CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2010 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Cheuk Fan 區焯凡 |
|
|
ADJ308 |
Rep |
|
2003-11-30 |
| 2 |
Chan, Edmund King Bun 陳兢斌 |
|
M |
AIR952 |
Rep |
|
2004-05-31 |
| 3 |
Chan, Hing Wang (SFC:ABQ698) 陳卿弘 |
|
|
ABQ698 |
Rep |
|
2004-05-05 |
| 4 |
Chan, Kar Lok 陳家樂 |
|
|
ABE379 |
Rep |
2006-07-27 |
2008-09-30 |
| 5 |
Chan, Kit Ling (SFC:ACB932) 陳潔玲 |
|
|
ACB932 |
Rep |
|
2004-05-31 |
| 6 |
Chan, Samuel Chu Kwan 陳柱均 |
|
M |
AEH683 |
Rep |
2008-03-06 |
2008-07-28 |
| 7 |
Chan, Yi Sum 陳鐿心 |
|
|
AAD405 |
Rep |
|
2003-05-26 |
| 8 |
Cheng, Eddy Wai Kai 鄭偉佳 |
|
M |
AAG231 |
Rep |
|
2004-05-24 |
| 9 |
Cheng, Raymond Wai Mo 鄭懷武 |
|
M |
AIJ587 |
Rep |
2004-06-16 |
2006-07-19 |
| 10 |
Cheung, Charlotte Ngai Yi 張艾儀 |
|
F |
AAJ203 |
Rep |
|
2004-08-20 |
| 11 |
Cheung, Oi Ling (SFC:AGJ516) 張愛玲 |
|
|
AGJ516 |
Rep |
|
2003-07-15 |
| 12 |
Chor, Voiron Ko Fung 左高峰 |
|
|
ADT849 |
Rep |
2004-02-23 |
2004-12-15 |
| 13 |
Deng, Liangsheng 鄧良生 |
|
|
ALA732 |
Rep |
2005-09-12 |
2010-12-09 |
| 14 |
Ding, Edward An Hua 丁安華 |
47 |
M |
AUB456 |
Rep |
2009-11-30 |
2017-04-30 |
| 15 |
Fan, Chun Keung 范進強 |
|
|
ACA792 |
Rep |
|
2003-08-07 |
| 16 |
Fan, Wai Kwok 范偉國 |
|
|
ADD033 |
Rep |
|
2003-08-07 |
| 17 |
Feng, Yu (SFC:AHL497) 豐羽 |
|
|
AHL497 |
Rep |
|
2005-02-16 |
| 18 |
Fung, Edwin King Hing 馮景興 |
|
M |
AIB745 |
Rep |
2006-07-27 |
2010-07-27 |
| 19 |
He, Zhong (SFC:AOE223) 何鐘 |
|
|
AOE223 |
Rep |
2006-11-16 |
2008-04-24 |
|
|
|
RO |
2008-04-24 |
2012-02-01 |
| 20 |
Hui, Chi Yuen 許志遠 |
|
|
AED756 |
Rep |
|
2003-08-08 |
| 21 |
Hui, Judy Kwan Yue 許坤茹 |
|
F |
AFU622 |
Rep |
|
2003-07-31 |
| 22 |
Hui, Yik 許奕 |
|
|
AFT734 |
Rep |
|
2003-07-16 |
| 23 |
Ip, Yu Pang 葉如鵬 |
|
|
ACH676 |
Rep |
|
2004-05-24 |
| 24 |
Lai, Lawrence Yeuk Kam 黎若錦 |
|
M |
ABL675 |
Rep |
|
2004-05-31 |
| 25 |
Lam, Frank Pun Yuen 林本源 |
60 |
M |
AFU929 |
RO |
|
2004-12-10 |
| 26 |
Lam, Siu Hi 林少喜 |
|
|
AEP103 |
Rep |
|
2003-06-21 |
|
|
|
RO |
2003-06-21 |
2013-09-02 |
| 27 |
Lam, Tat Chi 林達智 |
|
|
AAI706 |
Rep |
|
2004-05-05 |
| 28 |
Lau, Wai Kong 劉維剛 |
|
|
ACF644 |
Rep |
2005-07-18 |
2006-12-15 |
| 29 |
Leung, Fong Ming 梁鳳鳴 |
|
|
AAI351 |
Rep |
|
2004-05-31 |
| 30 |
Leung, Kwok Wai (SFC:AGJ515) 梁國偉 |
|
|
AGJ515 |
Rep |
|
2004-02-16 |
| 31 |
Leung, Ying Ki 梁英奇 |
|
|
ABI070 |
Rep |
|
2003-05-20 |
| 32 |
Liang, Ying (SFC:AQY868) 梁盈 |
|
|
AQY868 |
Rep |
2008-05-28 |
2011-01-20 |
| 33 |
Liu, Shuang (SFC:AHO649) 劉爽 |
|
|
AHO649 |
Rep |
2007-11-30 |
2008-04-15 |
| 34 |
Lo, Chiu Wai (SFC:AFT576) 羅昭維 |
|
|
AFT576 |
Rep |
2006-07-27 |
2010-07-27 |
| 35 |
Lo, Mei Lin 盧美蓮 |
|
|
AGJ091 |
Rep |
|
2004-05-05 |
| 36 |
Lo, Sau Ling 盧秀玲 |
|
|
AGJ506 |
Rep |
|
2004-05-05 |
| 37 |
