LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in 2003 |
⚥ |
SFC ID |
Role |
From |
Until |
1 |
Aldeen, Chihiro |
|
|
AFT275 |
Rep |
|
2008-09-29 |
2 |
Au, Stephen Wai Ming 區偉明 |
|
M |
AGV321 |
Rep |
|
2005-09-10 |
3 |
Bacchus, Timothy Mustapha |
|
M |
ADS696 |
Rep |
2003-09-19 |
2005-10-21 |
4 |
Bakst, David S |
|
M |
AGF150 |
Rep |
|
2004-07-15 |
5 |
Bhattal, Jasjit Singh |
|
|
ABT100 |
RO |
|
2008-09-29 |
6 |
Bowmer Iii, William Sterett |
|
M |
AEB024 |
Rep |
|
2004-07-23 |
7 |
Chan, Alison May Wun Sheung 陳韻湘 |
|
F |
ADZ872 |
Rep |
|
2005-04-30 |
8 |
Chan, Angello Kam Chi 陳錦池 |
|
|
ABN253 |
Rep |
|
2004-05-21 |
9 |
Chan, Kelvin Chun Kei 陳俊祺 |
|
M |
AHY019 |
Rep |
|
2006-04-27 |
10 |
Chan, Shirley Mei Fung 陳美鳳 |
|
F |
AEC087 |
Rep |
|
2008-09-29 |
11 |
Chen, Scott |
|
M |
AIC497 |
Rep |
|
2008-09-29 |
12 |
Chen, Wei (SFC:AHC346) 陳蔚 |
|
|
AHC346 |
Rep |
|
2006-04-10 |
13 |
Cheung, Loretta Lai Man 張麗雯 |
|
F |
ADB867 |
Rep |
|
2008-09-29 |
14 |
Chua, Yu Min |
|
|
AHN068 |
Rep |
|
2005-08-12 |
15 |
Cielinski, Mark Alan |
|
M |
AHC364 |
Rep |
|
2008-09-29 |
16 |
Co, Liza Yap |
|
|
AGA423 |
Rep |
|
2005-04-20 |
17 |
Croft, Ian Richard |
|
M |
AJD476 |
Rep |
2003-10-13 |
2008-09-29 |
18 |
Dominick, Frank |
|
M |
AEW395 |
Rep |
2003-10-24 |
2005-02-02 |
19 |
Donohugh, William Hugh McGregor 唐威林 |
|
M |
ACM011 |
Rep |
|
2004-04-15 |
20 |
Egliskis, David Walter |
|
M |
AJC319 |
Rep |
2003-12-08 |
2007-07-07 |
21 |
Gordon, Thomas Lee Jr. |
|
M |
ADJ268 |
Rep |
2003-12-01 |
2004-03-01 |
22 |
Gupta, Ashutosh (SFC:AJE577) |
|
|
AJE577 |
Rep |
2003-11-26 |
2008-09-29 |
23 |
Harris, David Anthony (SFC:ADZ065) |
|
M |
ADZ065 |
Rep |
2003-11-21 |
2004-02-21 |
24 |
Harris, Jonathan Howe |
|
M |
ACA158 |
Rep |
2003-12-09 |
2005-07-04 |
25 |
Hellawell Iii, George Alan |
|
M |
AHL501 |
Rep |
|
2005-07-20 |
26 |
Highfield, Tucker Montana |
|
|
AIQ970 |
Rep |
2003-04-16 |
2004-05-25 |
27 |
Hindle, Leon Miller |
|
M |
AIN992 |
Rep |
|
2008-09-29 |
28 |
Ho, Kelvin Teik Chye |
|
M |
ADA874 |
Rep |
|
2008-09-29 |
29 |
Ho, Simon Tak Leung 何德亮 |
|
M |
AEE170 |
Rep |
2003-06-17 |
2004-04-19 |
30 |
Hui, Serena Siying 許世瑛 |
|
F |
AHC163 |
Rep |
|
2004-07-30 |
31 |
Karoonyavanich, Anuruk |
|
|
AHX011 |
Rep |
|
2005-10-20 |
