SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 申萬宏源投資管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Bai, Youge 白又戈 | 59 | RO | 2012-01-17 | 2016-03-05 | |
| 2 | Chak, Wai Wing 翟偉榮 | Rep | 2004-08-19 | 2005-01-17 | ||
| Rep | 2008-08-25 | 2008-10-13 | ||||
| RO | 2008-10-13 | 2011-03-01 | ||||
| 3 | Chan, Kin Wai (SFC:AVD399) 陳健威 | Rep | 2020-01-22 | 2021-05-24 | ||
| 4 | Chan, Philip (SFC:ACA716) 陳菲臘 | M | Rep | 2008-07-08 | 2013-02-28 | |
| 5 | Chan, Sophia Sok Yin 陳淑妍 | F | Rep | 2006-07-04 | 2006-11-01 | |
| 6 | Che, Haonan 車皓男 | Rep | 2020-11-17 | 2022-10-07 | ||
| 7 | Chen, Yuedong (SFC:AOA650) 陳跃东 | Rep | 2008-04-17 | 2014-10-23 | ||
| 8 | Cheung, Wing Lam (SFC:AGA955) 張永林 | Rep | 2008-04-15 | 2008-09-21 | ||
| 9 | Chia, An-pei 賈安霈 | Rep | 2009-07-06 | 2009-12-10 | ||
| RO | 2018-04-24 | 2019-08-27 | ||||
| 10 | Chow, Chee 周琦 | Rep | 2016-03-07 | 2018-07-06 | ||
| 11 | Chow, Gigi Tak Chi 周德芝 | F | Rep | 2013-02-18 | 2014-05-12 | |
| 12 | Chu, Marianna Wai Ling 朱偉苓 | F | Rep | 2005-07-15 | 2008-09-16 | |
| 13 | Chui, Lap Pan 徐立斌 | Rep | 2018-07-13 | 2020-02-08 | ||
| 14 | Chui, Yin Fong 徐燕芳 | Rep | 2005-06-01 | 2007-05-23 | ||
| 15 | Chung, Grace Wai Sze 鍾慧詩 | F | Rep | 2019-10-18 | 2020-07-31 | |
| 16 | Deng, Jun (SFC:BKZ667) 鄧鈞 | Rep | 2017-09-28 | 2019-06-26 | ||
| 17 | Fang, Yanlai 方燕來 | Rep | 2014-03-31 | 2020-09-07 | ||
| 18 | Fung, Kwok On 馮國安 | Rep | 2013-12-24 | 2014-03-05 | ||
| RO | 2014-03-05 | 2017-06-30 | ||||
| 19 | Guo, Chun (1964-05-17) 郭純 | 57 | M | RO | 2022-06-07 | |
| 20 | Guo, Jennifer Yi 郭奕 | F | Rep | 2019-10-17 | 2019-12-06 | |
| RO | 2019-12-06 | 2021-08-05 | ||||
| 21 | He, Tian (SFC:BBR112) 賀添 | Rep | 2019-02-25 | 2019-04-24 | ||
| RO | 2019-04-24 | 2021-10-29 | ||||
| 22 | Ho, Kwong Chak 何光澤 | RO | 2003-07-17 | |||
| 23 | Ho, Michelle Ka Ki 何家淇 | F | Rep | 2008-11-13 | 2011-09-15 | |
| 24 | Hu, Jingan (SFC:BIV840) 胡靜安 | Rep | 2017-04-06 | |||
| 25 | Huang, Jiawen (SFC:AYW787) 黃賈雯 | Rep | 2012-01-27 | 2013-01-19 | ||
| 26 | Hus, Chia Ching 徐嘉慶 | Rep | 2011-01-06 | 2011-02-14 | ||
| RO | 2011-02-14 | 2017-06-30 | ||||
| 27 | Khan, Karima (SFC:AEP551) 簡家寶 | Rep | 2012-02-03 | 2014-05-12 | ||
| 28 | Kir, Eddie Jen 賈振綱 | M | Rep | 2009-07-06 | 2010-08-11 | |
| 29 | Kong, Wei Quan 孔偉全 | Rep | 2020-08-19 | 2022-12-09 | ||