Lo, Steve Ka Lok 盧家樂 |
53 |
M |
AAB828 |
Rep |
|
2008-06-28 |
| 38 |
Luk, Anita Wai Jong 陸懷莊 |
|
F |
AAQ340 |
Rep |
|
2003-08-22 |
| 39 |
Luo, Jinming 羅錦明 |
|
|
ASF461 |
Rep |
2009-03-18 |
2011-01-20 |
| 40 |
Mau, Ying Yuen 繆英源 |
46 |
M |
AAC213 |
RO |
|
2014-03-15 |
| 41 |
Mok, Wing Hon (SFC:AGD652) 莫榮漢 |
|
|
AGD652 |
Rep |
|
2004-05-05 |
| 42 |
Ng, Mee King 吳美琼 |
|
|
AAG193 |
Rep |
|
2004-05-24 |
| 43 |
Shi, Yu (SFC:AOX368) 石鈺 |
|
|
AOX368 |
Rep |
2007-06-15 |
2011-04-26 |
| 44 |
Sun, Na (SFC:AOY607) 孫娜 |
|
|
AOY607 |
Rep |
2007-08-09 |
2012-02-01 |
| 45 |
Sun, Yufeng (SFC:ALG408) 孫于峰 |
|
|
ALG408 |
Rep |
2007-11-13 |
2007-12-10 |
|
|
|
RO |
2007-12-10 |
2008-06-30 |
| 46 |
Tsui, Jack Fung 徐鋒 |
|
M |
AEJ317 |
Rep |
2007-02-12 |
2008-06-28 |
| 47 |
Tsui, Kin Wing 崔健榮 |
|
|
AAB278 |
RO |
|
2004-12-10 |
| 48 |
Tsui, Shing Cheung 徐勝昌 |
|
|
AHM538 |
Rep |
|
2004-05-31 |
| 49 |
Wang, Xiaodi (SFC:ARO438) 王曉滌 |
|
|
ARO438 |
Rep |
2008-10-13 |
2011-05-03 |
| 50 |
Wei, Xiaoshuang 魏晓爽 |
|
|
ASC765 |
Rep |
2008-12-29 |
2010-11-01 |
| 51 |
Wong, Gordon Chung Kit 黃忠傑 |
|
M |
AFE897 |
Rep |
|
2004-05-31 |
| 52 |
Wong, San Kuen 王新娟 |
|
|
ACD046 |
Rep |
|
2004-05-24 |
| 53 |
Wong, Suling 黃殊玲 |
|
|
ACJ388 |
Rep |
|
2003-06-10 |
| 54 |
Wong, Tsin Man 王芊文 |
|
|
AHX018 |
Rep |
|
2004-05-31 |
| 55 |
Wong, Yuen Tung (SFC:AFA292) 黃元通 |
|
|
AFA292 |
Rep |
|
2004-05-24 |
| 56 |
Wu, Xiao (SFC:AOS437) 吳筱 |
31 |
F |
AOS437 |
Rep |
2007-03-23 |
2008-06-28 |
| 57 |
Wu, Xuan (SFC:AOW803) 吳軒 |
|
|
AOW803 |
Rep |
2007-06-26 |
2010-11-12 |
| 58 |
Wu, Yinong 吳亦農 |
48 |
M |
AFD223 |
Rep |
2006-09-01 |
2012-10-09 |
| 59 |
Xiang, Pinggui 向平貴 |
|
|
AOJ791 |
Rep |
2008-09-17 |
2009-02-26 |
|
|
|
RO |
2009-02-26 |
2010-07-11 |
| 60 |
Xie, Yaxuan 謝亞軒 |
|
|
ARG368 |
Rep |
2008-07-14 |
2011-04-28 |
| 61 |
Xu, Jin (SFC:AOY611) 徐錦 |
|
|
AOY611 |
Rep |
2007-06-27 |
2009-07-30 |
| 62 |
Yen, David Tai Wai 閻大偉 |
|
M |
AAC020 |
Rep |
2008-03-10 |
2008-07-28 |
| 63 |
Yen, John Jong Ling 嚴中伶 |
49 |
M |
ADJ570 |
Rep |
2007-11-24 |
2008-01-15 |
|
|
|
RO |
2008-01-15 |
2012-01-03 |
| 64 |
Ying, Yee Shing 邢羽成 |
|
|
AHX077 |
Rep |
2008-11-04 |
2011-07-15 |
| 65 |
Yiu, Man Yuk 姚文玉 |
|
|
ACP901 |
Rep |
|
2004-05-05 |
| 66 |
Yu, Huangyan 余黃炎 |
|
|
ANH386 |
Rep |
2007-06-21 |
2011-08-01 |
| 67 |
Yu, Jin (SFC:AQP649) 于進 |
|
|
AQP649 |
Rep |
2008-03-27 |
2010-03-12 |
| 68 |
Yuk, Michael Ming Tak 郁明德 |
|
M |
AQN893 |
Rep |
2010-11-16 |
|
| 69 |
Zhao, Wenli (SFC:ARP526) 趙文利 |
|
|
ARP526 |
Rep |
2008-10-13 |
2014-12-29 |
| 70 |
Zhao, Xiao (SFC:ASC695) 趙晓 |
|
|
ASC695 |
Rep |
2008-12-29 |
2016-07-07 |
| 71 |
Zhou, Weijia (SFC:AQQ914) 周偉佳 |
|
|
AQQ914 |
Rep |
2008-04-09 |
2010-01-07 |
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