32 |
Kee, Tang Seng |
|
|
AEC763 |
Rep |
2003-08-20 |
2006-04-10 |
33 |
Kim, Ik Soo |
|
|
AHA566 |
Rep |
|
2004-08-31 |
34 |
Kwok, Leung |
|
|
ABA518 |
Rep |
2003-04-23 |
2004-04-06 |
35 |
Lam, David Tai Yuen 林大源 |
|
M |
ADJ557 |
Rep |
|
2006-03-28 |
36 |
Lance, Robert Waldo |
|
M |
AEL830 |
RO |
2003-06-03 |
2006-02-24 |
37 |
Lau, Bernard Yu Kwan 劉宇鈞 |
|
M |
AFT473 |
Rep |
|
2008-09-29 |
38 |
Lau, Kenneth (SFC:AFI835) 劉皓之 |
28 |
M |
AFI835 |
Rep |
|
2006-02-15 |
39 |
Lau, Lik Alaric 劉力 |
|
|
AHK681 |
Rep |
|
2008-09-29 |
40 |
Laungani, Neel Vishnu |
|
|
ADQ008 |
Rep |
|
2004-12-20 |
41 |
Lee, Edward Yuan Tse 李淵智 |
|
M |
AGF152 |
Rep |
|
2005-01-05 |
42 |
Lee, Seo Kyong 李瑞景 |
|
|
AFK837 |
Rep |
|
2004-02-27 |
43 |
Leo, Peck Chao 梁弼釗 |
|
|
AJE093 |
Rep |
2003-10-24 |
2004-02-18 |
44 |
Leung, Amy Ming Yee 梁鳴儀 |
|
F |
AEJ623 |
Rep |
|
2005-10-05 |
45 |
Lim, Edmund Kim San 林金山 |
|
M |
AJE583 |
Rep |
2003-11-07 |
2008-09-29 |
46 |
Lim, Hwee Ghee 林慧儀 |
|
|
AGK672 |
Rep |
|
2007-10-11 |
47 |
Liu, Kate Kit Yee 廖潔儀 |
|
F |
ACY139 |
Rep |
2003-06-16 |
2008-09-29 |
48 |
Liu, Shao Li 劉曉黎 |
|
|
ABV412 |
Rep |
|
2004-03-02 |
49 |
Low, Kenneth Meng Ee |
|
M |
AJD749 |
Rep |
2003-10-22 |
2006-08-14 |
50 |
Mahadevan, Suresh Ayodya |
|
|
AJB405 |
Rep |
2003-08-06 |
2005-05-20 |
51 |
Mak, Marian Yuen Man 麥沅雯 |
|
F |
AID159 |
Rep |
|
2007-04-10 |
52 |
Mar, Johnson |
|
M |
ADR669 |
RO |
|
2008-09-29 |
53 |
McGrath, William Jude 馬格比利 |
|
M |
AFJ442 |
RO |
|
2005-08-23 |
54 |
McKeever, Stephen James |
|
M |
AFH236 |
Rep |
|
2006-02-07 |
55 |
Milliken, Peter James |
|
M |
AEO766 |
Rep |
|
2008-02-01 |
56 |
Mou, Alex Xinghai |
|
|
AJB639 |
Rep |
2003-08-15 |
2004-09-01 |
57 |
Myong, Chun Hyong |
|
|
AEN827 |
Rep |
|
2005-02-02 |
58 |
Ng, Virginia Suk Yin 吳淑燕 |
|
F |
ABV790 |
Rep |
2003-10-13 |
2004-04-15 |
59 |
Ngan, Bronson Lawrence |
|
M |
AGA247 |
Rep |
|
2005-02-15 |
60 |
O'Connor, Brian Michael |
|
M |
ABG705 |
RO |
|
2005-06-03 |
61 |
O'Meara, Christopher James Sidney |
|
M |
AFQ412 |
Rep |
2003-04-24 |
2005-04-27 |
62 |
Paine, David L |
|
M |
ADH929 |
Rep |
|
2008-09-29 |
63 |
Pamulapati, Lalit Chandra Choudary |
|
|
AGD006 |
Rep |
|
2006-07-20 |
64 |
Park, Sung Wan 朴性玩 |
|
|
ADQ242 |
Rep |
|
2006-03-26 |
