Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akaiwa, Sumiyuki | ANH760 | RO | 2007-10-05 | 2008-04-17 | ||
| 2 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | AFT616 | Rep | 2008-11-04 | 2011-09-10 | |
| 3 | Benmoussa, Hamza (SFC:AVR979) | AVR979 | Rep | 2010-08-16 | 2015-03-19 | ||
| 4 | Blanchard, Dominique Jean Rene | AUX224 | Rep | 2010-04-28 | 2012-12-20 | ||
| 5 | Chan, Roy Chu Heng 曾祖興 | M | AOU239 | Rep | 2010-07-15 | 2012-06-21 | |
| 6 | Chan, Shun Ho 陳舜河 | AFZ169 | Rep | 2007-10-25 | |||
| 7 | Chan, Sui On (SFC:AOY504) 陳瑞安 | AOY504 | Rep | 2008-10-28 | 2011-05-21 | ||
| 8 | Chang, Jack Chun-Chieh 張俊傑 | M | ANX862 | Rep | 2010-03-29 | 2012-03-31 | |
| 9 | Chang, Kwok Fai 鄭國輝 | ADA891 | Rep | 2007-11-01 | 2008-01-29 | ||
| 10 | Chng, Eric Chee Beng 莊志明 | M | APU650 | Rep | 2010-04-01 | 2011-06-01 | |
| 11 | Chow, Lai Man 周麗文 | AVT288 | Rep | 2010-08-24 | 2012-06-21 | ||
| 12 | Chu, Patrick Pak Ning 朱柏寧 | M | AEN687 | Rep | 2010-08-04 | 2012-02-16 | |
| 13 | Chu, Peter Pa-en 曲培恩 | M | ALW236 | Rep | 2010-11-01 | 2013-09-25 | |
| 14 | Collett, Benjamin Robert | M | ANM944 | Rep | 2007-11-01 | 2008-12-12 | |
| 15 | Cowperthwaite, Adam Aaron | M | AIB753 | Rep | 2010-02-09 | 2011-09-03 | |
| 16 | Fang, Hei 方曦 | ACL807 | Rep | 2007-10-08 | 2013-11-01 | ||
| 17 | Freitas, Brian Caetano 范包容 | M | AON705 | Rep | 2010-10-14 | 2012-03-31 | |
| 18 | Fung, David Hao Chuen 馮浩存 | M | AEE776 | Rep | 2010-04-29 | 2011-09-02 | |
| 19 | Fung, Karfield Ka Fai 馮嘉輝 | AEV682 | Rep | 2007-10-08 | 2009-04-15 | ||
| 20 | Georgieva, Anna Nedyalkova | F | ASD189 | Rep | 2010-04-29 | 2011-08-16 | |
| 21 | Gian, Kim Wen 嚴振文 | AVZ279 | Rep | 2010-09-30 | 2011-12-01 | ||
| 22 | Goto, Motomasa 後藤元誠 | APW680 | Rep | 2007-10-25 | 2011-07-17 | ||
| 23 | Hannan, David James | M | AMS327 | Rep | 2010-03-29 | 2011-09-03 | |
| 24 | Hishida, Wataru 菱田涉 | AUS316 | Rep | 2010-03-15 | 2011-04-16 | ||
| 25 | Ho, Andy Tsz Ho 何子浩 | AFV776 | Rep | 2007-10-08 | |||
| 26 | Hoepffner, Edouard Yves Maurice Pierre | M | AJL552 | Rep | 2010-04-12 | 2011-09-03 | |
| 27 | Horiai, Koji 堀合晃嗣 | AVC265 | Rep | 2010-04-28 | 2012-01-07 | ||
| 28 | Hung, Leon Lum 洪霖 | M | ADU225 | Rep | 2007-10-08 | 2010-08-16 | |
| 29 | Hwang, Jae Hoon | ANH004 | Rep | 2010-08-30 | 2012-06-21 | ||
| 30 | Jim, Ka Shun 詹嘉淳 | 29 | M | ANN014 | Rep | 2007-11-20 | 2008-09-26 |
| Rep | 2008-12-18 | 2011-01-14 | |||||
| 31 | Johnson, Christopher Lind | M | AGA971 | Rep | 2010-02-11 | 2012-02-14 | |
| 32 | Kagotani, Kenichi | AMJ330 | Rep | 2007-10-08 | 2008-08-23 | ||
| 33 | Kanamura, Akihiko | AQY859 | RO | 2010-06-28 | 2011-03-27 | ||
| 34 | Kang, Kyong Pil 康景弼 | ADM811 | RO | 2007-10-05 | 2013-06-28 | ||
| 35 | Kazui, Yoshiyuki | AFS336 | Rep | 2007-10-08 | 2008-04-14 | ||
| RO | 2008-04-14 | 2009-10-31 | |||||
| 36 | Kim, Bansuk | ATT335 | Rep | 2010-11-08 | 2012-09-08 | ||
| 37 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2009-03-13 | 2011-08-01 | ||
| 38 | Kobayashi, Sachiko 小林幸子 | AEZ684 | Rep | 2007-10-08 | 2016-08-04 | ||
