Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2021 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Aggarwal, Mayur | Rep | 2015-02-03 | 2019-11-19 | ||
RO | 2019-11-19 | |||||
2 | Ahn, Junsang 安俊相 | Rep | 2008-05-05 | 2011-12-04 | ||
3 | An, Jun Wye 安峻位 | Rep | 2014-03-25 | |||
4 | An, Sang Beom | Rep | 2012-03-15 | 2017-05-17 | ||
RO | 2017-05-17 | 2019-05-16 | ||||
5 | Antweiler Iii, John Christian | M | RO | 2008-10-30 | 2013-01-07 | |
6 | Askalany, Nermin | Rep | 2016-12-19 | 2019-05-16 | ||
7 | Auger, Kevin D'Arcy | M | Rep | 2008-09-10 | 2009-04-13 | |
8 | Banson, Eric Laurea | M | RO | 2010-12-07 | 2019-05-16 | |
9 | Boice Iii, James Hillyer | M | RO | 2008-04-25 | 2011-05-26 | |
Rep | 2011-05-26 | 2011-08-09 | ||||
RO | 2013-08-30 | 2016-03-23 | ||||
10 | Brennan, Thomas Michael Jr | M | Rep | 2018-09-14 | 2019-05-31 | |
11 | Cala, Carlos | M | Rep | 2016-09-12 | 2018-06-26 | |
12 | Chang, Hwa-Ping 張華平 | Rep | 2008-05-21 | 2009-03-11 | ||
13 | Chen, Wei Chia 陳偉嘉 | Rep | 2017-12-21 | 2019-09-30 | ||
14 | Cheung, Gregory Chi-Ho 蔣自浩 | M | Rep | 2015-11-30 | 2021-09-30 | |
15 | Chiang, Pei Yun 蔣佩芸 | Rep | 2008-07-31 | 2017-05-17 | ||
RO | 2017-05-17 | |||||
16 | Ching, Kerry Kim Wai 程劍慧 | F | Rep | 2008-10-23 | 2008-12-01 | |
17 | Choong, Ignatius Wooi Kean | 60 | M | RO | 2009-08-10 | 2010-10-11 |
Rep | 2010-10-11 | 2011-05-13 | ||||
RO | 2013-03-15 | 2022-03-31 | ||||
18 | Chow, King Man (SFC:AQT305) 周敬民 | Rep | 2008-05-05 | 2009-03-13 | ||
19 | Chu, Betty Kar Chun 朱家珍 | F | Rep | 2009-10-30 | 2010-09-29 | |
20 | Chu, Siqi 褚思琦 | Rep | 2019-05-15 | 2019-10-17 | ||
21 | Chung, Jong Hun | Rep | 2016-08-01 | 2019-10-02 | ||
22 | Dela Cruz, Daniel | M | Rep | 2014-07-07 | 2020-12-03 | |
23 | Donohugh, William Hugh McGregor 唐威林 | M | RO | 2008-04-25 | 2013-08-31 | |
24 | Erikci, Serkan | Rep | 2017-01-03 | 2017-02-03 | ||
RO | 2017-02-03 | 2021-01-08 | ||||
25 | Espineli, Reynaldo Miguel Nazareno | Rep | 2008-09-05 | 2009-04-24 | ||
26 | Forsman, Elisabeth Wang 王如玉 | F | Rep | 2014-03-06 | 2014-06-20 | |
27 | Friedheim, Arie | Rep | 2017-07-06 | 2019-01-27 | ||
28 | Fu, Frederick Cheuk Kei 符卓基 | M | Rep | 2015-10-16 | 2020-10-27 | |
29 | Fu, Ruowei 傅若偉 | Rep | 2016-12-14 | 2018-10-11 | ||
30 | Geng, Cong (SFC:AWT803) 耿聰 | Rep | 2011-02-28 | 2019-05-16 | ||
31 | Goh, Brandon Qing Ryung | M | Rep | 2018-01-25 | 2018-04-24 | |
32 | Guha, Somit | Rep | 2012-02-20 | 2013-07-31 | ||
33 | Hahn, Daniel Sangwon 韓相元 | M | Rep | 2016-10-19 | 2020-12-03 | |
34 | Ho, Edward Man Tat 何聞達 | M | RO | 2016-04-13 | 2018-11-01 | |