65 |
Penton, Dominic Jon (SFC:ABM263) |
|
M |
ABM263 |
Rep |
2003-09-10 |
2004-03-15 |
66 |
Quan, Hong 全弘 |
|
|
AIE773 |
Rep |
|
2004-05-10 |
67 |
Ryoo, Hee Jung 柳希姃 |
|
|
AJF289 |
Rep |
2003-12-09 |
2004-05-21 |
68 |
Shin, Ju Young |
|
|
AJD378 |
Rep |
2003-10-13 |
2006-03-10 |
69 |
Sibia, Ranjeet Singh |
|
|
AHH557 |
Rep |
|
2004-12-06 |
70 |
Sun, Lu (SFC:AGF426) 孫璐 |
|
|
AGF426 |
Rep |
|
2007-03-02 |
71 |
Sweeney, Kirk Chester |
|
M |
AAN604 |
RO |
|
2008-09-29 |
72 |
Sykes, Joel Alexander Hugh |
|
M |
AEX555 |
Rep |
|
2004-07-15 |
73 |
Tai, Ming Zhe 戴明哲 |
|
|
AJF288 |
Rep |
2003-12-09 |
2004-03-15 |
74 |
Tan, Wei Peng 陳威頻 |
|
|
AFW644 |
Rep |
|
2004-09-27 |
75 |
Throsby, Timothy James Osborne |
37 |
M |
ACT590 |
Rep |
|
2005-07-12 |
76 |
Tsang, Eric On Bong 曾安邦 |
|
M |
AAA072 |
Rep |
|
2006-06-01 |
77 |
Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 |
|
|
ADC037 |
Rep |
|
2008-09-29 |
78 |
Tweeboom, Norman Lionel |
|
M |
AJE275 |
Rep |
2003-11-25 |
2004-06-25 |
79 |
Upadhyay, Saurabh |
|
|
AJF328 |
Rep |
2003-12-09 |
2008-09-29 |
80 |
Wang, Fang (SFC:AID230) 王芳 |
|
|
AID230 |
Rep |
|
2008-09-29 |
81 |
Wang, Jun Ping 王君平 |
|
|
ADW638 |
Rep |
|
2004-04-28 |
82 |
Watson, Alan James David |
45 |
M |
AEE163 |
Rep |
|
2004-07-08 |
83 |
Wernli, Michelle Suzanne |
|
F |
AIZ368 |
Rep |
2003-06-19 |
2004-08-31 |
84 |
Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 |
|
|
ACN459 |
Rep |
2003-05-12 |
2005-08-01 |
85 |
Wong, Carolyn Yuk Cheung 黃旭鏘 |
|
F |
AFT958 |
Rep |
2003-05-13 |
2006-02-20 |
86 |
Wong, Edwin Ching Him 黃正謙 |
|
|
AEB025 |
Rep |
|
2008-09-29 |
87 |
Wong, Marco Chi Duen |
|
M |
AFQ741 |
Rep |
|
2008-09-29 |
88 |
Woo, Rebecca Heng-yun 吳恆恩 |
|
F |
ABL783 |
Rep |
|
2005-06-20 |
89 |
Wright, Symon Robert |
|
M |
ACG024 |
Rep |
|
2006-03-20 |
90 |
Wu, Lici Leon Edward 伍禮慈 |
|
|
AJD966 |
Rep |
2003-11-06 |
2004-06-25 |
91 |
Wu, Yat Wai 胡一威 |
36 |
M |
ACW474 |
Rep |
|
2004-05-18 |
92 |
Yap, Chin Yee 叶君瑜 |
|
|
AFR721 |
Rep |
|
2008-03-18 |
93 |
Yoon, Yong Cheul |
|
|
AGW405 |
Rep |
|
2004-07-21 |
94 |
Yu, Janice Man Kiu 茹蔓喬 |
|
|
ADZ441 |
Rep |
|
2004-02-03 |
95 |
Yu, Ming Lai 余明麗 |
|
|
AFU845 |
Rep |
2003-08-15 |
2006-04-10 |
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