DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Berrima, Hatem | Rep | 2008-03-26 | 2008-08-01 | ||
| 2 | Carter, Darren (SFC:AEJ360) | RO | 2007-01-31 | |||
| 3 | Chan, Chun Chung (SFC:AEQ936) 陳振聰 | Rep | 2006-05-15 | 2007-10-10 | ||
| RO | 2007-10-10 | 2015-01-12 | ||||
| 4 | Chan, Julia Wai Nga 陳慧雅 | F | Rep | 2010-11-02 | 2013-11-13 | |
| 5 | Chan, Ka Yeung (SFC:ALF671) 陳嘉陽 | 30 | M | Rep | 2004-09-08 | 2005-01-05 |
| 6 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | Rep | 2007-02-15 | |||
| RO | 2007-02-15 | 2015-01-12 | ||||
| 7 | Chan, Ronnie Kin Yu 陳建宇 | M | Rep | 2004-09-08 | 2014-01-16 | |
| 8 | Chan, Sharon Yuen Ting 陳婉婷 | F | Rep | 2010-11-02 | 2012-03-23 | |
| 9 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | Rep | 2003-07-25 | 2004-07-13 | ||
| 10 | Chan, Yuk Bing 陳玉冰 | Rep | 2010-11-02 | 2012-03-16 | ||
| 11 | Cheng, Man Chi (SFC:AGC897) 鄭敏芝 | Rep | 2006-05-08 | 2015-01-12 | ||
| 12 | Cheung, Siu Kiu 張小喬 | Rep | 2010-11-02 | 2013-11-13 | ||
| 13 | Cheung, Terence Ching Leung 張正樑 | M | Rep | 2004-09-09 | ||
| RO | 2004-09-09 | 2012-07-25 | ||||
| 14 | Chiong, Sai Lung 張世龍 | Rep | 2006-05-17 | 2007-07-31 | ||
| 15 | Chu, Wah Cheung 朱華章 | Rep | 2006-05-17 | 2008-11-22 | ||
| 16 | Chung, Philip Ching Kei 鍾正祺 | M | Rep | 2010-11-02 | 2016-01-01 | |
| 17 | Cowperthwaite, Adam Aaron | M | Rep | 2010-11-20 | 2011-09-03 | |
| 18 | Dobkins, Spencer Darryl | M | Rep | 2010-11-02 | 2012-10-10 | |
| 19 | Dominick, Frank | M | Rep | 2003-06-12 | ||
| 20 | France, Roy | M | Rep | 2005-10-17 | 2012-10-10 | |
| 21 | Fu, Hsiang Chuan 傅祥銓 | Rep | 2005-10-17 | 2006-04-14 | ||
| 22 | Heo, Kwang Su 許光洙 | Rep | 2007-12-10 | 2008-11-22 | ||
| 23 | Ip, Florence Hiu Man 葉曉雯 | F | Rep | 2003-05-27 | 2006-03-11 | |
| 24 | Jenn, Marc Steven | M | Rep | 2008-11-27 | 2013-11-13 | |
| 25 | Key, John Richard | M | Rep | 2010-11-02 | 2013-05-17 | |
| 26 | Ko, Chi Wo (SFC:APK739) 高志和 | Rep | 2010-11-02 | 2011-02-17 | ||
| 27 | Lam, Joyce Lok Yee 林樂怡 | F | Rep | 2010-11-02 | 2015-03-09 | |
| 28 | Lam, Kwong Yu (SFC:AFD849) 林光宇 | Rep | 2005-10-17 | 2006-03-07 | ||
| 29 | Lau, Tsz Lung (SFC:AJL083) 劉子龍 | Rep | 2004-02-03 | 2006-04-01 | ||
| 30 | Lee, Kit Shan (SFC:AMY300) 李潔珊 | Rep | 2010-11-02 | 2011-09-03 | ||
