | 2012-01-19 |
| 3 | Chan, Pui Yi (SFC:AUM181) 陳佩儀 | AUM181 | Rep | 2012-12-28 | 2013-08-20 | ||
| 4 | Chen, Chen (SFC:AXA055) | AXA055 | Rep | 2011-03-21 | 2013-06-14 | ||
| 5 | Chen, Shouhong 陳守紅 | AXG889 | Rep | 2015-04-23 | 2015-05-31 | ||
| 6 | Chen, Zhenzhen (SFC:AYI934) 陳臻臻 | AYI934 | Rep | 2011-11-02 | 2015-01-31 | ||
| 7 | Chou, Alan Shun 周迅 | 58 | M | ALC584 | Rep | 2012-04-26 | 2012-08-16 |
| 8 | Fong, Sau Lai 方秀麗 | AYF888 | Rep | 2011-11-15 | 2013-04-05 | ||
| 9 | Hung, Cheung Wai (SFC:AUD695) 孔祥偉 | AUD695 | Rep | 2010-08-06 | 2011-04-18 | ||
| 10 | Jin, Yuhong 金宇紅 | AYO402 | Rep | 2012-02-22 | 2012-05-25 | ||
| RO | 2012-05-25 | 2012-09-30 | |||||
| 11 | Ke, Wing Shuen 柯泳璇 | AFD507 | Rep | 2014-01-16 | 2015-01-30 | ||
| 12 | Kwok, Chau Mo 郭周武 | M | AUH267 | Rep | 2012-04-10 | 2017-05-23 | |
| 13 | Lee, Andrew Shu Yan 李樹仁 | M | AFP239 | Rep | 2011-09-26 | 2013-06-10 | |
| 14 | Lee, Chor Kwan 李楚君 | AYJ305 | Rep | 2011-11-18 | 2012-08-16 | ||
| 15 | Lee, Yat Chun (SFC:API186) 李逸俊 | API186 | Rep | 2010-07-28 | 2010-10-31 | ||
| 16 | Li, Daniel Pak Wang 李柏宏 | 45 | M | APW942 | Rep | 2010-11-24 | 2011-01-04 |
| RO | 2011-01-04 | 2014-10-16 | |||||
| 17 | Li, Jingwei (SFC:BBD346) 李經緯 | BBD346 | Rep | 2013-04-16 | 2014-11-17 | ||
| 18 | Li, Yongkun 李永坤 | AWL100 | Rep | 2011-01-07 | 2012-10-08 | ||
| 19 | Lin, Xiaohong (SFC:BAA341) 林曉虹 | BAA341 | Rep | 2012-08-07 | 2013-04-30 | ||
| 20 | Liu, Jian (SFC:AZR740) 劉見 | AZR740 | Rep | 2015-11-18 | 2017-11-30 | ||
| 21 | Liu, Liang (SFC:BGE209) 劉亮 | BGE209 | Rep | 2015-09-10 | 2017-06-20 | ||
| 22 | Liu, Sisi (SFC:BGQ206) 劉思思 | BGQ206 | Rep | 2015-12-10 | 2016-08-13 | ||
| 23 | Liu, Xuan (SFC:ARJ697) 劉璇 | ARJ697 | Rep | 2015-03-03 | 2016-08-04 | ||
| 24 | Luan, Jie (SFC:BGL237) 栾杰 | BGL237 | Rep | 2015-11-02 | 2017-09-08 | ||
| 25 | Mak, Chak Hung 麥澤鴻 | AAC295 | Rep | 2014-01-22 | 2014-04-23 | ||
| RO | 2014-04-23 | 2015-07-17 | |||||
| 26 | So, Ferdinand 蘇平恩 | AFO880 | Rep | 2011-09-09 | 2012-08-16 | ||
| 27 | Song, Qichao 宋启超 | AYW130 | Rep | 2012-01-20 | 2015-04-24 | ||
| 28 | Sung, Ronald Hiu Fai 宋曉輝 | 39 | M | AIU569 | RO | 2010-06-29 | 2011-01-05 |
| 29 | Tew, Kim Chuan 張金全 | AXX072 | Rep | 2011-11-18 | 2012-05-04 | ||
| 30 | Tian, Cong (SFC:BAK391) 田聰 | BAK391 | Rep | 2015-07-24 | 2021-05-20 | ||
| 31 | To, Pui Ying 杜培英 | AZJ778 | Rep | 2012-04-30 | 2012-08-16 | ||
| 32 | Tong, Leung Kwing 唐良炯 | AIL180 | Rep | 2015-07-09 | 2015-09-08 | ||
| RO | 2015-09-08 | 2016-09-15 | |||||
| 33 | Tse, Raymond 謝禮文 | M | ABF543 | Rep | 2014-01-27 | 2015-04-02 | |
| 34 | Tu, Zhuo 涂卓 | AXN294 | Rep | 2011-07-12 | 2011-11-14 | ||
| 35 | Wang, Lai 王來 | BAL857 | Rep | 2014-12-15 | 2015-11-06 | ||
| 36 | Wei, Zhiqiang (SFC:AXN293) 魏志強 | AXN293 | Rep | 2011-07-08 | 2012-01-10 | ||
| 37 | Wu, Juan (SFC:BEY947) 吳娟 | BEY947 | Rep | 2015-02-06 | 2015-10-06 | ||
| 38 | Xiang, Xinrong 向新榮 | AJJ462 | RO | 2010-06-29 | 2012-12-31 | ||
| 39 | Xiao, Xuan (SFC:BGK417) 肖旋 | BGK417 | Rep | 2015-10-26 | 2015-12-10 | ||
| 40 | Xiao, Yinan (SFC:AYS881) 肖一楠 | AYS881 | Rep | 2013-05-29 | 2014-11-28 | ||
| 41 | Xiong, Liting 熊力頲 | 40 | M | AWT047 | Rep | 2011-01-28 | 2011-06-03 |
| RO | 2013-05-09 | 2013-11-09 | |||||
| RO | 2014-02-26 | 2015-09-08 | |||||
| 42 | Xu, Lingfeng 徐凌峰 | AYZ049 | Rep | 2012-02-13 | 2014-01-06 | ||
| RO | 2014-01-06 | 2020-10-30 | |||||
| 43 | Yang, Jianxin (SFC:ASC682) 楊建新 | ASC682 | Rep | 2011-01-03 | 2011-01-04 | ||
| RO | 2011-01-04 | 2014-01-01 | |||||
| 44 | Yu, Yiqi (SFC:BAL416) 俞一騏 | BAL416 | Rep | 2013-03-05 | 2015-07-31 | ||
| 45 | Yuan, Zijia 袁子甲 | AYN418 | Rep | 2011-11-28 | 2014-09-24 | ||
| 46 | Zhang, Jincheng (SFC:ATT807) 張錦成 | ATT807 | Rep | 2015-05-29 | 2017-02-03 | ||
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