CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | AFJ091 | Rep | 2014-07-09 | 2016-03-04 | ||
| 2 | Campbell, Lachlan Gordon 甘樂林 | M | ADU213 | Rep | 2018-02-28 | 2018-07-23 | |
| RO | 2018-07-23 | 2019-01-01 | |||||
| 3 | Cao, Xia (SFC:BDE572) 曹霞 | BDE572 | Rep | 2014-03-27 | 2014-11-08 | ||
| 4 | Chan, Chi Hang (SFC:ALH858) 陳志恆 | 45 | M | ALH858 | Rep | 2008-12-12 | 2011-05-04 |
| 5 | Chan, Eva Yee Wah (SFC:AGM562) 陳綺華 | F | AGM562 | Rep | 2008-09-24 | 2014-01-01 | |
| 6 | Chan, Henry Wing Hang (SFC:ANR826) 陳穎恆 | M | ANR826 | Rep | 2014-06-13 | 2016-08-12 | |
| 7 | Chan, Raymond Lap San 陳立燊 | M | AQH361 | Rep | 2015-09-24 | 2016-02-14 | |
| 8 | Chen, Yongqiang (SFC:AXG311) 陳永強 | AXG311 | Rep | 2012-07-10 | 2013-06-24 | ||
| 9 | Cheung, David Ching Leung 張正樑 | 53 | M | AFY173 | Rep | 2009-05-18 | 2010-07-31 |
| 10 | Cheung, Jonathan Che Wing 張智榮 | M | BHG129 | Rep | 2018-08-07 | 2018-11-07 | |
| 11 | Chow, Angela Mei Kei 鄒美琦 | F | AZY510 | Rep | 2012-07-26 | 2013-01-15 | |
| 12 | Collard, Jeremy David | M | AJC639 | Rep | 2018-11-15 | 2018-12-10 | |
| RO | 2018-12-10 | ||||||
| 13 | Eng, Patrick Shun-Dung | M | BGD236 | Rep | 2015-10-09 | 2017-02-27 | |
| 14 | Fong, Oscar Hok Kar 方學嘉 | M | BCA488 | Rep | 2013-10-10 | 2015-06-04 | |
| 15 | Fung, Wing Tsan 馮永贃 | ADQ913 | Rep | 2010-03-29 | 2010-08-01 | ||
| 16 | Han, Jianchiu 韓劍秋 | ANX450 | RO | 2015-04-16 | 2016-01-24 | ||
| 17 | He, Yun (SFC:BDG862) 賀昀 | BDG862 | Rep | 2014-04-07 | 2014-11-08 | ||
| 18 | Hsiao, Eugene Yow Seng | M | AOP006 | Rep | 2017-09-20 | 2018-12-18 | |
| 19 | Huang, Kai (SFC:AOB359) 黃凱 | AOB359 | Rep | 2011-01-07 | 2013-08-01 | ||
| 20 | Huang, Xian Jia 黃賢嘉 | AQH654 | Rep | 2015-09-22 | 2018-11-01 | ||
| 21 | Kent, Alexander H | M | BIB434 | Rep | 2017-09-21 | 2018-10-31 | |
| 22 | Kwan, Louis Man Fai 關文輝 | 53 | M | ADG156 | RO | 2008-08-01 | 2011-04-08 |
| Rep | 2013-07-19 | 2013-09-18 | |||||
| RO | 2013-09-18 | 2015-02-11 | |||||
| 23 | Kwok, Felix Man Chun 郭文駿 | M | AWS974 | Rep | 2017-03-22 | 2018-04-20 | |
| 24 | Lai, Chi Kin (SFC:AIR705) 賴子健 | AIR705 | Rep | 2010-07-29 | 2011-06-05 | ||
| 25 | Lam, Kin Sang 林健生 | AOX351 | Rep | 2011-07-15 | 2017-06-02 | ||
| 26 | Lam, Tau Hing 林斗興 | BOT764 | Rep | 2019-09-09 | 2019-11-02 | ||
| 27 | Lau, Cheong (SFC:BFA120) 劉暢 | BFA120 | Rep | 2020-08-03 | 2024-02-08 | ||
| 28 | Lau, Hang Cheong 劉恒昌 | ANW753 | Rep | 2008-11-12 | 2010-05-27 | ||
| RO | 2010-05-27 | 2014-01-05 | |||||
