LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Au, Stephen Wai Ming 區偉明 M AGV321 Rep 2005-09-10
3 Bacchus, Timothy Mustapha M ADS696 Rep 2003-09-19 2005-10-21
4 Bakst, David S M AGF150 Rep 2004-07-15
5 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
6 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
7 Chan, Alison May Wun Sheung 陳韻湘 F ADZ872 Rep 2005-04-30
8 Chan, Angello Kam Chi 陳錦池 ABN253 Rep 2004-05-21
9 Chan, Gigi Sau Chi 陳秀沚 AJT911 Rep 2004-03-26 2005-09-12
10 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
11 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
12 Chang, Esther Koon Kwun 張冠羣 F AKI258 Rep 2004-03-31 2005-04-07
13 Chen, Junyu (1965) 陳軍余 39 M AKL748 Rep 2004-04-26 2007-06-19
14 Chen, Scott M AIC497 Rep 2008-09-29
15 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
16 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
17 Chua, Yu Min AHN068 Rep 2005-08-12
18 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
19 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
20 Co, Liza Yap AGA423 Rep 2005-04-20
21 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
22 Dominick, Frank M AEW395 Rep 2003-10-24 2005-02-02
23 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
24 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
25 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
26 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
27 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
28 Harris, Jonathan Howe M ACA158 Rep 2003-12-09 2005-07-04
29 Hellawell Iii, George Alan M AHL501 Rep 2005-07-20
30 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
31 Hindle, Leon Miller M AIN992 Rep 2008-09-29
32 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
33 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
34 Hui, Serena Siying 許世瑛 F AHC163 Rep 2004-07-30
35 Karoonyavanich, Anuruk AHX011 Rep 2005-10-20
36 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
37 Kim, Ik Soo AHA566 Rep 2004-08-31
38 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
39 Lance, Robert Waldo M AEL830 RO 2003-06-03 2006-02-24
40 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
41 Lau, Kenneth (SFC:AFI835) 劉皓之 29 M AFI835 Rep 2006-02-15
42 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
43 Laungani, Neel Vishnu ADQ008 Rep 2004-12-20
44 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-01-05
45 Leung, Amy Ming Yee 梁鳴儀 F AEJ623 Rep 2005-10-05
46 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
47 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
48 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
49 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
50 Mahadevan, Suresh Ayodya AJB405 Rep 2003-08-06 2005-05-20
51 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
52 Mar, Johnson M ADR669 RO 2008-09-29
53 McGrath, William Jude 馬格比利 M AFJ442 RO 2005-08-23
54 McKeever, Stephen James M AFH236 Rep 2006-02-07
55 Milliken, Peter James M AEO766 Rep 2008-02-01
56 Mou, Alex Xinghai AJB639 Rep 2003-08-15 2004-09-01
57 Myong, Chun Hyong AEN827 Rep 2005-02-02
58 Ngan, Bronson Lawrence M AGA247 Rep 2005-02-15
59 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
60 O'Connor, Brian Michael M ABG705 RO 2005-06-03
61 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2005-04-27
62 Paine, David L M ADH929 Rep 2008-09-29
63 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
64 Park, Sung Wan 朴性玩 ADQ242 Rep 2006-03-26
65 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2004-03-15 2005-05-05
66 Quan, Hong 全弘 AIE773 Rep 2004-05-10
67 Ryoo, Hee Jung 柳希姃 AJF289 Rep 2003-12-09 2004-05-21
68 Sargeant, Pierre Gregory M AJJ630 Rep 2004-01-13 2004-09-03
69 Sheng, Wei-Ting 盛薇庭 AJL418 Rep 2004-04-19 2005-10-05
70 Shin, Ju Young AJD378 Rep 2003-10-13 2006-03-10
71 Sibia, Ranjeet Singh AHH557 Rep 2004-12-06
72 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
73 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
74 Sykes, Joel Alexander Hugh M AEX555 Rep 2004-07-15
75 Tan, Wei Peng 陳威頻 AFW644 Rep 2004-09-27
76 Throsby, Timothy James Osborne 38 M ACT590 Rep 2005-07-12
77 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
78 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
79 Tweeboom, Norman Lionel M AJE275 Rep 2003-11-25 2004-06-25
80 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
81 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
82 Watson, Alan James David 46 M AEE163 Rep 2004-07-08
83 Wernli, Michelle Suzanne F AIZ368 Rep 2003-06-19 2004-08-31
84 Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 ACN459 Rep 2003-05-12 2005-08-01
85 Wong, Anthony Man Chun 黃文俊 M AJD976 Rep 2004-04-10 2006-08-14
86 Wong, Carolyn Yuk Cheung 黃旭鏘 F AFT958 Rep 2003-05-13 2006-02-20
87 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
88 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
89 Woo, Rebecca Heng-yun 吳恆恩 F ABL783 Rep 2005-06-20
90 Wright, Symon Robert M ACG024 Rep 2006-03-20
91 Wu, Lici Leon Edward 伍禮慈 AJD966 Rep 2003-11-06 2004-06-25
92 Wu, Yat Wai 胡一威 37 M ACW474 Rep 2004-05-18
93 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
94 Yoon, Yong Cheul AGW405 Rep 2004-07-21
95 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10
96 Zhao, Yu (SFC:AJD965) 趙瑜 AJD965 Rep 2004-02-16 2004-05-10

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