PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | An, Peng (SFC:APO572) 安鵬 | APO572 | Rep | 2009-03-16 | 2009-04-13 | ||
| 2 | Chan, Hung Kee (SFC:ABF065) 陳鴻基 | ABF065 | RO | 2006-03-29 | 2012-09-07 | ||
| 3 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | AJO304 | Rep | 2004-05-03 | 2012-08-25 | ||
| 4 | Chang, Lama Kit Sun 張潔新 | ACC422 | RO | 2008-02-01 | 2013-02-28 | ||
| 5 | Chau, Raymond Wai Ming 周偉明 | M | AAA987 | Rep | 2003-09-05 | ||
| 6 | Chen, Hsin-shu Branden 陳信旭 | AUK172 | Rep | 2009-12-24 | 2011-01-15 | ||
| 7 | Chen, Yayuan 陳雅媛 | AUC865 | Rep | 2009-11-06 | 2012-05-17 | ||
| 8 | Chen, Yuan (SFC:AEJ844) 陳遠 | 40 | M | AEJ844 | RO | 2004-12-07 | 2005-07-14 |
| RO | 2006-07-15 | 2009-04-01 | |||||
| 9 | Cheng, Raymond Wai Mo 鄭懷武 | M | AIJ587 | Rep | 2008-06-03 | 2008-06-07 | |
| 10 | Cheng, Wai Ho (SFC:ACE595) 鄭衛豪 | 44 | M | ACE595 | Rep | 2005-06-02 | 2006-09-28 |
| 11 | Cheung, Johnson Fusheng 張富紳 | 44 | M | ABI721 | Rep | 2004-12-07 | 2007-09-15 |
| 12 | Cheung, Michael Po Kuen 張寶權 | M | AGX308 | Rep | 2005-04-20 | 2006-05-10 | |
| Rep | 2007-01-08 | 2012-08-25 | |||||
| 13 | Chong, Yuk Tak 莊育德 | AFF041 | Rep | 2003-09-05 | |||
| 14 | Chun, Eva Yee Wah 秦綺華 | F | ABT383 | Rep | 2006-10-03 | 2007-12-01 | |
| 15 | Chung, Lai Yung 鍾麗容 | AGM626 | Rep | 2004-03-03 | |||
| 16 | Duong, Hanh My 楊美幸 | ALL708 | Rep | 2004-11-23 | 2006-06-24 | ||
| 17 | Fon, Willy Wen Kar 馮文嘉 | ABX299 | Rep | 2008-09-09 | 2009-05-01 | ||
| 18 | Fung, Kin Wing (SFC:ANY399) 馮鍵嶸 | ANY399 | Rep | 2009-11-17 | 2012-08-25 | ||
| 19 | Gillmouth, Matthew John | M | APQ653 | Rep | 2008-06-17 | 2009-01-01 | |
| 20 | Glasgow, Fraser John | M | AEP339 | Rep | 2004-03-03 | 2006-06-24 | |
| 21 | Ho, Cheuk Yuet (SFC:ABI716) 何綽越 | ABI716 | RO | 2008-01-03 | 2009-04-01 | ||
| 22 | Ho, King Hang (SFC:AAF005) 何景行 | AAF005 | Rep | 2009-12-22 | 2010-01-23 | ||
| 23 | Ho, Kwong Chak 何光澤 | AAB154 | Rep | 2003-09-09 | 2003-10-29 | ||
| RO | 2003-10-29 | 2005-11-01 | |||||
| 24 | Hu, Rui (SFC:AEO900) 胡銳 | AEO900 | Rep | 2004-07-02 | |||
| 25 | Huang, Luyao (SFC:AQR396) 黃路遙 | AQR396 | Rep | 2009-06-18 | 2009-09-05 | ||
| 26 | Ko, Hon Tak 高漢德 | AAD598 | Rep | 2004-03-23 | |||
| 27 | Lam, Car Man 林家文 | AAG480 | Rep | 2004-03-03 | |||
| 28 | Lang, Peter Yin Shing 梁衍誠 | M | AAD770 | Rep | 2003-09-10 | ||
| 29 | Lau, Derrick Wang Yip 劉宏業 | 48 | M | AAU800 | RO | 2007-04-03 | 2011-04-07 |
| 30 | Lau, Tak Hung 劉德雄 | AEC937 | Rep | 2009-03-31 | 2009-07-11 | ||
| 31 | Leung, Angela Wai Kwan 梁維君 | F | ABE848 | Rep | 2004-12-09 | 2007-01-01 | |
| 32 | Leung, Curly Pui Nung 梁培能 | AFX696 | Rep | 2004-03-03 | |||
| 33 | Li, Bo (SFC:ATD715) 李波 | ATD715 | Rep | 2009-06-16 | 2010-04-26 | ||
| 34 | Li, Kai Yu 李啟宇 | ADV652 | Rep | 2004-01-28 | 2004-10-04 | ||
| 35 | Lin, Jen-Min 林振民 | AQR696 | Rep | 2008-03-18 | 2009-10-01 | ||
| 36 | Lo, Ricky Tak Fat 盧德發 | M | ACL682 | Rep | 2004-03-03 | ||
| 37 | Loh, Yiu Fai 陸耀輝 | ABN692 | RO | 2005-11-17 | 2007-02-17 | ||
| 38 | Lui, Johnny Chi Wah 呂志華 | 49 | M | AAK797 | Rep | 2004-11-22 | |
| 39 | Lui, Josaphat Chi Chung 呂志聰 | AAD557 | RO | 2004-12-23 | |||
| 40 | Luk, Ka Fat 陸家發 | ADG929 | Rep | 2007-02-13 | 2007-05-19 | ||
| 41 | Man, Chan Wah (SFC:AAJ614) 文燦華 | AAJ614 | Rep | 2008-03-11 | 2008-10-19 | ||
| 42 | Marostica, Mark Alfred Steven | M | ASZ334 | Rep | 2009-05-20 | 2010-09-01 | |
| 43 | Poon, Sou Ling 潘秀玲 | AAA921 | Rep | 2004-03-03 | |||
| 44 | Riggs, John West | M | ARO321 | Rep | 2008-08-27 | 2009-06-15 | |
| 45 | Shan, Li (SFC:ANG467) 單力 | ANG467 | Rep | 2006-05-17 | 2006-08-01 | ||
| 46 | Tai, Kwok Keung (SFC:AAE013) 戴國強 | AAE013 | Rep | 2003-09-10 | |||
| 47 | Tai, Winson Wing Sum 戴穎琛 | AOV063 | Rep | 2007-04-20 | 2008-10-03 | ||
| 48 | Wang, Yi (SFC:APH806) 汪翊 | APH806 | Rep | 2008-05-22 | 2009-05-23 | ||
| 49 | Wong, Chi Man (SFC:AIU435) 王志文 | AIU435 | Rep | 2008-01-14 | 2010-09-01 | ||
| 50 | Wong, Edmond Hoi Ming 黃海明 | M | AAE015 | Rep | 2004-11-04 | ||
| 51 | Wong, Helen Yim How 黃艷巧 | F | ADW624 | Rep | 2003-09-10 | ||
| 52 | Wong, Man Yin (SFC:AED081) 黃文嬿 | AED081 | Rep | 2009-02-10 | 2010-02-17 | ||
| 53 | Yeung, Shu Fan 楊樹勳 | M | AAI312 | RO | 2004-03-23 | 2007-10-06 | |
| 54 | Zhao, Wei (SFC:ALU733) 趙偉 | ALU733 | Rep | 2005-03-11 | 2005-10-03 | ||
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