HSBC SECURITIES (ASIA) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2003-09-05
2 Au-Young, Ping 歐陽平 ABI868 Rep 2003-12-16
3 Au, Alex Wai Chi 區偉志 M ACO434 Rep 2003-12-09
4 Borzi, Anna Marie F AGF179 Rep 2003-10-27
5 Bradley, Martin (SFC:ACC190) M ACC190 Rep 2003-12-09
6 Chan, Alan Yuk Lun 陳玉倫 M ACQ051 Rep 2003-12-04
7 Chan, Andrew Ding Bong 陳定邦 M AGL865 Rep 2005-06-03
8 Chan, Ben Wei Beng 陳偉敏 M ABX133 Rep 2003-08-14 2004-05-24
9 Chan, Dominic Koon Shing 陳冠成 M AKY943 Rep 2004-07-27 2004-10-18
10 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2005-10-27
11 Chan, Otto Chun Shing 陳鎮成 42 M AAF999 RO 2004-02-20
12 Chan, Yiu Fai (SFC:AEG477) 陳耀輝 AEG477 Rep 2005-11-12
13 Chang, Po-Chi (SFC:AJD292) 張博淇 AJD292 Rep 2003-10-06 2004-05-24
14 Chen, Lawrence Yung 鄭勇 M AHP543 Rep 2004-09-03
15 Cheng, Hon Fai 鄭漢輝 ADL038 Rep 2004-01-19
16 Cheng, Yee Pun 鄭宜斌 29 M ALG538 Rep 2004-09-27 2005-11-12
17 Cheung, Lai Ping (SFC:ABF741) 張麗萍 ABF741 RO 2004-01-01
18 Cheung, Yat Ming (1968) 張一鳴 36 M AEG753 Rep 2005-05-04
19 Choi, Yoon Hee AJG887 Rep 2003-11-25 2004-01-15
20 Chua, Siong Kheng 蔡尚慶 AHH618 Rep 2004-07-26
21 Chung, Alden Kam Wah 鍾金華 M ABH271 Rep 2003-12-15
22 Damania, Anish Dinesh AKY574 Rep 2004-07-22 2005-06-17
23 Dickinson, Alexander Edward M ADS488 Rep 2003-12-16
24 Dunn, Adrian Richard Howard M AJD150 Rep 2003-08-13 2004-06-10
25 Evans, Garry Owen M AJD756 RO 2003-11-05 2005-11-12
26 Ginde, Vidyadhar Vasant AKV345 Rep 2004-07-08 2005-11-12
27 Goh, Daryl Shao Loong 吳少龍 M AFM357 Rep 2005-08-10
28 Hall, Martin David M AJO216 Rep 2004-03-17 2004-11-10
29 Heng, Franklin Ching Kuen 幸正權 39 M ACY056 RO 2005-11-12
30 Heung, Chun Wai 香鎮偉 ADZ579 Rep 2003-05-20 2003-10-29
31 Ho, Kenneth Kai Chung 何啟忠 39 M ACM918 Rep 2004-11-03 2005-11-12
32 Hunt, Christopher Lawrence M AIQ686 RO 2003-08-07
33 Hyland, Peter John M AGB754 Rep 2004-01-07
34 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-04-28
35 Jajal, Kartik Chimanlal AFU801 Rep 2003-12-15
36 Jasani, Nilesh Surendra Rai M AFJ460 Rep 2003-09-11
RO 2003-09-11 2004-10-25
37 Johnson, Christopher Lind M AGA971 Rep 2003-07-10
38 Kam, Franklin Pak Wah 金百華 M AAD811 Rep 2003-12-09
39 Kan, Alan (SFC:AIR601) 簡兆倫 M AIR601 Rep 2003-07-10
40 Kim, Peter Sin M AFF924 Rep 2003-12-05
41 Ko, David Young M AJD797 Rep 2003-09-10 2004-01-08
42 Kopp, Russell Jerome AFA833 Rep 2004-10-14 2005-11-12
43 Kwan, Wing Lok 關榮樂 ADT427 Rep 2004-01-09
44 Kwok, Chau Wan 郭秋雲 ABF872 Rep 2003-12-05
45 Kwong, Sylvia Wan Man 鄺韻文 F AGE907 Rep 2003-08-21
46 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
47 Lau, Chun Hou 劉俊厚 AAE282 Rep 2003-12-09
48 Lau, Hwa Jen 劉華仁 AJC307 Rep 2003-07-28 2003-10-17
49 Lau, Mimmi Siu Mei 劉少薇 ADE401 Rep 2003-06-04
50 Lee, Jeong Ja AJG885 Rep 2003-11-25 2004-03-09
51 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
52 Lee, Ricky Tsz On 李子安 M AGA341 Rep 2003-04-29
53 Lee, Sandra Wai Ying 李慧英 F AGE483 Rep 2003-12-05
54 Lee, Soon Huat AJD740 Rep 2003-09-10 2004-01-15
55 Lee, Wang Kwong 李泓廣 AFS914 Rep 2004-01-15
56 Letts, Darren Arthur Bohrsmann M AGC952 Rep 2004-01-19
57 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2003-12-05
58 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2003-12-05
59 Li, Raymond Man Fai 李文輝 M ADT897 Rep 2003-08-29
60 Liao, Ming-Cheng 廖明正 AJG884 Rep 2003-11-21 2004-01-15
61 Ling, Anne Kin Shun 林建純 F ACX120 Rep 2004-04-23