35 | Ho, Hsin Lun 何欣倫 | Rep | 2014-02-27 | 2014-10-06 | ||
36 | Ho, Noelle Ying 何熒 | F | Rep | 2008-05-05 | 2015-08-31 | |
37 | Hong, Yong Wha 洪用和 | Rep | 2016-10-31 | 2019-09-30 | ||
38 | Hsieh, Fu Jen 謝輔仁 | Rep | 2016-08-02 | |||
39 | Huang, Chin Lun 黃敬倫 | Rep | 2017-11-24 | |||
40 | Huang, Haiming (SFC:AWU883) 黃海明 | Rep | 2011-03-16 | 2015-01-30 | ||
41 | Huang, Kangli 黃康力 | Rep | 2019-06-05 | 2021-06-02 | ||
42 | Jacobson, John Michael | M | Rep | 2012-09-21 | 2013-03-31 | |
43 | Jones, Mark Dean | M | RO | 2014-07-16 | 2018-12-10 | |
44 | Kikuchi, Tomomi | Rep | 2018-01-31 | 2019-05-31 | ||
45 | Kim, Doyoung (SFC:BIH684) | Rep | 2019-07-24 | |||
46 | Koda, Ritsubun 黃田立文 | RO | 2019-04-08 | 2020-08-05 | ||
47 | Koo, George Chen Yu 顧震宇 | M | Rep | 2014-04-04 | 2015-03-18 | |
RO | 2015-03-18 | 2023-03-24 | ||||
48 | Kun, In 管弦 | Rep | 2012-07-03 | 2017-02-07 | ||
RO | 2017-02-07 | 2018-05-14 | ||||
49 | Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 | M | Rep | 2014-11-07 | ||
50 | Kwon, Sung Wook | Rep | 2009-08-17 | 2019-09-30 | ||
51 | Lai, Albert Ka Tak 賴家德 | M | Rep | 2016-07-18 | 2018-05-31 | |
52 | Lai, Ming Wai (SFC:BIV244) 黎銘煒 | Rep | 2020-05-15 | 2022-03-31 | ||
53 | Lam, Cham (SFC:ARA670) 林箴 | Rep | 2008-05-19 | 2014-06-03 | ||
54 | Lau, David Kwok Hei 劉國熙 | M | Rep | 2013-10-22 | 2021-02-17 | |
RO | 2021-02-17 | 2022-05-12 | ||||
55 | Lau, Sing Chong 劉承浚 | Rep | 2012-06-26 | 2014-05-16 | ||
Rep | 2017-07-18 | 2018-05-31 | ||||
56 | Le, Quoc Benoit Khanh Jacques | M | Rep | 2018-09-05 | 2019-09-09 | |
57 | Lee, Jih-Pao 李日寶 | Rep | 2008-05-21 | 2009-03-12 | ||
58 | Leung, Chi Hin (SFC:BBK455) 梁梓軒 | Rep | 2017-03-06 | 2018-06-11 | ||
RO | 2018-06-11 | 2019-10-17 | ||||
59 | Leung, Delia Wai Ting 梁惠婷 | F | Rep | 2014-08-29 | 2016-06-03 | |
60 | Leung, Lai Woon 梁禮桓 | Rep | 2008-07-31 | 2015-10-23 | ||
61 | Li, Yijuan (SFC:BEI411) 李禕娟 | Rep | 2014-10-17 | 2015-08-18 | ||
62 | Liao, Maggie Mei Qi | F | Rep | 2018-01-25 | 2021-05-31 | |
63 | Lin, Chun Ju 林純如 | Rep | 2008-05-21 | 2013-12-31 | ||
64 | Lin, Jung Fang 林榕芳 | Rep | 2015-03-09 | |||
65 | Lin, Xiao Xiao 林瀟瀟 | Rep | 2016-03-14 | 2022-03-31 | ||
66 | Liu, Tze Fung Ryan 廖梓楓 | Rep | 2018-02-21 | 2023-03-10 | ||
67 | Liu, Yik Yu 廖翊宇 | Rep | 2017-07-06 | 2019-10-17 | ||
68 | Luo, Peng (SFC:AUJ707) 羅鵬 | Rep | 2015-02-17 | 2017-05-17 | ||
RO | 2017-05-17 | 2021-03-31 | ||||
Rep | 2021-03-31 | 2023-03-22 | ||||
69 | Mao, Shuguang 毛曙光 | Rep | 2008-05-05 | 2008-05-30 | ||
70 | McCullough, Ian Thomas | M | Rep | 2011-09-14 | 2015-03-04 | |