| 29 | Law, Man Sing (SFC:AMU896) 羅文星 | AMU896 | Rep | 2014-03-28 | 2015-09-09 | ||
| 30 | Lee, Siu Keung (SFC:AFG628) 李兆強 | AFG628 | Rep | 2013-07-19 | 2014-05-23 | ||
| 31 | Lee, Yuen Wa 李婉華 | BCP880 | Rep | 2013-12-31 | 2014-10-29 | ||
| 32 | Leung, Koon Yin 梁冠賢 | AFU797 | Rep | 2011-06-21 | 2017-11-30 | ||
| 33 | Leung, Kwok Ming (SFC:AIZ701) 梁國明 | AIZ701 | RO | 2014-10-17 | 2018-06-29 | ||
| 34 | Li, En Tzu 李恩慈 | BNC713 | Rep | 2019-10-28 | 2021-06-23 | ||
| 35 | Li, Lu (SFC:AWW550) 李璐 | AWW550 | Rep | 2011-03-01 | 2013-11-29 | ||
| 36 | Liao, Xin (SFC:BIC886) 廖馨 | BIC886 | Rep | 2016-08-31 | 2017-06-02 | ||
| 37 | Lindsay, Craig Blaser 林善祺 | 66 | M | AEE208 | RO | 2008-08-01 | 2014-06-28 |
| 38 | Liu, Guangming (SFC:BDD671) 劉廣明 | BDD671 | Rep | 2014-03-19 | 2016-04-29 | ||
| Rep | 2016-10-03 | 2017-03-17 | |||||
| RO | 2017-03-17 | 2020-03-31 | |||||
| 39 | Liu, Guibao 劉桂保 | BGD403 | Rep | 2015-09-22 | 2017-09-07 | ||
| 40 | Liu, Manlu 劉曼璐 | BHC885 | Rep | 2016-03-08 | 2017-06-30 | ||
| 41 | Liu, Xinguo (SFC:BOD325) 劉新國 | BOD325 | Rep | 2019-02-22 | 2019-06-10 | ||
| RO | 2019-06-10 | 2020-03-12 | |||||
| 42 | Lu, Chia-Yu 盧佳鈺 | BGD404 | Rep | 2015-10-09 | 2015-11-21 | ||
| 43 | Lu, Hsing I 盧幸怡 | BGD235 | Rep | 2015-10-13 | 2016-10-29 | ||
| 44 | Ma, Weizhong 馬衛中 | ANM343 | Rep | 2014-01-02 | 2015-07-20 | ||
| 45 | Mao, Shuguang 毛曙光 | 52 | M | AMY549 | Rep | 2011-06-10 | 2012-02-11 |
| 46 | Mui, Chun Wai 梅駿威 | BGD406 | Rep | 2015-09-24 | 2018-11-14 | ||
| 47 | Ng, Samson Siu Fung 吳肇鋒 | M | AXL878 | Rep | 2012-03-02 | 2015-09-07 | |
| 48 | Ng, Shiu Cheong 吳兆昌 | ACB652 | Rep | 2010-07-07 | 2011-09-24 | ||
| 49 | Ngai, Thomas Kwok Kan 危國根 | M | ACP700 | Rep | 2013-11-04 | 2017-06-30 | |
| 50 | Ni, Jian (SFC:ASG429) 倪健 | ASG429 | Rep | 2009-01-14 | 2011-12-16 | ||
| 51 | Poon, Shu Hang 潘樹恆 | AXI218 | Rep | 2011-05-27 | 2013-07-24 | ||
| 52 | Qian, Mingwei 錢明威 | ANZ962 | Rep | 2013-05-15 | 2014-05-01 | ||
| 53 | Sheng, Ming (SFC:BDC162) 盛明 | BDC162 | Rep | 2014-03-10 | 2015-04-01 | ||
| 54 | Sing, Allen G 甄浩然 | M | ADY343 | Rep | 2017-03-02 | 2018-12-24 | |
| RO | 2018-12-24 | 2021-01-19 | |||||
| 55 | Sit, Kiu Yip 薛僑業 | AXY477 | Rep | 2011-08-25 | 2013-08-17 | ||
| 56 | Stevenson, John Arthur Liam | 45 | M | BGD408 | Rep | 2015-09-22 | 2017-12-13 |
| RO | 2017-12-13 | 2018-12-15 | |||||
| 57 | Su, Hui (SFC:AUZ018) 蘇慧 | AUZ018 | Rep | 2010-03-29 | 2011-04-15 | ||
| 58 | Sun, Qijia 孫奇佳 | AVC987 | Rep | 2010-04-28 | 2012-01-15 | ||