| 39 | Kot, Jack Hou Eric 葛積豪 | M | AJA361 | Rep | 2008-10-27 | ||
| 40 | Kuo, Feng-Yi (SFC:ARN036) 郭峯邑 | ARN036 | Rep | 2008-08-13 | 2011-05-01 | ||
| 41 | Law, Ka Po 羅嘉寶 | AFE965 | Rep | 2010-01-25 | 2013-05-25 | ||
| 42 | Lee, Paul Man Yiu 李文耀 | M | ADV329 | Rep | 2007-10-25 | 2007-11-17 | |
| 43 | Leung, Jason Chak Hay 梁澤熹 | M | AQJ874 | Rep | 2010-11-01 | 2012-02-16 | |
| 44 | Leung, See Ho 梁思濠 | ADG716 | Rep | 2010-04-23 | 2011-09-02 | ||
| 45 | Leung, Wai Chee (SFC:ATO785) 梁偉志 | ATO785 | Rep | 2009-08-20 | 2011-09-10 | ||
| 46 | Liu, Chung Hsun 劉宗勳 | AHC251 | Rep | 2007-10-08 | 2023-09-29 | ||
| 47 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2010-07-02 | 2022-12-21 | |
| 48 | Lo, Shih-Hung 羅仕泓 | ALR980 | Rep | 2010-07-26 | 2012-05-05 | ||
| 49 | Maetani, Masashi 前谷雅司 | AQP647 | Rep | 2008-03-04 | 2009-10-15 | ||
| 50 | Mar, Johnson | M | ADR669 | Rep | 2008-11-11 | 2012-08-30 | |
| 51 | Mizuno, Masashi | AEN383 | Rep | 2008-05-15 | 2008-10-10 | ||
| 52 | Ng, John Wah 伍華安 | M | AEG183 | Rep | 2007-11-14 | 2011-08-01 | |
| 53 | Ngan, Andrew Lit Chong 顏烈創 | M | AQP648 | Rep | 2008-03-04 | 2011-06-01 | |
| 54 | Nomura, Hiroyuki | AAB263 | RO | 2008-06-13 | 2011-04-16 | ||
| 55 | Oka, Taikan | ARU690 | Rep | 2010-01-25 | 2010-10-21 | ||
| 56 | Pasto Jorquera, Albert | M | AWD094 | Rep | 2010-10-20 | 2013-01-01 | |
| 57 | Petit-Pasquier, Julien | ANN270 | Rep | 2010-07-30 | 2011-09-03 | ||
| 58 | Pienaar, Ross Daniel | M | AOO554 | Rep | 2009-02-02 | 2014-08-06 | |
| 59 | Sakuraba, Masayuki 櫻庭幹維 | ARJ147 | Rep | 2008-07-22 | 2009-10-17 | ||
| 60 | Sarkis, David | M | AJN346 | Rep | 2010-02-12 | 2012-03-22 | |
| 61 | Sasao, Mari | ASP228 | Rep | 2009-05-07 | 2013-06-01 | ||
| 62 | Sato, Shinji | AVD528 | Rep | 2010-05-07 | 2011-10-08 | ||
| 63 | Shinoda, Yumi | AUC938 | Rep | 2009-11-06 | 2011-10-08 | ||
| 64 | Suzuki, Naoto | AOU705 | RO | 2007-11-28 | 2009-04-01 | ||
| 65 | Suzuki, Takayuki (SFC:AVR826) 鈴木敬之 | AVR826 | Rep | 2010-08-11 | 2011-07-16 | ||
| 66 | Suzuki, Yohei 鈴木洋平 | AVE592 | Rep | 2010-06-02 | 2011-06-01 | ||
| 67 | Tabata, Shinichi | AUV637 | Rep | 2010-04-01 | 2015-04-25 | ||
| 68 | Tom, Judy | F | ADQ241 | Rep | 2009-03-02 | 2009-08-01 | |
| 69 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | AOR993 | Rep | 2009-11-02 | |||
| 70 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2010-07-02 | 2024-03-28 | ||
| 71 | Tsang, Yin Chun 曾然進 | AOE451 | Rep | 2007-12-04 | 2008-06-27 | ||
| 72 | Wang, Jerry Gerui 王戈銳 | M | AVH935 | Rep | 2010-07-07 | 2012-06-20 | |
| 73 | Wong, Sheh Yung 王錫勇 | ALZ810 | Rep | 2007-11-13 | 2008-06-29 | ||
| 74 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2007-10-08 | ||
| 75 | Woo, Kang Yeong 吳康勇 | AVB962 | Rep | 2010-04-22 | 2013-10-01 | ||
| 76 | Yeung, Kenneth Wing Kwong 楊永光 | M | AGC853 | Rep | 2008-08-13 | 2013-10-18 | |
| 77 | Yokosuka, Takashi 橫須賀 | AUV635 | Rep | 2010-04-01 | 2012-04-06 | ||
| 78 | Zamora, Poch Edward Imperial | M | AGM381 | Rep | 2008-10-21 | 2011-02-12 | |
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