| 30 | Lai, Kai Wing 黎啟榮 | Rep | 2005-05-18 | 2005-12-01 | ||
| 31 | Lam, Geoffrey Man Hon 林汶翰 | M | Rep | 2009-01-14 | 2009-04-15 | |
| RO | 2009-04-15 | 2010-01-01 | ||||
| 32 | Lee, Ming Han 李明翰 | Rep | 2018-08-27 | 2019-08-18 | ||
| 33 | Leung, Catherine Ching Wan 梁靜筠 | F | Rep | 2005-06-08 | 2006-12-29 | |
| 34 | Leung, Suet Ying 梁雪瑩 | Rep | 2009-07-03 | 2011-06-13 | ||
| 35 | Li, Da (SFC:AQE527) 李達 | Rep | 2020-02-18 | |||
| 36 | Liang, Jijian 梁繼健 | Rep | 2016-11-10 | 2017-02-17 | ||
| 37 | Liu, Chun Lung 廖俊龍 | Rep | 2016-06-10 | 2018-08-26 | ||
| 38 | Liu, Meng-Hsiung 劉孟雄 | M | RO | 2019-11-19 | 2023-04-03 | |
| 39 | Liu, Wanyun 劉萬雲 | Rep | 2010-12-03 | 2011-01-24 | ||
| RO | 2011-01-24 | 2012-05-12 | ||||
| 40 | Liu, Yong (SFC:ASC732) 劉勇 | Rep | 2008-12-29 | 2011-06-11 | ||
| 41 | Liu, Zhongshu 劉鍾書 | Rep | 2016-05-27 | 2020-04-30 | ||
| 42 | Lo, Alfred Bing Chak Bong 盧澤邦 | M | RO | 2008-09-08 | ||
| Rep | 2008-09-08 | 2008-10-02 | ||||
| 43 | Lo, Theresa Dune Yee 羅端儀 | F | Rep | 2007-06-18 | 2008-05-21 | |
| 44 | Luo, Weiqing 羅偉卿 | Rep | 2018-12-04 | 2021-11-19 | ||
| 45 | Luo, Zenglong 羅增龍 | Rep | 2014-11-27 | 2021-05-23 | ||
| 46 | Ma, Jui Hsiang 馬瑞祥 | Rep | 2015-08-14 | 2015-11-21 | ||
| 47 | Mei, Wenjing 梅文靜 | Rep | 2016-09-15 | 2018-06-22 | ||
| 48 | Mou, Alex Xinghai | Rep | 2009-04-27 | 2009-07-21 | ||
| RO | 2009-07-21 | 2011-01-01 | ||||
| Rep | 2017-04-11 | 2017-06-28 | ||||
| RO | 2017-06-28 | 2018-12-27 | ||||
| 49 | Ng, Chau Po 吳秋寶 | Rep | 2010-01-25 | 2011-06-01 | ||
| 50 | Ngai, Hoi Shan 魏海山 | Rep | 2010-04-28 | 2011-06-04 | ||
| 51 | Pang, Lai Kwan 彭麗君 | Rep | 2014-08-27 | 2016-01-23 | ||
| 52 | Qi, Guangdong 祁廣東 | Rep | 2012-04-10 | 2014-07-02 | ||
| 53 | Qiu, Yizhou (SFC:BJP012) 邱一舟 | RO | 2019-05-24 | 2021-06-12 | ||
| 54 | Ren, Zhen (SFC:BMC885) 任真 | Rep | 2019-11-13 | |||
| 55 | Shao, Jin (SFC:BQH142) 邵晋 | Rep | 2020-11-04 | 2022-01-31 | ||
| 56 | Shen, Chong 沈翀 | Rep | 2020-05-19 | 2020-06-18 | ||
| RO | 2020-06-18 | |||||
| 57 | Sit, Andrew Man Lung 薛文龍 | M | Rep | 2016-05-19 | 2018-07-06 | |
| 58 | Sung, Kyung Haw 成景花 | Rep | 2008-02-11 | 2008-08-21 | ||
| 59 | Tam, Kin Wo 譚健和 | Rep | 2012-02-10 | 2013-05-20 | ||
| 60 | Tong, Mengshi 童夢石 | Rep | 2014-09-24 | 2017-01-30 | ||