| 59 | Tam, Jude Ho Yin 譚顥賢 | ALA228 | Rep | 2020-08-10 | |||
| 60 | Tsang, Tak Fu 曾得富 | AOI861 | Rep | 2010-04-23 | 2014-04-04 | ||
| 61 | Wang, James Junyan 王俊彥 | 50 | M | ADA695 | RO | 2008-08-01 | 2014-01-01 |
| 62 | Wang, Samuel (SFC:BEC292) 汪定國 | M | BEC292 | RO | 2014-12-09 | 2015-06-09 | |
| 63 | Wang, Zhihua (SFC:ARI402) 王志華 | ARI402 | Rep | 2008-08-08 | 2008-10-20 | ||
| RO | 2008-10-20 | 2010-07-31 | |||||
| 64 | Warther, Stewart Jackson | M | BNF463 | Rep | 2018-07-11 | 2018-11-10 | |
| 65 | Wei, Li (SFC:ARN032) 魏力 | ARN032 | Rep | 2015-10-02 | 2016-07-25 | ||
| 66 | Wei, Wei (SFC:ANI829) 魏薇 | ANI829 | Rep | 2014-02-10 | 2015-04-18 | ||
| 67 | Weng, Yong 翁涌 | BEC295 | RO | 2014-12-10 | 2015-05-01 | ||
| 68 | Wong, Leah Kuen 王麗娟 | AVC092 | Rep | 2010-04-23 | 2013-01-01 | ||
| 69 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2008-09-11 | 2011-11-17 | |
| 70 | Wu, Tingting (SFC:AYQ131) 吳婷婷 | AYQ131 | Rep | 2012-06-12 | 2015-03-05 | ||
| 71 | Xue, Yan (SFC:ATX492) 薛岩 | ATX492 | Rep | 2009-10-07 | 2016-05-31 | ||
| 72 | Yan, Danny Kai Chi 甄啟智 | AEL746 | Rep | 2011-11-14 | 2013-12-30 | ||
| RO | 2013-12-30 | 2018-04-20 | |||||
| 73 | Yang, Tao (SFC:AVP529) 楊濤 | AVP529 | Rep | 2015-05-19 | 2017-06-09 | ||
| 74 | Yang, Xiaoxi (SFC:BLU778) | BLU778 | Rep | 2020-02-26 | 2022-05-27 | ||
| 75 | Yeung, Hong Sun 楊航生 | AIY790 | RO | 2014-10-17 | 2018-04-17 | ||
| 76 | Yu, Siu Chung 余肇聰 | AOX543 | Rep | 2012-02-02 | 2013-04-22 | ||
| 77 | Yu, Sze Kong 余仕綱 | APP175 | Rep | 2015-04-15 | 2016-06-20 | ||
| 78 | Yue, Yuan (SFC:BJB569) 岳圓 | BJB569 | Rep | 2017-02-13 | 2017-07-31 | ||
| 79 | Zhang, Dongmei (SFC:ASI046) 張冬梅 | ASI046 | Rep | 2009-01-22 | 2016-04-29 | ||
| 80 | Zhang, Erchao 張尓超 | BGI777 | Rep | 2015-10-14 | 2017-06-02 | ||
| 81 | Zhang, Feiran (SFC:BFU387) 張斐然 | BFU387 | Rep | 2015-07-09 | 2016-11-16 | ||
| Rep | 2017-01-10 | 2017-06-02 | |||||
| 82 | Zhang, Nan (SFC:BHN934) 張楠 | BHN934 | Rep | 2016-09-30 | 2018-01-26 | ||
| 83 | Zhang, Rui (SFC:BED057) 張睿 | BED057 | Rep | 2015-04-15 | 2018-11-01 | ||
| 84 | Zhang, Shaoqing 張小卿 | BHR967 | Rep | 2016-06-24 | 2017-06-30 | ||
| 85 | Zhang, Yueyang (SFC:BHW836) 張岳阳 | BHW836 | Rep | 2016-07-25 | 2017-06-16 | ||
| 86 | Zheng, Kongdong 鄭孔棟 | BFA756 | RO | 2015-04-16 | 2017-04-01 | ||
| 87 | Zhu, Yichen (SFC:BEG155) 朱懿琛 | BEG155 | Rep | 2015-04-15 | 2016-09-01 | ||
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