| 31 | Li, Kathy (SFC:AGW424) 李嘉怡 | F | Rep | 2010-11-02 | 2012-06-20 | |
| 32 | Lim, Allan | M | Rep | 2009-04-01 | 2010-11-20 | |
| 33 | Lo, Kit Lan 羅潔蘭 | Rep | 2010-11-02 | 2012-06-20 | ||
| 34 | Lo, Rex Sui Yan 盧穗欣 | M | Rep | 2010-11-02 | 2011-09-03 | |
| 35 | Lo, Shih-Hung 羅仕泓 | Rep | 2010-11-20 | 2012-05-05 | ||
| 36 | Ma Chan, Katherine 馬陳家歡 | F | Rep | 2004-11-17 | 2008-11-01 | |
| 37 | Ng, Lap Fung 伍立峯 | Rep | 2010-11-02 | 2012-02-18 | ||
| 38 | Ngan, George Kwok Tung 顏國棟 | M | RO | 2003-06-16 | 2007-01-31 | |
| Rep | 2007-01-31 | 2008-12-31 | ||||
| 39 | Pang, On Ki 彭安琪 | Rep | 2010-11-02 | 2011-09-06 | ||
| 40 | Pervez, Ahsan (SFC:AJO361) | Rep | 2005-12-08 | 2006-03-07 | ||
| 41 | Petit-Pasquier, Julien | Rep | 2010-11-20 | 2011-09-03 | ||
| 42 | Sarkis, David | M | Rep | 2010-11-20 | 2012-03-22 | |
| 43 | Sirpal, Sajeev | RO | 2003-10-16 | |||
| 44 | Su, Wei-chia 蘇威嘉 | Rep | 2005-01-05 | 2008-05-14 | ||
| 45 | Symoens, Michiel | Rep | 2010-11-02 | 2012-02-18 | ||
| 46 | Tang, Ho Ming (SFC:AQJ523) 鄧可明 | Rep | 2010-11-02 | 2011-09-03 | ||
| 47 | Ting, Fu Wah 丁富華 | Rep | 2008-01-07 | 2015-10-01 | ||
| 48 | Tseng, Jason (SFC:ANN054) | M | Rep | 2006-07-05 | 2007-08-17 | |
| 49 | Van Runckelen, Didier L. M. 王令龍 | Rep | 2008-01-08 | 2010-11-20 | ||
| 50 | Wan, Katie Chee Lai 溫子麗 | Rep | 2010-11-02 | 2015-07-01 | ||
| 51 | Watanabe, Naoki (SFC:AQD803) | Rep | 2010-11-02 | 2012-10-10 | ||
| 52 | Wong, Ivan Sze Yuen 王士元 | M | Rep | 2008-01-30 | 2013-08-02 | |
| 53 | Wong, Kwok Cheung (SFC:AKV201) 黃國彰 | Rep | 2008-03-26 | 2010-11-20 | ||
| 54 | Wong, Lawrence Kwok Hung (SFC:APB845) 王國雄 | M | Rep | 2009-03-16 | 2016-01-01 | |
| 55 | Wong, Tin Lam (SFC:AKI638) 黃天嵐 | Rep | 2004-04-07 | 2005-08-20 | ||
| 56 | Wong, Wai Yan (SFC:AGG935) 黃惠恩 | Rep | 2010-11-02 | 2013-06-21 | ||
| 57 | Woo, Maggie Ching Han 胡靜嫻 | F | Rep | 2010-11-02 | 2013-11-13 | |
| 58 | Yeo, Keng Chun 楊慶春 | Rep | 2008-04-08 | 2014-09-26 | ||
| 59 | Yip, Abbie Man Yan 葉文炘 | Rep | 2010-11-29 | 2013-11-13 | ||
| 60 | Yokosuka, Takashi 橫須賀 | Rep | 2010-12-01 | 2012-04-06 | ||
| 61 | Yoshida, Kyonosuke | Rep | 2010-12-29 | 2011-10-08 | ||
| 62 | Yu, Ka Fai 余家輝 | Rep | 2005-10-17 | 2011-09-16 | ||
| 63 | Yuen, Ka Lai 阮嘉麗 | Rep | 2010-11-02 | 2013-11-13 |
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