71 | McDermott, Glen Michael | M | Rep | 2008-09-01 | 2009-03-13 | |
72 | Ngai, Chi Sheng 倪智承 | Rep | 2014-08-14 | 2016-03-27 | ||
73 | Oh, Dee Xiang | Rep | 2015-03-10 | 2016-03-31 | ||
74 | Ottery, Gavin John | M | Rep | 2015-03-11 | ||
75 | Oumary, Sophia Isabelle | F | Rep | 2017-02-03 | 2022-05-10 | |
76 | Peng, Yu Yuan 彭鈺元 | Rep | 2008-05-21 | 2009-03-12 | ||
77 | Peters, Ludger (SFC:AYR589) | M | RO | 2019-09-04 | 2021-11-01 | |
78 | Phoon, Priscilla Yilin 潘藝琳 | F | Rep | 2016-03-14 | 2021-08-11 | |
79 | Porwal, Pradyot | Rep | 2015-09-14 | 2021-04-26 | ||
80 | Sciulli, Michael Joseph | M | Rep | 2012-03-02 | 2013-03-15 | |
RO | 2013-03-15 | 2016-06-28 | ||||
81 | Sheh, Ho Kwong 佘浩光 | Rep | 2008-05-19 | 2012-03-12 | ||
RO | 2012-03-12 | 2019-09-30 | ||||
82 | Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 | Rep | 2010-12-13 | |||
83 | Shi, Ran (SFC:BFT925) 施冉 | Rep | 2015-07-07 | 2018-02-26 | ||
RO | 2018-02-26 | 2021-09-01 | ||||
84 | Song, Sally | F | Rep | 2009-07-24 | 2011-05-06 | |
85 | Spungin, Charles Adrian Edward | 50 | M | Rep | 2018-09-26 | 2018-12-04 |
RO | 2018-12-04 | 2019-03-29 | ||||
86 | Suen, Pik Wang 孫碧泓 | Rep | 2017-03-01 | |||
87 | Sun, Shu I 孫樹怡 | Rep | 2014-07-07 | 2014-07-18 | ||
88 | Uehara, Shiro | Rep | 2018-01-31 | 2019-05-31 | ||
89 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | Rep | 2015-10-29 | 2017-05-10 | ||
90 | Wan, Mandy Man Yi 尹敏兒 | F | Rep | 2014-04-29 | 2017-05-17 | |
RO | 2017-05-17 | |||||
91 | Wang, Kun (SFC:BGV035) 王堃 | Rep | 2016-01-13 | 2019-04-30 | ||
92 | Wang, Yu-Ming 王裕閔 | RO | 2008-04-25 | 2009-02-27 | ||
93 | Welch, Peter Joseph | M | Rep | 2017-03-23 | 2020-10-27 | |
94 | Wong, Alan Ka Lun (SFC:BBS506) 黃嘉倫 | M | Rep | 2015-07-13 | 2017-05-27 | |
95 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | Rep | 2014-12-09 | 2015-07-20 | |
RO | 2015-07-20 | 2020-12-15 | ||||
Rep | 2020-12-15 | 2021-01-08 | ||||
96 | Wong, Timothy Ting Fung 王庭峰 | M | Rep | 2015-12-22 | 2023-03-03 | |
97 | Xie, Yijing 謝奕菁 | Rep | 2015-10-07 | 2017-04-26 | ||
98 | Yu, Jue 郁珏 | Rep | 2016-04-01 | 2019-08-02 | ||
99 | Yung, Kathryn Ka Sing 榮嘉信 | 47 | F | Rep | 2016-03-14 | 2020-03-31 |
RO | 2020-03-31 | 2022-03-31 | ||||
100 | Zhang, Junchen (SFC:BCJ651) 章俊晨 | Rep | 2015-01-20 | 2015-07-03 | ||
101 | Zhang, Tianyu (SFC:BLM854) 張天鈺 | Rep | 2017-11-15 | 2019-01-18 | ||
102 | Zhang, Zhaohan 張釗涵 | Rep | 2019-04-02 | 2021-04-30 | ||
103 | Zhou, Huaisong 周懷松 | Rep | 2020-09-08 |
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