62 Loh, Andrew Der Ming 羅德銘 M AFC950 Rep 2004-12-06 2005-02-16
63 Lu, David Kwok Shing 魯國城 M ADF094 Rep 2003-04-05
64 Lu, Hua (SFC:ALN582) 呂華 ALN582 Rep 2004-12-08 2005-06-30
65 Lu, Ying-Chang 呂穎彰 AJD396 Rep 2003-08-20 2004-03-19
66 Ma, Diana Ka Lai 馬嘉麗 F AHN555 Rep 2003-12-09
67 Mak, Winnie (SFC:ADK738) 麥蔚誼 F ADK738 Rep 2004-01-28
68 Man, Peter Kum-Chung M AFD980 Rep 2003-12-09
69 Masuda, Etsusuke AJM779 Rep 2004-02-27 2005-01-04
70 McDonald, Graeme Antony M ALA712 Rep 2004-08-24 2004-09-20
71 Moss, James Thomas M AJC737 Rep 2003-08-01 2004-04-26
72 Moss, Stephen Colin M AFD726 RO 2004-02-12
73 Myers, Stephen Grant M AGH563 Rep 2003-06-05
74 Myers, Steven William M ACD746 Rep 2004-06-15 2004-09-20
75 Naseer, Jahanzeb AFR296 RO 2005-09-30
76 Ng, Agnes Wing Sum 吳詠芯 F AGK088 Rep 2003-12-04
77 Ng, Kit Wei AJD507 Rep 2003-08-26 2004-05-24
78 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2003-08-18
79 Ngai, Thomas Kwok Kan 危國根 M ACP700 Rep 2003-12-16
80 Offer, Richard George Michael M AEH723 Rep 2005-11-12
81 Onillon, Julien Jean Maurice Francois M ALN583 Rep 2004-12-09 2005-06-30
82 Park, Nam Chol ADQ002 Rep 2005-11-12
83 Png, Hua Teng AJE605 Rep 2003-10-07 2003-10-15
84 Poon, Carolyn Yeuk Wan 潘若韻 F AHT395 Rep 2003-07-26 2005-11-12
85 Pow, Eddie Shiu Keung 鮑肇強 M AEU615 Rep 2003-10-30
86 Robertson, Craig Anthony M AEP696 Rep 2003-08-29
87 Russell, John (SFC:AJL223) M AJL223 Rep 2004-02-11 2005-11-12
88 Sandhu, Tejinderjit Singh AJD599 Rep 2003-09-02 2005-11-12
89 Shanbhag, Abhay Mukund AKT429 Rep 2004-06-16 2005-11-12
90 Shanbhag, Anand Ramchandra AKV346 Rep 2004-06-26 2005-11-12
91 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2003-12-05
92 Siu, Chi Ming (SFC:AFZ476) 蕭智明 AFZ476 Rep 2005-11-12
93 Smith, Jennifer Tai 戴令名 F AEI589 Rep 2003-04-02
94 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-04-06
95 Solway, Paul Simon Herbert M AFU460 Rep 2003-07-10
96 Sugiura, Seiji ALN453 Rep 2004-12-06 2005-11-12
97 Sutherland, Matthew Sebastian M AGZ498 Rep 2004-01-15
98 Tang, Chi Kit (SFC:ALC474) 鄧智傑 ALC474 Rep 2004-09-01 2005-06-30
99 Tantivorawong, Korawilai AJD243 Rep 2003-10-22 2004-04-02
100 Thareja, Anupam AKI713 Rep 2004-04-21 2005-10-25
101 To, Christine Oi Yan 杜愛茵 F ADQ669 Rep 2003-12-05
102 Tulk, Philip W M ADZ105 Rep 2004-01-15
103 Turley, Francis Bernard M AIL649 Rep 2004-02-10
104 Turnbull, Robert Edward M ADA657 Rep 2003-12-09
105 Vaudry, Robert Thomas (SFC:AGN906) M AGN906 Rep 2004-07-19 2004-08-12
RO 2004-08-12 2005-11-12
106 Villamin, Norman Jay M AEU226 Rep 2004-09-22 2005-11-12
107 Waterhouse, Julian Brian M ALB052 Rep 2004-08-19 2004-12-14
108 Webb, Mark Cameron Ross M AEJ064 Rep 2005-11-12
109 Wong, Edmond M ACD920 Rep 2003-12-05
110 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2003-12-05
111 Wong, James Chung Yin 黃頌賢 M ADT900 Rep 2004-01-19
112 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2003-12-16
113 Wong, Patonia Steiner 黃凱琳 AGG754 Rep 2003-10-27
114 Wong, Valerie Hak Wing 王克穎 F ALL103 Rep 2004-11-17 2005-11-12
115 Wong, Wing Wah (SFC:AEC773) 黃永華 AEC773 Rep 2004-01-19
116 Woo, Art Zen 胡德賢 AEP855 Rep 2003-10-24
117 Yeoh, Simone Xenia AJD739 Rep 2003-09-10 2004-01-15
118 Yip, David Ting Keung 葉定強 M ADU278 Rep 2003-06-05
119 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2003-12-09
120 Yu, Hiu To 余曉濤 AGM902 Rep 2003-11-22

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