| 61 | Wang, Ting (SFC:AOD025) 王婷 | Rep | 2006-12-04 | 2007-05-14 | ||
| 62 | Wang, Yiqun (SFC:BFC565) 王軼群 | Rep | 2020-11-04 | 2023-05-10 | ||
| 63 | Wong, Alfred Teck Chit 王德捷 | M | Rep | 2011-10-04 | 2012-01-13 | |
| RO | 2012-01-13 | 2014-04-02 | ||||
| 64 | Wong, Chin Pang (SFC:AFU569) 黃展鵬 | Rep | 2014-04-30 | 2014-08-29 | ||
| RO | 2014-08-29 | 2018-07-15 | ||||
| 65 | Wong, Kam Hung (SFC:ARF788) 黃錦洪 | Rep | 2020-10-28 | 2022-08-12 | ||
| 66 | Wong, Kwok Ying (SFC:ADR743) 黃國英 | Rep | 2005-06-08 | 2005-07-29 | ||
| RO | 2005-07-29 | 2006-12-29 | ||||
| 67 | Wong, Marshal Sze Yuen 黃思遠 | Rep | 2014-09-03 | 2020-04-05 | ||
| 68 | Wong, Ming Nok 黃銘諾 | Rep | 2019-06-11 | 2022-08-30 | ||
| 69 | Wu, Lici Leon Edward 伍禮慈 | Rep | 2011-01-27 | 2013-04-22 | ||
| 70 | Xu, Naijie 徐乃捷 | Rep | 2009-09-07 | 2010-08-14 | ||
| 71 | Xu, Wei (SFC:BEY955) 許薇 | Rep | 2016-05-09 | 2020-03-13 | ||
| RO | 2020-03-13 | 2021-03-04 | ||||
| Rep | 2021-03-04 | 2022-12-03 | ||||
| 72 | Yan, Chi Kwan 顏志軍 | 46 | M | Rep | 2011-11-30 | 2012-02-03 |
| RO | 2012-02-03 | 2013-11-22 | ||||
| 73 | Yang, Wei (SFC:ATL572) 楊微 | Rep | 2009-07-29 | 2014-08-12 | ||
| 74 | Yang, Zhangyi 楊章藝 | Rep | 2019-03-29 | 2020-02-07 | ||
| 75 | Yeung, Shu Fan 楊樹勳 | M | RO | 2008-09-05 | 2016-10-20 | |
| 76 | Yick, Winsome Kit Sum 易潔心 | Rep | 2009-07-02 | 2012-01-01 | ||
| 77 | Yin, Chunmei 尹春梅 | Rep | 2008-09-08 | 2012-08-31 | ||
| RO | 2012-08-31 | 2019-06-18 | ||||
| 78 | Yip, Hao Huan 葉皓華 | Rep | 2010-10-04 | 2018-06-24 | ||
| 79 | Yu, Sau Ling (SFC:AYN663) 余秀玲 | Rep | 2019-03-14 | 2019-08-26 | ||
| 80 | Yu, Siwei 余思維 | Rep | 2006-12-29 | 2007-08-27 | ||
| 81 | Zhang, Cheng (SFC:AYC302) 章程 | Rep | 2012-03-12 | 2018-10-03 | ||
| 82 | Zhang, Yijun (SFC:BDA073) 張漪筠 | Rep | 2020-09-22 | 2020-12-30 | ||
| RO | 2020-12-30 | |||||
| 83 | Zhao, Sheng (SFC:AUE973) 趙晟 | Rep | 2009-12-16 | 2014-03-18 | ||
| 84 | Zheng, Juan (SFC:AGI798) 鄭娟 | Rep | 2016-04-18 | 2016-08-17 | ||
| RO | 2016-08-17 | 2020-02-12 | ||||
| 85 | Zhou, Min (SFC:BMK651) 周敏 | Rep | 2018-04-24 | 2019-02-25 | ||
| 86 | Zhu, Jin (SFC:BFJ096) 朱瑾 | Rep | 2017-12-05 | 2019-08-16 | ||
| 87 | Zhu, Nanwei 朱南唯 | Rep | 2010-06-30 | 2016-05-07 | ||
| 88 | Zhuang, Huihui 庄惠惠 | Rep | 2017-08-25 | 2018-10-05 |
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